Health Info Libraries J - 2021 - Kemp - The Impact of Health Information Management Professionals On Patient Safety A
Health Info Libraries J - 2021 - Kemp - The Impact of Health Information Management Professionals On Patient Safety A
DOI: 10.1111/hir.12400
REVIEW ARTICLE
1
College of STEM, School of Health and
Biomedical Sciences, RMIT University, Abstract
Bundoora, VIC, Australia Background: The importance of high-quality health information for patient
2
College of Health and Medicine, safety has been established in the literature, yet the impact of the professionals
University of Tasmania, Hobart, TAS,
Australia
who are the custodians of health information is absent.
3
Tasmanian School of Medicine, Objectives: This article presents the results of a systematic literature review ex-
College of Health and Medicine, amining the impact of the Health Information Management (HIM) profession on
University of Tasmania, Hobart, TAS,
patient safety.
Australia
Methods: A PRISMA approach was adopted for the review of selected databases
Correspondence and specific journals. Titles identified as relating to HIM and patient quality were
Trixie Kemp, School of Health and
screened using Covidence ® by title and abstract, followed by full text. The quality
Biomedical Sciences, RMIT University,
Plenty Road, Bundoora, Vic. 3083, of selected articles was assessed and thematically analysed.
Australia. Results: Analysis of the 8 included articles found that the key themes from the
Emails: [email protected]
or [email protected]
non-empirical research were data quality, information governance, corporate
governance, skills and knowledge required for HIM professionals.
Discussion: Most publications focussed on HIM professional involvement in
maintaining standards for data quality and health records, but not the profes-
sional qualifications themselves.
Conclusions: There are links between patient safety and health records, and
between health records and HIM professional work. More empirical research
is needed to demonstrate how qualified HIM professionals contribute to patient
safety.
KEYWORDS
governance; health records; information management; information skills; patient information;
review, systematic
248 | © 2021 Health Libraries Group wileyonlinelibrary.com/journal/hir Health Info Libr J. 2021;38:248–258.
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HIM AND PATIENT SAFETY: SYSTEMATIC REVIEW 249
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250 HIM AND PATIENT SAFETY: SYSTEMATIC REVIEW
author if the full text of a manuscript could not be found, criteria. Articles were excluded if they did not discuss
and the title was excluded if no response was received. the HIM profession and patient safety or quality of care.
The search was completed on 4 July 2020. Titles were Articles selected through the full-text process were ac-
not limited by publication date, article type or language. cepted for review.
Scholarly articles, systematic reviews, commentaries
and opinion articles were included. Non-English articles
were interpreted using Google Translate. As each search Quality assessment
occurred, the results were uploaded into EndNote® and
duplicates removed by the first author. After the search, The Quality Assessment Tool for Theory and Literature
all records were extracted and imported into the web- (QATTL) (Crawford et al., 2020) was used to assess the
based software Covidence®. A duplicate process within quality of each article by the first two authors. Each arti-
Covidence® removed further articles. The search process cle was assessed against 15 criteria, with scores averaged
is detailed in Figure 1. to provide an overall score. This average score was then
classified as either ‘HIGH’ (≥66%), ‘MEDIUM’ (≥33% and
<66%) or ‘LOW’ (<33%).
Selection procedure
Using the established eligibility criteria, the first author Data extraction and synthesis
used Covidence® to apply the PRISMA process (Figure 1).
