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Perspectives on
Causation
Selected Papers from the Jerusalem
2017 Workshop
Jerusalem Studies in Philosophy and History
of Science
Series Editors
Orly Shenker, The Hebrew University of Jerusalem, The Sidney M. Edelstein
Center for the History and Philosophy of Science, Technology and Medicine
Nora Boneh, The Hebrew University of Jerusalem, Language, Logic
and Cognition Center, The linguistics Department
Jerusalem Studies in Philosophy and History of Science sets out to present state of
the art research in a variety of thematic issues related to the fields of Philosophy of
Science, History of Science, and Philosophy of Language and Linguistics in their
relation to science, stemming from research activities in Israel and the near region
and especially the fruits of collaborations between Israeli, regional and visiting
scholars.
Perspectives on Causation
Selected Papers from the Jerusalem 2017
Workshop
Editors
Elitzur A. Bar-Asher Siegal Nora Boneh
Language, Logic and Cognition Center, Language, Logic and Cognition Center,
The Department of Hebrew Language The Linguistics Department
Hebrew University of Jerusalem Hebrew University of Jerusalem
Jerusalem, Israel Jerusalem, Israel
This Springer imprint is published by the registered company Springer Nature Switzerland AG.
The registered company address is: Gewerbestrasse 11, 6330 Cham, Switzerland
Preface
Causation stands at the heart of all sciences, and as such, philosophers, linguists,
and cognitive scientists seek to understand the exact nature of this concept and how
causal structures are represented in the human cognitive systems.
The philosophical models have been a central motor and a constant point of
reference in how thought and to some extent methodology in other disciplines
have been shaped. For example, linguists often borrow philosophers’ analyses
of causation and assume that the relevant linguistic expressions denote such
concepts. Similarly, psychologists and cognitive scientists put to the test models of
causation in investigating central cognitive competencies such as causal learning
and reasoning. The connections between the disciplines, however, are definitely
not unidirectional. Philosophers, for example, occasionally seek insights from the
linguistic literature in understanding what yields certain interpretations of causal
statements. Similarly, other types of interactions can be sought: cognitive psycholo-
gists may benefit from being informed by linguistic analyses in their explorations of
specific human behavior involving language. And of course, linguists may benefit
from cognitive investigations that can be brought to bear on questions pertaining to
domain generality of language, taking causation and its linguistic encoding to be a
study case.
These broad considerations served as the framework for an interdisciplinary
encounter held in June 2017 at the Language, Logic and Cognition Center at the
Hebrew University of Jerusalem, where scholars from the three disciplines attended
the workshop Linguistic Perspectives on Causation. This workshop aimed to bring
together cognitive psychologists, linguists, and philosophers in order to explore
further how the different disciplines can be beneficial and instructive to one another.
The selection of papers grouped in this volume stems from the talks presented at
that workshop, representing a wide range of angles on the study of causation in the
three abovementioned disciplines. To reflect this, the papers are organized in five
parts. In what follows, we present the structure of the book, briefly describing the
papers constituting it.
Part one, titled Perspectives on Causation, concentrates on points of junction
between philosophical and linguistic studies on causation. It consists of papers by
v
vi Preface
Bar-Asher Siegal & Boneh and by Hitchcock. The adoption of central concepts
from classic philosophical accounts to causal relations by linguists stands at the
heart of Bar-Asher Siegal & Boneh’s paper. This paper scrutinizes to what extent
the philosophical concepts are applicable for linguistic analyses of various causative
constructions. In turn, it also critically evaluates cases in which philosophical
discussions seek insights from judgments that are primarily linguistic when dealing
with the metaphysics of causation. In its panoramic perspective on causation and
causative constructions, and with its consideration of the meeting points between
disciplines, this first chapter can also be read as an introduction to the volume, since
it locates the other papers of this book in the discussions it surveys.
Hitchcock’s paper points to the discrepancy between what looks like the binary
representation of causation in language and the way causal relations are modelled in
the framework of the structural equation model, where such relations are sensitive to
multiple variables. He asks how we successfully communicate about causal relations
given this discrepancy.
