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Confirm CASH 001 CAZY035343 02272024

The document is a transaction confirmation for a purchase of fractional shares of Apple Inc. (AAPL) by Donna Hutchinson through Cash App Investing LLC, with a total net amount of $5.00. The transaction was executed on February 27, 2024, and is subject to various terms and conditions outlined by DriveWealth, LLC, the executing broker. Additional information regarding fees, error reporting, and payment for order flow is also provided.

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0% found this document useful (0 votes)
13 views3 pages

Confirm CASH 001 CAZY035343 02272024

The document is a transaction confirmation for a purchase of fractional shares of Apple Inc. (AAPL) by Donna Hutchinson through Cash App Investing LLC, with a total net amount of $5.00. The transaction was executed on February 27, 2024, and is subject to various terms and conditions outlined by DriveWealth, LLC, the executing broker. Additional information regarding fees, error reporting, and payment for order flow is also provided.

Uploaded by

donnab1770
Copyright
© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd
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Cash App Investing LLC

Transaction 400 SW 6th Ave


11th Floor
Confirmation Portland OR 97204
Phone : (800) 969-1940

Account Number:CASH-001-CAZY035343 Account Name: DONNA HUTCHINSON

Confirmation Date : 2/27/2024

Symbol Security A/CType Action Quantity Price Trade Date Settle Date Capacity
AAPL APPLE INC COM M Buy 0.02734649 182.8388 2/27/2024 2/29/2024 Principal

Principal Amount $5.00


Interest
Commission or Equivalent $0.00
Transaction Fee $0.00
Other Fees / Credits $0.00

Net Amount $5.00

Clearing and execution services provided by DriveWealth, LLC member FINRA and SIPC. DriveWealth, LLC is a wholly owned subsidiary of DriveWealth Holdings, Inc. Custodial
services provided by DriveWealth, LLC, Citibank, N.A., RBC Clearing and Custody, and Wedbush Securities Inc. Page 1 of 3
All DriveWealth trademarks are the property of DriveWealth and its affiliates. Any third-party trademarks appearing on this statement are provided with the consent of such third
party and are the property of their respective owners.
Cash App Investing LLC
Transaction 400 SW 6th Ave
11th Floor
Confirmation Portland OR 97204
Phone : (800) 969-1940

