Conformal Field Theory For Particle Physicists From QFT Axioms To The Modern Conformal Bootstrap - Marc Gillioz
Conformal Field Theory For Particle Physicists From QFT Axioms To The Modern Conformal Bootstrap - Marc Gillioz
Series Editors
Balasubramanian Ananthanarayan
Centre for High Energy Physics, Indian Institute of Science, Bangalore,
Karnataka, India
Egor Babaev
Department of Physics, Royal Institute of Technology, Stockholm, Sweden
Malcolm Bremer
H. H. Wills Physics Laboratory, University of Bristol, Bristol, UK
Xavier Calmet
Department of Physics and Astronomy, University of Sussex, Brighton, UK
Francesca Di Lodovico
Department of Physics, Queen Mary University of London, London, UK
Pablo D. Esquinazi
Institute for Experimental Physics II, University of Leipzig, Leipzig,
Germany
Maarten Hoogerland
University of Auckland, Auckland, New Zealand
Eric Le Ru
School of Chemical and Physical Sciences, Victoria University of
Wellington, Kelburn, Wellington, New Zealand
Dario Narducci
University of Milano-Bicocca, Milan, Italy
James Overduin
Towson University, Towson, MD, USA
Vesselin Petkov
Montreal, QC, Canada
Stefan Theisen
Max-Planck-Institut für Gravitationsphysik, Golm, Germany
Charles H. T. Wang
Department of Physics, University of Aberdeen, Aberdeen, UK
James D. Wells
Department of Physics, University of Michigan, Ann Arbor, MI, USA
Andrew Whitaker
Department of Physics and Astronomy, Queen’s University Belfast, Belfast,
UK
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Preface
The story behind “Conformal field theory for particle physicists” is before
anything else the story behind my own academic path. I started as a particle
physicist, with a Ph.D. and a first postdoc mostly focused on high-energy
phenomenology and beyond-the-Standard-Model physics. At some point, I
realized that my research was not really contributing to the overall
advancement of science, as I had imagined it would (or more realistically, I
was not able to bring it anywhere). So I decided to start working on
conformal field theory, as I was hearing from various sources how great a
subject it was. This is not really something you are expected to do in our
modern academic world, and I think I got extremely lucky to be able to
make such a move.
Even if it did not turn out to be very smart from a career perspective, I
never regretted it. I found conformal field theory a fascinating subject. One
in which significant advances are made every year. One in which there are
great outstanding problems, and sometimes not enough people around to
work on them. One in which the applications range from solid-state physics
to string theory and cosmology. And one in which I was finally able to
make sense of what I learned in quantum field theory beyond perturbation
theory.
Learning conformal field theory turned out to be quite difficult for me.
Not that the underlying mathematical methods are fundamentally more
difficult than in particle physics; for sure, CFT requires quite a bit of
mathematics, including complex analysis, group theory, or differential
geometry. But these are all standard tools that a particle physics has (or
will) encounter in their own work. No, for me the most difficult part was the
change of perspective. Using correlation functions as the central observable
instead of scattering amplitudes. Working in position spare instead of
momentum space, and in Euclidean coordinates instead of Minkowski
space-time ones.1 The big difficulty for me was often more to understand
why I would have to work on some CFT project, rather than how. And even
though there are many excellent introductory books and reviews on the
topic of conformal field theory, none of them was able to answer my
questions and help me connect CFT with what I knew from particle physics.
The goal of this book is precisely to fill what I think is a gap in the
literature. Conformal field theory is introduced here as just another quantum
field theory like the ones we study in particle physics. There are two more
properties—scale symmetry and special conformed symmetry—that let us
make so much more progress without having to go into the murky details of
some specific theory. And from these features, we are able to work our way
to the modern conformal bootstrap and gain an unprecedented
understanding of the dynamics of a strongly coupled quantum field theory.
This approach means that the reader should be familiar with quantum field
theory—at least some of it, but the more the better—but no prior experience
in conformal field theory is required. The book is typically aimed at
graduate students or at more advanced researchers in theoretical physics.
The presentation is self-contained, so it might as well be interesting for a
more diverse audience than just particle physicists, including condensed
matter physicists, cosmologists, or string theorists. Given the unusual
approach followed by the book, it might even be of interest to people who
are already familiar with some aspects of conformal field theory. The
presentation includes topics that are not easily found in the literature (and
particularly dear to me), such as subtleties of conformal transformations in
Minkowski space-time, the construction of Wightman functions and time-
ordered correlators in both position and momentum space, unitarity bounds
derived from the spectral representation, and the appearance of UV and IR
divergences, even if each of these topics can only be covered superficially
in such a short volume.
This book would not have been written if it had not emerged from the
lecture notes that I prepared for a graduate class at the University of Bern in
the spring semester of 2022. I would like to thank the Institute for
Theoretical Physics—Mikko Laine and Thomas Becher in particular—for
giving me the opportunity to teach my favorite topic, but also all the
students and postdocs who took part in the class for their involvement and
their critical questions. All of them contributed to the current state of this
book.
Last but not least, I received feedback from various people, both on the
particle physics and on the conformal side, including Johan Henriksson,
Slava Rychkov, Flip Tanedo, and Luca Vecchi, and benefitted from
discussions with various members of the conformal bootstrap community.
Thanks a lot to all of them. In spite of this and of the editorial support of
Springer Nature, there are certain mistakes and imprecisions left over, and I
hope that you will not hesitate to contact me should you notice any. Like
any introductory work, this book is also doomed to be incomplete. It will be
even more so in the future, as conformal field theory is likely to see
fundamental advances in the next few years.
Marc Gillioz
Zürich, Switzerland
December 2022
Acronyms
AdS/CFT The correspondence between a quantum field theory in anti-de-
Sitter (AdS) curved space-time and a conformal field theory in flat space
with one less dimension
CFT Conformal field theory
IR Infrared: synonym of low-energy, or long-distance, in QFT
OPE Operator product expansion (see Chap. 5)
QCD Quantum chromodynamics: the strongly coupled theory describing
the interaction of quarks and gluons, as in the Standard Model of particle
physics
QFT Quantum field theory (generally understood to be non-conformal)
RG Renormalization group: the framework describing how a QFT
changes with scale
UV Ultraviolet: synonym of high-energy, or short-distance, in QFT
Contents
1 Introduction
References
2 Classical Conformal Transformations
2.1 Infinitesimal Transformations
2.2 The Conformal Algebra
2.3 Finite Transformations
2.4 Compactifications
2.5 Minkowski Space-Time
2.6 Conformal Symmetry in Classical Field Theory
Reference
3 Conformal Quantum Field Theory
3.1 Non-Perturbative Quantum Field Theory
3.2 Wightman Functions
3.3 Spectral Representation
3.4 Scale Symmetry
3.5 Special Conformal Symmetry
3.6 UV/IR Divergences and Anomalies
Reference
4 Conformal Correlation Functions
4.1 From Minkowksi Space-Time to Euclidean Space
4.2 From Euclidean Space to Embedding Space
4.3 3-Point Functions
4.4 4-Point Functions
References
5 State-Operator Correspondence and OPE
5.1 The OPE in Quantum Field Theory
5.2 The State/Operator Correspondence
5.3 The Conformal OPE
6 The Conformal Bootstrap
6.1 Conformal Blocks
6.2 OPE Convergence
6.3 The Crossing Equation and Simple Solutions
6.4 The Numerical Bootstrap
6.5 Example:The Ising Model in 3 Dimensions
6.6 Other Conformal Bootstrap Results
References
7 Outlook
References
Footnotes
1 In fact, this is something I must never have completely accepted, as I ended up specializing on the
momentum-space representation of conformal correlators in Minkowski space-time.
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1. Introduction
Marc Gillioz1
(1) Zürich, Switzerland
(1.1)
and go through each part one after the other. The first part is quantum field
theory in flat Minkowski space-time. We expect the reader to be familiar
with it, but our attention will not be restricted to theories that have a nice
classical limit and a perturbative definition. We will therefore go through
some of the basics of QFT in Chap. 3, namely the Wightman axioms, but
without unnecessary mathematical rigor.
