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viii Contents
Bibliography 251
Index 265
As with the first edition of this book, we have written this volume with two
audiences in mind. This book is meant to serve as a basic primer for the
beginning researcher who is about to embark on a career that will employ
the use of qualitative research and ethnographic approaches. At the same
time, this work should be a useful reference and guide for experienced re-
searchers who wish to re-examine their own skills and abilities in light of
best practices of participant observation.
Participant observation is accepted almost universally as the central and
defining method in cultural anthropology but in the late twentieth and
early twenty-first centuries has become a common feature of qualitative re-
search in a number of disciplines. Qualitative research in such diverse areas
as sociology, education, nursing, and medical research draws on the in-
sights gained through the use of participant observation for gaining greater
understanding of phenomena from the point of view of participants. Par-
ticipant observation has been used to develop this kind of insight in every
cultural setting imaginable, from non-Western cultures little understood
by Western social science, to ethnic and subcultural groups with North
American and European settings, and to "virtual communities" that now
congregate through electronic media.
In writing about participant observation as a method, we were immedi-
ately confronted with a problem that is also an issue in the analysis of data
collected through the method. A good part of what makes up the method
of participant observation, both the collection of information and analysis,
is difficult to put into words. In part, it is because this is a method in which
control of the research situation is less in the hands of the investigator than
in other methods, even other qualitative methods. The investigator is react-
ing to and interacting with others in the events and situations that unfold
before him or her. At the same time, investigators are bringing their own
unique background and experience into the situation. Therefore, any dis-
cussion of "how to do it" must necessarily be abstract. There is no way to
ix
X Preface
We would also like to thank the many students with whom we have
worked over the years. Their success in becoming anthropologists who are
making real contributions to the discipline, to the institutions in which
they are working, and especially to the people they study, is a great source
of satisfaction to us. We hope that we have successfully captured some of
what we taught them (as well as what they have taught us!) and that this
volume will assist others in following in their footsteps to becoming con-
tributing professionals. Our departments and centers at the Universities of
Kentucky and Pittsburgh have been supportive of our research and have
tolerated our long periods of time doing active field work.
Parts of the first edition were prepared while the authors were at the
Rockefeller Foundation Study and Conference Center in Bellagio, Italy
where Kathleen was a scholar in residence for April 2000. We would like to
thank the Rockefeller Foundation and in particular the staff of the Bellagio
Center (most especially Gianna Celli) for their support and wonderful ac-
commodations during that time.
Most importantly, we would like to thank the many people with whom
we have done field research during the past 40 years in a number of differ-
ent settings-in Mexico, the people of Temascalcingo, Quebrantadero, El
Porvenir, Derramaderos, Bateas, Alcalde, and communities along the Gulf
of California; in Honduras, Pespire and many coastal communities around
the Gulf of Fonseca; in Ecuador, people in the provinces of Cotopaxi, Car-
chi, Manabf, and Napa; in Kentucky, people from Red River Gorge, Central
and Mountain Counties (pseudonyms), and Bourbon County; and the
many other places in which we have worked for shorter periods of time. In
each of these communities, people have welcomed us into their lives and
communities, allowing us to participate and make observations about their
lives and times. They taught us much and we hope that, in our published
work, we have been able to reflect some small part of what we have learned
from them.
On a personal level, we would like to thank our children, Saara and
Gareth, for their forbearance in traveling with us or enduring our absences.
Although our own partnership ended in 2002, we share the joy of seeing
them thriving as successful professionals (a tropical biologist and attorney
respectively). And, we delight in our two grandchildren, Owen Benjamin
and Sasha Renee Ickes, to whom this volume is dedicated. We hope that
the lives they have ahead of them are filled with as much enjoyment and
excitement as we have experienced.
What Is Participant Observation?
Every one of us has had the experience of being a stranger in the midst
of a new crowd. We walk into a room or join a large cluster of people all
of whom seem to know and understand one another. As we nervously
approach some part of the chattering crowd, we look for individuals to
make eye contact or to shift their position to allow us to join the group.
