Reviews and Short Notices: Medieval
Reviews and Short Notices: Medieval
Medieval
Citadel of the Saxons: The Rise of Early London. By Rory Naismith. I. B. Tauris.
2019. xx + 268pp. £20.00.
In this comprehensive, learned and above all engaging book, Rory Naismith
traces the story of London from its birth under the Romans to the end of the
eleventh century and the brink of its apotheosis as England’s capital. From
the outset, London has always been an odd man out among English towns;
Londinium was neither the capital of a civitas, nor a colonia of Roman citizens,
nor even a municipium, but ‘a civilian mercantile centre’ (p. 18), linking the
commercial network of the North Sea with the heartland of the Roman province
of Britannia. But just as Londinium’s rise was fuelled by commerce, so its decline
and eventual collapse was related to the contraction of the trading network on
which it depended; by the mid-fifth century it was ‘still surrounded by sturdy walls
. . . containing a deserted, overgrown and at times boggy expanse punctuated by
crumbling ruins’ (p. 42). When, in the seventh century, a new commercial network
was established, London was resurrected as Lundenwic, outside the Roman walls
to the west, on the site still called ‘the old wic’ (Aldwych). Although by this time
the town lay within the kingdom of Essex (which at the time included Surrey,
parts of what would become Hertfordshire, and all of what became Middlesex),
its regeneration is as likely to lie in the entrepreneurial skills of the merchants
who frequented it as in the actions of any king.
London, of course, was never just a trading centre. The wealth it generated
attracted the attention of the rulers of Britain, and before the end of the
first century, Londinium was ‘the preferred seat for the governor and his
administration’ (p. 26). The same was true of Lundenwic, which (unlike other
incipient urban centres in southern England) lay in ‘everyone’s border-zone’
(p. 59), and was thus both exploited and patronised by the kings of Kent, Wessex
and Mercia as well as of Essex. Under these competing interests, Lundenwic
flourished throughout the eighth and into the ninth century. The old walled city,
however, had not been entirely forgotten, at least in what remained of the western
empire; Gregory the Great had intended it to be the site of the metropolitan
bishopric. The politics of the early seventh century meant that that honour went
to Canterbury, but in 604 London became an episcopal see, and though nothing
remains of the first cathedral of St Paul’s, it is assumed to lie beneath its successor,
on Ludgate Hill. Apart from this, resettlement within the walls began only in the
ninth century, and has been attributed to King Alfred (871–99), though in fact it
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may have begun before his time, and was still ‘a work in progress’ when he died
(pp. 119–20).
On Alfred’s death, only the area between Cheapside and the north bank of the
Thames had been resettled, but the tenth century saw the city expand northwards
towards its walls, while on the south bank, Southwark was flourishing in the
reign of Alfred’s successor Edward the Elder. The city was also developing its
own character and institutions. The peace-guild of London, which enforced the
legislation of King Æthelstan as well as its own local customs, and the cnihtengild,
which perhaps had military functions, both appear in the tenth century, and the
Court of Husting in the early eleventh. The city also became increasingly involved
in royal government, not only as a meeting-place for royal councils, but also as
the centre for production of the coinage for which the West Saxon kings are justly
famous. London not only had more moneyers than any other English town,
but by the early eleventh century was also producing the regularly issued dies
which every moneyer had to use. Its prominence is clear in the contemporary
chronicle for the reign of Æthelred unræd (978–1016); indeed Æthelred, who
was crowned at Kingston-upon-Thames, and buried in St Paul’s, has almost as
much right as Alfred to be regarded as London’s founding father. From his time
onwards, the history of London and the history of the kingdom are inextricably
intertwined; to tell one is to tell the other. The wealth and the self-confidence
of London’s citizens enabled them to survive both the Danish and the Norman
conquests; immigration has always been London’s life blood, and it was able to
accommodate Danes, Norwegians, Normans, Frenchmen and Flemings, while
remaining essentially an English city.
The surviving physical witnesses to London’s past are listed in an appendix,
and their number is quickly enumerated. This is not surprising to elderly
Londoners like myself, who can scarcely recognise among the ever-taller buildings
shooting up from the graves of their predecessors the town we knew as
children. For this reason Rory Naismith’s ability to conjure up London’s earlier
incarnations is not the least remarkable achievement of this remarkable book. To
achieve this feat he narrowly interrogates all the available sources, archaeological,
historical and numismatic, which (as he says at the outset) are ‘only useful if they
are put together in the right way’ (p. 7). His skills are amply demonstrated on
every page, for instance in his discussion of the composite text known as IV
Æthelred, an amalgam of monetary legislation of (probably) the tenth century
and a list of market dues updated at some time in the late eleventh (pp. 177–
8), or his exposition of the ‘Two Emperors’ coinage issued in the names of
Alfred of Wessex and Ceolwulf of Mercia (pp. 115–16). Equally striking is his
evocation not only of London as a place, but of London’s people, such as Imma,
the Northumbrian thegn ransomed from Lundenwic’s slave-market (pp. 72–3),
Bishop Waldhere, caught between a rock and a hard place, and desperately
seeking advice from his archbishop (pp. 56–7), Ælfheah Stybba and Brihtnoth
Odda’s son relaying the decrees of King Æthelstan to the London peace-guild
(p. 135), and Ansgar the Staller rallying the forces of London against the
advancing army of Duke William of Normandy (p. 186). It is the combination of
attention to detail, clear and concise exposition, and narrative force which makes
this book not only an original and illuminating work, but also a pleasure to read.
Independent Scholar ANN WILLIAMS
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Silver, Butter, Cloth: Monetary and Social Economies in the Viking Age. Edited by
Jane Kershaw and Gareth Williams. Oxford University Press, 2019. xvi + 306pp.
£75.00.
This book is a collection of essays based upon a series of symposia on the
Viking Age economy. It builds upon the two earlier publications by James
Graham-Campbell and Gareth Williams, Silver Economy in the Viking Age
(2007), and James Graham-Campbell, Søren Sindbæk and Gareth Williams,
Silver Economies, Monetisation and Society in Scandinavia, AD 800–1100 (2011).
In this monograph, the social and ritual roles of silver in practices such
as hoarding, fragmentation and the conversion of coins into jewellery are
discussed. Other economies are also explored, such as the commodity-currencies
of butter and cloth. There are four main themes running through this volume,
two exploring the function of silver in different economies within the Viking
diaspora, and two examining the non-monetary functions of precious metals and
commodity economies.
Within this book, there are two chapters that examine the use of silver in
Viking Age Ireland. Andrew Woods paints the coinage of Ireland in a new light,
demonstrating that the debasement of Hiberno-Scandinavian coinage was not
connected to failures at the mints. He discusses the lack of correlation between
the kings of Dublin and Ireland and the renewal of the Hiberno-Scandinavian
coinage. Re-coinage appears to have been economically driven rather than
coinciding with the accession of a new king. This leads him to conclude that the
‘perception of inferiority’ (p. 86) of coinage in Ireland has coloured the way in
which it has previously been interpreted. It is interesting that political events, such
as kingly succession or conquests in Ireland, did not affect the coinage of Dublin.
In his chapter John Sheehan reflects on the role of silver in Ireland and how it
was used by the kings in relation to the Church. Sheehan uses hoard evidence
to demonstrate that the period in which the kings of Clann Cholmáin were the
wealthiest coincided with high levels of church patronage.
Two chapters focus upon the fragmentation of silver objects and coins. In
a re-examination of hoard evidence from Scandinavia and the western Baltic
area, Marek Jankowiak concluded that there are many regional variations
in the fragmentation of silver. In general, however, fragmentation occurred
in conjunction with long-distance trade transactions. The patterns discernible
from dirham fragmentation indicate that the Scandinavians consciously selected
heavier coins. Mateusz Bogucki explores the reasons for silver fragmentation as
an economic activity. Using the early eleventh-century Mózgowo hoard from
Poland as a case study, he examines whether the available hoard evidence is
representative of all Viking Age silver.
Scientific methods of analysing the silver content of Viking Age artefacts
are constantly developing. Guillaume Sarah and Stephen Merkel discuss the
latest methods of fingerprinting and ‘provenancing’ early medieval silver. While
both Sarah and Merkel discuss numerous different non-destructive techniques
available for analysing silver, the varying results lead Merkel to conclude
that the taking of ‘samples destructively is almost essential for provenance
studies’ (p. 222). Sarah concludes that meaningful provenance studies stem
from interdisciplinarity. In order to assess the provenance of a silver artefact,
accurate metallurgical data needs to be gathered, but this information can only
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were more common in the region than other forms of livestock. Additionally, the
high number of calf bones indicates that dairy farming was important and butter
production highly likely. Historical sources specify the importance of butter as
an export commodity as well as detailing ‘butter skat’ as a form of mandatory
tax.
Silver, Butter, Cloth: Monetary and Social Economies in the Viking Age explores
the character of the Viking Age economies from archaeological and numismatic
perspectives, and is accessible to any scholar with an interest in the Viking Age
(c. AD 800–1100). The main focus of the book, however, is the Viking Age
silver economy. While other non-monetary commodities such as butter and cloth
are discussed, it remains difficult to trace these eleventh- and twelfth-century
practices back into the late Viking Age without further documentary evidence.
Nevertheless, this book is a fine collection of thought-provoking essays that
challenge the idea that only silver was used as a means of exchange in this period.
Additionally, the breadth of geographical locations covered by the articles in this
book is to its credit. This collection of essays provides a survey of new thinking
about commodity-money and an informative overview of the Viking Age silver
economy.
University of East Anglia JOHANNE PORTER
Inauguration and Liturgical Kingship in the Long Twelfth Century: Male and
Female Accession Rituals in England, France and the Empire. By Johanna Dale.
York Medieval Press. 2019. xvi + 292pp. £60.00.
British historians working on England in the Central Middle Ages sometimes
tend to assume that England is inherently different from a homogeneous mass
labelled ‘the Continent’. At best, Normandy had been so deeply absorbed into
the insular political orbit that it became an honorary part of England. Elsewhere
in Europe, historians lacked the wealth of administrative sources associated with
the island kingdom, and instead had to deal with ephemeral topics like ritual
and symbolism, which were of no relevance to their more level-headed insular
counterparts. Worse still, French and German scholars possessed the temerity to
write in languages other than English.
Johanna Dale provides a magisterial corrective to this Anglocentric approach.
Her book heralds a new generation of scholars, who, building on the work
of David Bates, Tim Reuter, Nicholas Vincent and others, seek to place the
English experience firmly in a broader European context. Her approach is
both facilitated and complicated by the materials at her disposal. Drawing on
coronation ordines, narrative sources, judicial statements, letters, charters and
seals, Dale inevitably has to deal with fundamental methodological challenges.
Ordines, for instance, purported accounts of a coronation, were not only the
result of closely entwined textual traditions, but are also almost impossible to link
to any particular inauguration ceremony. Likewise, as Dale points out, almost
four times as many charters survive for the reign of Henry II of England (r. 1154–
89) as for his contemporary Frederick Barbarossa (r. 1152–90), and they follow
a rather different structure and design from that of their French and German
counterparts. And then there was, of course, the problem that, in the German
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case, inaugurations related not only to the enthronement of kings and queens, but
also to the papal ceremonial of an imperial coronation. It is testimony to Dale’s
considerable abilities as a historian that she not only recognises these differences,
but instead uses them to make the case for comparison. As she puts it, the same
instrument can be used to play very different tunes.
The result is an eminently readable, rich and subtle book to which it is
impossible to do justice in a short review. There is just so much to recommend:
how Dale traces the subtle variations and shifts over time between coronation
ordines; her accounts of the saints invoked and the liturgical emphases placed; her
masterful discussion of the importance of dates and their liturgical connotations
not only for the inauguration festivities themselves, but also for the dating of
charters; how skilfully she disposes of assorted historiographical shibboleths;
the assured handling of a rich body of scholarship in English, French and
German; and the sheer wealth of insightful and astute observations, as well
as the vast range of materials consulted. Dale successfully tackles the myth
that the Hildebrandine Schism (or Investiture Contest) had a profound impact
on the development of royal sacrality; shows how different liturgical elements
and prayer formulae could nonetheless be used to express subtle shifts over
time or between occasions; and perceptively discusses the role of tradition in
picking coronation dates, while simultaneously taking to task a sometimes overly
simplistic modern emphasis on coronation regalia. The decision to complement
the liturgical materials with a discussion of charters and seals was inspired.
