FDA Response To CAA Definition
FDA Response To CAA Definition
Plaintiffs,
v. No. 1:16-cv-1460 (APM)
Defendants.
TABLE OF CONTENTS
INTRODUCTION ........................................................................................................................................... 1
BACKGROUND .............................................................................................................................................. 1
ARGUMENT..................................................................................................................................................... 4
A. Any changes to the definition now would create significant practical problems. ................ 5
B. Plaintiff CAA’s proposed changes raise significant questions of science and public-
health policy that would be better addressed by FDA in rulemaking. .................................. 8
CONCLUSION ...............................................................................................................................................11
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INTRODUCTION
All agree that the Food and Drug Administration (FDA) has the authority to define the
category of “premium cigars” under the Tobacco Control Act. FDA reserves the right to address that
subject in a future rulemaking. In the interim, however, the D.C. Circuit has directed this Court to
issue an order that defines the category of “premium cigars,” for purposes of this Court’s prior order
of vacatur, which the D.C. Circuit otherwise affirmed in all respects. Cigar Ass’n of Am. v. FDA, 132
F.4th 535, 543 (D.C. Cir. 2025). After all, some definition must be in place, unless and until FDA
This Court should not disturb the eight-point definition of “premium cigars” that is currently
in effect, and that FDA and regulated parties have been operating under since at least August of 2020.
Any changes to that definition now—large or small—risk creating significant practical problems for
both FDA and regulated parties, as this Court’s prior orders have already (by necessity) been
Even setting aside the practical problems with making and implementing changes now,
Plaintiff Cigar Association of America (CAA)’s proposals to broaden the definition—including, most
ambitiously, to include flavored cigars—also raise significant public-policy and public-health concerns
that would be better addressed by FDA in a future rulemaking. So in the interim, for the reasons
below, and for the reasons stated in the attached Declaration of Michele Mital (Deputy Director of
FDA’s Center for Tobacco Products (CTP)) (“Mital Decl.”), the Court should maintain the status
quo, and reject CAA’s proposed changes to the current eight-point definition of “premium cigars”—
a definition that this Court has already adopted twice, and that has been in place for at least five years.
BACKGROUND
This litigation began in July of 2016. See Compl., ECF No. 1. As relevant here, 1 Plaintiffs
alleged, in their first of many complaints, that FDA’s deeming rule was arbitrary and capricious “with
1
This brief will generally assume the Court’s familiarity with this well-aged litigation, and will
only briefly recount the relevant background, as it relates to the definition of “premium cigars.”
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respect to premium cigars,” and thus asked this Court to “vacate and set aside enforcement of the
Final Rule as to premium cigars.” Compl. ¶ 133. Despite that request, Plaintiffs did not offer any
with respect to “premium cigars.” See Cigar Ass’n of Am. v. FDA, 480 F. Supp. 3d 256, 281-82 (D.D.C.
2020), aff’d, 5 F.4th 68 (D.C. Cir. 2021). Drawing from an August 2020 filing in another case describing
then-forthcoming FDA guidance about premarket review, ECF No. 209, the Court used the following
have to “devise a definition of premium cigars out of whole cloth.” Id. In any event, this definition
was “similar to the definition that commenters”—including some of the Plaintiffs in this case—had
previously “urged the FDA to adopt during the rulemaking for the Final Deeming Rule.” Id. (citing
On July 5, 2022, the Court concluded that the deeming rule violated the Administrative
Procedure Act (APA) insofar as it applied to “premium cigars.” Cigar Ass’n of Am. v. FDA, 2022 WL
2438512 (D.D.C. July 5, 2022). The Court did not vacate any part of the rule at that time, however,
and thus did not need to (and did not) discuss the definition of “premium cigars”—instead, the Court
invited further briefing on “the appropriate remedy” for the APA violation that the Court had
identified. Id. at *9. Plaintiffs’ remedy brief, on behalf of all Plaintiffs (including CAA), appeared
largely content with the eight-point definition, arguing only that “the Court’s order should vacate the
Rule as to at least those cigars the FDA and the Court defined as ‘premium’ in 2020 for purposes of
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providing relief from the premarket review process,” ECF No. 271 at 1—with the possible exception
of one conclusory footnote in one of the appendices to that brief, in which CAA stated without
elaboration that it “maintains its position regarding the scope of premium cigars set forth in prior
briefing.” Appendix A to Pls.’ Remedy Br. at 1 n.1, ECF No. 271-3 (citing one prior footnote from
one prior brief, which itself cites only CAA’s comments to the deeming rule and does not include any
actual proposed definition). FDA argued for remand without vacatur; like Plaintiffs, FDA did not
argue for any new definition. See Defs.’ Remedy Br., ECF No. 270.
