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Transfer of Shares Held Under Suspended ISIN

The document is a Corporate Action Information Form for transferring shares held under a suspended ISIN. It outlines the necessary details for the transfer, including account information for both the transferor and transferee, and confirms compliance with SEBI regulations. Additional notes specify required documentation and fees for processing the transfer through the National Securities Depository Limited (NSDL).

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17 views2 pages

Transfer of Shares Held Under Suspended ISIN

The document is a Corporate Action Information Form for transferring shares held under a suspended ISIN. It outlines the necessary details for the transfer, including account information for both the transferor and transferee, and confirms compliance with SEBI regulations. Additional notes specify required documentation and fees for processing the transfer through the National Securities Depository Limited (NSDL).

Uploaded by

Kritika
Copyright
© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as DOC, PDF, TXT or read online on Scribd
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CORPORATE ACTION INFORMATION FORM

(For transfer of securities held under suspended ISIN)

Ref. No. : ________________________ Date : ______________

National Securities Depository Limited


3rd – 7th Floor, Naman Chambers,
Plot C32, G – Block,
Bandra Kurla Complex, Bandra (E).
Mumbai – 400051.

We wish to execute a corporate action to facilitate transfer of shares held by our


shareholder in the depository system, since the ISIN for equity shares of our company is
suspended to prevent transfers. We confirm that although the ISIN is suspended this
transfer can be effected. The details of the corporate action for transfer of securities held
under suspended ISIN as provided by the Depository Participant are as follows:
ISIN
Security Description
Reason for ISIN Suspension

Transferor's Account Details (Debit)


DP Id
Client Id
Client Name
Number of Securities

Transferee's Account Details (Credit)


DP Id
Client Id
Client Name
Number of Securities

I, __________________ (person name), ______________________ (designation) of


________________________________ (issuer name) state and confirm that the issuer
has obtained all the necessary approvals for the aforesaid transfer of shares and the
aforesaid transfer is in compliance with the relevant SEBI Regulations as may be
applicable.

Signature :

1
Notes:

1. Enclose a copy of the Delivery Instruction Slip duly filled-in by the transferor and
submitted to the Depository Participant (DP) and a request from the DP to effect the
transfer. The signatures of the transferor must be verified and attested by the DP
specifying the name and designation of the employee verifying the signatures.

2. Enclose a letter from the transferee confirming the transfer of shares. The
signatures of the transferee must be verified and attested by the DP specifying
the name and designation of the employee verifying the signatures.

3. Ensure that the above details reach NSDL at least three days before execution of the
corporate action.

4. The form should be signed by the Company Secretary or Managing Director.

5. Demand Draft / Cheque payable at Mumbai towards fee @ Rs.10/- per record subject
to minimum of Rs.1000/- plus GST at 18% (e.g. minimum fee including service tax is
Rs.1180/) should be submitted to NSDL.

6. For execution of corporate action, you will have to advise your R & T Agent /
Registry Division.

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