Scale symmetry will come next. Particle physicists typically also have a
good physical intuition of it from the renormalization group. The main
novelty in CFT is that scale symmetry forbids the existence of particles with
a definite mass; instead, in a scale-invariant theory, there are states of any
energy (unless we are in the very special case of a free theory).
Finally, special conformal symmetry will be discussed last. It nearly
always comes along with scale symmetry, but it is vastly more powerful.
This will lead us to the study of conformal correlation functions in Chap. 4,
to the discussion of the operator product expansion (OPE) and its very nice
features in Chap. 5, and finally to the conformal bootstrap in Chap. 6,
including an example of a strongly-coupled theory that has been solved by
symmetry principles only.
Before diving into the quantum theory, however, we begin the course
with a look at classical conformal transformations in Chap. 2. It is
convenient to work in d-dimensional space-time and think of as a
particular realization of the more general framework. Lorentz indices , ,
therefore run between 0 and , with being the time component
of the vector , and the energy component of the momentum . Even
though we ultimately care about unitary quantum field theory in Minkowski
space-time, we will need to establish a connection with the same theory
defined in flat Euclidean space. For this reason, we (unfortunately) work
with the mostly-plus metric convention , so that going
from Minkowski space-time to Euclidean space is simply achieved by a
rotation of the time coordinate in the complex plane.
References
1. S. Rychkov, EPFL Lectures on Conformal Field Theory in D 3 Dimensions. SpringerBriefs in
Physics. 1, 2016. https://doi.org/10.1007/978-3-319-43626-5. arXiv:1601.05000 [hep-th]
2.
D. Simmons-Duffin, The conformal bootstrap, in Theoretical Advanced Study Institute in
Elementary Particle Physics: New Frontiers in Fields and Strings, pp. 1–74. 2017. https://doi.org/
10.1142/9789813149441_0001. arXiv:1602.07982 [hep-th]
3.
D. Poland, S. Rychkov, A. Vichi, The conformal bootstrap: theory, numerical techniques, and
applications. Rev. Mod. Phys. 91 (2019) 015002. https://doi.org/10.1103/RevModPhys.91.
015002. arXiv:1805.04405 [hep-th]
4.
S.M. Chester, Weizmann lectures on the numerical conformal bootstrap. arXiv:1907.05147 [hep-
th]
5.
J.D. Qualls, Lectures on conformal field theory. arXiv:1511.04074 [hep-th]
Footnotes
1 Massless free theories are conformal. The “empty”, low-energy limit of massive theories can also
be viewed as a special kind of CFT.
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(2.5)
(2.23)
(2.26)
in terms of which
(2.27)
This is satisfied by taking for the sum of an arbitrary function of the
coordinate and of another arbitrary function of . In fact, if we write
, we can take arbitrary functions and , and
verify that Eq. 2.14 is satisfied with . In Euclidean
space, we define
(2.28)
complex-conjugate to each other, and the same logic follows: we can apply
arbitrary holomorphic and anti-holomorphic transformations on z and ,
and the conformal Killing equation is always satisfied. This shows that
there are (infinitely) many more conformal transformations in than in
, and also that there is no significant difference between Euclidean
and Minkowski conformal transformations in , as the transformation
acts essentially on the two light-cone/holomorphic coordinates
independently.
2.2 The Conformal Algebra
The conformal Killing Eq. 2.21 determines the most general form of
infinitesimal conformal transformations. Finite conformal transformations
follow from a sequence of infinitesimal transformations. However, one has
to bear in mind that infinitesimal conformal transformations do not
commute: for instance, a translation followed by a rotation is not the same
as the opposite. The conformal transformations form a group: the
composition of conformal transformations is again a conformal
transformation.
As we know from quantum field theory, a group is characterized by its
generators and their commutation relations (the algebra). A generator G
describes an infinitesimal transformation in some direction, and finite
transformations are obtained by exponentiation, , with parameter
(the factor of i is a physicist’s convention that makes the generators
Hermitian). A representation of the conformal group can be obtained from
smooth functions of the coordinates, f(x). For instance, under an
infinitesimal translation, we have
(2.29)
and we require this to be equal to , which means
(2.30)
Performing the same analysis for the other infinitesimal transformations
given in Eq. 2.21, we obtain for the other generators2
(2.31)
(2.32)
(2.33)
The number of generators matches that of the Killing vectors: there are d
translations, d special conformal transformations,
rotations/Lorentz transformations ( is a antisymmetric matrix),
and one scale transformation. Therefore the total number of generators,
i.e. the dimension of this group, is . In space-time
dimensions, the conformal group has 15 generators.
Using the above definition, one can verify that the following
commutation relations are satisfied,
(2.34)
The ratio appearing on both side of the equation is the inverse of the
coordinate , respectively : the inversion is defined by
(2.45)
(2.46)
(2.47)
Fig. 2.1 Inverse stereographic projection of the Euclidean space (represented here as the
horizontal plane) onto the sphere , both embedded in . A point x with gets mapped
to the northern hemisphere; a point with to the southern hemisphere; the origin is
mapped to the south pole (S), and to the north pole (N)
2.4 Compactifications
We mentioned earlier that conformal symmetry is a symmetry of flat
space(-time). It is true, as we have just seen, provided that we treat the point
as being part of the space. This is quite straightforward in Euclidean
space, but much more subtle in Minkowski space-time, as there are
different, inequivalent ways of reaching there.
To gain a better understanding of this, it is useful to map the flat
Euclidean space or the Minkowski space-time onto a curved
manifold. In Euclidean space, this is for instance achieved by the (inverse)
stereographic projection that maps to the unit sphere .
Geometrically, the stereographic projection is constructed as follows (see
Fig. 2.1): embed as a plane in , together with a sphere of unit
radius centered at the origin. Every point on the plane has an image on the
sphere obtained by drawing a segment between the original point and the
north pole of the sphere, and noting where it intersects the sphere. The
origin is mapped to the south pole, to the north pole, and the sphere
of unit radius to the equator. Algebraically, this is achieved as follows:
first write the Euclidean metric in spherical coordinates,
(2.48)
where the solid angle is given in by , in by
, and more generically by the recursion relation
. Let us perform the change of variable
(2.49)
(2.50)
(2.53)
Exercise 2.3 Find the change of coordinates that makes the Euclidean
metric Weyl-equivalent to a cylinder in which translations in the non-
compact direction are generated by .
Hint: Find a special conformal transformation followed by a
translation that takes to , and apply it to the radial
coordinates.
(2.54)
This curves begins at the space-like point , and ends in the past
light cone at . Note that y never crosses a light cone: the image
of a point x is never null under a special conformal transformation unless x
is itself null, since . Instead, we have
(2.55)
What happens is that the point travels all the way to space-like infinity at
, and comes back from past infinity. Clearly, special conformal
transformation break causality!
The resolution of this puzzle is that conformal transformations do not
act directly on Minkowski space, but rather on its universal cover that is
isomorphic to the Lorentzian cylinder described in Fig. 2.3. Evolution on
that cylinder is given by the Hamiltonian , but this
differs from the Minkowski time evolution generated by . On any given
slice of the Lorentzian cylinder, space is compactified in such a way that the
notion of infinite distance is unequivocal: space-like infinity corresponds to
a point on the sphere, antipodal to the origin. If one takes any other point of
that sphere and applies finite translations using the generator , then this
defines a compact Poincaré patch. The full Lorentzian cylinder is a
patchwork of Poincaré patches, but every local observer only has access to
one.4
The lesson that we must learn is that only the infinitesimal form of
special conformal transformations can be used in Minkowski space-time:
any finite special conformal transformation brings part of space-time into
another patch on the cylinder. This is sometimes called weak conformal
invariance.
(2.56)
We shall see in the next section that the action principle can in fact be
dropped in CFT, but for now it is a convenient starting point.