On August 9, 2023, the Court rejected FDA’s arguments for remand without vacatur, and
vacated the deeming rule insofar as it applied to “premium cigars.” ECF Nos. 276, 277; Cigar Ass’n of
Am. v. FDA, 2023 WL 5094869, at *5 (D.D.C. Aug. 9, 2023). Presumably at least in part due to the
absence of any real argument from any party in favor of a different definition, the Court retained the
same definition of “premium cigars” that had appeared in its August 2020 opinion. See Order at 1
n.1, ECF No. 277; see also Cigar Ass’n, 2023 WL 5094869, at *6 n.7 (same). FDA appealed.
The D.C. Circuit affirmed in part, reversed in part, and remanded. Cigar Ass’n of Am. v. FDA,
132 F.4th 535 (D.C. Cir. 2025). On the substance of the APA issues in the case, the D.C. Circuit
affirmed this Court’s opinion “in full.” Id. at 543. On the remedy, however, the D.C. Circuit noted
that this Court’s order of vacatur “incorporated a definition of ‘premium cigar’ that FDA never
formally adopted.” Id. To address this issue, the D.C. Circuit closed its opinion with specific
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Id. As required by the D.C. Circuit, this Court then set a schedule for “briefing on the appropriate
definition of ‘premium cigars.’” Id. Because Plaintiff CAA is the only party proposing a change to
the currently operative definition, CAA filed its brief first. ECF No. 286. Defendants now respond.
ARGUMENT
The eight-point definition of “premium cigars” that is currently in effect—which was adopted
by this Court in each of its prior orders in this case—should be left undisturbed. Making changes
now could create significant practical problems for FDA and regulated parties, given the myriad ways
in which this Court’s prior orders have, by necessity, been incorporated into FDA’s regulatory regime.
Even setting aside those practicalities, Plaintiff CAA’s proposals raise significant concerns of public-
health policy that would be better addressed (if at all) by FDA, in a future rulemaking. The Court
should thus maintain the status quo, in its entirety, unless and until FDA revisits this issue.
I. ALTHOUGH FDA RESERVES THE RIGHT TO DEFINE “PREMIUM CIGARS”
IN A FUTURE RULEMAKING, THE D.C. CIRCUIT HAS DIRECTED THIS
COURT TO DEFINE “PREMIUM CIGARS” IN THE INTERIM.
Under the Tobacco Control Act, 21 U.S.C. §§ 387 et seq., FDA has the authority to regulate
tobacco products. That includes the power to define the category of “premium cigars” for the
purposes of FDA’s “deeming” authority. FDA has not yet issued a regulation that would establish
such a definition—after all, such a regulation would not have been necessary had FDA prevailed in
this litigation. Of course, at least as relevant here, FDA did not prevail in this litigation. As a result,
the definition of “premium cigars” now has legal significance. See Cigar Ass’n, 132 F.4th at 543 (“[T]he
district court’s determination that the FDA acted irrationally made it necessary to define ‘premium
FDA reserves the right to exercise its own discretion to define “premium cigars” in a future
rulemaking—after all, ultimately, the appropriate definition is a matter of science and public-health
policy that FDA, rather than a court, is the most appropriate entity to decide. So, as the D.C. Circuit
stated expressly, at some later date, “the FDA may separately begin a new rulemaking to redefine the
‘premium cigars’ carve-out or it may seek to regulate these products once again.” Id.
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In the interim, however, some definition must control. And the D.C. Circuit expressly directed
this Court to “invite briefing on the appropriate definition of ‘premium cigars’ before entering a final
order” defining that term. Id. Through this process, according to the D.C. Circuit, “the district court”
will “determine[]—in effect—the permissible scope of the FDA’s existing rule.” Id. Accordingly,
unless and until FDA conducts a rulemaking on the subject, this Court can—indeed, under the
mandate rule, it must, see, e.g., Am. Council of Blind v. Mnuchin, 977 F.3d 1, 5 (D.C. Cir. 2020)—issue an
order defining the term “premium cigars.” That definition will then delineate the scope of this Court’s
order of vacatur, which has otherwise now been affirmed by the D.C. Circuit in relevant part. See
Cigar Ass’n, 132 F.4th at 543.