Our senses are on full alert. We observe the people present, how they are
dressed, their relative age, who seems to be doing the most talking, and how
each individual responds to what others are saying. We listen to conversa-
tions taking place to try to gauge the pace of the conversation, the degree of
formality or informality of the language being used, and what it is that is
being discussed. We look for ways in which we might begin to contribute
to the dialogue. In such situations, each of us is engaging in something akin
to ethnographic' fieldwork, and using the method that anthropologists call
participant observation.
1
2 Chapter 1
that is not easily articulated or recorded, but that can be mobilized in sub-
sequent analysis.
In addition to one of the first explicit descriptions of participant obser-
vation, another of Malinowski's major contributions to anthropology was
the development of the functionalist theoretical perspective that assumed
"that the total field of data under the observation of the fieldworker must
somehow fit together and make sense" (Leach 1957:120). Sanjek (1990b)
argues that Malinowski's particular approach to fieldwork resulted in the
development of the functionalist theoretical approach. Holy ( 1984) argues
that his theoretical perspective predated his fieldwork and influenced his
method of collecting information. Wax (1971) suggests that Malinowski
needed to invent functionalism in order to justify both his method and
his promotion of that method following his return to academia after the
war. Whatever the actual succession of events and intellectual development
was, the method of participant observation was closely tied to functionalist
theory from its beginning.
To sum up, the key elements of the method of participant observation as
used by anthropologists usually involve the following.
In the chapters that follow, we will have more to say about each one of
these.
While Malinowski may have been the first anthropologist to describe this
approach as a research method, he was not the first person or the first
anthropologist to practice it. Wax (1971) begins her discussion of the his-
tory of participant observation with the mention of Herodotus and other
ancient writers, and, for later times, points to amateur writers such as
Condrington, Callaway, and Bogoras, who spent extended time with the
people they wrote about, spoke the languages, and described everyday life
in the nineteenth century. While Atkinson and Hammersley (1994) see
6 Chapter 1
My method must succeed. I live among the Indians, I eat their food, and sleep
in their houses .... On account of this, thank God, my notes will contain
much that those of all other explorers have failed to communicate. (Green
1978:136-37)
Cushing learned to speak Zuni and was inducted into a Zuni Pueblo and
then the Bow priesthood (Green 1978; Green et al. 1990; Sanjek 1990b).
In 1881, after two years of time with the Zuni, Cushing wrote to Baird say-
ing: "I would be willing to devote, say, a year or two more to it to study
for a period almost as great, from the inside, the life of the Zuni, as I have
from the outside." Cushing's insistence on an internal, holistic, and organic
understanding of Zuni life and culture born of long-term participation,
fluency in the language, and intuitive, even poetic, insight presage both
Malinowski's approach and more contemporary approaches to ethnogra-
phy. However, either because of Cushing's personality or his approach, he
produced few publications from his Zuni work relative to the length of time
he spent with the Zuni. His successor and others criticized him for having
become too involved with Zuni culture to write analytically and objectively
about it and he was accused of having "gone native" (Hinsley 1983). How-
ever, Cushing left Zuni, married and, with only a brief return to Zuni, spent
the rest of his career in New England. Eakins's well-known, romanticized,
and controversial portrait of Cushing, for which Cushing posed in Eakins's
studio after leaving Zuni, shows Cushing dressed in, and surrounded by,
Zuni artifacts and clothing assembled from several sources. The 1881-1882
photo taken by John Hilliers is titled Ethnologist Frank Hamilton Cushing dur-
ing his years as a member of Zuni Pueblo, wearing a Native American costume of
his own design. Both of these works suggest a more self-conscious adoption
of the trappings of Zuni culture than the kind of adoption of the culture
that "going native" might imply. Muller (2009) suggests that "the case of
Frank Cushing's Zuni-man identity ultimately sheds light on the means by
What Is Participant Observation? 7
which the material culture of a subordinate group can, under unique cir-
cumstances, be used by an individual from a dominant culture to construct
an identity that provides him with unusual power and privileges." The case
of Frank Cushing does illustrate a persistent conflict in the method of par-
ticipant observation, that is the interplay of power in and identity for the
researcher who insets herself into the lives of the subjects of her research.