In this context, a conformal transformation is a transformation of the
fields. There are two distinct and complementary perspectives one can
adopt. It is often convenient to think of the metric tensor as a field in its
own right, and to define a conformal transformation as a (position-
dependent) scale transformation of the field
(2.57)
combined with a Weyl transformation of the metric
(2.58)
is the scaling dimension of the field . In a free theory it coincides with
the dimension of the field in units of energy (inverse units of length),
namely
(2.59)
(2.60)
Since R vanishes in flat space, it looks like this additional term could appear
with an arbitrary coefficient without modifying the original flat-space
action, but this is not the case.
Exercise 2.4 Verify that there is a unique value of for which this
action is invariant under the infinitesimal conformal transformations
2.57 and 2.58. What is it?
(2.62)
Exercise 2.5 Show that under the transformation 2.62, the Lagrangian
of the free scalar field
hence proving that this is a symmetry of the action. You will need to use
the fact that is at most quadratic in x.
(2.65)
(2.66)
The 2-index tensor on the right-hand side is called the canonical energy-
momentum tensor. Its divergence satisfies
(2.67)
therefore vanishing by the equation of motion for the free field, .
This implies in turn that the Noether current 2.66 is conserved for constant
. If on the contrary depends on space(-time), then we have
(2.68)
In our example the canonical energy-momentum tensor is symmetric in its
indices and , and therefore we can write
(2.69)
(2.71)
(2.73)
(2.74)
(2.75)
(2.76)
(2.77)
Exercise 2.6 Show that the charges 2.75, 2.76 and 2.77 are conserved
in time.
(2.78)
(2.82)
Since the two surfaces of integration meet at spatial infinity, they can be
viewed as the two sides of a closed surface surrounding the point ,
hence
(2.83)
(2.84)
Note that this result does not depend on the choice of surface , as long
as it encloses the point . In technical terms, is a topological charge.
We chose in Eq. 2.73 to use a standard definition of in which the
energy-momentum tensor is integrated along a surface of constant time. But
if we work in Euclidean space, this is conformally equivalent to integrating
over the surface of a sphere, or in fact over any other closed surface.
Equation 2.84 is very important: it says that the charge associated
with a local source for the field is equal to . This is strikingly
similar to the action of the generator 2.30 on functions of the coordinates. In
fact, it is easy to verify that the other charges 2.75, 2.76, and 2.77 also act
on the classical field exactly like the generators 2.31, 2.32, and 2.33
respectively. We worked here with the free scalar field theory as an
example, but our discussion can be generalized to arbitrary classical field
theories. The important lesson is that a traceless energy-momentum tensor
can be used to give a field-theoretical realization of the conformal
generators discussed before.
Reference
1. M. Luscher, G. Mack, Global conformal invariance in quantum field theory. Commun. Math.
Phys. 41, 203–234 (1975). https://doi.org/10.1007/BF01608988
Footnotes
1 This implies that the group of conformal transformation is a subgroup of diffeomorphisms. It is in
fact the largest finite-dimensional subgroup.
2 The sign of these generators is an arbitrary convention. It defines once and for all the
commutations relations that we will derive next. After that, we will always refer to the commutation
relations as defining the generators for other representations of the conformal group.
3 The line drawn when evolving a point with this Hamiltonian looks like a magnetic field line
connecting the north (N) and south (S) poles of a magnet, hence the name N-S quantization.
4 As Lüscher and Mack put it: In picturesque language, [the superworld] consists of Minkowski
space, infinitely many “spheres of heaven” stacked above it and infinitely many “circles of hell”
below it [1].
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Let us now turn to quantum field theory and study the implications of
conformal symmetry in that context. The standard approach to quantum
field theory is to think of a classical field theory, in which we now have a
basic understanding of what conformal symmetry does, and then quantize it
by promoting the fields to operators acting on some Hilbert space. But this
is not the approach that we will take here. There will still be states and
operators, but the latter will not necessarily be associated with fields
appearing in a Lagrangian.
2. Local operators: There are a number of (in fact infinitely many) local
operators that act on this Hilbert space. For instance, let us take to
be an operator acting on the Hilbert space at time . We call this
operator local because we require that it commutes with any other local
operator inserted at a distinct point on the same time slice:1
(3.1)
3. Symmetries: One of the local operators of the theory is the energy-
momentum tensor, and from it we can define conserved charges,
including and as in Eqs. (2.73) and (2.75). In a generic QFT
the energy-momentum tensor needs not be traceless, so the charges D
and cannot be considered. and are conserved in time, so
they are valid operators on all Hilbert spaces at every time t. Their
value changes however every time an operator is inserted at some point
x. In analogy with Eq. (2.84), we require that this change is encoded in
the commutator
(3.2)
Since this equation is solved by
(3.3)
we say that is the generator of translations, which act as unitary
transformations on the operators (note that is Hermitian).
Lorentz transformations are similarly realized as unitary
transformations, generated by the charge . We can choose to
decompose local operators inserted at the origin of space-time into
irreducible representations of the Lorentz group and denote these with
, with a standing for a collection of Lorentz indices, so that
(3.4)
where is a matrix that satisfies the Lorentz algebra. For a
scalar operator, vanishes; for a vector operator with one Lorentz
index, it is given by
(3.5)
and so on. When combined with Eq. (3.3), and requiring that and
satisfy the Poincaré algebra (2.34), this implies
(3.6)
Note that and are not local operators, but their commutator
with any local operator is again local (the same will later be true of the
generators D and ).
4. Vacuum state: The Hilbert space includes a vacuum state , which
we assume to be invariant under Poincaré transformations (and later
conformal transformations),
(3.7)
Other states of the theory are obtained acting with products of local
operators on the vacuum (see below for a more precise statement).
There is in principle one Hilbert space for each time slice, but since
time translation is a symmetry generated by , the evolution operator
is unitary and all Hilbert spaces are equivalent. We also
require that the vacuum is the lowest-energy state in the Hilbert space.
This means that if we can construct an eigenstate of energy,
(3.8)
then its eigenvalue must satisfy .
(3.12)
Exercise 3.1 Using the definition (3.3) and integration by parts, show
that
(3.16)
This is an equation that is obvious in the Hilbert space picture, but it is also
valid as a differential equation for the Wightman function, since each
commutator is again related to the local operator. Let us see some examples.
The simplest Wightman function involves a single scalar operator,
(3.17)
In this case the Ward identity associated with translations implies
(3.18)
(3.20)
(3.25)
Taking into account Lorentz symmetry, one can also establish that the
Wightman function W(x) can only depend on the Lorentz-invariant distance
, although there is a subtlety: this is a different function depending
whether x is space-like or time-like (future- or past-directed), as Lorentz
transformations act separately on each of these regions. In momentum
space, the same arguments says that must be a function of . In this
case, the condition that only states of positive energy exist requires that
vanishes unless , and therefore we can unambiguously
write
(3.26)
where is a function of the positive quantity , and is the Heaviside
2
step function.
The fact that the Wightman 2-point function (3.24) is proportional to a
delta function raises an important concern: in spite of their names,
Wightman functions are not functions but rather distributions (this is also
part of the Wightman axioms: they are in fact tempered distributions). Note
also that the same function computes the overlap between the two states
(3.27)
(Hermitian conjugation flips the sign of momenta). Therefore, the limit
corresponds to the norm of either of these states. But this limit is
clearly discontinuous, or the norm of the state infinite. The resolution of this
issue is that the objects and its Fourier transform are not
operators, but rather operator-valued distributions. In other words,
and are not states of the theory, as they have in fact
infinite norm. Formally, these operator-valued distributions only make
sense when they are integrated against test functions, defining
(3.28)
or
(3.29)
(3.30)
Test functions will not appear further in these lectures. For physicists, they
are mostly an annoyance that we prefer to avoid. However, it is important to
know that there exists a mathematically rigorous way of dealing with
Wightman functions. For one thing, this gives a proper justification of why
it is always fine to take the Fourier transform between the position- and
momentum-space representation, as tempered distributions always admit a
Fourier transform. But bear in mind that this is only true of Wightman
functions, not of time-ordered correlators.