The papers of the second part, grouped under the title Methodology: Uncov-
ering the Representation of Causation, propose novel methodologies for study-
ing representations of causation. Bellingham, Evers, Kawachi, Mitchell, Park,
Stepanova & Bohnemeyer’s paper presents preliminary findings of the project
Causality Across Languages. Whereas, usually, linguistic studies presuppose some
implicit semantic criterion to what should be included under the category of
“causative constructions,” this study proposes to begin from a systematic observa-
tion of how speakers of different communities communicate about various cognitive
concepts. It proposes several methodologies for exploring production, comprehen-
sion, and conceptualization of causation across a sample of languages. Their studies
pay particular attention to cultural influences and crosslinguistic differences, when
subjects are presented with various visual scenarios, and judge what they have
been shown. The preliminary results are relevant for inquiries interested in causal
pluralism, subcategories of causation (e.g., physical vs. abstract), and crosslinguistic
differences between causative constructions and issues pertaining to lexicalization
vs. pragmatic enrichment in the linguistic representation of causation.
In turn, the paper by Hagmayer & Engelmann traces the way people ask
questions in order to get or give explanations. The goal of their experiments is to
gain insights into the validity of two groups of cognitive-psychological theories of
causal explanations, dependency-related and mechanistic, the assumption being that
the different theories require different types of knowledge for causal explanation.
This paper provides a good overview of current cognitive-psychological theories
for how people explain facts, and its originality lies in the methodology: the authors
allow participants to ask unguided questions seeking explanations, which are in turn
the object of a quantitative analysis, unlike the standard methodology of presenting
subjects with information and then asking them to judge or evaluate.
The next two parts of the book are dedicated to linguistic analyses of causative
constructions. The papers in part three revolve around the topic of Meaning Com-
ponents of Causation. Each of the four papers in it tackles phenomena pertaining to
central inquiries in lexical semantics and in so doing deal with a variety of essential
Preface vii
questions in the literature, among them, event causation, direct causation, internal
causation, zero-change and defeasible causation, and the agent/causer distinction.
The paper by Croft & Vigus is couched in a force dynamics framework. It extends
the first author’s seminal theory of argument realization, where causation serves
as an organizational factor in lexical semantics, to cases in which one finds event
nominals instead of individual participants as arguments of the predicate. Based on
a crosslinguistic investigation, this paper argues that event nominals correspond to
participant sub-events, which are in turn realized according to the same rules as
participants in the causal chain.
Levin’s paper provides support for the prototypical conception of direct causa-
tion in the literature by examining resultative predicates in transitive constructions,
both when the direct object NP is selected by the main verb and in cases where it is
not. It shows that the notion of direct causation, in terms of absence of intervening
participant that applies in the case of simplex causative verbs, also holds here. The
constructions are of interest since they represent concealed causatives, and at the
same time, they behave similarly to sentences with lexical causative verbs, with
respect to direct causation. This observation raises a fundamental question regarding
causative constructions: what is the source of the causative component in them? – a
question that can be of interest to scholars outside of linguistics as well.
Next, Rappaport Hovav’s paper undermines the linguistic validity of the widely
accepted division between internally and externally caused change of state verbs.
This division relies on the assumption that the so-called internally caused verbs
appear as intransitives only – lacking an external cause. The author demonstrates
that what has been accepted in the literature as rigid generalizations is, in fact,
merely a tendency. She, consequently, claims that it does not reflect any grammatical
property of change of state verbs. Instead, the data propose various general princi-
ples that govern lexical causatives and the (non)appearance of cause arguments,
which shape this tendency.
In the last paper of this part, Martin elucidates, on the basis of experimental
studies in Mandarin, French, and English, the crosslinguistic tendency for zero-
change use of causative predicates to occur with an agentive subject contrary to a
cause subject, or an intransitive verb, where zero-change does not arise. It proposes
two types of arguments introducing heads and considers in detail how they combine
with the VPs in languages with weak perfectives and in cases where the verb has a
sub-lexical modal component, yielding defeasible causatives. This paper introduces
different ways in which causal relations are represented in the syntax and how it
affects the semantics of such constructions.
The last point regarding Martin’s paper can also serve to introduce the fourth
part of the book, titled Syntactic and Semantic Aspects of Causation, as the first
two papers by Alexiadou & Anagnostopoulou and Ahdout, as well as Doron’s,
deal with the distinction between agent and causer and its adequate linguistic
representation. All papers in this part argue that, at least at the syntactic level, causal
relations are represented in more than one way.