Another important figure who used participant observation was Beatrice
Potter Webb. In her 1926 memoir, My Apprenticeship, Webb described her
work as a researcher with Charles Booth in the 1880s. Although she was
the daughter of a nineteenth-century British industrialist and was raised in
privileged conditions, she had a life-long concern for the poor. In order
to learn more about the conditions of London's poor, she sought to gain
acceptance in London's working class neighborhoods and in 1883, with
the aid of her mother's nurse, she disguised her identity and visited poor
neighborhoods. Later, she took a job as a rent collector in public housing
in order to be able to spend her days in the buildings and offices in which
her subjects of research lived and sought services. In 1888 Webb took a
position as a seamstress in a London sweatshop.
Her approach contained many of the elements characteristic of partici-
pant observation. Although she may have spent her days among the poor,
she did not live in the neighborhoods in which she was working. She cer-
tainly observed, but the degree of participation was limited to that which
a rent collector would have had. Also, it is not clear that she systematically
recorded field notes, although the stories of individuals she encountered
do appear in her writings. A description of her findings is included in the
volume Problems of Modern Industry written with her husband, Sidney Webb
(Webb and Webb 1902).
During these years, Webb was much influenced by social reformer and
researcher Charles Booth. Booth developed a group of researchers who car-
ried out qualitative research within the context of statistical studies. Wax
(1971) argues that Booth may have been the first researcher to combine
the analysis of statistical data with information derived from participant
observation.
At about the same time that Malinowski was researching and writing his
book on the Trobriands, Margaret Mead may have independently arrived
at using a method quite similar to Malinowski's. Sanjek suggests that she
had not read Malinowski's book Argonauts of the Western Pacific when she
traveled to Samoa in 1925 to conduct her first research based on original
fieldwork among the Manu' a. In this project she focused on the lives of
adolescent girls, but also carried out a more general ethnographic study of
Manu'an social organization. Mead's description of her approach, in the
introduction of her ethnography of Manu'a, is similar in many ways to Ma-
linowski's and she speaks of "speech in action" as the heart of the method:
8 Chapter 1
My material comes not from half a dozen informants but from scores of
individuals. With the exception of two informants, all work was done in the
native language....Very little of it was therefore gathered in formal interviews
but was rather deviously extracted from the directed conversations of social
groups, or at formal receptions which the chiefs of a village afforded me on
account of my rank in the native social organization.... The concentration
upon a small community and detailed observations of daily life provided me
with a kind of field material rarely accessible to the field ethnographer. (Mead
1969 (1930]:5)
What does attempting to participate in the events and lives around one
mean to data collection and analysis? Living, working, laughing, and crying
with the people that one is trying to understand provides a sense of the self
and the other that is not easily put into words. It is a tacit understanding
that informs the form of research, the specific techniques of data collection,
the recording of information, and the subsequent interpretation of materi-
als collected.
In studying Yolmo healing, for example, Robert Desjarlais ( 1992) trained
to become an apprentice Yolmo shaman. To do so, he found it necessary
to learn how to move and to experience his body as a Yolmo. He argues
that much of what ethnographers can learn regarding peoples' lives is tacit
and at the level of the body. He notes that as he gained cultural knowledge,
learned how to sip tea, caught the meaning of jokes, participated in the
practice of everyday life, these interactions shaped his "understanding of
local values, patterns of actions, ways of being, moving, feeling" (Desjarlais
1992:26). Desjarlais argues that his body incorporated the meanings and
gave a greater understanding of the images he experienced in trances as part
of his training as a shaman.