(3.32)
(3.34)
The difference between these last two integrals can then easily be turned
into the Källen-Lehmann representation (3.34).
The spectral representation for the 2-point function gives familiar results in
non-interacting theories. A massive scalar field has for instance the spectral
density
(3.35)
and from this we recover the known massive propagator
(3.36)
(3.39)
(3.40)
(3.41)
The solution to this equation consistent with the form (3.26) is unique, up to
a multiplicative constant C,
(3.42)
implying that the spectral density is a power of the energy,
(3.43)
This kind of spectral density, shown in Fig. 3.1, is very different from that
of a massive interacting theory: the operator creates states of all
energies. At the same time, its simplicity is striking: it is characterized by a
single parameter , and a normalization constant that does not carry
physical information (the operators can be re-defined to absorb this
constant).
It is instructive to compute the time-ordered function using the Källen-
Lehmann representation: performing the integral over , we find
(3.44)
The term in the integral looks like the propagator for a
massless scalar field raised to a non-integer power. This is in fact what we
expect in perturbation theory when the -function has a non-trivial fixed
point: the renormalized 2-point function has logarithms that can be re-
summed into a power controlled by the anomalous dimension of the field
,
(3.45)
(3.46)
(3.47)
Assuming that it is the case (see below), the spectral density obeys3
(3.48)
This is precisely the spectral density that is expected in the free scalar field
theory. In this case (and this case only!), the operator describes a
massless scalar particle.
It turns out that is the lowest possible value for : for any
below that value, the spectral density is not integrable in the limit .
One might also worry about the opposite limit in the integral: for
any , the spectral density grows with . However, remember that
this spectral density is in fact a Wightman function, i.e. a tempered
distribution that should be understood as integrated against test functions
that decay faster than any power at large . Therefore, arbitrarily large
values of are possible, but there is a lower bound on below which the
states smeared with test functions have infinite norm. The inequality
(3.49)
is known in the literature as the unitarity bound for scalar operators.4 Note
that any scalar operator that saturates this unitarity bound has
(3.50)
which implies
(3.51)
or in position space
(3.52)
Since this is true for any x and y, it implies that
(3.53)
is true as an operator equation. Since this is the equation of motion for a
free field, a theory in which is a free field theory.
The simplicity of the momentum-space 2-point function in a scale-
invariant theory also means that it can easily be Fourier transformed back to
position space using
(3.54)
Exercise 3.3 Perform the Fourier transform explicitly. You can use the
fact that the integral is Lorentz invariant to determine that W(x) is in fact
a function of . Moreover, since the integrand only has support for q in
the forward light-cone, this defines a function of x that is analytic in x as
long as is contained in the future light cone: the integrand is
damped by the exponential with in that case (this
domain of analyticity is known as the “future tube”). This means that we
are free to evaluate the integral at a point , and then use
to recover the general solution. The integral at that point is
convergent for all satisfying the unitarity bound, and you should find
(3.55)
(3.56)
(3.57)
Note that the proportionality factor is positive for all satisfying the
unitary bound (3.49). This implies that the 2-point correlation function is
always decreasing with the distance and not the other way around. It is in
fact customary in conformal field theory to normalize the scalar operator
so that , in which case C vanishes as in Eq. (3.47) in the limit
.
Finally, let us conclude the analysis of scale symmetry with a comment
about one-point functions. We saw in the previous section that a constant
vacuum expectation value for a scalar operator was compatible with
Poincaré symmetry. However, the commutator (3.38) requires then that
, which violates the unitarity bound. We conclude that all one-point
functions must vanish in a scale-invariant theory.
(3.58)
(3.62)
(3.63)
(3.67)
(3.69)
(3.70)
The Ward identity for special conformal transformation is obtained from the
commutator (3.61), giving
(3.71)
Using , this implies
(3.72)
If the scaling dimensions are different ( ), then must vanish.
This is an important lesson: in conformal field theory, only primary
operators of identical scaling dimensions can have non-zero 2-point
functions.
In fact, if there are several scalar operators with the same scaling
dimension with , then
(3.73)
(3.75)
(3.78)
where is the scaling dimension of the operator and , two
constants that cannot be related by scale and Poincaré symmetry only.
There is a good reason for using precisely the two tensor structures in
Eq. (3.77) and not, say, and . Thanks to energy positivity, it is
always possible to choose a Lorentz frame in which .5 In this frame,
the momentum is invariant under the group of spatial rotations,
and therefore the 2-point function can be decomposed into irreducible
representations of that group. The part proportional to only appears in
the component , and it transforms like a scalar under rotations.
Conversely, the part proportional to only has non-zero entries for spatial
Lorentz indices ; it is in fact proportional to the identity in the
subspace, i.e. it is the invariant tensor for the vector representation of
. In particle physics language, we would call these two parts
respectively longitudinal and transverse.
Being able to use irreducible representations of is an
advantage of working in momentum space: there is no obvious Lorentz
frame in which such a decomposition can be made in position space since
the 2-point function has support over all of Minkowski space-time. The
disadvantage of working in momentum space is that the Ward identity for
special conformal transformation is a second-order differential equation in
p, while it is a first-order differential in position space. This Ward identity
can nevertheless be straightforwardly applied to Eq. (3.77), and it yields a
relation between the longitudinal and transverse parts, i.e. between the
coefficients and , given by (see exercise)
(3.79)
where is given by Eq. (3.5), and use this to prove the relation
(3.79).
This has consequences on the possible values that can take. As before,
this 2-point function computes the norm of a state, and its positivity
requires:
so that the 2-point function is integrable at ;
and both positive, so that the norm is positive for any choice of
external polarization vector (i.e. the tensor must be positive-
definite). This requires and to have the same sign.
The combination of these two conditions in dimensions (spin is
treated differently in ) implies
(3.80)
This is known as the unitarity bound for a vector operator.
As in the scalar case, something special happens when the unitarity
bound is saturated ( ). In this case the 2-point function has no
longitudinal component, , and vanishes when contracted with
or . This implies that the longitudinal part of the state is null,
(3.81)
or equivalently that is an operator that only creates transverse-
polarization states. The equivalent statement in position-space is
(3.82)
In other words, is a conserved current. The equivalence goes both way:
any vector operator with is a conserved current, and any
conserved current must have scaling dimension . This also
shows that conserved currents are primary operators: they cannot be written
as acting on another vector operator (that operator would have
, below the unitarity bound), nor as acting on a scalar
operator , because the conservation requirement would then imply
, which is only possible if has scaling dimensions
and thus the current (again below the unitarity bound).
The fact that 2-point functions of primary operators are completely
fixed by conformal symmetry up to a choice of normalization is not specific
to scalar and vector operators. In fact, any local operator specified by a
representation under the Lorentz group and a scaling dimension defines an
irreducible representation of the conformal group , and as such its
2-point function is fixed by group theory. This also explains on more
general grounds why 2-point functions of distinct operators vanish. The
construction of all unitary representations of the conformal group in
dimensions was performed by Mack in 1975 [1], and similar constructions
can be done in other dimensions. Some Lorentz representations are specific
to a given dimension d, and others exist in any d, like the scalar and the
symmetric, traceless representations with Lorentz indices (the vector
discussed above is a special case corresponding to ). All such
symmetric tensors satisfy the unitarity bound
(3.83)
and they are in general described by distinct polarizations (irreducible
representations of the rotation group), except when the bound is saturated,
in which case there is just a single, transverse polarization and the operator
is a higher-spin conserved current. In terms of representations of the
conformal group, generic operators are said to belong to long multiplets,
whereas special cases such as scalars with or symmetric
tensors with are said to be in short multiplets (they contain
fewer descendants).