The Court should retain the current definition of “premium cigars” in its entirety, for two
primary reasons. First, any changes to the definition now, large or small, risk creating significant
practical problems for both FDA and regulated parties, as this Court’s prior orders have already been
incorporated into FDA’s regulatory regime for cigars. Second, even setting aside those practical issues,
Plaintiff CAA’s proposed changes raise significant concerns of public-health policy that would be
better addressed by FDA in a future rulemaking, rather than in litigation briefing by a handful of
interested parties. The Court should thus maintain the status quo, unless and until FDA revisits this
A. Any changes to the definition now would create significant practical problems.
The current definition “has been the agency’s operative ‘premium cigar’ definition for several
years, used by both the agency and regulated parties in multiple contexts.” Mital Decl. ¶ 5.
Accordingly, making any changes to “the definition at this juncture would disrupt agency processes,
including, among other things,” the Center for Tobacco Product’s “user fee program and review of
applications for tobacco products seeking premarket authorization.” Id. That is reason enough to
1. FDA has used the current definition of “premium cigars” since as early as August of 2020,
when this Court first issued an order enjoining FDA from enforcing premarket-review requirements
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against “premium cigars.” See id. ¶ 7 (citing Cigar Ass’n, 480 F. Supp. 3d at 281). Since that time, the
agency has used that definition “to communicate with regulated entities, enforce restrictions on the
sale of tobacco products to youth, and review applications for tobacco products seeking market
authorization.” Id. That includes, since August of 2020, using the definition in “determining whether
thousands of applications for premarket authorization of cigar products are subject to premarket
Now, “under Plaintiff CAA’s proposed definition, the ‘premium cigar’ category would
encompass many more products than the agency has understood the category to contain for years.”
Id. ¶ 15. That is because, for the past five years, “CTP has used the eight-point definition as it reviewed
and sometimes denied applications for marketing authorization.” Id. “Broadening the category of
products that are excluded from CTP’s jurisdiction now would thus render moot many of those
marketing denials (if those products fall under Plaintiff CAA’s broader definition and thus did not
have to seek premarket authorization in the first instance) and cause others to be questioned (as CTP
would need to determine which denials may have been for products that fall under a broader definition
and applicants would likely question that determination).” Id. Taken together, “[t]hese complications
would substantially undermine CTP’s efforts to implement and enforce TCA requirements.” Id.
2. FDA has also used the current definition in several agency regulations and other rulemaking
documents. First, in October 2021, FDA used the current definition to define “premium cigars” in
the final Premarket Tobacco Applications (PMTA) rule. See 21 C.F.R. § 1114.3 (“For purposes of this
part . . . ‘Premium’ cigar means a type of cigar that . . .”); see also FDA, Final Rule, Premarket Tobacco
Product Applications and Recordkeeping Requirements, 86 Fed. Reg. 55,300, 55,308 (Oct. 5, 2021) (“[T]he
codified language has been revised to exclude ‘premium’ cigars from the scope of this final rule, and
the Cigar Ass’n of Am. court’s definition of ‘premium’ cigars has been added to section § 1114.3.”).
Similarly, FDA also used that definition in the final Substantial Equivalence (SE) rule. See 21 C.F.R.
§ 1107.12 (same). Accordingly, changing the definition now would presumably “require CTP to
change how these regulations are applied during the review of tobacco product marketing
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Similarly, both the agency and public commenters have used the current definition in several
different agency rulemaking proceedings, some of which remain pending. See, e.g., FDA, Tobacco Product
Standard for Nicotine Yield of Cigarettes and Certain Other Combusted Tobacco Products, 90 Fed. Reg. 5,032,
5,043 n.13 (Jan. 16, 2025) (citing the definition in a proposed rule that would establish a maximum
nicotine level in cigarettes and certain other tobacco products); FDA, Tobacco Product Standard for
Characterizing Flavors in Cigars, 87 Fed. Reg. 26,396, 26,434 (May 4, 2022) (citing the definition in a
proposed rule that would prohibit characterizing flavors other than tobacco in all cigars, and
explaining that the current definition of “premium cigars” excludes flavored cigars); Cigar Rts. of Am.,
Comment on Requirements for Tobacco Product Manufacturing Practice, Docket No. FDA-2013-N-0227, at 2
(Oct. 6, 2023) (citing the definition to argue that “premium cigars” should be exempt from the final
3. Most recently, since this Court’s August 2023 Order, ECF No. 277, “CTP has been using
the eight-point definition in its efforts to administer a program that assesses user fees for domestic
manufacturers and importers of cigars while,” because of this Court’s order, “exempting ‘premium
cigars’ from user fee payment.” Mital Decl. ¶ 9. In particular, to comply with this Court’s order, each
quarter, the agency has been sending notices to regulated parties that “use the Court’s eight-point
definition in explaining the process for disputing fees and request evidentiary documentation that
demonstrates the products for which the disputed fees are assessed meet this definition.” Id. ¶ 10.
