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De Gruyter Graduate
Celine Carstensen
Benjamin Fine
Gerhard Rosenberger
Abstract Algebra
Applications to Galois Theory,
Algebraic Geometry and Cryptography
De Gruyter
Mathematics Subject Classification 2010: Primary: 12-01, 13-01, 16-01, 20-01; Secondary: 01-01,
08-01, 11-01, 14-01, 94-01.
This book is Volume 11 of the Sigma Series in Pure Mathematics, Heldermann Verlag.
ISBN 978-3-11-025008-4
e-ISBN 978-3-11-025009-1
Carstensen, Celine.
Abstract algebra : applications to Galois theory, algebraic geo-
metry, and cryptography / by Celine Carstensen, Benjamin Fine,
and Gerhard Rosenberger.
p. cm. ⫺ (Sigma series in pure mathematics ; 11)
Includes bibliographical references and index.
ISBN 978-3-11-025008-4 (alk. paper)
1. Algebra, Abstract. 2. Galois theory. 3. Geometry, Algebraic.
4. Crytography. I. Fine, Benjamin, 1948⫺ II. Rosenberger, Ger-
hard. III. Title.
QA162.C375 2011
5151.02⫺dc22
2010038153
Traditionally, mathematics has been separated into three main areas; algebra, analysis
and geometry. Of course there is a great deal of overlap between these areas. For
example, topology, which is geometric in nature, owes its origins and problems as
much to analysis as to geometry. Further the basic techniques in studying topology
are predominantly algebraic. In general, algebraic methods and symbolism pervade
all of mathematics and it is essential for anyone learning any advanced mathematics
to be familiar with the concepts and methods in abstract algebra.
This is an introductory text on abstract algebra. It grew out of courses given to
advanced undergraduates and beginning graduate students in the United States and
to mathematics students and teachers in Germany. We assume that the students are
familiar with Calculus and with some linear algebra, primarily matrix algebra and the
basic concepts of vector spaces, bases and dimensions. All other necessary material
is introduced and explained in the book. We assume however that the students have
some, but not a great deal, of mathematical sophistication. Our experience is that the
material in this can be completed in a full years course. We presented the material
sequentially so that polynomials and field extensions preceded an in depth look at
group theory. We feel that a student who goes through the material in these notes will
attain a solid background in abstract algebra and be able to move on to more advanced
topics.
The centerpiece of these notes is the development of Galois theory and its important
applications, especially the insolvability of the quintic. After introducing the basic al-
gebraic structures, groups, rings and fields, we begin the theory of polynomials and
polynomial equations over fields. We then develop the main ideas of field extensions
and adjoining elements to fields. After this we present the necessary material from
group theory needed to complete both the insolvability of the quintic and solvability
by radicals in general. Hence the middle part of the book, Chapters 9 through 14 are
concerned with group theory including permutation groups, solvable groups, abelian
groups and group actions. Chapter 14 is somewhat off to the side of the main theme
of the book. Here we give a brief introduction to free groups, group presentations
and combinatorial group theory. With the group theory material in hand we return
to Galois theory and study general normal and separable extensions and the funda-
mental theorem of Galois theory. Using this we present several major applications
of the theory including solvability by radicals and the insolvability of the quintic, the
fundamental theorem of algebra, the construction of regular n-gons and the famous
impossibilities; squaring the circling, doubling the cube and trisecting an angle. We
vi Preface
Preface v
5 Field Extensions 66
5.1 Extension Fields and Finite Extensions . . . . . . . . . . . . . . . . . 66
5.2 Finite and Algebraic Extensions . . . . . . . . . . . . . . . . . . . . 69
5.3 Minimal Polynomials and Simple Extensions . . . . . . . . . . . . . 70
5.4 Algebraic Closures . . . . . . . . . . . . . . . . . . . . . . . . . . . 74
5.5 Algebraic and Transcendental Numbers . . . . . . . . . . . . . . . . 75
5.6 Exercises . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 78
Bibliography 359
Index 363
Chapter 1
Groups, Rings and Fields
this and showed that such a formula is impossible for any degree five or greater. In
proving this he laid the groundwork for much of the development of modern abstract
algebra especially field theory and finite group theory. Earlier, in 1800, Gauss proved
the fundamental theorem of algebra which says that any nonconstant complex poly-
nomial equation must have a solution. One of the goals of this book is to present a
comprehensive treatment of Galois theory and a proof of the results mentioned above.