Exercise 3.5 Construct explicitly the 2-point function of a 2-index
symmetric traceless operator . As a starting point, let us
decompose the momentum-space correlation functions into tensors that
transform covariantly under rotations in the rest frame. Using the
transverse projector
Then write down the Ward identity for special conformations (including
the spin operator for a 2-index tensor, which you have to determine), and
show that it leads to the conditions
(3.84)
(3.87)
(3.88)
(3.91)
Reference
1. G. Mack, All unitary ray representations of the conformal group SU(2,2) with positive energy.
Commun. Math. Phys. 55, 1 (1977). https://doi.org/10.1007/BF01613145
Footnotes
1 For operators of half-integer spin, the commutator must be replaced by an anti-commutator.
4 It is usually derived using the action of special conformal transformations, but we have just seen
here that it applies to scale-invariant theories as well.
6 It is conventional to normalize the conserved current J so that Eq. (3.91) is true, which means that
the 2-point function of J cannot be arbitrarily normalized like a scalar operator in Eq. (3.57). The
same is true of the energy-momentum tensor, and of higher-spin conserved currents. For all these
operators the normalization of the 2-point function involves a coefficient of physical relevance.
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The method presented in the last section using conformal Ward identities
and the Wightman axioms could in principle be used to determine 3- and
higher-point correlation functions.1 However, it is quite inconvenient, and it
hides the simplicity of the result. To put things in perspective, note that the
Wightman 3-point function of scalar operators in momentum space was
only constructed in 2019 [3, 4],2 whereas the position-space correlator has
been known since the work of Polyakov in 1970 [7].
(4.1)
The very definition of this 2-point function with its prescription suggests
that should be thought of as a complex variable: as a function of a
complex , W is analytic in the upper-half complex plane. Taking to be
purely imaginary, i.e.
(4.2)
we obtain the Schwinger function
(4.3)
(4.8)
A bit more care is required to define operators that carry spin on the
projective null cone, as the additional Lorentz indices in the directions of
and imply that there are additional degrees of freedom that
need to be constrained [13]. This can be achieved by imposing
transversality in embedding space, together with a gauge symmetry
condition. But we do want to dive into this level of technical detail here. We
will therefore restrict our attention to correlation functions of scalar primary
operators only.
Once the transformation properties of local operators are clear, the
construction of correlation functions of n points to follows two
simple rules:
The correlators must depend on Lorentz-invariant quantities in
embedding space, i.e. scalar products of the form . Since
on the null cone, only scalar products with can appear.
Applying a local scale transformation under which all
primary operators with scaling dimension satisfy
(4.12)
(4.15)
Upon fixing the proportionality factor in the above equation, one recovers
the expected result
(4.16)
4.3 3-Point Functions
The embedding space formalism becomes very interesting when examining
the 3-point function
(4.17)
where the 3 scalar operators have now possibly distinct scaling dimensions
, and . Solving the conformal Ward identities for this 3-point
function would be an annoying task. Instead, by the above rules, we
immediately know that this is a function of the 3 invariant quantities
(4.18)
Moreover, by the homogeneous scaling rule, the only possible form of the
3-point function is
(4.19)
with the exponents satisfying
(4.20)
(4.21)
(4.22)
(4.23)
(4.25)
(4.27)
satisfies the symmetry requirement, so that the 3-point function could take
the form
(4.28)
(4.29)
Unlike the correlation function of primary operators, this is now the sum of
three terms with distinct powers of the distances , all of which are
individually consistent with Poincaré and scale symmetry.
The coefficients multiplying all three terms are peculiar: there are
actually special cases in which this 3-point function takes the general form
of Eq. (4.23), i.e. that of correlator involving primary operators. These
special cases are not accidental, but correspond to physically interesting
situations:
If , then either or , and in both
cases two terms on the right-hand side of Eq. (4.29) vanish. This is a very
special situation in which the primary 3-point function factorizes into a
product of 2-point function, e.g. when ,
(4.30)
(4.31)
(4.32)
where now the Minkowski distances between two points are defined by
(4.33)
Note that , and as a consequence, the Wightman 3-point function
is not symmetric under the exchange of operators. Nevertheless, for real
operators satisfying , we must have
(4.34)
which is only compatible with Eq. (4.32) if the coefficient is real. This
property will in fact be essential in the conformal bootstrap discussed in
Chap. 6.
(4.36)
(4.37)
This shows right away that there is no hope of constraining the 4-point
function as much as we did with the 3-point function. In fact, one can
construct two invariant quantities out of the :
(4.38)
(4.40)
with
(4.41)
To see that this is the most general result, let us consider the following
argument based on a sequence of finite conformal transformations:
1. Using translations, it is always possible to choose a reference frame in
which .
4. Finally, there is still a subset of rotations that do not affect , that can
be used to move the point to the position ,
shown later in Fig. 6.1.
Note that the first 3 steps can be used to fix entirely the kinematics of a
3-point function, which explains why its only freedom is in the form of a
multiplicative coefficient. Instead, with a 4-point function we are left with
two quantities, a and b, which are in one-to-one correspondence with the
two conformal cross ratios. It is in fact convenient to replace these two real
numbers with a complex and its conjugate . The
cross-ratios are then related to z and by
(4.42)
Schwinger functions are analytic at all non-coincident configurations of
points, therefore the function g(z) is a single-valued function over the
complex plane minus the points . Note that g is also subject to
the crossing symmetry of the 4-point function, which requires8
(4.43)
(4.44)
upon .
The situation is more complicated in Minkowski space-time. One can
still define cross ratios by Eq. (4.41), with Minkowski distances defined
through prescriptions as in (4.33). But the Wightman functions are not
analytic (they lie at the boundary of the domain of analyticity in
complexified coordinates), and therefore g is a multi-valued function. Its
values can be reached by analytic continuation from a configuration in
which all 4 operators live on a constant-time slice, in which case it
coincides with the Schwinger function. For instance, keeping , and
on that time slice but letting the time component b of become imaginary,
one ends up in a configuration in which z and are both real but distinct.
This procedure is in general tedious, and it is fair to say that the current
understanding of conformal Wightman 4-point functions is still
incomplete.9
References
1. M. Gillioz, From Schwinger to Wightman: all conformal 3-point functions in momentum space.
arXiv:2109.15140 [hep-th]
2.
H. Osborn, A.C. Petkou, Implications of conformal invariance in field theories for general
dimensions. Ann. Phys. 231, 311–362 (1994). https://doi.org/10.1006/aphy.1994.1045. arXiv:
hep-th/9307010
3.
M. Gillioz, Conformal 3-point functions and the Lorentzian OPE in momentum space. Commun.
Math. Phys. 379(1), 227–259 (2020). https://doi.org/10.1007/s00220-020-03836-8. arXiv:1909.
00878 [hep-th]
4.
T. Bautista, H. Godazgar, Lorentzian CFT 3-point functions in momentum space. JHEP 1, 142
(2020). https://doi.org/10.1007/JHEP01(2020)142. arXiv:1908.04733 [hep-th]
5.
C. Coriano, L. Delle Rose, E. Mottola, M. Serino, Solving the conformal constraints for scalar
operators in momentum space and the evaluation of Feynman’s Master integrals. JHEP 7 011
(2013). https://doi.org/10.1007/JHEP07(2013)011. arXiv:1304.6944 [hep-th]
6.
A. Bzowski, P. McFadden, K. Skenderis, Implications of conformal invariance in momentum
space. JHEP 3, 111 (2014). https://doi.org/10.1007/JHEP03(2014)111. arXiv:1304.7760 [hep-th]
7.
A.M. Polyakov, Conformal symmetry of critical fluctuations. JETP Lett. Ser. 12, 381–383 (1970)
[ADS]
8.
Y. Nakayama, Conformal contact terms and semi-local terms. Ann. Henri Poincare. 21(10),
3201–3216 (2020). https://doi.org/10.1007/s00023-020-00951-z. arXiv:1906.07914 [hep-th]
9.
P. Kravchuk, J. Qiao, and S. Rychkov, Distributions in CFT. Part I. Cross-ratio space. JHEP 5,
137 (2020). https://doi.org/10.1007/JHEP05(2020)137. arXiv:2001.08778 [hep-th]
10.