Alexiadou & Anagnostopoulou discuss the syntactic properties of subjects of
a subclass of psychological predicates (e.g., interest) and claim that there is a
viii Preface
syntactic distinction between the types of causers they license: agents introduced
by Voice and causers introduced in the specifier position of vP, assimilating the
latter to internally caused causative verbs. Contrary to Martin’s semantic account
that distinguishes agent from causers, Alexiadou & Anagnostopoulou claim that
causers form one syntactic domain with the result state constituent, whereas agents
do not. This difference in structure, according to them, also explains the patterns
observed with defeasible causatives with coerced psychological predicates. Their
account also advocates in favor of syntactic indistinctness in encoding causation in
the physical and psychological domains.
Ahdout in turn describes a phenomenon known as agent exclusivity effect in
nominalizations of causative verbs. It has been shown, mainly on the basis of data
drawn from English, that agents in this syntactic environment are licit, whereas
causes are not. Previous work has provided syntactic analyses to account for this
effect, claiming that agent and cause are attached in constructions of different
sizes and therefore can or cannot fit in nominalizations. Other accounts sought
the difference in the type of Voice head available. On the basis of new data from
Hebrew, Ahdout shows that like in Greek, Romanian, and German, the agent
exclusivity effect can be overridden with cause-PPs, therefore casting doubt on
previous analyses. This paper, like the two previous ones, makes clear that at some
level of representation, agents and causes are different. An interesting question
raised here is whether causation can be taken to be a meaning primitive or rather
is read off the structure post-syntactically.
Next, Nash’s paper is concerned with the syntactic and lexical semantic prop-
erties of embedded causees in Georgian. Her central claim is that in neither of
the constructions, the causee is realized as an agent, even if it is an agent in the
simple, unembedded, verb. The paper surveys ways in which the agent argument
is “demoted” when it surfaces as the causee in these causative constructions.
In particular, the paper unveils subtle differences between types of causativized
transitive verbs and provides a novel discussion of causativized unergatives. The
investigation of the syntactic and lexical semantic properties of these constructions
proposes a take on the issue of direct vs. indirect causation by analyzing the
structural and semantic properties of an intervening event participant, between the
causer and the effect. Interestingly, in relation to the main discussion in the previous
three papers, Georgian, at least, does not distinguish between agents and causers at
the structural level.
Returning to psychological predicates, Doron distinguishes between two sub-
classes of verbs, realizing differently the causer component, taken to be an argument,
rather than a relational element. One subclass consists in a two-place relation
between the experiencer argument and the T/SM argument, where the cause
brings about the relation; the other subclass is a one-place property predicate, the
experiencer argument being the subject. In this analysis, the cause argument varies
in its interpretation according to its broader environment. The paper goes on to show
that these two subclasses are not particular or special to the psychological domain;
rather, they pattern like stative physical predicates.
Preface ix
Lastly, Charnavel departs from the other authors in this part in focusing on the
connectives because and since rather than on the lexical properties of verbs. She
proposes that these connectives constitute attitude contexts introducing a judge from
whose perspective the causal relation between the content of the main clause and
that of the adjunct clause is evaluated. The paper argues that the causal judge is
syntactically present. It is shown, on the basis of data collected in experiments, that
the causal judge is introduced as an argument of the connective and is identified
through exhaustive binding by the closest relevant attitude holder in the sentence,
which is either the speaker alone or the speaker together with a relevant animate
event participant. This depends on the site of adjunction of the because and since
phrase, allowing in the first case, but not in the second, an animate event participant
to be the attitude holder controlling the judge.
The closing fifth part contains two papers concerned with Philosophical
Inquiries on Causation by Statham and Kment. Statham’s paper surveys recent
advances in philosophical thinking about causation and causal reasoning, paying
particular attention to those models construing causation reasoning as deviation
from the norm. Similarly to Hitchcock, this paper also considers and evaluates the
structural equation model as a powerful system for representing causal systems.
Considering causal relations through deviation from the norms leads the author
to break from the tradition that bases the metaphysics of causation on insights
from the physical and natural world of laws, independent of human concerns. One
consequence of this is the enrichment of the traditional classification of types of
clausal claims customarily distinguishing type and token claims and taking only
tokens to be deviant, whereas types are always normal. The novel proposal in the
paper is that these categories of claims are orthogonal, and therefore, one can also
encounter deviant types. The paper invites further investigation of the question how
the typological abundance of causal relations made available by the recent models
can inform linguistic research and more generally the issue of sub-types of causal
locutions.
Kment’s paper criticizes the standard view, attributed to Lewis, according to
which, causal relationships are defined by counterfactual dependency. Instead, he
argues that counterfactual dependence provides evidence for causal connections
but does not constitute them. That is, counterfactual reasoning is only useful for
establishing causal claims, and natural laws and past history are needed to establish
a new claim about relationships of (actual token) causation. This paper is in line with
the literature in philosophy and in linguistics, according to which, counterfactual
statements are accounted for by causal relations, since prior knowledge is required
for establishing such claims. In this sense, it elucidates that one is not reducible to
the other.
