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Neuromethods
Series Editor
Wolfgang Walz
University of Saskatchewan
Saskatoon, SK, Canada
Edited by
Todd D. Gould
University of Maryland School of Medicine, Department of Psychiatry, Baltimore, USA
Editor
Todd D. Gould
University of Maryland
School of Medicine
Department of Psychiatry
Baltimore, Maryland, USA
[email protected]
Under the guidance of its founders Alan Boulton and Glen Baker, the Neuromethods series
by Humana Press has been very successful since the first volume appeared in 1985. In about
17 years, 37 volumes have been published. In 2006, Springer Science + Business Media
made a renewed commitment to this series. The new program will focus on methods that
are either unique to the nervous system and excitable cells or which need special consider-
ation to be applied to the neurosciences. The program will strike a balance between recent
and exciting developments like those concerning new animal models of disease, imaging,
in vivo methods, and more established techniques. These include immunocytochemistry
and electrophysiological technologies. New trainees in neurosciences still need a sound
footing in these older methods in order to apply a critical approach to their results. The
careful application of methods is probably the most important step in the process of scien-
tific inquiry. In the past, new methodologies led the way in developing new disciplines in
the biological and medical sciences. For example, Physiology emerged out of Anatomy in
the nineteenth century by harnessing new methods based on the newly discovered phe-
nomenon of electricity. Nowadays, the relationships between disciplines and methods are
more complex. Methods are now widely shared between disciplines and research areas.
New developments in electronic publishing also make it possible for scientists to download
chapters or protocols selectively within a very short time of encountering them. This new
approach has been taken into account in the design of individual volumes and chapters in
this series.
Wolfgang Walz
v
Preface
Preclinical research related to mood and anxiety disorders relies extensively upon mouse
behavioral tests and models. The use of these approaches continues to increase as a greater
number of underlying susceptibility genes are discovered, new targets for medications are
identified, and clinical studies reveal novel neurobiological risk factors.
The rationale for this second volume is straightforward: to include tests that were not
covered in the first volume. This book is meant, therefore, as a complement to Volume I.
Together, the two volumes offer a comprehensive resource for the behavioral approaches
that are valuable for the characterization of mood and anxiety disorder-related behaviors in
mice, and that are utilized in the development of medications that are effective in their
treatment. The contributing authors are world-renowned scientists with broad experiences
in the development and application of mouse behavioral tasks. Each chapter provides a brief
background and review of the test or model as well as a complete and up-to-date protocol
narrative.
The chapters are primarily intended as a resource for scientists actively pursuing or inter-
ested in establishing behavioral protocols in their laboratories and who have prior experience
with studying rodent behavior. However, it will also serve as a reference for those scientists
and practitioners who seek to better understand the behavioral methods used in preclinical
mood and anxiety research. Though the chapters provide an important resource for refer-
ence material and detailed methods, there are a number of subtleties in mouse husbandry,
handling, and testing procedures that cannot be acquired solely from following a book. It is
therefore strongly encouraged that those with limited experience with rodent behavior seek
collaboration with an experienced behavioral neuroscientist to lend a hand in addressing
experimental and analysis issues that will, without a doubt, arise.