P. Kravchuk, J. Qiao, S. Rychkov, Distributions in CFT. Part II. Minkowski space. JHEP 8, 094
(2021). https://doi.org/10.1007/JHEP08(2021)094. arXiv:2104.02090 [hep-th]
11.
S. Minwalla, Restrictions imposed by superconformal invariance on quantum field theories. Adv.
Theor. Math. Phys. 2, 783–851 (1988). https://doi.org/10.4310/ATMP.1998.v2.n4.a4. arXiv:hep-
th/9712074
12.
P.A.M. Dirac, Wave equations in conformal space. Annals Math. 37, 429–442 (1936). https://doi.
org/10.2307/1968455
13.
M.S. Costa, J. Penedones, D. Poland, S. Rychkov, Spinning conformal correlators. JHEP 11, 071
(2011). https://doi.org/10.1007/JHEP11(2011)071. arXiv:1107.3554 [hep-th]
Footnotes
1 The conformal Ward identities give differential equations and the Wightman axioms boundary
conditions. Together, these are sufficient to constrain the conformal correlation functions. Note
however that energy positivity alone is not sufficient: the micro-causality axiom is required as well
(see Ref. [1] for a discussion at the level of 3-point functions). Alternatively, for time-ordered or
Euclidean correlators, the boundary condition can be given by an OPE limit [2] (see below).
2 Results for the Euclidean momentum-space 3-point function appeared in 2013 already [5, 6].
3 If we let all components of be complex, then the primary domain of analyticity is the so-called
future tube, defined by .
4 It is in fact possible to describe contact terms (local and semi-local ones) using a generalization of
the embedding formalism described in the next section [8]. But these contact terms are ambiguous:
they carry more information than the Schwinger or Wightman functions themselves, and as such are
unphysical.
5 This property would not be needed if we had been studying Euclidean conformal field theory from
the start. Indeed, there are interesting critical fixed points in condensed matter or statistical physics
that are described by CFTs that are not reflection-positive (often called non-unitary). However, the
conformal bootstrap described in Chap. 6 relies on this property in an essential way.
6 There is in fact another property that is needed in the proof, called linear growth condition. This
property is very difficult to establish in quantum field theory. But within conformal field theory the
linear growth condition is not necessary if one works instead with a set of “Euclidean CFT axioms”,
which are otherwise equivalent to the Osterwalder-Schrader axioms, and from which the Wightman
axioms can be recovered, at least for correlation functions of up to 4 operators [9, 10].
8 It is standard in the CFT literature to call “crossing symmetry” the property of Schwinger
functions to be symmetric under the exchange of operators, in analogy with scattering amplitudes.
The two types of crossing are related, but they are not quite the same.
9 Working in momentum space is not helping, even though energy positivity reduces the number of
non-trivial configurations: since the Ward identity for special conformal transformation is a second-
order differential equation, the solution cannot be formulated in terms of invariants. The fact that
there exist conformal invariants in position space is intimately connected with Ward identities being
first-order differential equations.
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5. State-Operator Correspondence
and OPE
Marc Gillioz1
(1) Zürich, Switzerland
(5.1)
It does not matter whether the operator on the right-hand side is inserted
at x or at y, or at the middle point since this expansion is valid in
the limit in which x and y coincide. In fact, the proportionality factor
might diverge in the limit , so this is to be understood in the sense of
an asymptotic limit, whose radius of convergence is strictly-speaking zero.
In non-perturbative quantum field theory, the OPE can be formulated in
terms of the Hilbert space: when the product of operators in Eq. (5.1) is
acting on the vacuum, then the completeness of the Hilbert space implies
that we can write
(5.2)
(5.3)
(5.4)
(5.9)
where the sum is over all primary operators of the theory. The denominator
is simply the scalar 2-point function, Eq. (3.42), and states that carry spin
have been omitted for simplicity: they could be included in the same way
after inverting the Lorentz tensor appearing in the 2-point function, which is
positive-definite by unitarity.
This identity can be applied whenever we encounter a product of two
local operators acting on the vacuum to rewrite the product as a sum of
local operators. It takes its simplest form when the operators are all
expressed in momentum space:
(5.10)
(5.11)
(5.12)
(5.13)
When viewed as a primary operator, the identity does not have any
descendant. In all other cases, the value of can be determined from
the 3-point function: using the OPE in the scalar 3-point function (4.23),
one can for instance deduce that
(5.14)
where
(5.15)
and so on. This expression is valid when is a scalar operator, but there
are also operators with spin that enter the OPE, even though and are
scalars: the operators being inserted at separated points in space,
their product carries angular momentum; for a point-like operator on the
other side of the OPE, this angular momentum is realized as internal spin.
Note however that not all Lorentz representations appear in the OPE of two
scalars, but only symmetric tensors. Moreover, when the operators are
identical, there are only tensors with even numbers of Lorentz indices. The
list of representations that appear can be determined from the group theory
associated with Lorentz symmetry. On the contrary, any scaling dimension
can appear.
There are therefore still many unknowns in the OPE. We shall see in the
next section that there are in fact always infinitely many primary operators
in the sum. But when compared with the OPE in a generic quantum field
theory, the conformal OPE is extremely rigid: in a scale-invariant QFT the
coefficients a, , , , entering the definition of the coefficient
are all theory-dependent factors. In CFT, on the contrary, they are
completely fixed by the kinematics. The only dynamical information is
contained in the OPE coefficients multiplying the contribution of a
primary and all of its descendants.
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Our approach to conformal field theory so far has been an algebraic one: in
Chap. 3 we have defined primary operators as irreducible represen tations
of the conformal group, characterized by their transformations under
Lorentz symmetry and by a scaling dimension. In Chap. 5 we have seen that
these operators can be combined using the operator product expansion. The
OPE coefficients play the role of the structure constants of this operator
algebra. The set of all scaling dimensions and representations under the
Lorentz group of a theory, together with the OPE coefficients,
(6.1)
is called the CFT data. A conformal field theory is completely defined by its
CFT data: any correlation function can be computed from it, by repeated
use of the OPE.
But does any CFT data define a good theory? The answer to this
question is no: the algebra of local operators must close, giving very
constraining consistency conditions.1 The precise formulation of this
closure condition depends on whether we are talking about the Euclidean or
Lorentzian conformal groups. For a conformal field theory in Minkowski
space-time, the crucial point is that the OPE must be consistent with the
micro-causality condition (3.9). But the consequences of micro-causality
are quite difficult to track down in practice.
Instead, there is a much simpler consistency condition for Schwinger
functions in Euclidean space: since these functions are symmetric under the
exchange of operators (a property that is in fact related to micro-causality),
then the Euclidean OPE must be associative. To illustrate this, let us focus
on 4-point functions. Imposing associativity of the OPE on all 4-point
functions is in fact sufficient to guarantee associativity of higher-point
functions. For simplicity let us consider as before the case of 4 identical
scalar primary operators with scaling dimension :
(6.2)
(6.3)
There is a single sum on the right-hand side because the 2-point function is
diagonal: it vanishes unless the two primary operators are identical. To put
this in a convenient form, let us factor out the OPE coefficient
corresponding to the 3-point function , as well as a particular power
of the distance, defining
(6.4)
(6.6)
(6.8)
The are called conformal blocks [1]: they represent the contribution of a
single primary and of all its descendants to the 4-point function. They are
conformally invariant,2 and must therefore be functions of the cross-ratios u
and v, even though this is not at all obvious from their definition.
This definition is in fact not very practical: working out all the terms in
the series of is difficult, and there are also Lorentz indices that need to
be contracted when the intermediate operator carries spin. But it is
convenient to examine the limit , , or equivalently
: in this case, the leading term in the OPE shows that
(6.9)
Primary operators with the lowest scaling dimensions give the leading
contribution to the 4-point function in this limit. The operator with the
absolute lowest scaling dimension is the identity, for which there are no
descendants, so that3
(6.10)
Note that this statement is related to the more general cluster decomposition
principle in quantum field theory: since there is no absolute scale in CFT,
the limit is equivalent to a limit in which the other points and
are sent very far away, all the way to infinity, and in this case one
expects on general grounds that the correlation function factorizes as
(6.11)
This factorization is thus reproduced by the OPE in the limit .