While this preface provides one way of grouping the papers thematically, various
other ways could be thought of, according to several recurrent topics throughout this
book, regardless of the discipline of each chapter. We will briefly mention some, so
as to propose ideas for other possible inquires across disciplines.
Many discussions in this volume can be read with the fundamental question in
mind of whether and how causality can be reduced to other noncausal terms (Croft
x Preface
& Vigus, Hagmayer & Engelmann, Kment and Rappaport Hovav). Another central
question is whether it is advisable to consider causal pluralism instead of one all-
encompassing causative account for causation (Bellingham et al. and Hagmayer
& Engelmann). As noted earlier, this question can be extended to the syntactic
representation of the causal relations, inquiring whether it is better to assume a
single syntactic structure or multiple ones. Another relevant question that received
different treatments is whether causal relations are different when the effect pertains
to the mental realm and whether, linguistically, such descriptions are grammatically
marked (Alexiadou & Anagnostopoulou, Bellingham et al., Croft & Vigus, and
Doron).
Turning to the lexico-syntactic representations of causal relations, many authors
indirectly deal with the basic question of what categories constitute causative
constructions, in terms of types of arguments implicated in them and their selectors
or introducers. More specifically, under discussion is the question whether, on
the one hand, it is necessary that such constructions denote causal relations, as
some authors consider constructions which do not entail the effect took place,
and on the other hand, whether it is sufficient that such relations are entailed in
order to be analyzed as causative constructions, as is the case with, for example,
concealed causatives, when causation is not marked overtly (Ahdout, Alexiadou &
Anagnostopoulou, Charnavel, Croft & Vigus, Levin, Martin and Nash).
There are also questions across disciplines, which at least at first sight seem
similar, but one is left to wonder how exactly the different types of discussions
should or can interact. We have in mind issues pertaining to the relata in the causal
relations (Bellingham et al., Croft & Vigus, Doron, Hitchcock and Levin) and the
issue of causal selection, and under this category, we also include the restriction
of direct causation in different constructions (Bellingham et al., Hitchcock, Levin,
Rappaport Hovav and Statham).
This is only a sample of topics that one repeatedly encounters when reading the
papers in this volume. In our own chapter (Bar-Asher Siegal & Boneh), we elaborate
more on these themes and reflect on how the contributions of the papers in this
volume are relevant to them.
∗
We are grateful to Orly Shenker for intellectually and materially supporting this
endeavor, in inviting us to inaugurate the linguistic part of the series Jerusalem
Studies in Philosophy and History of Science. We would like to thank Padmapriya
Ulaganathan and Malini Arumugam from Springer for their hard work in bringing
this book to publication.
Finally, with an ache in our hearts, we reserve a special thought to our mentor and
colleague, Edit Doron, who passed away at the end of March 2019, just a few weeks
after submitting her paper for this volume. Her relentless quest for knowledge and
intellectual breadth had an important role in the journey that led to this volume and
will continue to be a source of inspiration.
xiii
xiv Contents
xv
xvi Contributors
E. A. Bar-Asher Siegal
Language, Logic and Cognition Center, The Department of Hebrew Language, Hebrew
University of Jerusalem, Jerusalem, Israel
e-mail: [email protected]
N. Boneh ()
Language, Logic and Cognition Center, The Linguistics Department, Hebrew University of
Jerusalem, Jerusalem, Israel
e-mail: [email protected]
Discussions about the nature of causal relations stood at the heart of philosophical
inquiries since the days of the ancient Greek philosophers, most notably in the work
of Aristotle. Although, for Aristotle causality was not defined as a unitary notion, as
he developed the doctrine of the four causes,1 at least since the days of the British
empiricist David Hume, philosophers attempt to provide a unified account for what
stands behind the attribution of the terms “cause” and “effect” to two things.
For various philosophers, deliberations on the nature of causal relations, is
an attempt to characterize the intuition, broadly described as “the folk theory of
causation”, implicitly entertained by many (inter alia Lewis 2000; Menzies 2009).