Both amplified and reiterated the liturgical dimension of kingship, though to
degrees that could vary considerably between the component realms. The relevant
chapters reinforce another central argument of Dale’s: that the significance
of the inauguration was not limited to the event itself, but was continuously
referred back to and invoked in the practice of royal lordship. The overall image
that emerges is one where the sacrality of kingship inevitably manifests itself
differently in each of the realms studied, but where these variations were ones of
degree, not evidence of fundamentally different political cultures. In the English
case, for instance, liturgical kingship was amplified by, rather than standing in
opposition to, the bureaucratic tools at the disposal of kings, while, for much of
the period, Capetians kings were followers of fashion rather than its originators,
and German rulers carved out a distinct ceremonial emphasis depending on who
was crowned and who did the crowning.
The genre of a book review requires that at least some criticisms be voiced.
More could, for instance, have been done with the English practice of making
the actual inauguration dependent on the candidate promising to abide by basic
norms of royal lordship. As Dale points out, there was no equivalent to the
English coronation oath in France and Germany. With the emphasis on the
twelfth century, there is a danger to assume a formalised selection of inauguration
sites, for instance, that only really emerged in the second half of that century.
And there is, of course, the problem that England, France and Germany were
among the few realms for much of the twelfth century where coronation and
unction were both practised. They were still the exception, not yet the norm.
Even so, these are also relatively minor quibbles. Some are simply a matter of
different historians placing different emphases, and others would have required
Dale to write a very different book from the rather splendid one she has. Suffice it
therefore to conclude by stressing just how important, innovative and insightful
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a study this is. Dale has made a major contribution to our understanding of
kingship, political culture, and the interplay between the sacral and the secular in
medieval Europe. Hers is, in fact, one of the most important books on the subject
to be published in the last thirty years. It heralds the arrival of a major new voice
in medieval studies.
University of Aberystwyth BJÖRN WEILER
Justice and Mercy: Moral Theology and the Exercise of Law in Twelfth-Century
England. By Philippa Byrne. Manchester University Press. 2019. xviii + 283pp.
£80.00.
Felony and the Guilty Mind in Medieval England. By Elizabeth Papp
Kamali. Cambridge University Press. 2019. xv + 336pp. £90.00.
Once again illustrating the London bus principle of academic publishing, after
a long wait along come not one but a brace of monographs both devoted to
the same basic phenomenon. In this instance the pairing is serendipitous rather
than repetitive. The bus’s route was first mapped long ago, by Thomas Green’s
Verdict According to Conscience (1985), then by James Q. Whitman’s The Origins
of Reasonable Doubt (2008). Green and Whitman traced the influence over jury
trial by a theology that emphasised the twin perils of uncertainty and false
judgment. As Byrne and Kamali now demonstrate, in an age in which doubt was
the natural correlative of faith, not only was truth hard to establish, but a failure
properly to do so might result in injustice; itself an encouragement to criminal
behaviour, threatening the eternal damnation not only of the criminal but of
judge and jurors. Byrne approaches her subject from a theological standpoint,
Kamali via the routine of judges and juries. Byrne’s chief authorities are Seneca,
Abelard, Peter the Chanter and all those others, including the English chroniclers,
seeking means both to define moral responsibility and to ensure that justice
might be tempered by mercy. This was a task rendered all the more urgent after
1215 when the abolition of ordeal by fire or water in criminal trials obliged
English courts to turn decision-making over to juries previously used in such
cases merely to present the court with evidence or suspicion of criminal behaviour.
Kamali, tracing this pre-1215 evolution more briefly, is chiefly concerned by
what happened next. Using an impressive range of sources – administrative,
jurisprudential and literary – she supplies a definitive survey of the means and
devices by which juries struggled to dispense justice in criminal cases, over the
century after 1215. Arguably her greatest achievement is to obtain certainty
where even Maitland was inclined to fudge. Thus she demonstrates that ‘felony’,
a term Maitland assumed to be undefinable save by the severity with which it
was punished, was itself derived from what was ‘fell’ or ‘bitter’ (from the Latin
‘fel’ for gall, as first suggested by Sir Edward Coke). Via a path winding through
literary pastures, besides the not so still waters of medicine and humoral theory,
Kamali proves that ‘felony’ implied felonious intent and therefore deliberate
or premeditated wrongdoing: in legal terms ‘mens rea’, or guiltiness of mind.
Both authors are commendably keen to define words. Thus Byrne shows that
mercy (‘misericordia’) was a concept enriched by and to some extent superseded
by the Roman-law term ‘aequitas’, or equity, long before 1215. In both books,
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‘tutus’ (adjective) and ‘tutamen’ (noun), in the sense of security for defendants,
justices and jurors, prove significant. So too does ‘discretio’: the obligation or
justification to dispense from strict adherence to the law. Yet discretion opened
the way to injustice, especially in cases of felony where there was no real spectrum
of punishments between death and acquittal. Byrne begins with the age-old
question ‘what is justice?’, i.e. is ‘justicia’ retributive, or a more abstract concept
of righteousness, punishment for the body or medicine for the soul? As this
in turn implies, both books are clearly written, using technical but jargon-free
language, accessible to specialists and non-specialists alike. Byrne’s authorities in
theory, and Kamali’s justices and jurors in practice, resolved various dilemmas
by opting for acquittal rather than conviction in cases where it was difficult
to sift lies from truth. In this, as Byrne shows, they followed the best classical
authorities from Sallust to Ambrose. Here, although we are offered a conspectus
of stories from scripture, notably the contrasted cases of Phinehas, Susannah
and Pilate, we might have heard rather more about the Devil as the ‘father of
lies’ (cf. John 8:44), as about doubt itself (‘dubium’) as a concept present in
scripture and hence in later scriptural commentary. The Gospel of Luke (24:25)
refers to those ‘tardi corde ad credendum’, as elsewhere the story of doubting
Thomas exalts those who believe without demanding firm or physical proof. All
of this in a world where physical proofs were hard to come by, yet firm decision-
making (then as now) remained essential for the common good. There will one
day be a more accurate statistical analysis of the rates of acquittal in felony
cases, over time, over type of offence and over geographical range. We may also
question the composition of crown-court juries (freemen all, but of what relative
status?) and the extent to which judicial intimidation of jurors is hidden from us
before the age of independent court-reporting. What is certain here is that both
writers challenge various comfortable assumptions, rewriting English law as a
history not simply of writs but of complicated ethical choices. They suggest that
medieval law did not, as various modernists might suppose, strive after brutally
simplistic or mechanistic outcomes but allowed free and often troubling range
to human conscience. Despite the long-held belief in English exceptionalism,
and the assumption that England was a land spared torture or inquisition, both
Byrne and Kamali reveal the strong parallels to be drawn between inquisitorial
and English procedures, especially in the English coroner’s court, in the interest
shown in accomplices (in heresy trials ‘fautores’), and in the emphasis upon
backsliding or habitual wrongdoing as a swift and certain route to gallows or
pyre. In all such cases ‘fama’, or reputation, remained crucially significant, as in
a ‘confessing society’ did the compulsion to probe motive and intent. English
law did indeed diverge from its continental archetypes, but that divergence was
both slower and more subtle than some are inclined to admit. Behaviours, human
impulses, perhaps even judicial procedures, alter rather less over time than the
terminologies used to describe them. These are both fine books, brim-full with
learning. They promise a bright future not only for their authors but for the
ongoing study of medieval law.
University of East Anglia NICHOLAS VINCENT
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Minerva (as Pallas) advocates for Skelton’s dreamer when Fame attempts to
exclude him from her court.
Chapter 4 examines Minerva as a political figure: as a patroness of a city-
state or prince. Such protection operates on the individual level in the classical
sources Homer and Statius, where the goddess watches over Achilles and Theseus
(respectively) and assumes an armed presence. It is in this tradition that we
see Minerva represent the application of wisdom to the martial sphere, both
in supplying strategic wisdom to those engaged in war, and when exercising
judgement as to when not to fight and applying wisdom to the brokering of
peace. Hodapp traces Minerva’s role as patrona principis in medieval reworkings
of the Troy story by Joseph of Exeter, Guido delle Colonne and John Lydgate.
Attention then turns to Christine de Pizan’s L’Epistre d’Othea (c.1400), in which
the author invents the titular Minerva-like wisdom figure as a means of advancing
the case for the application of learning and good order to chivalric conduct.
Othea represents knowledge and prudence applied to the practice of arms;
one manifestation of this hybridity is the euhemeristic reading of Minerva as
the mythical inventor of armour (p. 153). Hodapp concludes this chapter with
Stephen Hawes’s early Tudor dream-vision, The Pastime of Pleasure, which sees
its hero, Graunde Amoure, educated in both the liberal and chivalric arts.
The final two chapters move away somewhat from consideration of Minerva as
a representative of divine or practical wisdom. Here the focus is, by turns, upon
the goddess as an idol and as the ally of Venus. In the former ‘patristic’ tradition,
she is cast as a demon or as the application of intellectual powers towards wholly
worldly concerns, as is found in the anonymous poem Assembly of Gods and
William Dunbar’s The Golden Targe. Chapter 6 takes a more positive approach
and explores – despite the two goddesses being opposed in many different classical
sources – the presentation of Minerva as Venus’s ally, here drawing on a subtle
reading of one aspect of Ovid’s Metamorphoses and the conception of Minerva as
embodying the perfection of a craft or practice, in this case love. Hodapp carefully
traces instances of this facet of Minerva in Chaucer’s Troilus and Criseyde, James
I’s Kingis Quair and Charles d’Orleans’s Fortunes Stabilnes.
Hodapp’s book provides a thorough introduction to the multivalent nature
of Minerva in both earlier and later medieval thought and literature. It is to
be welcomed by scholars of medieval classicism, mythography and literature
for offering the first book-length study of this figure and her multiple facets.
Grounded in extensive research, this book at each stage provides the reader
with useful, not quite excursory expositions of concepts pertinent to the ongoing
discussion. Witness, for example, the sections on medieval wisdom literature
(pp. 44–55), the origins of the liberal arts (pp. 82–9), idolatry (pp. 164–8) and
the reception of Ovid (pp. 215–18). On occasions when reading this book,
one would have liked to have learned more about points of overlap or indeed
conflict between the five traditions identified by Hodapp. Since his focus in
this study is predominantly on literary examples drawn from allegorical and
dream poetry, one can easily envisage subsequent scholars taking up Hodapp’s
lead and examining some of the different facets of Minerva as she appears in
other literary genres of this period, perhaps in relation to her representation in
the contemporary visual arts or to her manifestation in sources from the later
sixteenth century and after.
University of East Anglia MATTHEW WOODCOCK
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is that the knight – representing the human race – has a duty to fight the devil
(the toad) and suffer his onslaught, but can have the firm expectation of healing
and salvation from Jesus Christ (the serpent). The employment of animals as
proxies for spiritual figures, ideas or vices/virtues is likewise common throughout
this collection, providing a great deal of material for those concerned with the
symbolism attached to different animal species.
On a broader level, many of the stories are redolent of their broader fourteenth-
century background, containing themes connected to social hierarchy, heresy,
intellectual life and spirituality that will be of interest to anyone working on this
period. For example, historians of the crusades and pilgrimage to the Holy Land
will find it notable that several of these stories include journeys to the east, often in
order to provide a narrative structure and purpose (i.e. character A goes away to
the Holy Land and the story concerns characters B and C and what they get up to
while the pilgrims are gone). Likewise, several stories make brief reference to the
ongoing wars between western Christendom and Egypt, reflecting the sustained
struggle with Mamluk Egypt. There are only a few stories that discuss Muslims
(‘Saracens’) directly, but tale 50 (‘shooting at father’s corpse’) sets out the author’s
view of the spiritual differences between Christians, bad Christians, Jews and
Muslims.
Overall, this critical edition and translation of the Gesta Romanorum is truly
a magnum opus. The translation of such a huge number of different tales –
each containing a broad array of quite specific and technical terms – from the
Latin into highly readable English is a great achievement. The stories themselves
provide illuminating windows into the structures of morality, the realities of
existence and the rhythms of life that represent the beating heart of Christendom’s
collective consciousness. The fact that the stories were so popular only adds
credibility to the idea that they can be taken as indicators of mainstream attitudes,
rather than reflecting liminal or counter-cultural perspectives.
Nottingham Trent University NICHOLAS MORTON
Military Society and the Court of Chivalry in the Age of the Hundred Years War.