Following the screening using titles and abstracts, the full Two researchers undertook data extraction and analysis.
text of each selected article was reviewed independently Each article was reviewed, and data were extracted for
by the first two authors. Conflicts for inclusion or exclu- title, authors, published year, published month, journal,
sion in the review were resolved through a discussion of volume, issue, pages and country. The Braun et al. (2019)
article alignment to the research objective and eligibility method for thematic analysis was used to synthesise the
• 1 no full-text available
• 11 did not meet criteria
Studies included in quality
Included
assessment and
qualitative synthesis
(n = 8)
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HIM AND PATIENT SAFETY: SYSTEMATIC REVIEW 251
Assessment Score*
was the most suitable method to extract common themes
Average Quality
for the types of articles. Familiarisation with the pieces
commenced with abstract screening and continued with
Medium
Medium
Medium
Medium
the full-text review. Initial coding involved reviewing the
High
text, via multiple readings, for references to the HIM pro-
Low
Low
Low
fessions functions or patient safety. Once initial coding
had been completed, the codes were reviewed to identify
sub-themes and high-level themes. Each author reviewed
the draft list of themes to decide on the key titles for analy-
Australia
Country
sis. The articles were reviewed a final time to confirm the
USA
USA
USA
USA
USA
USA
USA
high-level themes and to verify no new themes emerged.
RES ULT S
Published
The search found a total of 1047 articles for screening.
Screening removed 1027 articles with 20 remaining for
Year
2013
2013
2020
2017
2011
2016
2015
2012
full-text review. Of these, only eight articles were selected
for inclusion in this analysis, as shown in Figure 1. All
papers were non-empirical pieces; therefore, the majority
only score low to medium quality. Five were commen-
AHIMA Advantage
Company, Inc.)
Journal of AHIMA
Journal of AHIMA
Journal of AHIMA
Journal of AHIMA
Australia. All the literature identified has been published
in the last eight years, indicating the HIM profession's in- HIM-Interchange
tersection with patient safety as a recent research area, as
apparent from Table 1.
Thematic analysis
Data quality
*Determined using QATTL.
Munn et al., 2015
Downie, 2017
Martin, 2016
Hjort, 2011
Roop, 2012
TABLE 1
Citation
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252 HIM AND PATIENT SAFETY: SYSTEMATIC REVIEW
and integrity of information. Hjort (2011) states that pre- Patient identification and matching sub-theme (n=4,
cise capture of data is essential for reliable, trustworthy 50%) highlighted the patient safety implications of dupli-
and meaningful information. Roop (2012) expanded on cate records, where the same patient has multiple health
this to reflect that this accuracy within the health record records in the same organisation. Duplicate records
is needed to tell the story of the patient's journey through are harmful to patients as they fragment information
the episode of care. The literature examined how the HIM and create incomplete or inaccurate records (AHIMA,
professional is required to undertake maintenance ac- 2013a; Butler, 2020; Hjort, 2011; Martin, 2016). Patient
tivities such as error identification and correction (Hjort, identification and matching are ongoing activities for
2011); data validations, auditing and education (Roop, HIM professionals as the patient master index is contin-
2012); and management of the patient master index ually updated (Butler, 2020; Roop, 2012). The American
(Butler, 2020). Health Information Management Association (AHIMA)
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HIM AND PATIENT SAFETY: SYSTEMATIC REVIEW 253
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254 HIM AND PATIENT SAFETY: SYSTEMATIC REVIEW
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HIM AND PATIENT SAFETY: SYSTEMATIC REVIEW 255
the ongoing training of this topic to other professions. The organisation and delivery’ including quality and safety
education sector and professional associations have a re- principles (HIMAA, 2017). The USA AHIMA certifies
sponsibility to support HIM professionals’ learning jour- HIM professionals based on eight different roles with each
ney (Butler-Henderson, 2017). including different elements of safety and quality systems
While the selected articles discussed the contribution to depending on the functions performed. For example,
the development and application of standards, there was the Certified Documentation Improvement Practitioner
little mention of HIM professionals work within legisla- exams knowledge of patient safety indicators, while con-
tion. Legislation creates the expectations for accountabil- fidentiality and privacy is the focus of the assessment to
ity which must be followed. All health professionals are be certified in health care privacy and security (AHIMA,
responsible for the protection of patient data with training 2020b). The Canadian Health Information Management
on requirements on the job (Swede et al., 2019). HIM pro- Association (CHIMA) assigned competencies based on
fessionals learn privacy legislation as part of their qualifi- the HIM professional's career. A career in data quality and
cation (Swede et al., 2019), where other health professions records management has competency in quality informa-
do not receive this education until they become employed. tion, while information governance looks how the infor-
Swede et al. (2019) advocates that receiving education on mation is used (CHIMA, 2020). It has been established
privacy legislation and cybersecurity, while a student, through competency and credentialling schemes that
would establish a commitment to privacy practices during HIM professionals need to know about different quality
clinical placement and then into employment . HIM pro- and patient safety systems and methods. It is essential for
fessionals support the organisations adherence to health continual renewal of HIM curriculum to ensure contem-
information related legislation by interpreting require- porary practices on this topic is taught.