Consequently, among the objects of their investigation are linguistic expressions
that seem to underlie these relations. In other words, such philosophers attempt to
provide a conceptual account, in non-causal terms, to all and only cases in which
people have an intuition to assert correctly that: “c is the cause of e” (or other causal
judgments).2 From a linguistic point of view, de facto such inquiries aim to identify
the semantics of such expressions.3
Putting it more broadly, one can identify reciprocal connections between the
discussions on causation in philosophy and in linguistics. Philosophers, on the one
hand, are often interested in the language of causal judgments and occasionally seek
insights from the linguistic literature on certain expressions, and linguists, on the
other hand, often borrow philosophers’ analyses of causation, and assume that the
relevant linguistic expressions denote such concepts. This paper explores various
interfaces between the discussions in the two disciplines, and at the same time
points to significant differences in their objects of investigation, in their methods
and in their goals. Finally, it attempts to observe whether the disciplinary line
is maintained, i.e. whether it might be the case that metaphysical questions are
examined as linguistic ones and vice versa.
Considering first the object of investigation, most philosophers take it to be “the
world” – as causal relations are between entities in the world. The metaphysics of
causation, generally speaking, depicts the structure of the world itself, so that it
will be one that hosts such causal relations (inter alia Hall & Paul 2013). Thus, a
prominent question is what the relata are in a causal relation. Approaches differ
1 Aristotle, in all likelihood, did not provide an account for causality in the sense that causation
was analyzed in the philosophical literature since Hume. For Aristotle causes are whatever answers
the question “why” and therefore his causes are various types of because-answers (see inter alia
Hocutt 1974). For a somewhat parallel approach from recent literature, see Skow (2016).
2 It is sufficient to mention examples from the last decade, such as Schaffer (2013: 49), Skow (2016:
representation and application of a host of causal concepts.” (Anscombe 1981: 93; see also Psillos
2009).
1 Causation: From Metaphysics to Semantics and Back 5
with respect to the kinds of things the relata in causal relations (events, facts, tropes,
attributes etc.) are.4 Another central issue in philosophical accounts of causation,
which has some bearing on various issues that will be discussed in this paper, is
the question whether causation can be reduced to other more basic relations.5 For
some philosophers, each causal judgment has some suitable description in which
it is an instantiation of some lawful regularity (Davidson 1967), or they argue
that an account of causation must determine the logical dependencies between the
participants in such relations, such as e.g. necessity and sufficiency (Mackie 1965),
other types of dependencies such as counterfactuality (Lewis 1973a, b), probability
(Kvart 2004), or by revealing the physical events that stand behind such claims
(Dowe 2000).
In contrast, for linguists, the object of investigation is, for the most part, linguistic
expressions, which we will henceforth refer to as causative constructions (to be
defined below).6 These span overt causative verbs such as cause but also make,
allow, enable, let; connectives such as because (of), from, by, as a result of ; and
change of state verbs such as open, boil, which may or may not include what
are thought to be dedicated causative morphemes, and constructions involving
affected participants. The specific concern in each of these types of constructions
varies: whereas the goal of formulating the truth conditions of connectives and
overt causative verbs is fairly straightforward, pinpointing a presumed causative
component in change of state verbs is less trivial. With respect to these verbs, one
central point is to understand the regularity of derivation between a stative-like
expression and change of state verbs. The aim of such a discussion is to reveal
the role of the causative meaning component in the derivation (Haspelmath 1993;
Haspelmath et al. 2014; Doron 2003; Lundquist et al. 2016 among many others).7,8
4 For Davidson (1969), for example, the individuation of events derives from their participation in
causal relations.
5 See, Woodward (2003) and Carroll (2009) for non-reductionist approaches to causation.
6 Some linguists emphasize that causal expressions are not about actual causation in the world but
rather, about how it is psychologically construed. For example, based on this assumption Levin
and Rappaport Hovav (=LRH) propose a distinction between internal and external causation,
which cannot be accounted for in terms of classical analyses of causation (see inter alia Levin
& Rapaport Hovav 1994, 1995 et seq. and Rappaport Hovav’s contribution to this volume). It
is unclear, however, in a model-based approach to semantics, how the truth values of causative
sentences are determined, according to those who claim that these types of judgments should not
be evaluated against causal relations in the world.
7 In certain languages, in pairs of inchoatives and causatives, the former are marked. These are
cases, known in the literature as anticausatives (see in this book Alexiadou & Anagnostopoulou,
Ahdout, Rappaport Hovav).