By Philip J. Caudrey. Boydell. 2019. xii + 227pp. £60.00.
Detailed records have survived for three of the armorial cases heard before
the Court of Chivalry in late medieval England: Richard, Lord Scrope v. Sir
Robert Grosvenor (1385–90), John, Lord Lovel v. Thomas, Lord Morley (1386–
7), and Reginald, Lord Grey v. Sir Edward Hastings (1407–10). The testimony of
about 800 lay and ecclesiastical witnesses has proved a rich quarry for historians,
but Philip J. Caudrey is the first to devote a book to exploring what this
material, enriched by biographical and prosopographical research, reveals about
patterns of military service, the web of social and political ties connecting the
protagonists in these cases to their witnesses (and the witnesses to each other),
and, more broadly, ‘the role of war-making and chivalric culture . . . in shaping
the outlook and governing the daily concerns of England’s gentry’. Building
on and extending the research agendas of other scholars, Caudrey develops
three interconnected lines of investigation from which emerge new approaches
to exploiting this corpus of evidence. The first considers the military careers of
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own armorial identities, set within an ever more densely populated heraldic
landscape that was animated by family-to-family armorial dissemination, often
as a consequence of service connections, would offer an additional means of
probing and substantiating vertical and horizontal social relationships within
military society.
Caudrey’s third line of investigation explores the cultural context within which
patterns of military service and the testimony of Court of Chivalry witnesses
should be interpreted. He shows how chivalric memory – at once a complex
fabric of many interwoven threads and a source of cohesion within regional
military communities – was ‘expressed [in Court testimony] through an intricate
and interlocking combination of war recollections, family and regional history,
and popular hearsay, augmented by a combination of written and iconographic
material’. Two themes stand out. One concerns the ‘battle of memory’ that
resulted when deep-rooted traditions within regional military communities
collided in the Court of Chivalry. Vibrant oral tradition concerning a region’s
great families, reinforced by material evidence, ensured that beliefs about ancient
heraldic right formed a living part of regional, as well as family, identity, adhered
to even in the face of overwhelming evidence to the contrary. Second, it is argued
that comparison of the testimony of the 1380s with that of the 1400s reveals
how attitudes to military events had shifted over time. To witnesses in the mid-
1380s, the 1369–89 phase of the French war, which was fought attritionally and
eventually to a standstill, lacked the lustre of success associated with the period
prior to 1360. By 1408–9, however, the campaigns of the stalemate years, now
a distant memory infused with nostalgia, were viewed more positively. ‘These
shifting attitudes’, notes Caudrey, ‘may partly explain the enthusiasm with which
the gentry . . . returned to arms in 1415’. Caudrey brings subtlety and insight to
the interpretation of the witnesses’ testimony, and yet more allowance could be
made for the impact of interventions by court clerks and copyists on the texts
that have come down to us. In Scrope v. Grosvenor, for example, the imprecise,
formulaic character of the depositions taken down at Plymouth, when compared
with the records of other sessions, raises the suspicion that at best they provide a
heavily abbreviated record of what was said. While affecting our understanding
of patterns of military service in general, this has some bearing on whether
Hastings’s witnesses were actually more ‘celebratory’ about the campaigns of the
1369–89 period than Scope’s had been in the 1380s.
It is unfortunate that a number of pertinent and important publications
appeared too late to be noticed or exploited fully by the author, for they can only
have added weight to what is the most substantial and stimulating exploration
of its subject to date. Caudrey’s book demonstrates how taking a comparative
approach to the witnesses and testimony of the three armorial cases serves to
expand investigative possibilities within both the immediate locality of its subject
and the broader research landscapes of military communities and noble–gentry
relations.
Keele University ANDREW AYTON
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Inquisition in the Fourteenth Century: The Manuals of Bernard Gui and Nicholas
Eymerich. By Derek Hill. x + 251pp. Boydell for the York Medieval Press. 2019.
£60.00.
To what extent was the inquisition against heresy institutionalised over the
course of the fourteenth century? Such is the principal question posed by Derek
Hill. Comparing and contrasting the two great procedural treatises written by
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far beyond essential points of doctrine to denounce blasphemy, magic and what
was now perceived as a constant demonic assault upon Christian values. Thus
did the enforcement of a collective conscience shift from the temporary and
extraordinary to the permanent, universal and routine. Handling these materials
with quiet confidence, Hill offers a thoughtful albeit slow-moving contribution
to the debate both on heresy and on the bureaucratisation of late medieval
power. Not everything here is perfect. Liber Extra (p. 27) was most definitely not
‘the next volume of canon law after Gratian’. The decision to accompany every
single word of Latin with an English equivalent renders this an even slower read,
where Latin might have been most conveniently supplied in footnotes. Nor are the
translations (or the Latin texts) invariably accurate. For a particularly egregious
example, see text and translation at page 152, where inquisitor and constitutes
should both be ablative, religiosi have become ‘friars’, questiones ‘torture’ and
quinque ‘fifteen’. English exceptionalism perhaps explains the unwillingness to
incorporate the debate on Wycliffe or the Lollards within the wider European
discussion of heresy, creating an artificial and regrettable segregation in which
English and European experts remain mutually deaf to one another’s attempts
at analysis. As an introduction to two of the foundational texts of inquisition,
nonetheless, this serves as both a perceptive and an intelligent guide.
University of East Anglia NICHOLAS VINCENT
Early Modern
The Norwich Chamberlains’ Accounts 1539–40 to 1544–5. Edited by Carole
Rawcliffe. Norfolk Record Society. 2019. xii + 452pp. £17.50/£25.00.
The chamberlains’ accounts of any early modern town or city serve the
historian much as a thorough annual blood test serves the physician: each offers
a succinct but deeply probing snapshot of nearly all bodily functions, whether
that body be civic or human, at a particular point in time. Yet the editing
and transcription involved in producing such accounts for a modern readership
is much more arduous, painstaking and downright ‘fiddly’ than the computer
printout generated from the medical laboratory. As the raw but enormously
detailed record of England’s second largest city, the financial accounts of
Norwich’s chamberlains between the years 1539–40 and 1544–5 have a lot to tell
us about that particular body and provincial urban governance and society in
general. Carole Rawcliffe has listened and transcribed with exemplary and patient
care and edited her text with consummate clarity and judgement.
What these accounts tell us, in minute detail, is that the health of Norwich
in these years was more parlous than uniformly robust, the product of wider
contextual realities of the day as well as the past infirmities of the city itself.
But they also tell us, in equally minute detail, how the city strove creatively
and energetically to deal with the issues before it. Beginning with a prolonged
slump in the international textile trade, and thus a serious drop in local levels
of employment and consumer spending, Norwich’s troubles of the 1540s were
compounded by myriad additional concerns. The two devastating fires of 1507,
still vivid in the memory of older inhabitants, placed a continuing burden on
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the city’s housing stock. When population growth made that loss of building
fabric critically problematic, the city’s leadership had its MPs enter a bill in
parliament requesting relief. The response came in the 1535 statute enumerated
as 26 Henry VIII, c. 8, ‘An Acte for the Reedifying of Voyde Groundes in the
Citie of Norwich’, which granted the civic authorities the authority to require
landlords to repair decayed housing or face fines or forfeiture for failing to do so.
That augmentation of civic control over the local building stock came just on the
eve of the dissolution of the monasteries, which brought properties like the huge
and lucrative Blackfriars complex to the city by the end of that decade. Along
with the large addition to the east end of the Guildhall, and supported by the
robust contributions of several wealthy townsmen, these events spurred the local
construction industry to new levels of activity and expenditure. The brick-by-
brick details are among the most copiously recorded expenditures of the ensuing
years.
When the devastating plague of 1544/5, followed by severe dearth, brought
myriad poverty-stricken survivors to the city in search of relief, that burden
accrued to the food supply as well. Along with the assistance of several
individual wealthy benefactors, the city itself took extraordinary steps to manage
the profusion of beggars and to regulate the food supply. When these same
years brought sharply increased taxation to support Henry VIII’s military
campaigns, the 1544 debasement of coinage and the fallout from the last monastic
dissolutions, the city’s authorities cut back expenses wherever they could. They
cancelled the traditional but expensive annual guild pageant in 1544, cut back on
the annual dredging of the river Wensum, and dragged their heels on paving and
cleaning of the streets.
Overall, these accounts offer a first-hand primer in the intricacies of civic
governance at a time of rapid and unsettling change. They are particularly
insightful on matters of civic finance, building and maintenance, and the
economic, political and social issues of the day. In addition to Rawcliffe’s
scrupulous editing and transcription of the six annual accounts between 1539/40
and 1544/5 and her scholarly introduction to the whole, the volume offers four
colour plates, a general glossary, a list of important local dates and days, and three
appendices to support the text: an indenture describing the chamberlain’s duties,
one chamberlain’s expenses during Kett’s Rebellion of 1549, and an inventory
of the city’s moveable goods in 1552. As a measure of the health of England’s
second largest city of the day, the volume as a whole provides an essential primer
for understanding early modern English civic governance outside the familiar –
but also unique – London metropolis.
Concordia University, Montreal ROBERT TITTLER
century dynastic politics: Elizabeth I’s marriage; the status of Mary, queen of
Scots; the English succession, before and after Mary’s execution; the matching
of James VI and I’s children; and the Bohemian revolt that sparked the
Thirty Years War. He takes seriously contemporaries’ awareness about their
possible implications for Britain’s religious orientation: contingency is his
watchword. Professor Questier emphasises Catholic perspectives: crucially, the
hope that dynastic union with Catholic royal families would lead to toleration,
maybe even to the restoration of the true Church. This possibility ensured
that Catholic expectations outlived Mary, queen of Scots. Questier’s book
also explains why Britain’s Protestant monarchs valued (up to a point) their
Catholic subjects. Relative lenity or harshness towards recusants sent signals
to foreign powers (sometimes to raise their offers, sometimes to offset other
unfulfilled commitments) and also defused domestic criticism (a feint one way
to counterbalance a concession the other). For James VI, Scotland’s Catholic
constituency offered leverage: it prevented him from being dependent on the
Elizabethan regime and encouraged other powers to imagine that, deep down,
James was more sympathetic to the old religion than he could let on and thus
might accede to the English throne unchallenged. With some chutzpah, British
and Irish Catholics maintained that, unlike ‘the godly’, their loyalty was not
conditional on the monarch’s religion. This position resonated because, for
many committed Protestants, the crown had indeed become instrumentalised
as the agent of godliness, not only at home but also abroad. Thus, the work
concludes, Charles I’s personal rule was rooted in what was in large part a
Catholic-inspired reading of forward Protestantism as dangerously popular and
antimonarchical.
Dynastic Politics and the British Reformations is an impressive volume: through
an astute and intricate account of events and their contemporary interpretations,
it powerfully vindicates the vital historical principle that ‘the future was not
certain’. The author is being self-deprecating when he states that his book mostly
retells other people’s scholarship. Linking together such a detailed story requires
a great command of a convoluted period. This mastery enables Questier to
demonstrate the interconnections between the British kingdoms, as separate
states and then as part of a composite monarchy. He also shows how closely
Britons tracked the affairs of other European states, where they saw resemblances
and lessons for their own polity. For instance, people remembered that the
St Bartholomew’s Day Massacre had been provoked by a cross-confessional
mésalliance of the kind that James VI and I was now proposing. This is
avowedly a ‘political narrative’ of the period: although his introduction mentions
socio-cultural approaches to Catholicism, Questier does not draw on such
scholarship thereafter and avoids the concept itself. The work’s underlying note
is cynicism. Gripping like a thriller, the narrative recounts disasters, pratfalls
and embarrassments; hubris is reliably followed by nemesis. A sense of pervasive
duplicity well accords with some contemporary perspectives. It will not surprise
that ambassadors’ reports – the last word in speculation – are prominent
sources, or that politic kinds of reading loom large. This approach may raise a
paradox. Such double-dealing occurred because Questier’s cast (at least, most
of them, we can only assume) really did care about religion: it was not a
cloak for politics – if anything, the reverse. Of course, this point is implicit in
everything that the book addresses; it needs to be remembered lest, to coin a
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phrase, this rather sardonic work be misread as history with the religion left
out.
University of Cambridge PAUL CAVILL
A Protestant Lord in James VI’s Scotland: George Keith, Fifth Earl Marischal
(1554–1623). By Miles Kerr-Peterson. Boydell. 2019. xvi + 238pp. £60.00.