ments and providing education to others (Munn et al., Braithwaite et al. (2011) describe three staffing groups
2015; Swede et al., 2019). If education providers taught primarily responsible for patient safety, including 1. Front
privacy and confidentiality to students, there would be op- line workforce covering doctors, nurses, allied health pro-
portunities for HIM professionals to reinforce these mes- fessionals and staff that support these clinicians; 2. Health
sages through ongoing professional development in the service managers who are accountable for the running and
workplace. delivery of health services; 3. Specially trained quality and
The relationship between the HIM profession and patient safety staff. These groups did not identify the HIM
funding through the function of clinical coding was iden- workforce. Gray et al. (2019) confirm the hidden position
tified. However, they failed to acknowledge the require- by stating the health information workforce behind digi-
ment for skilled HIM professionals or the impact of the tal health initiatives are often forgotten. The invisibility of
predicted workforce shortfalls. The introduction of health the profession is reinforced by Australian National Safety
reforms, such as activity-based funding, has increased the and Quality Health Services standards identifying health
demands on the HIM workforce (Australian Institute of records as a critical component for clinical governance,
Health & Welfare, 2010). The USA Patient Protection and but not recognising the HIM workforce that manages the
Affordable Care Act and the Australian National Reform records (Australian Commission on Safety & Quality in
Health Act establish the needed for data to fund health ser- Health Care, 2017). HIM professionals remain unseen in
vices (Downie, 2017; Munn et al., 2015). Expertise in clin- the patient safety context outside of their professional net-
ical coding is essential for funding due to these legislative work. There is an opportunity for this professional group
requirements. Coded data are also used for understanding and their work to be included in future research on patient
the burden of disease, predicting future health demands safety.
and planning health services (Duckett & Willcox, 2015). The HIM profession has continued to evolve to meet
Therefore, qualified and skilled HIM professionals are organisational requirements with managing health infor-
vital to ensure the transition of data to meaningful infor- mation. The role has expanded from the traditional areas
mation occurs to support decision making for safe patient of records management and clinical coding to having ex-
care. pert or specialist roles in information governance, data an-
A driver for the creation of the HIM profession was alytics, informatics, and coding classification and revenue
compliance with medical records documentation stan- (AHIMA, 2020a; Brooks, 2015; Butler-Henderson, 2017;
dards, so clinicians could have accurate records for HIMAA, 2020a). An example is Clinical Documentation
patient care (Abdelhak & Hanken, 2016). Core profes- Improvement specialist who works with clinicians in
sional competencies are maintained in several countries real time to ensure that the documentation tells an accu-
(AHIMA, 2020b; HIMAA, 2017) including Australia, rate account of the patient journey, which supports deci-
USA and Canada. In Australia, these competencies are sion making, communication and funding (Butler, 2020;
spread across nine areas with the domain ‘health services Hay et al., 2020). Rapidly expanding health information
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256 HIM AND PATIENT SAFETY: SYSTEMATIC REVIEW
technology, particularly with electronic health records, is information to provide meaningful conclusions; there-
another area of growth for the profession. HIM profession- fore, findings are indicative only. Notwithstanding this
als have adapted to the change in format of health records, limitation, the study suggests there is a gap in knowl-
and there will need to be continued growth in the digital edge about the impact of the HIM profession on patient
health environment (Australian Digital Health Agency, safety. Further research examining this topic is strongly
2020). However, if the value of the HIM profession is not recommended.
recognised, there is a risk the occupation will be lost or
replaced (Butler-Henderson, 2017; HIMAA, 2016).
