In philosophy, the "theory of forms" generally refers to Plato's theory of Forms, which posits that
non-physical, perfect, and eternal Forms or Ideas exist independently of the physical world and
are the ultimate reality. Physical objects are seen as imperfect copies or manifestations of these
Forms.
However, the user asked for "Aristotle theory of forms," which implies an understanding of
Aristotle's concept of "form" in contrast to Plato's. Therefore, this note will focus on Aristotle's
understanding of form, its examples, and a critical analysis of his perspective.
Aristotle's Theory of Forms (Hylomorphism)
Unlike his teacher Plato, Aristotle did not believe in a separate realm of perfect, transcendent
Forms. For Aristotle, "form" is not an independently existing entity but is inextricably linked to
matter. This central concept in Aristotle's metaphysics is known as hylomorphism, derived from
the Greek words hylē (matter) and morphē (form).
In Aristotle's view, every individual substance in the sensible world is a compound of both matter
and form. Neither can exist without the other in a concrete object.
1. Form as Essence and Structure: For Aristotle, the form of a thing is its essence, its defining
structure, its "whatness." It is what makes a thing the kind of thing it is. Matter, on the other
hand, is the underlying potential, the stuff out of which something is made.
● Example 1: A Bronze Statue
○ Matter: The bronze itself (the raw material, the potential).
○ Form: The specific shape, structure, and figure that makes it a statue of, say,
Hercules. The bronze could be melted down and reformed into a different shape,
demonstrating its potentiality. The form is what actualizes that potential into a
specific object.
● Example 2: A Human Being
○ Matter: The flesh, bones, blood, and other bodily elements.
○ Form: The soul (psyche). For Aristotle, the soul is not a separate entity imprisoned
in the body, but rather the form of the body. It is the organizing principle that gives
life, sensation, and thought to the material body. The soul is what actualizes the
potential of the biological matter to be a living, rational being. If the form (soul)
departs, the matter (body) decays, ceasing to be a living human being.
● Example 3: A House
○ Matter: Bricks, wood, cement, tiles, etc.
○ Form: The architectural design, the specific arrangement and organization of these
materials that make it a functional dwelling. The same materials could be arranged
differently to form a wall or a pile of rubble; it's the form that makes it a house.
2. Immanence vs. Transcendence: The key distinction between Aristotle's and Plato's forms
lies in their location.
● Plato's Forms: Are transcendent; they exist in a separate, intellectual realm,
independent of particular physical objects.
● Aristotle's Forms: Are immanent; they exist within the particular physical objects
themselves. You don't need to look beyond a horse to find the "Form of Horseness"; it's
inherent in every individual horse, making it a horse.
3. Types of Forms (Substantial vs. Accidental): Aristotle further distinguished between:
● Substantial Forms: These are the essential forms that define a thing's fundamental
nature and identity. Losing its substantial form means ceasing to be that thing.
○ Example: The substantial form of a tree is what makes it a tree (its specific
biological structure and processes). If it loses this form (e.g., by being chopped into
planks), it ceases to be a tree.
● Accidental Forms: These are non-essential qualities or properties that a thing can
possess or lose without changing its fundamental nature or substantial form.
○ Example: A tree's color (green, brown in autumn), its height, or whether it has
leaves or not are accidental forms. It remains a tree regardless of these changes.
Critical Analysis of Aristotle's Theory of Forms
Aristotle's hylomorphism offers several strengths and addresses some perceived weaknesses in
Plato's theory:
Strengths:
1. Explains Change and Motion: By embedding forms within matter, Aristotle provides a
more grounded explanation for change and development in the natural world. Change is
understood as the actualization of potential (matter) into a new state (form). A seed
(matter with the potential for a tree) actualizes its form as it grows into a tree.
2. Bridging the Gap between the Sensible and Intelligible: Aristotle avoids the
"two-worlds" problem that plagued Plato, where the sensible world seemed disconnected
from the truly real intelligible world of Forms. For Aristotle, reality is found in the individual
substances we experience, and forms are intelligible because they are instantiated in
matter.
3. Emphasis on Empirical Observation: By grounding forms in physical objects, Aristotle
encourages empirical observation and scientific inquiry. Knowledge is gained by studying
the forms as they appear in the world, not by contemplating abstract universals. This laid
foundational principles for later scientific methodology.
4. Coherence of Individual Objects: Hylomorphism provides a coherent account of how
individual objects are constituted. It explains how a piece of bronze can be a statue, or
how a collection of organs can be a living human being, by emphasizing the unifying role
of form.
Weaknesses and Criticisms:
1. Problem of Universals: While Aristotle avoids Plato's separate realm, his theory still
faces the philosophical problem of universals: how do we explain the shared features
among many individual objects? If the "form of human" is immanent in every human, what
is it that makes them all human? Is there still some underlying universal that exists
beyond the individual instances? Critics argue that simply putting the universal inside the
particular doesn't fully resolve the question of how we recognize and categorize shared
properties.
2. Difficulty with "Pure Matter" and "Pure Form": While Aristotle argues form and matter
are inseparable in concrete objects, his theory sometimes posits "prime matter" (matter
utterly without form) and "pure form" (like the Unmoved Mover, which is pure actuality
without any potential or matter). The existence and nature of these extremes are difficult
to grasp and prove, potentially leading to similar problems of abstraction that he critiqued
in Plato.
3. Explaining the Origin of Forms: If forms are always instantiated in matter, how do new
forms arise? Does the form simply emerge from matter, or is there a prior source? While
Aristotle explains the actualization of existing potentials, the ultimate origin of the specific
forms themselves is less clear than in Plato's system, where Forms are eternal.
4. Teleology and Modern Science: Aristotle's understanding of form is closely tied to his
concept of teleology – the idea that things have inherent purposes or ends (telos). For
Aristotle, the form of an acorn is actualized when it becomes an oak tree, and this is its
natural end. While this teleological view provided a powerful framework for understanding
biology and natural processes in antiquity, it has largely been superseded by modern
scientific explanations that rely more on mechanistic causation rather than inherent
purpose.
In conclusion, Aristotle's theory of forms, as part of his hylomorphism, represents a profound
and influential departure from Plato. By integrating form and matter within individual substances,
Aristotle offered a more empirically grounded and unified understanding of reality, paving the
way for later developments in logic, biology, and the natural sciences. However, his theory still
grapples with fundamental philosophical questions, particularly concerning the nature of
universals and the ultimate origins of forms, which continue to be subjects of philosophical
debate.