A better way of computing the conformal block is based on the Casimir
invariant of the conformal group [2]. From the group algebra, one can
verify that the combination of generators (2.39)
(6.12)
(6.17)
where there are now two possible ways of computing each term on the
right-hand side: either acts to the right, and then the eigenvalue equation
(6.15) can be used, or it acts to the left. In the second case, the individual
generators forming must be commuted with and
successively. This is most easily done in a convenient reference frame, for
instance in the z-frame described in Chap. 4 and shown in Fig. 6.1. In this
case, one finds that the action of on each individual conformal block is a
second-order differential operator in z and , which we denote by .
This means that every conformal block satisfies a differential equation of
the form
(6.18)
Together with a boundary condition provided by Eq. (6.9), this is sufficient
to determine the conformal blocks entirely. In even space-time dimensions,
the solution is in the form of products of hypergeometric functions. In odd
dimensions, there is no known closed-form solution, but the Casimir
equation can be conveniently solved term-by-term in a series expansion.
Note that in our specific example where the external operators are all
identical, the conformal blocks do not depend on the scaling dimension ,
but only on the scaling dimension and spin of the internal operator.
This property is not true in general.
Fig. 6.1 Two convenient conformal frames that describe the 4-point function. On the left, 3 points
are mapped to 0, 1 and using a conformal transformation, and the complex coordinate z
describes the position of the fourth point. Applying a conformal transformation in the plane, one can
reach the configuration on the right, with operators placed at antipodal points on a pair of concentric
circles, with the larger circle having unit radius; this configuration is parameterized by the complex
coordinate , satisfying
(6.19)
It takes all of the complex z plane to the unit disk in , with the half-line
being mapped to the unit circle. In this frame, it is now obvious that
the OPE converges in radial quantization unless .
Fig. 6.2 The -coordinate configuration of Fig. 6.1 as seen on the radial quantization cylinder. The
two segment and form an angle , and they are separated in cylinder time by
. and are related to the flat-space configuration by
This conformal frame is also very useful for understanding the
convergence properties of the OPE. It can be seen as a configuration on the
radial quantization cylinder, as in Fig. 6.2, with coordinates
(6.20)
where is the “time” component, and the “space” components
are unit vectors and that parameterize a direction on the sphere ,
and form an angle between them. The connection with the flat-space
configuration is through
(6.21)
A conformal block corresponds to the projection of this configuration onto
intermediate primary and descendant states with scaling dimensions
(n being an integer) and spin j (whose range is determined by the
spin of the primary). On general grounds, one can therefore expect the
conformal block to take the form
(6.22)
Fig. 6.3 Diagrammatic representation of the crossing equation at the core of the conformal
bootstrap, relating two distinct OPEs
(6.23)
one can write a similar expansion for the 4-point function in a configuration
related by crossing symmetry, e.g.
(6.24)
(6.25)
This equation is represented pictorially in Fig. 6.3. Note that in the case of
identical external operators the two sums are over the same set of primary
operators, but in general these could be different sums.
This is a relatively simple equation, but it is quite difficult to solve. We
saw above that the OPE is dominated by intermediate operators of low
in the limit , but this only applies to the left-hand side: taking the
same limit on the right-hand side, one reaches the boundary of the domain
of convergence of the OPE. Using the known expression for the conformal
blocks in terms of hypergeometric functions, it can be shown that the limit
approaches a branch cut around which
(6.26)
This means that the right-hand side of the crossing equation is dominated
by terms of the form
(6.27)
in the limit . A finite sum of terms of this form cannot reproduce the
leading constant contribution from the identity operator on the left-hand
side. This is the first wisdom contained in the crossing equation (6.25): it
can never be satisfied block-by-block, but only by an infinite sum of
conformal blocks, and there must therefore be an infinite number of
primary operators in the OPE.
Before looking into the clever way in which the conformal bootstrap
deals with this problem, let us examine the simplest solution to crossing
symmetry that we know of. A possible function that transforms covariantly
under the conformal group and is crossing symmetric is the following
combination of 2-point functions:
(6.28)
corresponding to
(6.29)
(6.32)
(6.33)
where the are positive coefficients (remember that must be real in a
unitary quantum field theory). The components of the vector correspond
to evaluated at an infinite set of points (u, v), or
equivalently as the coefficients of a Taylor expansion around some
preferred point.8 has infinitely many components, but the equation is
also true if we truncate it to any finite subset. Some interesting results can
already be obtained from considerations about a 2-dimensional subset, but
typically the more stringent bounds that are shown below require scanning
over spaces with a large number of dimensions.
Fig. 6.4 A toy example of the behavior of vectors in a 3-dimensional space. For each spin
, draws a smooth curve on the unit sphere as varies between the unitarity
bound and infinity. All curves are contained in the upper hemisphere, except the scalar curve
that enters the lower hemisphere when . This means that a putative theory with no
scalar primary operator satisfying is excluded, as the crossing equation (6.33) cannot be
satisfied: all vectors point on the same side of the horizontal separating plane, so they cannot
add up to zero. Note that the curves shown here are made up and do not correspond to actual
functionals acting on conformal blocks
The norm of the vector is irrelevant in this equation, as it gets
multiplied by a positive factor that we do not know. But the direction in
which the vector points is crucial: if all vector point in the same
general direction, for all spins and all above the corresponding
unitarity bound, then the equation does not have a solution, because no non-
trivial linear combinations of can ever sum to zero. A toy example of
this mechanism is shown in Fig. 6.4. This observation is at the core of all
numerical bootstrap algorithms, which go along the following lines: we
begin with making a hypothesis about the scaling dimension of , and of
the operator with the lowest scaling dimension appearing in the OPE
;9 then we study the behavior of the vector under this assumption
and try to find a separating plane so that all vectors point on the same side
of that plane; if such a plane is found, the equation cannot be satisfied,
which implies that the hypothesis is wrong. Iterating over this strategy
allows to exclude entire regions in the space of possible parameters.
Figure 6.5 shows the result of this procedure in dimensions.
Fig. 6.5 The dashed line shows an upper bound on the scaling dimension of the first operator in
the OPE of two identical scalar operators with scaling dimension , obtained from the conformal
bootstrap procedure. Without making any theory-specific assumptions, this bound displays a “kink”
close to the Ising CFT discussed in Sect. 6.5, and marked with a cross. The blue region is the
remaining allowed region after an additional assumption is made, namely that the OPE takes the form
of Eq. (6.40). Note that this figure is outdated: by now the size of the island has shrunk to something
smaller than the uncertainty of the best Ising model Monte-Carlo simulations.
Reprinted from Kos et al. [6]. Figure credit © The Authors. Reproduced under CC-BY-4.0 license
(6.34)
in which so that the potential is bounded below. Note that the free
scalar field has mass dimension in , and therefore
(6.35)
Since both and g have positive mass dimensions, they are relevant
operators: they determine the dynamics in the low-energy limit (IR), but
their importance decreases at high energy (UV): at energies ,
this theory approaches the free, massless scalar field. On the other hand, at
low energies the physics depends obviously on g and m: when ,
this is a theory of a massive scalar of mass m; when , then the
potential has two minima at
(6.36)
with excitations of mass around it. Clearly, this theory has two
phases, and there is therefore an intermediate value of where a phase
transition must happen (or working in units set by g, a critical value of the
dimensionless ratio ). Note that this theory has a symmetry
corresponding to , which is spontaneously broken in one phase
and not in the other.
It turns out that the theory describing the IR physics exactly at the phase
transition is a conformal field theory. Unlike the two phases surrounding it,
it admits excitations of arbitrarily small energy (but they are not particles).