Role substitution and ‘de-professionalisation’ is leading CONCLUSION
to the HIM profession being invisible (HIMAA, 2016). The
potential impacts of role substitution include the misman- The HIM profession was created to support health care
agement of health information systems, data errors, and delivery by providing high-quality information, which is
privacy and confidentiality implications (Adeleke et al., vital for patient care. The literature establishes health re-
2019). These issues can lead to incomplete, inaccessible or cords as the intersection point between patient safety and
incorrect information, thus impacting the clinician's deci- the HIM profession. However, a review of the published
sion making for patient care and ultimately, patient safety. literature revealed there is no empirical evidence explor-
The funding of health services depends on quality data ing the impact of this profession on patient safety, only
and the HIM profession, as data custodians, undertake research examining the profession, health information
a variety of activities to ensure information is valid and and linkage to patient safety. The existing literature on
reliable. Unqualified staff may not be aware of legislative this topic is opinion pieces, which indicated HIM profes-
and ethical requirements to protect health information to sionals may impact patient safety through their skill set
ensure privacy and confidentiality. Using unqualified staff across data quality, information governance and corpo-
to perform HIM professionals’ functions is a risk to pa- rate governance.
tient safety (Adeleke et al., 2019). It is imperative that this While the HIM profession itself has suggested they
profession endures and does not follow the same fate as have an essential role in supporting quality and patient
Health Librarians with mixed opinions of the value they safety initiatives, recognition is still needed from other
provide, from being seen as a financial burden (White, professional groups. Further research in HIM and pa-
2014) to an essential service to support clinical decision tient safety is required to demonstrate the profession's im-
making (Taylor & Stephenson, 2018). The contribution pact and involvement for patient safety. For instance, is
of HIMS professionals to the health system, in particular patient safety included in the HIM curriculum?; how do
patient safety, needs more exploration to demonstrate the HIM professionals contribute to patient safety?; and what
value this profession provides. else could the profession be doing with regards to patient
safety? Exploring the workforce in action, speaking with
leaders in patient safety and HIM, and analysing the key
Limitations documents that guide the profession will provide further
insight on this topic. Understanding the relationship be-
This research first limitation was the strict search criteria tween these two areas will enable exploration of oppor-
terms of ‘Health Information Management’ and ‘Health tunities for patient safety endeavours to capitalise on the
Information Manager’ to represent the profession and all HIM skillset for the benefit of safe patient care.
the occupations performed such as clinical coder, clinical
documentation improvement specialist, data analyst etc. ACKNOWLEDGEMENTS
A further limitation was the small number of articles in The authors acknowledge Dr David Marc, College of St
the published literature. While the link between health in- Scholastica for sourcing Blending IT and HIM Staff for End
formation and patient safety and between HIM and health User Support of Electronic Health Records for the full-text
information has been established in the literature, it is review and Dr Susan Fenton, UT School of Biomedical
difficult to draw this link between the HIM professional Informatics at Houston for sourcing Keeping Current on
and patient safety. Empirical evidence on the HIM work- Legislation Vital to HIM Professionals
force in general is limited (Butler-Henderson et al., 2017;
HIMAA, 2016). This may, in part, be explained by the lack CONFLICTS OF INTEREST
of a research culture in the profession (Trixie Kemp et al., There are no funding or other conflicts of interest with
2020). This hypothesis is supported by this review in that the design, conduct or reporting of this study. This re-
only commentary or opinion pieces could be identified, search required no ethics approval as it does not involve
no empirical evidence. There is insufficient quantity of humans.
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HIM AND PATIENT SAFETY: SYSTEMATIC REVIEW 257
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258 HIM AND PATIENT SAFETY: SYSTEMATIC REVIEW