George Keith, fifth Earl Marischal, has long been renowned for his wealth, his
Protestantism and his foundation of Marischal College, Aberdeen. Miles Kerr-
Peterson re-evaluates that reputation and, through examining some key aspects
of Marischal’s lordship, significantly modifies what we thought we knew about
the man. In doing so, he makes an important contribution to how the Scottish
nobility during the reign of James VI is understood, building on the foundations
laid down by Jenny Wormald and Keith Brown over recent decades. The book
merits attention not because it is ground-breaking but because it ‘add[s] greater
definition and detail to the picture’ (p. 189). Yet Marischal seems an odd choice
for such a study, given that the family’s papers were scattered and largely lost after
forfeiture for choosing the wrong side in the 1715 Jacobite rising.
The first three chapters are the most detailed and sure-footed part of the book,
given the breadth of the source-base for high politics and court intrigue. They
chart Marischal’s upbringing, and his involvement in government, politics and
noble feuds. As a young man, he cultivated influence at court, involving himself in
the factionalism of the 1580s and early 1590s, and his career as a courtier peaked
in leading the embassy to Denmark in 1589–90, standing as proxy for James VI in
his marriage to Princess Anna. After 1595, however, he withdrew from court and
rarely attended the privy council. He did, however, make a brief return between
1604 and 1608, perhaps due to unease at the prospect of the king’s quest for closer
Anglo-Scottish union, which is also suggested by his refusal in 1604 to serve on
the union commission.
The latter half of the book approaches the last quarter-century of Marischal’s
life thematically. It is here that the loss of the family’s papers is most keenly
felt, with frequent acknowledgement of the fact that there is much we cannot
recover with regard to how he conducted his own affairs. There are tantalising
glimpses of his management and development of his estates, and his exercise of
ecclesiastical patronage, but the evidence does not allow a clear picture of his
inclinations, goals and motivations to emerge. We do see that he invested heavily
in developing Peterhead and Stonehaven. Although barred from international
trade because they were not royal burghs, Peterhead provided an ideal setting-
off point and first landfall for shipping to and from the Baltic and Scandinavia,
and both ports lay between Aberdeen and the next coastal royal burgh, so were
able to act as safe-havens and staging posts. They were also well placed to profit
from coastal trade and serve as outlets for the produce of the earl’s estates: a rare
surviving account reveals a profit of £30,000 Scots (£2,500 sterling) on shipments
of his grain between 1608 and 1611 alone.
Marischal’s commitment to Protestantism is traditionally seen in his
upbringing, his rivalry with the Catholic earl of Huntly, and his foundation of
Marischal College as a rival to the conservative King’s College in Old Aberdeen.
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EARLY MODERN 333
Yet he was no champion of the faith: Kerr-Peterson astutely points out that
presbyterian writers like James Melville and David Calderwood, always eager to
find noble champions, barely give him a mention. Religion played only a minor
role in his rivalry with Huntly, nor did it stand in the way of his marriage to
Margaret Home or cooperation with his Catholic cousin, the earl of Errol. As for
King’s College, it was purged of Catholicism long before Marischal College was
founded. The initiative was really a reaction to the laird of Philorth’s attempts to
found a college and royal burgh at Fraserburgh. Aberdeen did not want another
royal burgh that close, so joined Marischal to thwart the mutual threat. Yet Kerr-
Peterson also suggests that, in founding ‘a collegiate church for a Protestant
age’ (p. 186), Marischal was following a much older pattern. Its staff never said
masses for his soul but it guaranteed his reputation for centuries. Marischal is thus
reframed as a traditional nobleman, which explains his behaviour towards the
churches under his patronage: he favoured kinsmen in parochial appointments
and sought to appropriate benefices to support his children’s education. It is
pithily observed that, in their dealings with the Reformed church, ‘the Earls
Marischal were Protestant nobles, not noble Protestants’ (p. 151).
We also learn that he rarely engaged in violence, preferring dispute resolution
through litigation and negotiation, although he found himself on the receiving
end of threats and overt use of force, even from his own family, which was not
a happy one. His first marriage, to Margaret Home, nearly ended in divorce and
the second followed less than a year after her death in 1598 to Margaret Ogilvie,
who was no more than 15 when they married (he was 44). Their first child, James,
rebelled against his father in 1622, in league with his mother’s lover. They raided
Marischal’s house of Fetteresso, stripping it of its contents. In 1623 George died
a rich man, but he was not surrounded by a loving family. His estranged wife did
not attend the funeral and married her lover the following year.
The book’s central message is that George Keith’s career exhibits continuity
rather than a shift in the role of the nobility in this period, reminding us
that there was more to being an effective nobleman than political prominence.
Marischal’s energies were directed towards the maintenance, consolidation and
aggrandisement of his estates, the enhancement of his regional power and the
securing of his legacy. His overriding motivation was to cement the family’s hold
on its estates through exploiting legal rights, careful management of resources,
and investment with an eye to the long term. That he left the earldom in such
robust health means that his career can be judged a success.
University of Dundee ALAN R. MACDONALD
Priest of Nature: The Religious Worlds of Isaac Newton. By Rob Iliffe. Oxford
University Press. 2017. xii + 522pp. £25.49.
Priest of Nature presents a thorough, original and convincing analysis of
Newton’s religious thought up to the late seventeenth century. This book is
largely based on Rob Iliffe’s three-decade research on Newton’s manuscripts,
now available online thanks to the Newton Project edited by Iliffe. The book
also draws on archival materials concerning Newton’s early years, his scholarly
activities at Cambridge and his involvement in academic politics. Furthermore,
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notions consonant with proper morality and true piety. He valued the Noachian
law, Egyptian wisdom, Orphic and Pythagorean philosophies, ancient atomism,
the religion of Stonehenge and biblical Judaism, all of which, however, had
deteriorated into idolatry and superstition. Newton developed a naturalistic
history of the corruption of ancient religions, which was caused by ‘the perverted
adoration of heavenly bodies’ eventually leading to ‘the worship of dead men
and statues’ (p. 213). While arguing that priestcraft had a role in the growth and
spread of idolatry, he claimed that ‘this was aided by the inveterately superstitious
character of human beings’ (p. 213). Concerning ancient wisdom, Iliffe has
correctly noted that, despite the sincerity of Newton’s Christianity, his writings
on prisca theologia, which describe Christ as simply the restorer of the Noachian
religion, ‘implied that nothing much more was required of the true religion than
to recognise the divine origins of the cosmos, to believe that Christ was the
Messiah who was resurrected on the third day after his death, and to observe
the moral obligations of Christianity’ (p. 218). Thus, although in other writings
Newton attributed more prerogatives to Christ, ‘the general thrust of his writings
on the ancient religion is of a piece with his tendency to downgrade the role of
the Son in respect to that of the Father’ (p. 218).
The internal coherence of Newton’s religious thought is further demonstrated
by his reflections on biblical prophecies and the Apocalypse. In contextualising
Newton’s apocalyptic studies, Iliffe calls attention to Newton’s debt to other
seventeenth-century authors – especially Henry More and Joseph Mede – and
thus shows that Newton’s apocalyptic interests originated in religious concerns
that were deep-rooted and widespread in seventeenth-century English culture.
Iliffe also highlights Newton’s and other writers’ consideration of historical
and contemporary events – from the early corruption of Christianity to the
conflicts and revolutions of the seventeenth century – as manifestations of a
historical process predicted by Scripture and heading towards the Apocalypse.
In this respect, Iliffe’s analysis sheds new light on the reasons and factors behind
Newton’s involvement, as a representative of his university, in several political
events – especially to oppose James II’s interferences in academic life and, later,
to support William and Mary. Moreover, Newton was persuaded that ‘God had
given his people prophesies so that they might be understood in the latter times’,
particularly ‘at the end of time’, when ‘the wise, and not the wicked, would
understand’ (p. 400).
Newton’s scriptural references to the human understanding in his apocalyptic
writings and his insistence on the constant study of Scripture demonstrate his
belief that ‘the perfection of the understanding involved the relentless study of
sacred texts and the rational examination of the cosmos’ (p. 400). The portrait
of Newton that emerges from this book is indeed that of a deeply religious man,
who struggled with theological questions throughout his life. As Iliffe points out
in the concluding pages, Newton’s life was actually ‘suffused with an overriding
religious purpose. Convinced that he had been created in the Image of God, his
scholarly life was in part an exercise in examining how he measured up to his
maker. As such, it focussed both on perfecting himself and on understanding the
works of God’ (p. 401).
In conclusion, Iliffe’s extremely erudite, finely structured and intelligently
written book offers an invaluable contribution to scholars and students willing to
acquire a better understanding of Newton’s life and work. It is hoped that Iliffe
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will continue his investigation of this subject and complement Priest of Nature
with a second volume concerning Newton’s last three decades, thus producing
the defining work on Newton’s religion for many years to come.
American University in Bulgaria DIEGO LUCCI
William Penn: A Life. By Andrew R. Murphy. Oxford University Press. 2019. xiv
+ 460pp. $34.95.
Andrew Murphy paints a compelling portrait of William Penn, proprietor of
the English colony of Pennsylvania from 1681 until his death in 1718. A man
of complex motivations and zealous prosecution of his affairs, Penn was driven
to protect his lands at all costs, to the detriment of his family and ultimately his
own freedom and health. By the time he died, Penn had saddled his widow and
children with considerable debts, though provisions were made for them by the
sale of his lands and the debts were eventually cleared through the good offices
of his friends. His legacy to posterity, however, is far more precious. Religious
toleration, which he prized so highly, has left its residue upon the conscience of
humanity.
It was not always so. Murphy begins his life of Penn with him incarcerated
in London’s Fleet Prison in 1708, placed there after a public court battle
with Bridget Ford, the widow of a former associate to whom Penn owed a
substantial sum. The sentence created a bleak outlook. For such a high-minded
and principled figure, attempting to govern from across the ocean was both
demoralising and expensive. A reprieve was given through the aid of friends.
Twenty years before, Penn had made his way to America, with royal promises and
charters in hand, to claim the colony for himself and begin the long and arduous
process of surveying. ‘Despite recruiting hundreds of investors into the enterprise
and undertaking an impressive promotional and sales campaign,’ writes Murphy,
‘he never realized the financial promise that American colonization dangled
before his eyes’ (p. 3).
As an attempt to provide a full-length study, readers will find this a judicious
and fair biography. Without over-psychologising his subject, Murphy portrays
a young Penn trying to earn the love of his father, Admiral Sir William Penn
of Wiltshire, whose hopes for the boy’s future were never fulfilled. This was a
problem exacerbated by the admiral’s absence due to his command or his later
imprisonment by Oliver Cromwell in 1655. The young Penn began to have divine
visitations shortly thereafter. At university, he did not get on well. By the time
he was 23, Penn had dropped out of Oxford and renounced his affiliation with
Anglicanism. Though he proved himself a worthy emissary to his father’s estates
in Ireland, young William’s prowess as a businessman was not enough to secure
paternal sanction for his conversion, in 1667, when he joined the Society of
Friends. As a newly minted Quaker, Penn argued boldly for the right of religious
toleration and grew in favour among the dissenters. By the age of 25 he had
printed The Great Case of Liberty of Conscience, which laid out the principles
that would guide him for the rest of his life.
Murphy is especially adept at parsing the numerous and often complicated
relations and negotiations Penn made as the proprietor of Pennsylvania. His
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protracted feud with Lord Baltimore over the Lower Counties (today, Delaware),
exchanges with members of the Lords of Trade and Foreign Plantations,
secretaries and collectors who fell short of his expectations, pesky Anglicans,
and periodic flights from the law formed the crucible of his worries. Though
personally affable, Penn was a firm and insistent proprietor: his correspondence
with James Logan, his secretary and agent in Philadelphia, provides ample
evidence of this.
Penn’s final illness saw his friends rally around him, but also saw him estranged
from his eldest son. Murphy keeps a respectable distance from assessing Penn’s
parenting, choosing instead to capture what can be gleaned from the sources,
which suggest a warm and empathetic figure. However, Murphy is not afraid of
going into controversial areas, such as the awkward historical legacy brought
about by Penn’s ownership of at least five slaves. In all, this is a particularly
welcome corrective, as Penn has been poorly served by his biographers, who
have veered between two extremes, portraying him as either a withering failure
or someone who could nearly walk on water.