8 Linguists’ concerns in causation cover other levels of analyses besides the semantic one. One
central topic, where the relevance of causation became significant is with respect to issues
pertaining to argument realization mostly in dealing with the following two questions: A. Is
causation an or the organizing factor in the grammatical relations of the basic predication (Croft
1991 et seq., see also Croft & Vigus this book)? B. Is it reflected in specific types of the predicates’
arguments: whether there is a thematic role of CAUSER (e.g. Pesetsky 1995; Reinhart 2000; Doron
6 E. A. Bar-Asher Siegal and N. Boneh
Importantly, also within linguistics, the issue of the relata comes up, and views
on their nature diverge a great deal.9 It is not always clear what the criteria are in
linguistics for determining the nature of the relata, and, in fact, different approaches
derive from different motivations: some linguists motivate their choice by referring
to a philosophical conceptual analysis of causation (see Pylkkänen 2008, or the
contribution of Levin this volume). Others, especially those who take individuals to
be part of the causal relation, point to linguistic manifestations of causal judgments,
where more often than not nominal expressions (NPs/DPs) are the participants in
the actual linguistic expressions (see Doron 1999 and this volume; Reinhart 2000,
2002; Neeleman & van de Koot 2012).10 This approach, very often, comes with
a claim that linguistic causative expressions do not correlate with the way causal
relations are perceived from a philosophical perspective.
Crucially, a non-trivial assumption underlying the question of the relata in the
philosophical discussion is the issue of it embodying a binary relation between cause
and effect. Philosophers committed to the framework of the Structural Equation
Model (such as Pearl 2000; Yablo 2004; Woodward 2003 and Hitchcock this
volume) do not take the binary relation to hold metaphysically; Hitchcock goes on
to claim that the binary relation pertains to or stems from linguistically influenced
causal judgments. In the rest of the paper, we will not refer to this framework
directly, since much of the existent linguistic literature does not incorporate insights
stemming form it.11,12
In contrast, within linguistics, various scholars argue that, while conceptually,
causation involves a binary relation, it is not necessary for the linguistic expression
this volume); or whether there is, at the syntactic level, a designated functional head of CAUSE
(see discussions by Ahdout and Alexiadou & Anagnostopoulou this volume).
9 In a superficial way, it is possible to mention the following options:
Cause Effect
Proposition Proposition (Dowty 1979)
Event Event (Pylkkänen 2008)
Individual Proposition (McCawley 1976)
Individual Event (Doron 2003; Neeleman & van de Koot 2012;
Reinhart 2000; Pesetsky 1995)
Individual Individual (Talmy 1976; Croft 1991)
10 Since Dowty (1979), it is acknowledged that there is a discrepancy between the grammatical
realization of the causer as a nominal phrase and the semantic facet. Accordingly, the individual
syntactically realized is seen as part of a causing event (see Croft & Vigus this volume)
11 For recent linguistic work building on this framework consider inter alia Bjorndahl & Snider
(2015), Baglini & Francez (2016), Nadathur & Lauer (2020) and Baglini & Bar-Asher Siegal
(forthcoming).
12 As noted by Hitchcock (this volume), one can identify the inspiration for the SEM approach
already in Mill’s observation that causality is always held between a set of conditions and an effect.
In this respect we will also be engaged in the current paper with this approach in the discussion in
Sect. 1.4 regarding Causal Selection. Another reason for not engaging with this approach is that
it is not a trivial matter what the principles are in constructing the relevant models (see inter alia
Halpern & Pearl 2005a, b; Hall & Paul 2013).
1 Causation: From Metaphysics to Semantics and Back 7
to represent the cause.13 At the same time, issue is taken with cases where there
seem to be more than two parts to the relation.14
With this background in place, this paper critically traces points of interaction
between the two disciplines, focusing on ways in which philosophical ideas were
brought to bear on linguistic work. At the same time, we seek to expand our
understanding of what in the philosophical discussion pertains to the linguistic realm
(in line with Hitchcock’s & Statham’s papers, in this volume).
We will illustrate this type of inquiry by exploring several facets of the inter-
pretative properties of linguistic constructions, some overtly encoding causation
via the verb cause and its kin, or the connective because, others covertly – such
as lexical causative verbs (change of state verbs, and caused activity verbs) or
Affected Participant constructions. In order to have a common denominator for
the discussion, we take linguistic Causative Constructions to be divided into three
parts:15
Using this working definition, we examine the nature of the relation in (1) in
various constructions, by answering the questions that will be laid out in the next
section. It must be emphasized that “cause” (c) and “effect” (e) are used here loosely
in a pre-theoretical manner. Accordingly, the use of the term “causative” or the
division of the components to “cause” and “effect” neither indicates an assumption
that a construction denotes causal relations, nor does it commit to the nature of (c)
and (e). In fact, it is quite the opposite: we will use (c), (e) and D, in an uncommitted
manner, as it is our goal to understand their nature. We would like to examine to
what extent the nature of (c) and (e) is similar to what philosophers think about the
relata of the causal relation, and whether the philosophical accounts for causality
can provide better insights as to the nature of the D in these constructions.