vii
Contents
Preface . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . vii
Contributors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . xi
ix
x Contents
Index . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 375
Contributors
xi
xii Contributors
Damon T. Page • Department of Brain and Cognitive Sciences and Picower Institute
for Learning and Memory, Massachusetts Institute of Technology, Cambridge, MA,
USA; Department of Neuroscience, The Scripps Research Institute, Jupiter, FL, USA
Jin Ho Park • Department of Psychology, University of Massachusetts, Boston, MA, USA
Valerie Piet • Department of Cell Biology and Anatomy, Louisiana State University
Health Sciences Center, New Orleans, LA, USA
Kerry J. Ressler • Department of Psychiatry and Behavioral Sciences,
Center for Behavioral Neuroscience, Yerkes National Primate Research Center,
Emory University, Atlanta, GA, USA
Kathryn Rhymes • Department of Pharmacology and Neuroscience Program,
Tulane University Medical School, New Orleans, LA, USA
Michelle Roche • Department of Physiology, School of Medicine, National University
of Ireland, Galway, Ireland
Benjamin Adam Samuels • Departments of Psychiatry and Neuroscience,
New York State Psychiatric Institute, Columbia University, New York, NY, USA
Larry D. Sanford • Department of Pathology and Anatomy, Sleep Research
Laboratory, Eastern Virginia Medical School, Norfolk, VA, USA
Adam Stewart • Department of Pharmacology and Neuroscience Program,
Tulane University Medical School, New Orleans, LA, USA
Oliver Stiedl • Center for Neurogenomics and Cognitive Research,
VU University Amsterdam, Amsterdam, The Netherlands
Astrid K. Stoker • Department of Psychiatry, School of Medicine,
University of California San Diego, La Jolla, CA, USA; Department of
Psychopharmacology, Utrecht Institute for Pharmaceutical Sciences,
Utrecht University, Utrecht, The Netherlands
Jane R. Taylor • Division of Molecular Psychiatry, Departments of Psychiatry
and Psychology, Interdepartmental Neuroscience Program, Yale University,
New Haven, CT, USA
Eli Utterback • Department of Pharmacology and Neuroscience Program,
Tulane University Medical School, New Orleans, LA, USA
Alicia A. Walf • Department of Life Sciences, The University at Albany, SUNY,
Albany, NY, USA
Laurie L. Wellman • Department of Pathology and Anatomy,
Sleep Research Laboratory, Eastern Virginia Medical School, Norfolk, VA, USA
Jeffrey M. Witkin • Psychiatric Drug Discovery, Neuroscience Discovery Research,
Lilly Research Laboratories, Eli Lilly and Company, Indianapolis, IN, USA
Nadine Wu • Department of Pharmacology and Neuroscience Program,
Tulane University Medical School, New Orleans, LA, USA
Linghui Yang • Department of Pathology and Anatomy, Sleep Research Laboratory,
Eastern Virginia Medical School, Norfolk, VA, USA
Jared W. Young • Department of Psychiatry, University of California San Diego,
La Jolla, CA, USA
Joseph Zohar • The Chaim Sheba Medical Center, Sackler Medical School,
Tel-Aviv University, Tel Hashomer, Israel
Chapter 1
Abstract
Understanding behavioral regulation can further progress by developing new approaches that allow
refinement of behavioral phenotypes. The current availability of several thousand different mutant mice
and of human candidate genes for emotional (affective) disorders challenges behavioral neuroscientists to
extend their views and methodologies to dissect complex behaviors into behavioral phenotypes and sub-
sequently to define gene–behavioral phenotype relationships. Here, we put forward multiday automated
behavioral and physiological observations in carefully designed environments to assess evolutionary con-
served behavioral strategies in mice. This offers the opportunity to design experimental setups that allow
the animals themselves to regulate their own behavior, using representations of continuous kinematic
variables, studying the dynamics of behavior (change across time or change across activity); i.e., growth or
decay processes of behavior and concomitant physiological adjustments such as heart rate. The measures
characterizing these processes should have discriminative power (across strains or treatments) and be rep-
licable (across laboratories). Furthermore, cross species genetic studies for these neurobehavioral and
physiological traits may provide a novel way toward identifying neurobiological mechanisms underlying
core features of complex psychiatric disorders.
Key words: Genetics, Physiology, Replicability, Exploration, Psychiatry, Conditioned fear, Heart rate,
Sequences of repeated motion, Dynamics of behavior, Behavioral growth, Arousal
1. Introduction
Todd D. Gould (ed.), Mood and Anxiety Related Phenotypes in Mice: Characterization Using Behavioral Tests, Volume II,
Neuromethods, vol. 63, DOI 10.1007/978-1-61779-313-4_1, © Springer Science+Business Media, LLC 2011
1
2 M.J. Kas et al.
1.3. Dissection of Studies in the field of biological rhythms have revealed that behav-
Behavioral Phenotypes ioral observations during several consecutive days or weeks in the
home cage of an animal allow reliable assessment of stable behav-
ioral circadian rhythms that are highly sensitive to environmental
signals, such as light and human interference (16, 17). Because
behavioral observations during several days can also dissociate
novelty-induced and baseline behaviors at different phases of the
light–dark cycle, behavioral monitoring in the home cage will sig-
nificantly contribute to the refinement of behavioral phenotypes.