Redemptorist Archives, Philadelphia PATRICK J. HAYES
African Kings and Black Slaves: Sovereignty and Dispossession in the Early
Modern Atlantic. By Herman L. Bennett. University of Pennsylvania Press. 2019.
226pp. £26.99.
This is a slightly frustrating book. On the one hand it contributes significantly
to our understanding of the very earliest years of European encounters with sub-
Saharan Africans, but on the other it is sometimes not especially reader-friendly.
Bennett rightly contends that far too much of our understanding of European–
African interactions is dominated by slavery and the slave trade. This dominant
discourse of the seventeenth to the nineteenth centuries can easily be read
backwards, shaping the analysis of the early encounters as well. Bennett
paints a different and entirely plausible picture. He notes that the Portuguese
merchants and explorers, who started to venture down the African coast from
the 1440s onwards, were acutely aware of the need to tread carefully. They were
not conquistadors, instead they entered lands that had some powerful states
exercising their own sovereignty. Far from ignoring local power structures, the
Portuguese paid them all due deference, asking permission to go ashore, build
settlements, and commence and then continue trade. Bennett also contends
that too much emphasis has been placed on various papal edicts that could be
read as justifying European (i.e. Christian) oppression of non-Christian peoples.
These, he points out, were largely intended to be used against Islamic people
in North Africa and the Middle East, where the Ottomans were resurgent –
taking Constantinople in 1453. Although they would later be used against Native
Americans, there is little evidence of these edicts being used against Africans. The
Portuguese purchased slaves from the outset of their encounter with Africans, but
they were also aware that not all Africans were potential slaves, only those who
had already been designated as such by local rulers.
By pointing out the medieval, rather than early modern, background of these
encounters, Bennett has certainly done a service to the academy. Ideas about
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power, sovereignty and law were different in the fifteenth century, compared to the
later sixteenth or seventeenth centuries, and as such the interaction with Africans
was founded on a different basis. There is less engagement with ideas about race,
and there has been some relevant writing on this topic (see the special issue
of the William Mary Quarterly ‘Constructing Race’ January 1997 for instance)
that could have been mentioned. Also relevant, but overlooked, is the issue of
disease. Philip Curtin has written about this extensively (but less so for the very
early period), noting that whites were often forced to engage productively with
local rulers because they were unable to sustain white settlements due to tropical
diseases. I felt this was a missed opportunity.
The frustrations I had with this book were due to structure and style. Bennett
spends a lot of time introducing the topic, justifying the need for this particular
book, and analyses the historiography at length. While all this is perhaps
necessary, I felt it went on too long and came at the expense of actual evidence.
Pretty much the first fifty pages are spent this way, one third of the book, and the
historiographic discussions recur throughout. I did not find the style of writing
very accessible. The sentences are complex, overly so, and my concern is that if
this book was assigned to undergraduate students, they would need to sit there
with a dictionary to hand to look up words. I confess I had to look up a couple
myself. Bennett also feels the need constantly to reframe and repeat points by
using ‘asked differently’ or ‘stated differently’, which grates on the reader after a
while. If the point could be made clearer there should not be a need to rephrase
it all the time. Given the variety of locations discussed, a map would have been
helpful.
Bennett’s book is useful for academic specialists with a research interest in the
early Atlantic or the origins of the slave trade as I think he has made a genuine
contribution to the field. Sadly, I would find it hard to recommend it for classroom
use.
University of Warwick TIM LOCKLEY
Modern
Revisiting the Polite and Commercial People: Essays in Georgian Politics, Society,
and Culture in Honour of Paul Langford. Edited by Elaine Chalus and Perry Gauci.
Oxford University Press. 2019. xvii + 270pp. £60.00.
Written by his students and close colleagues, this collection of essays celebrates
Paul Langford’s hugely influential survey of English society and politics in the
eighteenth century, A Polite and Commercial People: England 1727–1783 (1989).
Repudiating the view that this was an age of social and political stasis, Langford’s
book explored the ways in which the growth of commerce and trade, in tandem
with the expansion of empire, ruptured the remnants of feudal society. In a bold
move, he put the emergent middle class centre stage, arguing that it was their
economic, cultural and political dynamism that transformed the country. A code
of morals and manners, entwined with standards of taste and style, politeness was
a way of fostering gentility among this dynamic group and generally civilising
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them, so they could be integrated on some level into the class of gentlemen, and
thus kept on side with the ‘plutocratic’ regime.
Under the headings of ‘politics’, ‘society and culture’ and ‘England, Britain
and the world’, these essays all engage with the core themes of Langford’s work.
But, as the editors observe, they also present an excellent opportunity to ponder
‘how the field has moved on since 1989’, at least as regards the study of political
life. While none of the essays substantially challenge the ‘polite and commercial’
paradigm (in the manner, say, of E. P. Thompson), there is much to be pleased
about, all told. For whereas Langford’s book was justly celebrated for broadening
the canvas of political history beyond the confines of party and faction, the essays
in this volume stretch it further still, encompassing a wider spectrum of the social
and cultural forces shaping political life. A sample of the offerings will suffice to
illustrate.
Examining the complex entanglements between high and low politics, as well
as the increasing intertwinement of both with the world of commerce, the essays
in section one set the tone nicely. Accommodating competing interests was the
order of the day for the political broker John Paterson, according to Perry Gauci’s
piece, as he advanced a programme of social regeneration for London. The secret
of his success was his ability to mediate between the polite and the commercial
worlds of London as represented by Westminster and the City respectively, and to
win support for his projects at a national level. With his elaborate web of influence,
Paterson typified the middle-class movers and shakers who drove historical
change, according to Langford. But ‘his exclusion from the highest political
circles’ reminds us of the glass ceiling that still remained in national politics for
non-aristocrats. Shifting the focus to the nineteenth century, Cindy McCreery’s
essay traces the construction and reconstruction of William IV’s public persona
in visual representations over the course of his reign. Championing the contextual
study of such images, she charts the remarkable shift in public attitude ‘from
admiration to scorn and anger, and finally nostalgia, across a wide range of
printed material’.
In section two, Hannah Barker expands the field of vision to include the
humbler echelons of the middle class, traders. Drawing extensively on personal
diaries, she argues convincingly that it was piety rather than gentility that the
tradesmen and women of Manchester strove to cultivate. If this was true of the
lower middle classes generally, it would represent an important amendment to
Langford’s portrayal.
Section three widens the purview geographically to examine England’s global
connections in the polite and commercial age. In the most ambitious essay of
the volume, Andrew Jackson O’Shaughnessy insists that British imperial policy
towards America needs to be understood in the ‘the broader imperial context’.
Whereas the policies that culminated in the American Revolution have previously
been viewed as ad hoc reactions to problems of administration, when viewed
in this broader light it becomes clear that they represented a newly developing
attitude towards the empire, involving increasing centralisation. P. J. Marshall
follows the fortunes of the West Indian planter and wheeler-dealer Sir William
Young as he tried and ultimately failed to raise sufficient funds to cut a figure in
polite British circles. The vignette of a family of slave owners who are celebrated
for their humanity, even, it seems, by the slaves themselves, is deeply discomfiting.
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Hospital children, ‘to make sense of what happened to them and to think about
the lasting issues which their experiences still address today?’ This British story
was a different kind of one from the rescue of abandoned newborns elsewhere:
in Venice abandoned babies were left in a little boat down a discreet and narrow
alley. In Florence, where Brunelleschi’s Hospital of the Innocents draws our eyes
by its architectural magnificence even today, a basin for depositing babies was
placed in an arcade beyond the orphanage walls. Dublin’s Foundling Hospital
placed a revolving basket at the gate. Berry answers her own question, by simply
telling the story of the first hundred years of Thomas Coram’s experiment, in the
context of the general history of treatment of children in Britain and the wider
world from the Georgian period until the present.
So who was Thomas Coram? Berry paints an engaging portrait of him, ‘a plain
speaking and passionate advocate for social reform’. He did not seek popularity;
in fact he was good at alienating people, because he dedicated his life, she asserts,
‘to being a good patriot’. She sees him as ‘wedded to the creation of a fiscal-
military state’, which would expand the colonial empire. If Coram wanted to save
souls, he wanted quite as much to increase national prosperity. Hence Berry’s title
Orphans of Empire. Yet we learn that most of Coram’s children did not in fact go
abroad.
Helen Berry nevertheless found a hero for her book in one orphan who did go
abroad by joining the navy. He was George King. His story, from infancy to his
death in 1857, runs like a golden thread through this book. In fact, it redeems its
whole tragic story of brutality towards and exploitation of orphan children, by
bringing her account to a thrilling and unexpected climax. King was present at
and wrote his own account of the battle of Trafalgar in 1805. He then ended up
in retirement as a Greenwich Pensioner. She restrains herself from overplaying
this hero waiting in the wings. She tells his story carefully: having left him as
an apprentice in a London sweet shop many pages back, in a mere twenty-three
pages at the end of the book comes the dénouement. What a magnificent story it
is to be sure!
It is the subtitle which really explains the content of much of Berry’s book.
Moreover, there is much to celebrate in Orphans of Empire, besides its brilliantly
conceived structure, its pace and its tantalising hero. For Berry has anatomised
this whole extraordinary Georgian social experiment, peopled it with those who
managed it across England and made sense of how Coram, struggling at first,
caught the social consciences of many, who did actually care for some of the
children who were received at his Hospital. Coram showed superb organisation
and commitment to his cause. ‘What mattered to Coram’, Berry notes, ‘was that
aristocratic women were highly influential, well connected and of impeccable
reputation, married to powerful and wealthy men with direct access to political
power both at court and in parliament.’ She explains how he ‘took advantage of
the new mechanisms that existed in the City of London to centralize fundraising’.
Petitioning George II in 1737, he was unequivocal about the project for which
he had lobbied for so long: ‘using powerful rhetoric, he played upon the elite’s
worst fears about the widespread moral and social degradation among the urban
poor’. It was when he was 73, in 1739, that the Royal Charter for the foundation
of the Hospital was finally granted. Coram had sent the king a list of 375
potential governors, about half of whom had agreed to be active not just honorary
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authority in the history of eighteenth century Catholicism, Van Kley has now
widened his purview to take in the whole international story of the dissolution.
It is a formidable achievement, demanding wide linguistic skills, extensive
archival explorations, and mastery of a vast range of doctrinal writings and
secondary scholarship. Of the argument’s three parts, the first seeks to define
the concept of Reform Catholicism, and separate it from what has often been
called Enlightenment Catholicism. Indeed it is something of a surprise that Van
Kley even allows the word ‘Enlightenment’ into his title. Certainly there were
ways in which principles identifiable as ‘enlightened’ were taken on board by
elements in the church, and by none more than the flexibly minded Jesuits; but
these were often among trends which Reform Catholicism sought to combat. The
latter was more a blend of traditions in Augustinian theology and anti-papal or
‘Gallican’ principles of church organisation. It is true that its dominant elements
were Jansenist, and largely reflected French conflicts stemming from the 1713 bull
Unigenitus, but the term also embraces wider tendencies within the church and
the growing ambitions of other Catholic states. What drew it all together was
hostility to the Jesuits and all they stood for or symbolised. How this hostility
played out is the subject of Part 2, a dense analysis of the ecclesiastical politics
of each anti-Jesuit state, and their relationship with successive popes. One of the
charges directed at the Society was that it was a sort of conspiracy against secular
monarchical power; but if there was a conspiracy in all this, it was directed against
the Jesuits. Its epicentre was in Rome itself, among members of the so-called
Archetto group around the indefatigable Giovanni Gaetano Bottari, the Vatican
librarian no less, but a Jansenist with contacts all over Europe. Its influence
was hortatory rather than organisational, but it kept reformers everywhere
apprised of developments in Rome, and how they might be managed. Even so,
much depended at every stage on unmanageable contingencies. Would the French
Jesuits ever have been so vulnerable without the bankruptcy of their Caribbean
trading house, which brought their case before the Parlement of Paris? Would
Charles III of Spain have become so obsessive about the Jesuits if he had not been
looking for scapegoats for the terrifying riots of 1766? What if the vehemently
pro-Jesuit Clement XIII had not died suddenly in 1769, allowing the Bourbon
monarchs to promote the election of a more pliable successor? More might have
been said, incidentally, on the quiescence of the most elevated of all the Catholic
monarchies, that of the Habsburgs. After all, both Joseph II and his brother, soon
to be Reform Catholic rulers, were actually in Rome at the time of the conclave.