Account Number:CASH-001-CAZY035343 Account Name: DONNA HUTCHINSON

Transaction Terms

Transaction Terms
1. This trade confirmation is furnished solely by DriveWealth, LLC, a registered brokerdealer, for transactions in
your brokerage account held with DriveWealth, LLC (DriveWealth or Us). DriveWealth is a registered clearing firm
and custodian, and is affiliated with DriveLoyalty, LLC and DriveAdvisory, LLC. Unless otherwise noted,
DriveWealth is independently owned and operated from your introducing broker or investment adviser, whose name
appears on your statement.
2. If you find any errors or omissions on this trade confirmation, please call your broker or investment adviser
immediately using the contact information provided by your broker or investment adviser, or DriveWealth at
[email protected]. To protect your rights, you must also notify us in writing. You should notify us
immediately upon discovery of the error, but in any event no later than 10 days after you receive the confirmation.
This confirmation will be deemed conclusive after 10 days. DriveWealth will not be liable for any losses that occur
because of your failure to promptly notify us of an error.
3. All transactions are subject to the rules, regulations, requirements and customs of the Federal Reserve Board, the
exchange or market (and its clearing agency, if any) where executed, any association whose rules and regulations
govern transactions in said market, and your account agreement(s) with DriveWealth. We will furnish, upon written
request, the date and time when this transaction took place and the name of the other party to the transaction. Federal
regulations require that all brokerage firms report sales transactions to the IRS unless the order was placed through an
IRA, corporate or trustee account.
4. Securities purchased by you or held by us may be hypothecated and/or commingled with securities carried for
other customers.
5. Payment for all purchases or delivery of securities sold is due promptly and in any event no later than the
settlement date. We reserve the right to liquidate securities or otherwise cover a position without notice at any time,
including prior to settlement date, when in our judgment the value of the collateral is in jeopardy or the account poses
a risk to the firm. You will be held responsible for any resulting loss.
6. Any commission charged to you in this transaction may be more or less than commissions charged to or by others
in similar transactions. The source and amount of other commissions received in connection with this transaction will
be furnished on request.
7. For transactions involving fractional shares, DriveWealth may act in a principal or riskless principal capacity when
executing fractional share orders. For whole share orders, or whole share portions of mixed capacity trades (e.g. 3.45
shares), DriveWealth acts in an agency capacity. The capacity in which DriveWealth has acted is contained within
this confirmation.
8. The DriveWealth Ice 100 Index ETF (Symbol: CETF) is an exchange-traded fund (ETF). DriveAdvisory, LLC, an
affiliate of DriveWealth, LLC, is the advisor to the fund. As the advisor, DriveAdvisory will provide certain services
to the fund and may receive certain payments in connection with the sale and/or distribution of fund shares or the
Clearing and execution services provided by DriveWealth, LLC member FINRA and SIPC. DriveWealth, LLC is a wholly owned subsidiary of DriveWealth Holdings, Inc. Custodial
services provided by DriveWealth, LLC, Citibank, N.A., RBC Clearing and Custody, and Wedbush Securities Inc. Page 2 of 3
All DriveWealth trademarks are the property of DriveWealth and its affiliates. Any third-party trademarks appearing on this statement are provided with the consent of such third
party and are the property of their respective owners.
Cash App Investing LLC
Transaction 400 SW 6th Ave
11th Floor
Confirmation Portland OR 97204
Phone : (800) 969-1940

Account Number:CASH-001-CAZY035343 Account Name: DONNA HUTCHINSON

retention and/or servicing of fund investors and fund shares. DriveWealth, LLC does not receive any compensation in
connection with the fund. More information on ETFs is available at legal.drivewealth.com/investment-products and
information about the fund, including the prospectus, is available at drivewealth.com/advisory/dwi-us100/.
This statement is computed for payment by bank draft on settlement date. If payment is made at a later date,
additional interest to date of payment will be charged.
Payment for Order Flow Disclosure
Your broker/dealer and/or DriveWealth, LLC may receive remuneration, compensation, or consideration on this
transaction for directing orders in securities to particular broker/dealers or market centers for execution. The source
and nature of any compensation received in connection with your particular transaction will be disclosed upon written
request to your broker/dealer. Please review your broker/dealers annual disclosure on payment for order flow policies
and order routing policies.

Other Important Information

Introducing brokerage services provided by Cash App Investing LLC (CAI), member FINRA/SIPC and a subsidiary of Block, Inc. CAI routes all orders
to DriveWealth, LLC for execution. CAI acts as agent with respect to all orders. CAI only offers certain securities and does not offer fixed income,
alternative assets, options, mutual funds, or the DriveWealth NYSE 100 Index ETF (CETF). CAI does not engage in securities lending or Sweep or
Insured Deposit Activity and does not extend credit or buying power. This statement is furnished by DriveWealth, LLC and may contain disclosure
language that is not applicable to your account or the products or services offered by CAI. To speak to a member of the Cash team, request contact
through the Cash App or at cash.app/help.

Clearing and execution services provided by DriveWealth, LLC member FINRA and SIPC. DriveWealth, LLC is a wholly owned subsidiary of DriveWealth Holdings, Inc. Custodial
services provided by DriveWealth, LLC, Citibank, N.A., RBC Clearing and Custody, and Wedbush Securities Inc. Page 3 of 3
All DriveWealth trademarks are the property of DriveWealth and its affiliates. Any third-party trademarks appearing on this statement are provided with the consent of such third
party and are the property of their respective owners.

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