How do we know that? Feynman diagram computations cannot be trusted in
the IR: the approximation given by the (asymptotic) perturbative series is
valid in the UV, but it breaks down in the IR, as in QCD. One way of
understanding the phase transition is to examine the theory in
dimensions: the same theory in has a perturbative fixed point,
called the Wilson-Fisher fixed point. The position of the fixed point
depends on the renormalization scheme, but there are other quantities that
are scheme-independent. This is for instance the case of the anomalous
dimension of the operator . In the limit , the state-of-the-art, many-
loop computation gives10
(6.37)
(6.38)
UV primary IR primary
0.5 0.51815 Odd
1 1.14126 Even
1.5 – – –
2 Even
3 3 Even
This second point requires some clarifications. In the lattice model, in
addition to J, the phase diagram is characterized by an interaction with an
external magnetic field, corresponding to the additional term
in the Hamiltonian. In the quantum field theory, this claim
is supported by the list of relevant primary operators in the UV, given in the
first column of Table 6.1. Two of these primaries can reasonably be
expected to still be primary operators at the interacting fixed point: and
have sufficiently low scaling dimensions to start with. On the contrary,
is the relevant operator that triggers the renormalization group flow in
the UV, so we expect it to become irrelevant in the IR (otherwise the flow
would continue). is special: as soon as the coupling g is turned on, the
equation of motion implies that it is not an
independent primary operator anymore, but rather a descendant of .
Among operators that carry spin, the only relevant one is the energy-
momentum tensor : this operator exists in any QFT, and therefore it can
be expected to be there in the IR as well, with an unchanged scaling
dimension.
The conformal bootstrap philosophy is quite orthogonal to this
discussion, in the sense that it does not care about the microscopic details
(the lattice model or the Lagrangian theory). It relies instead purely on
symmetry arguments. Besides conformal symmetry that is built in the
method, the transformation properties of and imply that their OPEs
have the following schematic form,
(6.40)
where the dots indicate contributions from all (infinitely many) irrelevant
primary operators. Using these properties as an input, and studying all 4-
point functions involving and , one is able to make the allowed region
of parameters ( ) shrink to an island surrounding the value known
experimentally, see Fig. 6.5. With the more recent numerical analysis, the
size of this allowed island has shrunk to become much smaller than the
uncertainty of Monte-Carlo simulations, so that the current best theoretical
prediction for the critical exponents of the Ising model stems from the
conformal bootstrap ( ).
This is very impressive, and it illustrates admirably how the concept of
universality in statistical physics works: given some very general
assumptions (conformal symmetry, only two relevant operators, and a
symmetry), the conformal bootstrap essentially establishes that there is a
unique theory and provides excellent numerical results with rigorous error
bars. Moreover, at the intersection between the allowed and disallowed
regions (i.e. on the boundary of the island), the crossing equation (6.33)
must be satisfied in a peculiar way: many vectors must lie precisely on the
separating plane, and only they can have non-zero OPE coefficients for the
equation to be satisfied. Reading out the scaling dimensions and spins
associated with these vectors, one gets a numerical estimate of the
spectrum of primary operators entering the OPE. Figure 6.6 shows such an
estimate for the Ising model. The spectrum of operators is shown there as a
function of the spin and of the difference (called the “twist”) so
that an underlying structure clearly appears: the operators are organized into
conformal Regge trajectories.
Fig. 6.6 Spectrum of operators entering the OPE in the 3-dimensional Ising model, for spins
up to 40 and scaling dimensions of the order of the spin. based on data taken from Simmons-
Duffin [8].
Data credit: © The Authors. Reproduced under CC-BY-4.0 license
This observation matches the state-of-the-art analytical understanding of
the crossing equation [9, 10]: every operator with a low scaling dimension
(hence low spin by the unitarity bound) is related by crossing symmetry
to a family of operators with scaling dimensions . This is
what we saw in generalized free field theory, but it works reasonably well
in the Ising model, as seen in the Fig. 6.6: for , there are 3
families of operators that are aligned with the values , ,
and . The equivalence between these families and operators of low
scaling dimension has been established rigorously in the limit of infinite
spin , and the leading correction to their twist, proportional to a
power of the spin , is well understood [11, 12]. In theories that are
sufficiently close to generalized free fields, the equivalence goes even
further [8, 13, 14].
6.6 Other Conformal Bootstrap Results
The reach of the conformal bootstrap is not limited to the Ising model. Our
understanding of many conformal field theories has been significantly
improved by the conformal bootstrap. This is particularly true of theories in
2 and 3 dimensions. In 3 dimensions, there are generalizations of the
Lagrangian (6.34) to N scalar fields , with interactions of the form
and an symmetry, for which the bootstrap has made
compelling physical predictions:
The model describes the superfluid transition of liquid helium.
There is an unresolved discrepancy between the best measurement of this
transition (an experiment performed in the space shuttle) and the best
Monte-Carlo simulations. In this case, the theoretical bounds set by the
conformal bootstrap are consistent with the Monte-Carlo result [15],
calling for a new experiment.
The model describes the critical behavior of Heisenberg magnets.
These are statistical physics models in which the magnetization is
isotropic: it can point in any direction in space, without a preferred
direction. In practice, however, it seems very difficult to achieve the
required level of isotropy on a lattice or in a solid: the symmetry
tends to be spontaneously broken to its cubic subgroup (the finite group
of symmetries of the cube). The crucial question here is whether the 4-
index operator that can trigger an RG flow from the model to
a CFT with cubic symmetry is relevant or not. Since its scaling
dimension is accidentally very close to 3, this is hard to determine from
lattice simulations. The conformal bootstrap has now established on
rigorous grounds that the scaling dimension of this operator is below 3,
and hence that the symmetry naturally tends to be broken [16].
There are many more interesting results and exciting open questions
related to the conformal bootstrap, and this is not the place to list them
exhaustively (the list would not stay up-to-date for long). For a recent
summary, see for instance the Snowmass 2022 White Paper on the
numerical conformal bootstrap [17].
References
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Footnotes
1 This is very similar in spirit to the classification of simple Lie groups, leading to the well-known
families , , Sp(2N) and a few exceptional groups.
3 In this special case it does not make much sense to speak of an OPE coefficient, but it is
conventional to take .
4 In a generic frame, the only case in which the OPE does not converge is when all
four points are on a circle (this includes a line) and the points and are not consecutive, i.e. they
are separated by and .
5 An equivalent statement is that Schwinger function can be obtained by analytic continuation from
multiple Wightman functions with distinct orderings of operators.
7 The “original” conformal bootstrap was developed in two dimensions [5], but it relies on very
different techniques than the “modern” conformal bootstrap valid in any d. It leverages in particular
the infinite Virasoro algebra that is specific to .
8 Traditionally the numerical bootstrap uses a Taylor expansion around the point , which
corresponds to , i.e. the symmetric point that has the fastest converging OPEs.
9 We know that there exists a crossing symmetric solution for all values of , namely the
generalized free field theory one. Therefore it is not sufficient to make a hypothesis on alone.
10 See Henriksson [7] for a recent, comprehensive review of perturbative computations in the
expansion.
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© The Author(s), under exclusive license to Springer Nature Switzerland AG 2023
M. Gillioz, Conformal Field Theory for Particle Physicists, SpringerBriefs in Physics
https://doi.org/10.1007/978-3-031-27086-4_7
7. Outlook
Marc Gillioz1
(1) Zürich, Switzerland
There are many more known conformal field theories that we have not
mentioned so far:
Free massless theories are conformal. This is the case of the free boson
and free fermion in any number of dimensions, but also of the n-form
gauge theory in dimensions (e.g. the free vector theory in
). There are also theories with any number of free fields. We are
used to describe the Hilbert space of free theories as a Fock space (with
states of a given “particle number”), but there is also a conformal basis
for them in terms of primary and descendants that turns out to be useful
in the effective field theory approach, or in Hamiltonian truncation.
There are theories in which the -function has a perturbative fixed point.
Typical examples are deformations of the free scalar theory with a
potential of the type , such as in dimensions (it is
possible to make sense of non-integer dimensions in perturbation theory):
given the action
(7.1)
(7.2)
(7.4)
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