Even Clement XIV, who decreed the dissolution, seems to have been appalled
by what he knew he had to do. He delayed and prevaricated as long as he could,
and when the deed was done, it was by a brief, rather than a bull, suggesting that it
might not be irrevocable. His successor Pius VI, although he promised on election
not to restore the Society, clearly dreamed that one day it might be possible. A
sign of his true sentiment was the bull Auctorem fidei of 1794, in effect a new
Unigenitus, condemning all the main tenets of those who had been the Jesuits’
enemies, after the French Revolution had posed even more fundamental threats.
A third part of Van Kley’s text examines this era of guilty regret after 1773, and
the emergence of an ‘Ultramontanist international’ bent on refurbishing papal
authority across the church. Many former Jesuits were involved, and by the early
1790s popular support for the Roman reaction had become widespread. It was
of little avail to a pope destined to die in French captivity in 1799, but the price
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paid by Napoleon for peace with his successor was to recognise a scale of Roman
authority that none of the kings who brought the Jesuits’ downfall to fruition
would have accepted. And this was the pontiff who, as soon as Napoleon fell,
finally restored the Jesuits. In his view, the rot which culminated in the French
Revolution’s war against the church had begun with the capitulation of 1773.
Van Kley’s labours have traced the high politics of the Jesuit suppression, in all
the major states involved, in definitive detail. He is far less interested in events at
ground level. The clashes in Paraguay, which began the Jesuits’ agony, are quickly
skimmed over, as are the tribulations of all the fathers expelled from Portuguese,
Spanish and Neapolitan jurisdiction in the years before the final suppression.
And although he outlines the sheer range and scale of Jesuit establishments
throughout the Catholic world, he tells us nothing about how 800 colleges and
other properties were wound up or disposed of, or what most of the 22,000 former
fathers did after their lives were turned upside down. He does not even mention
the challenge to Catholic elite education posed by the sudden removal of its most
successful practitioners. It was doubtless no part of the author’s intention to open
up yet another vast field such as this. But somebody ought to, if we are ever to
get an idea of the full significance and ramifications of the high-level decisions so
carefully and convincingly analysed here.
University of Bristol WILLIAM DOYLE
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which in the eighteenth century had defined the relationship between the elite
nobility and the throne.
In addition to addressing big questions that have persisted in Russian
historiography, O’Meara also provides up-to-date information about a variety
of topics that influenced the development of the nobility. These include legal
and economic status(es), the development of education, service obligations
and opportunities, attitudes to serfdom, and most originally the nobility’s
corporate institutions and participation in provincial government. O’Meara’s
discussion of noble assemblies, judicial institutions and local administration
is based primarily on archival documents from Nizhnii Novgorod province.
In this material the reader again finds potential answers to difficult questions
of interpretation, as well as illuminating facts about a seriously understudied
subject. The author connects the nobles’ lack of interest in their corporate
institutions and efforts to avoid service in local government to the larger problem
of ineffective provincial administration. Although there are pre-revolutionary
studies (discussed by O’Meara) that examine this very important dynamic,
subjects such as the activities of noble assemblies and the nobility’s willingness
to entrust local government to state officials remain in need of comprehensive
scholarly treatment. O’Meara’s discussion of how and why the Russian nobility
abdicated responsibility for local government is a topic that historians will
continue to debate. Did the mass of nobles in fact prefer autocratic rule? What
role did serfdom and service play in their apparent desire to retreat into the
consumption of culture and the routines of the family nest?
Put simply and unequivocally, O’Meara’s book is a delight to read. For
anglophone historians especially, it will be a go-to study of the Russian nobility –
not only for the reign of Alexander I but also for the entire imperial period.
California State Polytechnic
University ELISE KIMERLING WIRTSCHAFTER
Demos Assembled: Democracy and the International Origins of the Modern State,
1840–1880. By Stephen W. Sawyer. University of Chicago Press. 2018. ix + 233pp.
$45.00.
There are numerous books about the origins of the state from the early
Renaissance to the seventeenth century. There are also countless books
about democracy, focusing on aspects such as its ancient form, democratic
sovereignty and modern representative government, with the two latter
categories concentrating in particular on the seventeenth and eighteenth
centuries. What Stephen W. Sawyer investigates in this book is the genesis of
a later and less understood phenomenon: the ‘democratic state’. His story
focuses on mid-nineteenth-century France, with the emphasis on 1848, the
Second French Empire and the early years of the Third Republic. In this
period, the understanding of the state was transformed from the minimalist
night-watchman eighteenth-century ideal into its modern, activist character.
[Correction added on 17 March 2020, after first online publication: date of Paris Commune from
“1771” to “1871”]
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counterparts, as she had followed from a distance the bloody suppression of the
Paris Commune.
Sawyer’s book is both historically and theoretically refined, and although it
may make a slightly narrower contribution than its subtitle suggests (although
by no means a narrow one as such), it will be important for anyone interested in
the origins of the modern state and democracy.
University of Liverpool MAX SKJÖNSBERG
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‘Tory Taff Vale Act’ and the memberships of the two rail unions, the NUR (which
did not exist until 1913) and ASLEF, are confused; and the ‘Geddes Axe’ of
1921–2 is attributed to Auckland Geddes (misspelled as ‘Aukland’), rather
than his brother, Eric Geddes. The book would have benefited from much
more rigorous proofreading throughout and it is surprising to see an academic
publisher such as I. B. Tauris allow a book to proceed to press with so many
mistakes, including missing and unfinished endnotes, and some repeated material
(for example the same Clemenceau anecdote appears on pp. 119 and 160). The
book also contains asides in which the author interpolates his own views on a
variety of topics in a rather puzzling fashion, as at page 135 on contemporary
Ireland. These errors rather undermine any claim the book might have to be a
rigorous treatment of Lloyd George’s career and achievements.
University of Lincoln IAN PACKER
The Zinoviev Letter: The Conspiracy That Never Dies. By Gill Bennett. Oxford
University Press. 2018. xv + 340pp. £25.00.
Gill Bennett will be familiar to historians of modern British intelligence history
and foreign policy. Her career was spent at the Foreign and Commonwealth
Office (FCO), mostly in the its historical section, which she led for ten years.
Since then she has written about British foreign policy and intelligence history.
During her time as Chief Historian, the FCO, under Robin Cook, adopted a
more transparent approach towards public records as well as the activities of the
intelligence services. In 1998, Cook invited the FCO historians to investigate the
circumstances surrounding the 1924 Zinoviev Letter. The Letter, allegedly sent by
the head of the Comintern, Grigori Zinoviev, to the Communist Party of Great
Britain, sought to incite insurrection. Together with a note of protest, written in
the Foreign Office, but not sanctioned by Prime Minister and Foreign Secretary
Ramsay MacDonald, the Letter was leaked to and published in the Daily Mail
just prior to the October 1924 general election. As Bennett suggests, the Letter
damaged support for Labour but did not lose them the election (p. 4).
Cook’s instruction led Bennett, and Tony Bishop, a Russian-speaking FCO
colleague, to various archives in Moscow, where the authorities were cooperative.
When writing her report, which was published in 1999, she also had unfettered
access to material held by Britain’s intelligence agencies. That was not the case
with this volume and Bennett admits that, since the report’s publication, she
has not substantively altered her conclusions about the genesis of the Letter.
However, the book is welcome because it distils a huge amount of research along
with much mature reflection on the Letter, the context in which it was written,
and its periodic recurrence in British politics ever since. The book is a tour de
force, forensic in style, and very well written.
Bennett is particularly good at contextualising discussion of the Letter from
the troubled aftermath of the First World War until recent times. Concerning the
Letter’s conception, she does so with regard to post-war concerns about imperial
security, oversight and perceptions of the intelligence agencies (as well as overlap
between these agencies), and contacts between these bodies and White émigré
Russians. A key aspect of the story concerns the networks within and beyond
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magnified in the public eye, as they now posed a more frequent and visible
presence. Oliver details examples of such methods using the findings of the
Wickersham Commission, set up in 1929. The Commission investigated nearly
every aspect of the criminal justice system, but the greatest attention was given to
its ‘scathing report detailing incidents of physical torture by police interrogators’
(p. 63). In one example, Oliver describes how a suspect in Washington DC was
detained by police in a hotel room for eight days of interrogation despite being
so ill with Spanish influenza that a physician was frequently called to check
on him (p. 69). Oliver convincingly argues that the discord between police and
citizenry had become a nationwide problem, a view that is reinforced by his
extensive research, which covers examples of police misconduct from coast to
coast, spanning the states of Washington to New York.
Oliver’s most striking argument is that the judicial responses to police
misconduct proved the most destructive legacy of Prohibition. Judges throughout
the country began excluding coerced confessions and illegally obtained evidence
in an attempt to deter further misconduct. However, the exclusionary rule’s scope
was limited by its strong focus on police searches. This left lingering effects
when the nature of police issues grew in the decades that followed, but courts
failed to adapt. In parts 3 and 4, Oliver reveals these effects, connecting his
historical era of focus to the current day. Long after Prohibition, courts continued
to adopt the exclusionary rule as the answer to all questions regarding police
conduct. The most damaging consequence was further heavy regulation of police
searches and seizures at the expense of addressing forced confessions. Oliver’s
best example is the famous 1966 Supreme Court case of Miranda v. Arizona,
which set out the requirement of excluding incriminating evidence where law
officers failed to advise suspects of their rights to remain silent and have access
to an attorney. In essence, he argues that the Court placed the burden on the
suspects to protect themselves. It was their responsibility to have the agency
and composure to ‘determine . . . whether they are willing to submit to police
questioning while in custody’ (p. 139). This, however, did not guarantee the
reliability of the confession, nor regulate the means with which that confession
was obtained once individuals unwittingly waived their rights. Thus, Oliver notes,
as long as suspects’ rights were read out, there was ‘little protection’ from the
coercive nature of the interrogation (ibid.).
This legacy, the book argues, continues to plague policing practices in the
United States today, where the Court is still unable to present successful ways of
tempering police misconduct. Oliver gives particular attention to contemporary
issues of police brutality and the recent contentious deaths of African-American
males, such as Michael Brown and Eric Garner. Under this pressing issue, the
Court continues to present vague instructions concerning the correct manner
of force used by an officer, arguing separately that officers do not have a right
to use lethal force on a fleeing suspect connected to a non-violent crime, but
acknowledging that officers can and should use split-second decisions regarding
the use of lethal or non-lethal force.
Those seeking information on the Prohibition Era will be surprised about how
little there is on the period itself. Nonetheless, the book presents an insightful link
from past to present. Even if Prohibition is not the full focus, the consequences of
this period leave their presence felt throughout the book and make it a must-read
for those interested in how this period has shaped issues with which Americans
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continue to grapple. In turn, Oliver leaves the reader with a suggestion for more
critical introspection about how courts can reshape the conduct of those officers
currently serving on the front line.
University of Kent JAK ALLEN
MacArthur’s Spies: The Soldier, the Singer and the Spymaster Who Defied the
Japanese in World War II. By Peter Eisner. Penguin. 2018. xv + 348pp. $29.99.
Justifying General MacArthur’s refusal to cooperate with the Office of
Strategic Services (OSS), General Willoughby, his Assistant Chief of Staff for
Intelligence, wrote that MacArthur ‘had to improvise his intelligence from scratch
with the Japanese breathing down his neck. He could not sit back and ransack
libraries, even assuming data were there’ (Clayton D. Laurie, ‘An Exclusionary
Position: General MacArthur and the OSS, 1942–1945’, Studies in Intelligence
[https://www.cia.gov/library/readingroom/docs/DOC_0006122568.pdf], p. 49).
The OSS was excluded from the Pacific theatre for most of the war. MacArthur’s
sceptical approach towards espionage, as well as his bitter personal and
bureaucratic rivalry with William Donovan, head of the OSS, are well known.
Peter Eisner’s book aims to tell a different story.
The book is mostly set during the Japanese invasion and occupation of the
Philippines. It follows the lives of three main characters: US Army Corporal
John Boone (the soldier), Chuck Parsons (the spymaster) and Claire Phillips
(the singer). Boone is separated from his own unit during the retreat to the
Bataan peninsula and the island of Corregidor. Moving to the hills, Boone starts
developing an embryonic resistance movement against the Japanese. Parsons
(the spymaster) – a US Naval Reserve Intelligence officer – initially poses as a
businessman. He is first interned, and later arrested and tortured by the Japanese.