13 Itwas argued that there is a set of intransitive verbs, designated anticausative verbs, that denote
an event affecting its subject, without a syntactic representation of the cause (Alexiadou et al. 2006,
and subsequent work; see also early work by Levin & Rappaport Hovav 1995 for similar ideas).
14 This is particularly relevant for the analysis of psychological predicates and the distinction
between cause and Target/Subject Matter (Pesetsky 1995; Doron this volume, among others); but
also cases where agents and instruments appear together and bring about the effect (these cases are
extensively discussed by Croft 1991, also Croft & Vigus, this volume).
15 Cf. Bellingham et al. in this volume, who also compare between causative constructions. They
In Sect. 1.2, we lay out the questions to be explored in the subsequent sections of
this paper; to anticipate, these questions seek to identify philosophical concepts rel-
evant for the linguistic analysis, the way they should be defined truth conditionally,
and to see whether all causative constructions underlie one and the same causative
concept. In turn, we also explore what in the philosophical metaphysical inquiry
pertains to the linguistic one. In the second part of the section, we provide a general
survey of the various causative constructions to be analyzed in the paper. Then,
in Sects 1.3, 1.4 and 1.5, we move to consider specific interpretative components
of D relating c & e. The focus of Sect. 1.3 is counterfactuality, central to the
philosophical discussion, also prevalent in linguistic treatments. In Sect. 1.4, we
put to the test the question of Causal Selection in linguistic constructions, and
compare how the various linguistic constructions pattern in this respect, observing
that besides counterfactuality, D in each type of construction has different properties
in singling out, or not, The Cause. Sect. 1.5 takes issue with negation, and through
this further examines the semantic properties of D and the relata: whether D is
asserted or not (1.5.1), and whether the relata (c) and (e) can be independently
negated, opening a discussion on whether the relata are event-like or individual-
like (Sects. 1.5.2, 1.5.3 and 1.5.3.1). Finally, Sect. 1.6 applies insights from the
previous sections to an additional causative construction – the Affected Participant
construction, where causation is not overtly encoded by any particular linguistic
material. Sect. 1.7 concludes the discussion.
As we explore the flow of ideas about causation between philosophy and linguistics,
we will focus on the following set of broad questions:
A. Can philosophical accounts of causation be relevant for linguistic analyses of
causal constructions? Taking a semantic point of view, we ask whether such
accounts can be “translated” to truth-conditions examining whether they provide
the accurate truth conditions to these expressions. From a syntactic point of
view, one may ask whether metaphysical accounts should put constraints on
the syntactic analysis of the relevant constructions, for example, by determining
the categorical nature of the relata.
B. Is there one all-encompassing causative meaning component underlying the
diverse linguistic phenomena, regardless of whether the marker of the causal
dependency is overt (e.g. cause, because) or covert (such as in lexical causative
verbs); or should there be different ones for the various constructions, possibly
correlating with the type of linguistic form?
1 Causation: From Metaphysics to Semantics and Back 9
16 Cf. Neeleman & van de Koot (2012) who argue that although this is indeed the conceptual
representation of causal relations, languages do not encode such a relation. It is unclear, however,
how their alternative concept of Crucial Contributing Factor (CCF) can be established without
recourse to some notion of causation. See also Martin (this volume) for the possibility that
languages syntactically represent causal relations in different ways.
17 For Lewis (1979) the temporal asymmetry of causal dependence derives from his counterfactual
Nature, §1.3.14).
10 E. A. Bar-Asher Siegal and N. Boneh
19 Withinthe same line of thought, various philosophers provide accounts for causation that do not
reduce causation to some dependency defined merely by logical relations. Among those there are
production accounts (Hall 2004), which aims to capture the notion of “bringing about” affiliated
with causation, and causal processes which focus on the role of physical processes as those that
define causal relations (Salmon 1997; Dowe 2000).
1 Causation: From Metaphysics to Semantics and Back 11
(2015) attempt to provide a unified analysis of verbs and connectives through force-
dynamic theories.