The locus of real points .x; y/ which satisfy a polynomial equation f .x; y/ D 0 is
called an algebraic plane curve. Algebraic geometry deals with the study of algebraic
plane curves and extensions to loci in a higher number of variables. Algebraic geom-
etry is intricately tied to abstract algebra and especially commutative algebra. We will
touch on this in the book also.
Finally linear algebra, although a part of abstract algebra, arose in a somewhat
different context. Historically it grew out of the study of solution sets of systems of
linear equations and the study of the geometry of real n-dimensional spaces. It began
to be developed formally in the early 1800s with work of Jordan and Gauss and then
later in the century by Cayley, Hamilton and Sylvester.
1.2 Rings
The primary motivating examples for algebraic structures are the basic number sys-
tems; the integers Z, the rational numbers Q, the real numbers R and the complex
numbers C. Each of these has two basic operations, addition and multiplication and
form what is called a ring. We formally define this.
Definition 1.2.1. A ring is a set R with two binary operations defined on it, addition,
denoted by C, and multiplication, denoted by , or just by juxtaposition, satisfying
the following six axioms:
(1) Addition is commutative: a C b D b C a for each pair a; b in R.
(3) There exists an additive identity, denoted by 0, such that a C 0 D a for each
a 2 R.
(4) For each a 2 R there exists an additive inverse, denoted by a, such that a C
.a/ D 0.
If in addition
(7) Multiplication is commutative: ab D ba for each pair a; b in R.
then R is a commutative ring.
Further if
(8) There exists a multiplicative identity denoted by 1 such that a 1 D a and 1 a D
a for each a in R.
then R is a ring with identity.
If R satisfies (1) through (8) then R is a commutative ring with an identity.
A set G with one operation, C, on it satisfying axioms (1) through (4) is called an
abelian group. We will discuss these further later in the chapter.
The numbers systems Z; Q; R; C are all commutative rings with identity.
A ring R with only one element is called trivial. A ring R with identity is trivial if
and only if 0 D 1.
A finite ring is a ring R with only finitely many elements in it. Otherwise R is
an infinite ring. Z; Q; R; C are all infinite rings. Examples of finite rings are given
by the integers modulo n, Zn , with n > 1. The ring Zn consists of the elements
0; 1; 2; : : : ; n1 with addition and multiplication done modulo n. That is, for example
4 3 D 12 D 2 modulo 5. Hence in Z5 we have 4 3 D 2. The rings Zn are all finite
commutative rings with identity.
To give examples of rings without an identity consider the set nZ D ¹nz W z 2
Zº consisting of all multiples of the fixed integer n. It is an easy verification (see
exercises) that this forms a ring under the same addition and multiplication as in Z
but that there is no identity for multiplication. Hence for each n 2 Z with n > 1 we
get an infinite commutative ring without an identity.
To obtain examples of noncommutative rings we consider matrices. Let M2 .Z/ be
the set of 2 2 matrices with integral entries. Addition of matrices is done compo-
nentwise, that is
a1 b1 a2 b2 a1 C a2 b1 C b2
C D
c1 d1 c2 d2 c1 C c2 d1 C d2
Then again it is an easy verification (see exercises) that M2 .Z/ forms a ring. Fur-
ther since matrix multiplication is noncommutative this forms a noncommutative ring.
However the identity matrix does form a multiplicative identity for it. M2 .nZ/ with
n > 1 provides an example of an infinite noncommutative ring without an identity.
Finally M2 .Zn / for n > 1 will give an example of a finite noncommutative ring.
4 Chapter 1 Groups, Rings and Fields
Hence Z; Q; R; C are all integral domains but from the example above Z6 is not.
In general we have the following.
Proof. First of all notice that under multiplication modulo n an element m is 0 if and
only if n divides m. We will make this precise shortly. Recall further Euclid’s lemma
which says that if a prime p divides a product ab then p divides a or p divides b.
Now suppose that n is a prime and ab D 0 in Zn . Then n divides ab. From Euclid’s
lemma it follows that n divides a or n divides b. In the first case a D 0 in Zn while
in the second b D 0 in Zn . It follows that there are no zero divisors in Zn and since
Zn is a commutative ring with an identity it is an integral domain.