Through time, experiencing the body in this manner (including the residual,
intermingling effect it had on how I stepped through a village, climbed a hill,
or approached others) influenced my understanding of Yolmo experiences;
it hinted at new styles of behavior, ways of being and moving through space
that I did not previously have access to. By using the body in different ways,
I stumbled on (but never fully assimilated) practices distinct from my own.
Touching head to heart merged thinking and feeling (two acts unsegregated
in Yolmo society); a sense of the body as a vessel dynamically compact led
me to see Yolmo forms as vital plenums of organ and icon; and my loose
assemblage of bent knees and jointed bones contributed to the springboard
What Is Participant Observation? 11
technology that gradually brought some force and ease to my shamanic "shak-
ing.• (Desjarlais 1992:27)
The process by which this might take place, while difficult to convey in
words, comes as the result of sharing the lives of people over a significant
amount of time. Part of what we know about life in rural Mexico (or other
places in which we have worked) is tacit. It is embodied in the way we walk,
move, and talk (imperfectly translated, of course, because everyone still
knows we are not Mexicans). We note that the timbre of our voices changes
in Spanish to approximate that of Temascalcingo voices, and that we are
much more animated in our speech and bodily gestures. Similarly, reflect-
ing on many years of field experience in many different places, Mead wrote:
Pictures taken in the field show the extent to which I adapted to the style of the
people with whom I was working. In photographs taken in Bali I look disas-
sociated, sitting among a people each of whom was separated from the others.
In Samoa the pictures show me dressed up, sitting and standing to display my
Samoan costumes and rank; in Manus I am alert and tense, half strangled by a
child clinging around my neck; in Arapesh I have become as soft and respon-
sive as the people themselves. (1970b:320)
Bourgois presents could only have been made by someone who dedicated
a long-term commitment to the research and the community. Unlike the
Adlers, who conducted much of their study covertly, Bourgois made it very
clear he was carrying out research. He often openly audiotaped events and
conversations, and taped semistructured interviews. Even with the research
intent explicit, however, he was able to gain the trust and confidence of
participants in a highly illegal activity.
Brymer (1998) was able to use "long-term field research" and "long-term
personal relationships" (which, in his description, fit the definition of
participant observation) to gain insight into two very distinct subcultures
known for their wariness of outsiders. These were Mexican American gangs
in the Southwest, and hunters and poachers in North America. Brymer is
convinced that he has a much more nuanced view and insight into gangs
and gang members than other people have. This was possible because of
his knowledge of a particular dialect of Spanish called pachuco, which he
acquired growing up with Mexican cowboys working without documenta-
tion in the Southwestern United States; seven years of working in several
cities studying Mexican-American gangs; "hanging out" with gang mem-
bers; hauling them around in his 15-year-old station wagon; and his use
of informal interviewing techniques. Conventional wisdom saw the gangs
as large and territorially organized but Brymer writes "after two years in
the field, however, I had never seen a gang" (1998:146). In fact he found
that, in general, the young men with whom he was working were most
frequently part of small social groupings (palomillos) that were not particu-
larly violent and, on the street, were not considered gangs. After two years,
beginning to doubt his worth as a researcher, he happened upon an event
that revealed the potential violence of the larger "gang" grouping of which
the smaller units were a part. This event changed his entire view of gang
formation, activity, and its place in the neighborhood. Brymer argues that
only long-term field work and the confidence of the palomillo would have
given him the opportunity to observe the coalescing of the "gang" from
smaller groups under particular circumstances. The work with gangs points
out not only the importance of gaining trust, or rapport, under the circum-
stance of long-term participant observation and speaking the language, but
also the need for long-term field work to reveal the nature of rare events, in
this case preparation for an all-out intergang fight, which fortunately never
actually took place.
In his work with poachers, Brymer (1998, 1991) makes the point that,
in the absence of field research, much of our information concerning il-
licit behaviors and the social systems that surround them comes from the
"failed deviants" -the individuals who are apprehended and appear in
crime statistics, or, for example, in drug rehab and narcotics prisons. It was
only through long-term participant observation that Brymer was able to
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