Sent back to the United States he is interrogated by FBI agents who assume he
is a spy. Finally cleared of any suspicion, he is sent back to Australia, this time
to work officially as an intelligence officer in the Allied Intelligence Bureau. The
‘singer’, however, is the real star of the book. Having moved to the hills to meet
her husband, who was serving at the time in the US Army, Claire Phillips finds
herself alone. She has to confront both the hardship of life in the hills and the
locals’ suspicious attitude towards her and her adopted Filipino daughter, Dian.
Finances are tight and prevent her from supporting POWs and other US military
personnel. For this reason, she decides to establish a nightclub, the ‘Tsubaki
nightclub’, taking the name of ‘Madame Tsubaki’. The nightclub is a success
with Japanese officers, businessmen and Filipino collaborationists (p. 78).
Through the nightclub, the money collected and the intelligence gathered,
Claire strengthens her collaboration with Boone. Initially, MacArthur’s orders
for Boone’s guerrillas are to stand back and to avoid confrontation with the
Japanese (p. 217). The group, however, start launching ‘hit-and-run’ sabotage
operations (p. 241). In early 1945, after MacArthur’s landing in the Philippines,
Boone reports for duty at the US Army base. Only then do the guerrillas start a
more frontal attack against the Japanese. In an interesting note, Eisner highlights
a letter from Boone in which he complains that the only aspect that had not
improved was his guerrillas’ relations with the Huks, the Maoist communist
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fighters (p. 217). The Huks would become the object of a large US counter-
insurgency effort led by Edward Lansdale at the end of the war.
The final part of the book follows Claire’s life back in the United States, her
book and movie deals, as well as her lawsuit in the US Claims Court. The lawsuit
aimed at receiving compensation for the funds she had expended in supporting
US forces and the guerrillas. The discovery of the documents from this lawsuit
contributed to Eisner’s decision to write the book. This section, while colourful,
is perhaps less interesting for historians of either intelligence or the Second World
War.
More generally, while claiming to tell the tale of MacArthur’s spies, the book
says very little about the general up until very late in the war. Until then, the
soldier and the spymaster have almost no contact with the general. As Boone
finally joins MacArthur’s forces, Claire is already back in the United States.
The book overlooks the fact that MacArthur was sceptical of both the early
efforts made by the guerrillas and of what could be achieved through the type of
intelligence those units could provide. As Laurie wrote, had MacArthur been less
sceptical, ‘the creation of guerrilla groups . . . and the establishment of an efficient
intelligence and psychological warfare network . . . may have taken place months,
if not years, before it actually did in 1943 and 1944’ (Laurie, ‘An Exclusionary
Position’, p. 49). Had that been the case, the singer, the soldier and the spymaster
could have been better placed to work with MacArthur from the start. Ultimately,
while a pleasing read, the book works better as a biography of Claire Phillips than
as a history of intelligence and guerrilla efforts in the Philippines.
Swansea University LUCA TRENTA
(pp. 67, 215–18). Others, hoping to save their own lives, converted to Christianity
(p. 219). Faced by ever more gruesome reports of the deportation of Jews from the
Hungarian countryside and the leaking of the Auschwitz Protocols (pp. 104–32),
a subsection of the Council, including Munkácsi, even circulated an underground
pamphlet appealing for aid from Hungary’s Christian citizens (pp. 141–6). For the
most part, however, the Council restricted itself to pleading and petitioning for
help from the Hungarian government, the Christian Churches and the diplomatic
missions of the neutral countries. In some cases – as with the issuing of protective
papers through Raoul Wallenberg’s Swedish diplomatic mission (pp. 220–6) or
the deportations’ temporary halt due to Horthy’s protest in July 1944 (pp. 204,
257–9) – such measures seemed to have had an effect. Ultimately, however,
the Jewish Council’s actions remained in vain. As Munkácsi’s book shows,
and as current historical scholarship underlines, the activities and decisions
of Jewish councils ‘tended to make hardly any difference with respect to the
devastating outcomes’ (p. xxx). Regardless of the Council’s activities, Hungary’s
Jews lay at the mercy of the Nazi German and Hungarian authorities, the
Holocaust’s countless henchmen and profiteers, and the large-scale indifference
of the Christian majority society.
How It Happened is crucial reading for scholars of the Holocaust. As one
of the first works on the Holocaust in Hungary, Munkácsi’s text helps dispel
the myth that the immediate post-war period was a moment of testimonial
and historiographical silence. To some extent both primary and secondary
source, the book probes key controversies in Holocaust Studies, while opening
perspectives on the development of the field as such. This English-language
edition, furthermore, skilfully contextualises Munkácsi’s work by providing a
preface by the editor, Nina Munk, an introductory chapter by Ferenc Laczó, a
biographical essay on Ernő Munkácsi by Susan M. Papp, twenty-six telling and
carefully commented photographs, a range of expertly drafted historical maps,
and a glossary and incisive textual annotations by Ferenc Laczó and László
Csősz. As such, the book will not only serve as an important reference work on
the Holocaust in Hungary, but will also inspire critical debates on the legacy and
historiography of the Holocaust more broadly.
Institut für Zeitgeschichte München – Berlin CAROLINE MEZGER
of Elizabeth Gillespie McRae and Stacie Taranto. Lombardo explores how the
activism of women, in the roles of mothers in regard to education and housing
struggles and the roles of wives in relation to employment, garnered sympathy
and media attention.
Illustrating the importance of the urban north in the rise of populist
conservatism, the book is an important addition to our understanding of the
decline of the New Deal coalition, the strength of urban anti-liberalism, and
the influence of white identity politics. ‘Liberalism did not just fail in the
1960s,’ Lombardo posits, ‘it was actively defeated by blue-collar Philadelphians
that protested every liberal policy they viewed as an attempt to destroy their
cherished institutions’ (p. 131). As such, Blue-Collar Conservatism is a necessary
supplement to the scholarship on modern American political history, urban
history, and the history of both the carceral state and conservatism.
Åbo Akademi University OSCAR WINBERG
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the changes and continuity of issues impacting the African American community
since King’s assassination. Nevertheless, this book is highly recommended for
scholars interested in urban history, African American history and the history of
Washington DC.
Independent Scholar RYAN SHAFFER
The Contest: The 1968 Election and the War for America’s Soul. By
Michael Schumacher. University of Minnesota Press. 2018. xix + 540pp. $34.95.
The tumultuous year 1968 still elicits such a range of reaction over fifty
years on. For many who lived through it, it was an annus horribilis of violence,
tragedy and mayhem. For those more nostalgic for 1968, the year embodied
‘The Movement’s’ best and last hope to bring down ‘The Establishment’. For
those horrified and disgusted with the violence of the 1960s, the year represented
an electoral triumph of ‘law and order’ politics over what they interpreted as
opportunistic lawlessness on the part of urban black youth and spoiled college
kids who had little respect for the authority of their elders. The events of that
year are remembered in simple proper nouns – Tet, LBJ, Orangeburg, Columbia,
MLK, RFK, Chicago, and others. The images – Saigon police chief General
Nguyễn Ngo.c Loan executing Viet Cong prisoner Nguyễn Văn Lém on a street
in Saigon; Ralph Abernathy, Jesse Jackson and Andrew Young standing over
the slain body of Martin Luther King, Jr., on the balcony of the Lorraine Hotel
in Memphis, pointing to the building across the street; Robert F. Kennedy, lying
mortally wounded on the floor of the Ambassador Hotel’s kitchen in Los Angeles,
tended to so symbolically by Juan Romero, a seventeen-year-old busboy who had
immigrated from Mexico as a young boy; jack-booted police beating youthful
protesters outside the Conrad Hilton Hotel in Chicago – remain seared in the
collective American psyche. The presidential election that astonishing year was,
as Michael Schumacher writes, a ‘war for America’s soul’ (p. xi).
Schumacher, a prolific author, brings an exhaustive yet fresh examination
of the 1968 presidential election in The Contest. Organising his narrative in
four Books – ‘The Candidates’, ‘The Primaries’, ‘The Conventions’ and ‘The
Election’ – Schumacher dissects the 1968 election with an engaging style,
insightful context and poignant narrative that tells the story from the viewpoint
of the participants, as they lived it. He does not allow the now-known future to
overshadow the drama of the moment. This approach enables Schumacher to
capture the human element of these complex events and conflicted personalities.
An accomplished biographer (see Schumacher’s excellent biographies of Allen
Ginsberg, Phil Ochs, Eric Clapton and graphic artist Will Eisner, for example),
Schumacher brings his skills to bear on his subjects, namely Hubert Humphrey,
Eugene McCarthy, Richard Nixon, George Wallace and Robert F. Kennedy.
Schumacher challenges some assumptions about the major players of 1968,
allowing some instances for empathy, if only briefly. Consider Humphrey’s
reluctance to step into Johnson’s shoes despite preparing his entire political
life for the ‘top rung’ of the ladder (p. 459); McCarthy’s aloofness hiding
deep ambivalence about his decision to run for President; Nixon’s tremendous
shoulder-chipped ambition juxtaposed to his desire for solitude and family;
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Wallace’s racist nationalism against his love and affection for his dying wife,
Lurleen; and Bobby Kennedy’s political opportunism against the impact of
witnessing poverty in West Virginia, meeting with farmers in Nebraska and, of
course, the murder of Martin Luther King. Schumacher adds humanity to the
drama. These were people, admittedly remarkable if not controversial, but people
nonetheless, caught in a whirlwind.
Along the way, Schumacher gives a fresh telling to well-known stories, such
as that of Mark Rudd and Columbia University President Grayson Kirk, and
David Dellinger, Abbie Hoffman and the Yippies in Chicago, and Johnson’s
31 March speech in which he announced to the nation that he would not seek
re-election in 1968. The author also provides an equally fresh look at perhaps
lesser-known players, such as Michigan governor George Romney, McCarthy
and Kennedy campaign speech-writer Richard Goodwin, and head of the ‘Dump
Johnson’ movement Allard Lowenstein. Schumacher’s accounts of ‘Clean for
Gene’ volunteers sleeping on cold floors and living on stale peanut butter and
jelly sandwiches in New Hampshire, of the chaos on the floor of the Democratic
National Convention, and of Humphrey and Nixon on Election Day are superbly
told. Graduate history students should take note – Schumacher shows how to
weave primary and secondary sources together in a compelling narrative. Often
lost in academic histories, letting the story tell itself is an art, one that Schumacher
clearly embraces.
This is a well-researched and wonderfully written book. The Contest captures
the drama and emotion of so many moments as lived by the participants in this
incredible election in this pivotal year. Did we need another book on the 1968
election? Apparently yes. And who won the war for America’s soul? The election
of 2016 revealed that American’s soul is still up for grabs. The Contest is an
essential read for specialists and generalists alike.
Georgia Southern University WILLIAM THOMAS ALLISON
Risk and Ruin: Enron and the Culture of American Capitalism. By Gavin Benke.
University of Pennsylvania Press. 2018. 259pp. £26.99/$34.95.
In March 2019 the Wall Street Journal reported that Jeffrey Skilling, the former
CEO of Enron, had begun to formulate plans for his return to the energy market.
This news may well have raised eyebrows, coming as it did after Skilling had
served over twelve years in a federal prison following his conviction in 2006
on nineteen counts of conspiracy, securities fraud, insider trading and lying to
auditors. The article suggested that one of Skilling’s backers was none other than
Lou Pai, the former head of Enron Energy Services who had made millions of
dollars from selling his stock in the company just months before its spectacular
collapse. It went on to note that Skilling had made over $100 million at Enron,
but it remained unclear exactly how much of his wealth remained after he had
paid out at least $62 million in restitution and legal costs. As Gavin Benke points
out in his book on Enron, popular and media accounts of corporate fraud often
rely on the drama provided by the vanity and greed of such flawed personalities.
However, the thorny moral issue of individual accountability and white-collar
crime aside, readers might also have wondered what Skilling’s return to ‘business
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MODERN 367
as usual’ might suggest about the meaning and longer-term significance of the
Enron scandal. How much have the underlying conditions that facilitated Enron’s
rise and fall really changed? Benke attempts to address this question by setting
the story of Enron within the context of the evolution of American capitalism in
the late twentieth century.