As noted earlier, one can identify this assumption concerning the unitary analysis
for causal relation as an inheritance from the philosophical tradition. Recently,
however, philosophers proposed various theories of causal pluralism (Hitchcock
2003; Hall 2004; Psillos 2009). Similarly, within cognitive studies, Waldmann &
Hagmayer (2013), inter alia, indicate that people have a pluralistic conception of
causation, and different judgments rely on different types of concept of causal
relations. Traces of this tendency can be observed also in recent linguistic studies.
Copley & Wolff (2014) suggest that different types of causative constructions should
be analyzed in light of different approaches to causation (e.g. causal connectives
are best captured as a dependency, whereas the semantics of causal verbs is best
captured in the framework of production based theories). Similarly, Lauer (2010),
Martin (2018), Bar-Asher Siegal & Boneh (2019) and Nadathur & Lauer (2020)
argue that the semantic content of D is different in various constructions, tracing
whether the main verb encodes a necessary and/or a sufficient condition.
Finally, we wish to conclude this section with an example for how philosophical
analyses can fruitfully inform linguistic ones. We, pre-theoretically, characterized
causative constructions by the D that stands between (c) and (e). However, linguists
do not always distinguish between causation and other types of dependencies,
such as grounding,20 logical dependence, teleology21 or reasoning, which are
kept distinct in philosophy. Nevertheless, several studies did point out that not
all causative constructions are dedicated to the expression of just and only causal
relations. For example, connectives as well as the verb cause give rise to situations
where temporal precedence and counterfactuality do not simultaneously hold with
dependency:22
20 For an introduction of the notion of grounding see Correia & Schneider (2012). Schaffer (2016:
96) lists the following differences between causation and grounding:
• causation can be non-deterministic, grounding must be deterministic;
• causation can only connect distinct (grounding-disconnected) portions of reality; and
• causation can be non-well-founded, grounding must be well-founded.
21 In discussions on the philosophy of action, for various philosophers, such as Davidson (1963, and
more broadly in 1980), teleological explanations are themselves analyzable as causal explanations.
Others, such as Taylor (1964), argue that they should be analyzed in non-causal terms.
22 Another use of because is when it is used to indicate the source of the speaker’s knowledge, as
in sentences like They are getting married, because I saw an engagement ring on her finger. We
wish to thank Larry Horn for mentioning this type of because; we do not refer to such cases as they
may involve a different kind of causal relations. Cf. Charnavel (this volume and related work) on
similar uses of since.
12 E. A. Bar-Asher Siegal and N. Boneh
Under this category fall verbs such as cause, make, enable, allow, let, that seemingly
express causal relations, where the subject is the cause and the complement of the
verb is the effect.
1 Causation: From Metaphysics to Semantics and Back 13
1.2.2.2 Connectives
Connectives are conjunctions such as because, since, for; and prepositions such
as because (of), from-PPs, by-PPs. Some of them come as complex nominal
expressions, such as as a result of, out of, added as adjuncts introducing the cause
to a main clause, expressing the effect. Whereas the latter two introduce a nominal
expression, because and since can also connect two clauses. These elements have
been studied from various perspectives (inter alia Alexiadou et al. 2006; Charnavel
23 According to Wolff (2003), ENABLE is associated with the tendency of the patient for the result
and with lack of opposition between the effector and the patient, while this tendency is absent in
the case of CAUSE, as there is an inherent opposition between the effector and the patient. Such
a dichotomy must assume that these two verbs are in a complementary distribution, and therefore
cannot describe the same state-of-affairs. However, it seems to be the case that often the distinction
is merely with respect to the way speakers favor the result. Thus, one can imagine the following two
sentences describing the same situation, (i) by supporter of the strike and (ii) by its opponent:
(i) The decision of the party enabled the strike.
(ii) The decision of the party caused the strike.
14 E. A. Bar-Asher Siegal and N. Boneh
2018 et seq. and this volume; Copley et al. 2015; Degand 2000; Johnston 1994;
Kadmon & Landman 1993: 389–398; Maienborn & Hertfelder 2015, 2017; Solstad
2010; Sweetser 1990).
(6) a. Maria is tired from the trip. ⇒ Maria is tired because of the trip.
b. Maria is tired because of the trip. Maria is tired from the trip.
24 It
is worth noting that Aristotle’s so-called four causes belong to various notions of reasoning
and explanation, and it has been noted that in fact he spoke about four becauses (see Vlastos 1969:
293ff.)
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