Conversely suppose Zn is an integral domain. Suppose that n is not prime. Then
n D ab with 1 < a < n, 1 < b < n. It follows that ab D 0 in Zn with neither a nor
b being zero. Therefore they are zero divisors which is a contradiction. Hence n must
be prime.
In Q every nonzero element has a multiplicative inverse. This is not true in Z where
only the elements 1; 1 have multiplicative inverses within Z.
Definition 1.3.3. A unit in a ring R with identity is an element a which has a multi-
plicative inverse, that is an element b such that ab D ba D 1. If a is a unit in R we
denote its inverse by a1 .
Hence every nonzero element of Q and of R and of C is a unit but in Z the only
units are ˙1. In M2 .R/ the units are precisely those matrices that have nonzero deter-
minant while in M2 .Z/ the units are those integral matrices that have determinant ˙1.
The rationals Q, the reals R and the complexes C are all fields. If we relax the com-
mutativity requirement and just require that in the ring R with identity each nonzero
element is a unit then we get a skew field or division ring.
Section 1.3 Integral Domains and Fields 5
Proof. Since a field F is already a commutative ring with an identity we must only
show that there are no zero divisors in F .
Suppose that ab D 0 with a ¤ 0. Since F is a field and a is nonzero it has an
inverse a1 . Hence
Recall that Zn was an integral domain only when n was a prime. This turns out to
also be necessary and sufficient for Zn to be a field.
Proof. First suppose that Zn is a field. Then from Lemma 1.3.5 it is an integral
domain, so from Theorem 1.3.2 n must be a prime.
Conversely suppose that n is a prime. We must show that Zn is a field. Since we
already know that Zn is an integral domain we must only show that each nonzero
element of Zn is a unit. Here we need some elementary facts from number theory. If
a; b are integers we use the notation ajb to indicate that a divides b.
Recall that given nonzero integers a; b their greatest common divisor or GCD d > 0
is a positive integer which is a common divisor, that is d ja and d jb, and if d1 is any
other common divisor then d1 jd . We denote the greatest common divisor of a; b by
either gcd.a; b/ or .a; b/. It can be proved that given nonzero integers a; b their GCD
exists, is unique and can be characterized as the least positive linear combination of
a and b. If the GCD of a and b is 1 then we say that a and b are relatively prime or
coprime. This is equivalent to being able to express 1 as a linear combination of a
and b.
Now let a 2 Zn with n prime and a ¤ 0. Since a ¤ 0 we have that n does not
divide a. Since n is prime it follows that a and n must be relatively prime, .a; n/ D 1.
From the number theoretic remarks above we then have that there exist x; y with
ax C ny D 1:
ax D 1:
6 Chapter 1 Groups, Rings and Fields
The theorem above is actually a special case of a more general result from which
Theorem 1.3.6 could also be obtained.
Proof. Let F be a finite integral domain. We must show that F is a field. It is clearly
sufficient to show that each nonzero element of F is a unit. Let
¹0; 1; r1 ; : : : ; rn º
be the elements of F . Let ri be a fixed nonzero element and multiply each element of
F by ri on the left. Now
if ri rj D ri rk then ri .rj rk / D 0:
R D ¹0; 1; r1 ; : : : ; rn º D ri R D ¹0; ri ; ri r1 ; : : : ; ri rn º:
Hence the identity element 1 must be in the right-hand list, that is there is an rj such
that ri rj D 1. Therefore ri has a multiplicative inverse and is hence a unit. Therefore
F is a field.
Example 1.4.3. Show that if n > 1 the set nZ is a subring of Z. Here clearly nZ is
nonempty. Suppose a D nz1 ; b D nz2 are two element of nZ. Then
Therefore nZ is a subring.
Example 1.4.4. Show that the set of real numbers of the form
p
S D ¹u C v 2 W u; v 2 Qº
p R.
is a subring of p p
Here 1 C 2 2 S , so S is nonempty. Suppose a D u1 C v1 2, b D u2 C v2 2
are two element of S. Then
p p p
a C b D .u1 C v1 2/ C .u2 C v2 2/ D u1 C u2 C .v1 C v2 / 2 2 S
p p p
a b D .u1 C v1 2/ .u2 C v2 2/ D u1 u2 C .v1 v2 / 2 2 S
p p p
a b D .u1 C v1 2/ .u2 C v2 2/ D .u1 u2 C 2v1 v2 / C .u1 v2 C v1 u2 / 2 2 S:
Therefore S is a subring.
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