Risk and Ruin charts the Houston origins of Enron and the development of its
natural gas business in impressive detail. He describes how the end of the Cold
War, the rise of what Michael Goldman has called ‘green neoliberalism’ and the
accelerated financialisation of the economy in the late 1990s powerfully shaped
the direction and fortunes of the company. Benke is a teacher in the writing
program at Boston University, and his tight focus on the culture of American
capitalism is the principal strength of the book. He pays close attention to how the
neoliberal lexicon (innovation, creativity, flexibility) created the illusion of infinite
growth and fostered positive market perceptions of Enron’s stock price. He also
uses the company’s marketing literature to illustrate how management theories
that were developed in the 1980s and 1990s shaped business culture within
the organisation. Benke argues that Enron Chairman Kenneth Lay’s Sunbelt
Boosterism, his advocacy of deregulation, and perhaps even his close relationship
with the Bush family, were all manifestations of a broader ideological vision. If
neoliberalism is, as Timothy Mitchell has submitted, ‘a triumph of the political
imagination’, then Benke demonstrates how business elites can easily be seduced
by their own conceit. The most fateful decisions taken by Enron’s managers – the
adoption of mark-to-market accounting and the proliferation of so-called Special
Purpose Entities – are best understood within this cultural framework. The book
is therefore primarily concerned with the fashioning of business narratives and
how these contribute to our understanding of the Enron scandal.
Benke does dedicate some space to describing the role of Enron in California’s
energy crisis in 2000 and 2001. He also reports the failure of Rebecca Mark’s
grand development projects in India and elsewhere. However, he is overall less
concerned with addressing the political and material effects of Enron’s global
business. Scholars interested in these aspects might choose to read Benke’s book
in conjunction with Derrick Hindery’s work on the Cuiabá pipeline in Bolivia.
As for the long-term effects of the Enron scandal, Benke suggests that it offered
an unheeded warning to America’s political elite. Not all readers will be fully
persuaded by Benke’s thesis that Enron’s troubles were symptomatic of wider
systemic failures. Some may even consider that the Sarbanes-Oxley Act was a
sufficient regulatory corrective to an isolated episode of corporate fraud, one that
was ultimately caused by ‘a few bad apples’. Benke, however, argues that the fiasco
presaged the much larger crisis that engulfed the global financial system in 2008.
He points out that following the Enron bankruptcy Alan Greenspan declared that
it was the proliferation of financial innovations such as credit default swaps and
other complex derivatives that had blunted the impact on the wider economy (p.
173). An opportunity to question the prevailing wisdom of the day, the supposed
perfection of the market, was overlooked.
Risk and Ruin is a clear and concise account of the Enron story, and will
be useful to business historians and those interested in corporate governance,
financial regulation and the energy industry. However, it also attempts to situate
the particularities of Enron’s corporate culture in relation to the wider political
and economic dimensions of the ‘New Economy’. As such, it is a welcome and
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General
Suffering and Happiness in England 1550–1850: Narratives and Representations. A
Collection to Honour Paul Slack. Edited by Michael J. Braddick and Joanna Innes.
Oxford University Press. 2017. xii + 260pp. £69.00.
There are eleven contributors to this volume presented to Paul Slack, including
three of his doctoral students. The title invites considerable expectations. All those
writing here come from the generation of Oxford undergraduates when Slack’s
influence was strong there. His well-known authority on plague and his more
recent account of ‘The Invention of Improvement’ in 2015 made the theme chosen
one with obvious appeal to many who have applauded his long mastery in this
field. In his Ford Lectures in 1995, Slack drew our attention to ‘the ways in which
people who sought to change society expressed their intentions’. In a 2007 article,
he wrote about happiness in the later seventeenth century, showing himself as one
of the first to engage historically with this crucial aspect of all our lives.
The book begins with ‘grand narratives’. Alexandra Walsham is at her most
scintillating in discussing suffering, in terms of ‘adversity, providence and agency
in early modern England’. As we would expect, she has all the material at
her fingertips. The editors suggest this section of the book concerns ‘worlds,
discourses and theories’ over time, looking at how each ‘was associated in more
or less indirect ways with emotions’. Phil Withington considers the evolution of
usage of the words ‘happiness’ and ‘felicity’ between 1473 and 1700 on EEBO,
showing how ‘happiness’ was the one that triumphed from around the 1570s
or 1580s. The invention of happiness, in his reading, had a prolonged history,
though one confined within the period of this book. Picking up Walsham’s
and Withington’s themes, Craig Muldrew provides a cogent history of the
development of self-consciously philosophical thought and argument in work on
the self in late seventeenth-century England.
Joanna Innes, exploring ‘happiness contested’, argues that happiness denoted
‘an individual feeling or a social experience, a spiritual state or political
imperative’. In the eighteenth and early nineteenth centuries happiness ‘remained
pre-eminently a name for a desirable condition, naturally productive of positive
feelings’. An international conversation about government and society emerged
‘framed in terms of happiness’. David Hume and Hannah More among others
came into the question; then Malthus’s arguments ‘threw various established
schemes of analysis into disarray’.
When the book turns to suffering in detail, it becomes more problematic.
Michael Braddick’s account of John Lilburne’s sufferings and their representation
is acceptably a straightforward essay in a careful source-based analysis. Faramez
Dabhoiwala’s treatment of petitioning, in its content perfectly respectable, misses
the conception of the book. So does Tim Hitchcock’s study of ‘death, burial and
belonging in Georgian St Giles in the Fields’. Lilburne’s story apart, these three
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A Thirst for Empire: How Tea Shaped the Modern World. By Erika Rappaport.
Princeton University Press. 2017. xiv + 549pp. £32.95.
As Karl Marx memorably observed in the first volume of Das Kapital, the
commodity is a very mysterious thing. Nevertheless, ever since Sidney Mintz
published his seminal work on the history of sugar, Sweetness and Power, more
than three decades ago, historians have rendered many commodities considerably
less mysterious, producing detailed studies of their multiple histories and forms
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This was an analysis of how the small country of Great Britain had built a
global empire, through the command of the seas achieved by its battleship fleet,
from which then flowed trade, wealth, power and military dominance. Symonds
says that Mahan ‘presented this remarkable achievement as a kind of blueprint,
appending a general introduction to the book that itemized the preconditions of
naval dominance implying (at least) that nations possessing these characteristics
could duplicate Britain’s rise to power’ (p. 63). The exact influence of Mahan’s
work upon the development of the American navy is perhaps yet to be fully
explored but its influence on European powers such as Great Britain and
Germany is well known and was indeed recognized very quickly. Sir William
Laird Clowes stated in 1897 (in the general preface of his seven-volume work The
Royal Navy: A History from the Earliest Times to 1900) that Mahan had ‘applied
the teachings of the past to the possibilities of the present and the future’. It does
seem likely that Mahan’s book had a similar impact in the United States.
The navy’s reflection of America’s changing society is shown throughout the
work, Symonds tracing its evolution from largely illiterate international crews to
an educated, enlisted force representative of the heterogeneous character of the
American population and an officer corps populated by men and women of every
race and religion.
In an avowedly short work such as this, a significant issue is what to omit,
but this reviewer has no argument with any of the major decisions made by the
author. There are, however, a few places where a little extra detail would have
helped. On page 19, we are told that Stephen Decatur sailed into Tripoli harbour
and burnt the captured frigate Philadelphia, without the fact or the circumstances
of her capture having previously been mentioned (in fact she ran aground on
an uncharted reef two miles outside the harbour while chasing a pirate ship).
Nelson apparently hailed Decatur’s feat as ‘the most bold and daring act of the
Age’, praise that would surely have been worth including in the book. On page
32, Decatur then appears off Algiers to demand the Dey’s acceptance of a new
treaty, but we are not informed of the outcome. In the Civil War chapter, a map
would have helped, to illustrate both what came to be known as the Anaconda
Plan to strangle the Confederacy with a naval blockade and then subsequent
actions in the war. Lastly, on page 105, dealing with the Cuban Missile Crisis,
the ‘naval quarantine’ is mentioned and then that the Soviets eventually agreed
to remove their missiles from Cuba. The impression could thus be gained that
the quarantine had achieved this outcome, whereas in all probability it was the
imminent prospect of American invasion and the consequent possible escalation
to nuclear war that focused minds on the eventual diplomatic solution. A sentence
or two on the navy’s preparations for the invasion might have been useful here.
There is only one quibble with what is actually in the text, Napoleon being
stated (p. 31) as having been defeated at the Battle of the Nations (Leipzig) in
1814 whereas that battle was, in fact, in 1813.
In conclusion, this work does exactly what it says on the tin, being indeed very
short but at the same time stimulating and accessible, even for those who already
have some knowledge of the subject.
Independent Scholar RICHARD DOWLING
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Before the Refrigerator: How We Used to Get Ice. By Jonathan Rees. John
Hopkins University Press. 2018. x + 121pp. $19.95.
Rees’s short, entertaining book is part of the Johns Hopkins University
Press ‘How Things Worked’ series and will be of interest to those working on
late nineteenth- and early twentieth-century United States history. Although it
focuses on one industry in depth, this is an industry often neglected by scholars
of economic history in favour of examinations of steel, coal, cotton and other
prolific outputs of the United States during the Gilded Age. Rees shows how the
changes in technology, transportation and business practices in this one sector
reveal important aspects of economic and social history.
This book takes as its fascinating focus the ice industry, tracing its low-tech
origins in early nineteenth-century Boston, when expansion and innovation were
triggered by demand for the product in bars and taverns and for preservative
uses in meatpacking. Rees argues that, over the subsequent century, this
neglected industry changed diets by ending seasonal and regional variability
and driving food prices down for the lower and middle classes. Technological
change transformed the industry over the century prior to the First World
War, as, once artificial ice had replaced the natural form, the size of the first
commercial ice-producing machines reduced significantly. This was a fast-moving
industry, as both merchants and consumers were willing to accept change, and
without a dominant player, the industry was decentralised and favourable to
entrepreneurship.
The first business in the ice industry was run by Frederic Tudor who, in 1806,
shipped ice from Boston to Martinique, losing money but learning about new
methods in the process. But it was during the third quarter of the nineteenth
century that ice shipments expanded most significantly with 146,000 tons leaving
Boston in 1856 compared to 4 million tons per year by the 1880s. While natural
ice still dominated, during the 1880s an ice rush in Maine saw renewed interest in
the commodity. Further west, Wisconsin ice was valued by brewers such as Pabst,
as well as the Chicago meatpackers.
But by the 1860s the first ice machines had appeared and, although initially
their ice was of poor quality, the decline of natural ice was inevitable. By the turn
of the century there were large ice plants in many Southern cities. An attempt to
establish an ice trust to protect the natural industry produced only a short-term
revival, and from 1904 onwards the market shrank. After the First World War,
ice producers’ imperative was ‘shortening the cold chain’ (p. 45), meaning that
the ice was manufactured much closer to where it was required. The men who
sold this new artificial ice had an unwarranted reputation in popular culture for
dishonesty and lack of cleanliness.
These changes in the ice industry revolutionised food cost and availability.
Beef, fish and fruit became national commodities and thus ended poor health
caused by winter diets short in vitamins. Milk also became a safer product
to consume because it could be kept fresh for longer. This period of ice
manufacture, warehousing and distribution itself lasted only a short time as
personal refrigeration devices became popular, but it took until the middle of the
century before they finally changed the ice market irrevocably. The first electric
fridge was produced in 1928 and, despite ice companies emphasising the fridge’s
lack of reliability, many in the industry saw change coming and entered the ice
box or air conditioning markets. Following the activities of the New Deal towards
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electrification of rural areas, by the end of the Second World War, 85 per cent of
American homes had a fridge and few still relied on ice deliveries. In the twenty-
first century, the size and ice-producing capacity of one’s fridge is an important
status symbol.
Rees’s work is eminently entertaining and accessible. I recommend it as a case
study for students of the history of the modern United States, and to anyone
interested in aspects of social and economic history told from the perspective of
the unusual and unique.
Loughborough University CATHERINE ARMSTRONG
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GENERAL 375
Here she specifically refers to the original promise and ultimate failure of the
UN Responsibility to Protect initiative. And if prevention should apply to all
atrocity crimes and not exclusively genocide – as Pine concurs with one of the
scholars – what is the point of having genocide studies as a distinct field? The
field of comparative studies may indeed be fast growing, as Pine says, except
that it does not have a sense of direction. By insisting that the debates on the
definition of genocide are crucial for the understanding of genocide (p. 172),
Pine is back at square one with her entire discussion. I would argue that we
have tried that for almost thirty years now, without anything much to show
for it.
The Norwegian Center for Holocaust
and Minority Studies ANTON WEISS-WENDT
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