In addition, by carefully designing a home cage environment, with
or without additionally attached compartments or arenas that
addresses different behavioral characteristics of interest, complex
behaviors can be further dissected into behavioral phenotypes with
minimum human interference. In this chapter, we would like to
view recent developments in the fields of behavioral neuroscience
4 M.J. Kas et al.
that uses the home cage and attached compartments as a basis for
the assessment of behavioral exploration strategies in mice.
Integration of longitudinal automated behavioral measures with
physiological measures allows further refinement of these neurobe-
havioral traits. Furthermore, we provide an example on how inter-
species trait genetics using home cage behavioral assessment in
mice offers a basis for identifying novel neurobiological mecha-
nisms underlying anxiety and mood disorders.
2. New Method
Developments
In this chapter we introduce setups used in our own work, which
attempt to separate state from trait anxiety by using side-by-side
the home cage environment for long-term observation that might
be more appropriate for longitudinal studies of trait, and environ-
ments attached to the home cage, which are most appropriate for
the study of how mice manage deliberately novel input, but can
also serve for long-term studies. In addition, we complement the
type of information provided by the common assays and models
with a large set of novel mouse-centered kinematic variables which
imply active management of perceptual input. We suggest three
requirements that should guide us in improving our choice of
behavioral measures: measure kinematic variables that appear to be
actively managed by the animal; demonstrate the discriminative
power of these measures between strains and preparations; and
demonstrate the replicability of these measures across laboratories
(18–20). In what follows we briefly demonstrate what we do to
fulfill these three requirements.
2.1. Segmenting One way to obtain a view on the functional organization of explor-
Behavior into Animal- atory behavior is to examine it in situations involving behavioral
Centered Sequences growth. To study and quantify this growth, we connect the mouse’s
of Repeated home cage through a doorway to a large circular arena for an
Approach-and-Avoid extended period of time, and allow the mouse to explore the arena
Motions at a self-regulated rate (Dimensionality Emergence assay, or DIEM
assay; see (21)). In this setup the familiarity of the mouse with the
environment increases gradually, allowing a correspondingly grad-
ual, stretched out growth of behavior. This process exposes the
elementary building blocks of behavior as they are progressively
added to the animal’s repertoire. The moment-to-moment devel-
opmental dynamics of exploratory behavior discloses its presumed
function: a systematic active management of perceptual input
acquired during the exploration of a novel environment, and active
management of the arousal associated with the acquisition of that
novel input (20, 21).
1 Longitudinal Assessment of Deliberate Mouse Behavior in the Home Cage… 5
2.2. Management of A session of free exploration commences with peeping, where the
Perceptual Input as mouse crosses the doorway into the arena, always leaving part of its
Indicated by Buildup body behind the doorway, and retreats back. The Peep and Hide
in Extent in Sequences sequence is followed by a Cross and Retreat sequence, Circle in
of Borderline Place, and Entry Head On, before commencing with the Borderline
Roundtrips Roundtrip Motion sequence, which, in the BALB/c mice, com-
mences strictly near and along the wall until the exhaustion of the
borderline dimension (Fig. 2). The reference area near the door-
way that we term garden is defined algorithmically by plotting a
density of cumulative dwell time across the entire arena. This plot
highlights a two-dimensional Gaussian located by the doorway,
whose boundary defines the “garden” (21).
As illustrated in Fig. 1, Borderline movement builds up in
maximal angular distance from home almost monotonically from
one roundtrip to the next. This increase in borderline roundtrip
amplitude is joined next by the option not to return all of the way
into the home cage, as expressed by the emergence and subsequent
proliferation of Cage skips and Home-related shuttles (blue dots in
Figs. 1 and 2). The simple Borderline Roundtrips turn in this way
into complex ones including one to several home-related shuttles.
The buildup in the Borderline roundtrips in the other direction,
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