Accordingly, as part of that process, “[s]ince the first quarterly notices were issued in September 2023,
cigar manufacturers and importers have been disputing user fees and submitting evidence based on
the eight-point definition.” Id. ¶ 11. “CTP is currently reviewing these disputes, including soliciting
documentation based on this definition.” Id. “Changing the definition now would disrupt the review
of disputes already underway, likely requiring industry to resubmit disputes under the new definition
and the agency to request additional documentation establishing whether products meet the new
definition.” Id. ¶ 12. “This would burden both the agency and industry.” Id.
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significant practical problems, both for FDA and for regulated parties. CAA’s proposal, however, is
not problematic for that reason alone; it also has several more specific flaws. At a minimum, CAA’s
ambitious request to include flavored cigars in the category of “premium cigars” raises acute public-
health concerns, given the well-documented connection between characterizing flavors and youth use
of tobacco products. CAA’s two other proposed changes—that is, (1) allowing unlimited “ingredients
or additives,” rather than only “tobacco, water, and vegetable gum,” and (2) eliminating the
requirement of “at least 50 percent (of the filler by weight) long filler tobacco”—likewise raise complex
questions of science and public-health policy that would be more appropriately addressed by FDA in
a future rulemaking, with the benefit of public input and scientific analysis by agency experts.
1. Most boldly, CAA proposes to eliminate the aspect of the definition that “premium cigars”
cannot “have a characterizing flavor other than tobacco.” As explained in the Mital Declaration and
in prior FDA rulemaking documents, that proposal “implicates long-stated agency concerns about the
role of characterizing flavors in how users, especially youth, initiate and continue using tobacco
“Researchers have found that characterizing flavors in cigars and other tobacco products play
a key role in how users and nonusers, particularly youth, initiate, progress, and continue using tobacco
products.” Id. ¶ 26(a) (quoting 87 Fed. Reg. at 26,397). As FDA has explained, “[t]he process of
dependence, and progression to regular use.” Id. ¶ 26(f) (quoting 87 Fed. Reg. at 26,406). And FDA
has found that “flavors are frequently added to cigars for the express purpose of making harsh
products more palatable to new users.” Id. ¶ 26(d) (quoting 87 Fed. Reg. at 26,401). That is because
“[c]haracterizing flavors in cigars and other tobacco products reduce the harshness, bitterness, and
astringency of tobacco during inhalation and soothe irritation during use.” Id. ¶ 26(b) (quoting 87
Fed. Reg. at 26,399). Flavors thus “increase the youth appeal of those tobacco products and promote
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youth initiation, resulting in an increased likelihood that youth and young adults experimenting with
flavored cigars will become addicted and progress to regular smoking.” Id. (quoting 87 Fed. Reg. at
26,399).
FDA has also explained that flavors “can activate the brain’s reward circuit, producing
rewarding effects that, when added to tobacco products, can reinforce the effects of nicotine” in
creating or sustaining addiction. Id. ¶ 26(e) (quoting 87 Fed. Reg. at 26,418). CAA itself has
acknowledged that “flavors have universal appeal to both adults and minors.” See Cigar Ass’n of Am.,
Comment on Regulation of Flavors in Tobacco Products, Docket No. FDA-2017-N-6565, at 8 (July 19, 2018),
available at https://www.regulations.gov/comment/FDA-2017-N-6565-22346).
“eliminating flavored cigar varieties would decrease the number of youth experimenting and the
likelihood that youth will progress to regular, sustained use of tobacco products, and, thus, would
reduce the risk of tobacco-related death and disease.” Mital Decl. ¶ 26(f) (quoting 87 Fed. Reg. at
26,406) (emphasis added). Although no such rule has been finalized, similar concerns counsel against
defining “premium cigars” to include flavored cigars—lest they be subject to significantly less
At the very least, these substantial policy concerns underscore why it should—if anyone—be
FDA, rather than this Court, that makes such a significant change to the currently operative definition
of “premium cigars,” and to the regulatory treatment (or lack thereof) of flavored cigars. In the
context of a rulemaking, and with the benefit of scientific analysis and public comments from a wide
variety of stakeholders, FDA can weigh the policy and public-health trade-offs between possible
increases in youth usage, on one hand, and the purported benefits of flavors identified by CAA, on
the other. In the interim, however, CAA offers this Court no basis to reject the concerns previously
raised by FDA (and many others) about characterizing flavors in tobacco products, including cigars.
2. In addition, CAA proposes two other changes to the definition of “premium cigars,”
namely: (1) to allow for unlimited “ingredients or additives,” rather than only “tobacco, water, and
vegetable gum,” and (2) to eliminate the requirement that a premium cigar “contain at least 50 percent
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(of the filler by weight) long filler tobacco.” These changes should also be rejected at this time, and
reserved for possible future consideration by FDA in the context of rulemaking. In short,
“[d]etermining the potential effects of removing each of these provisions is a complex endeavor best
done through rulemaking,” rather than litigation briefing. Mital Decl. ¶ 28.
For example, when it comes to ingredients and additives, “CTP’s subject-matter experts may
wish to review and solicit public comments on the kinds of additives and ingredients that could be
added by cigar manufacturers if the criterion was completely removed from the definition.” Id. ¶ 29.
After all, CAA does not propose to amend that requirement, but rather to delete it altogether—such
that there would be no limitation at all on the sorts of “ingredients or additives” that may be included
in “premium cigars.” Future rulemaking would “allow the agency to consider, as an alternative to
wholesale deletion, whether that criterion should be amended to provide at least some guardrails on
the kinds of additives and ingredients that could be added to premium cigars.” Id.
Similarly, on the issue of the percentage of long-filler tobacco, the agency’s “subject-matter
experts may wish in a rulemaking to examine the effect of the length of the filler on exposure to
tobacco,” which is not addressed in CAA’s filing. Id. ¶ 31. And “CAA’s claims about industry
confusion over the meaning of ‘long filler’ and the impracticality of post-manufacturing verification
of long filler use would” likewise “benefit from public comment.” Id. After all, “[f]inding a consensus
on industry norms of understanding is a task ill-suited to this litigation, where a single litigant is
claiming to represent the views of the industry even where the other industry plaintiffs in the same
3. Finally, setting aside the specifics, the Court should consider how CAA’s late-breaking
proposal fits within the original theory behind this litigation. All Plaintiffs in this case have always
argued that “premium cigars” were somehow special, and thus worthy of different regulatory
treatment—indeed, worthy of no federal regulatory oversight at all. That narrative was built around
cigars “constructed by the hands of artisans,” used infrequently, by customers who “are generally
older, better-educated, and have higher incomes than consumers of other tobacco products.” 4th
Am. Compl. ¶¶ 168, 171, ECF No. 236. The Court was told that a “premium cigar” was “a special
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occasion product,” “made by the hands of artisans pulling the tobacco from a particular harvest,”
composed of “all natural, expensive long-filler tobacco,” using methods passed down from “fathers
or grandfathers from Cuba, the Dominican Republic or Honduras.” Decl. of Rocky Patel Decl. ¶¶ 2,
4, 8, ECF No. 271-2. In other words, these cigars were not the sort of thing that every 18-year-old can
But now, Plaintiff CAA’s proposed changes risk broadening the category of “premium cigars”
such that the exception swallows more and more of the rule, allowing an ever-larger swath of cigar
sales to entirely escape FDA oversight. And manufacturers will surely respond to powerful economic
incentives to try to fit more and more of their products within a new, broader definition of “premium
cigars.” The result of that public-policy experiment is difficult to predict in advance—but that is all
the more reason for FDA to be the entity to take on that burden, in a future rulemaking, with this
Court preserving the status quo in the interim. Otherwise, the Court may be dismayed to go to a gas
station one day and see that the tobacco industry has found clever ways to ensure that nearly all cigars
have conveniently become “premium cigars,” at least for legal purposes—even those that bear little
resemblance to the sort of artisanal product upon which Plaintiffs built and won this case.
CONCLUSION
For these reasons, the Court should retain the current definition of “premium cigars,” in its
entirety, unless and until FDA revisits that definition in a future rulemaking.
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