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EDITORIAL BOARD
Dr. Mibel Aguilar (Monash University, Australia)
Dr. Angelina Angelova (Universite de Paris-Sud, France)
Dr. Paul A. Beales (University of Leeds, United Kingdom)
Dr. Habil. Rumiana Dimova (Max Planck Institute of Colloids and Interfaces, Germany)
Dr. Yuru Deng (Changzhou University, China)
Prof. Dr. Nir Gov (The Weizmann Institute of Science, Israel)
Prof. Dr. Wojciech Góźdź (Institute of Physical Chemistry Polish Academy
of Sciences, Poland)
Prof. Dr. Thomas Heimburg (Niels Bohr Institute, University of Copenhagen, Denmark)
Prof. Dr. Tibor Hianik (Comenius University, Slovakia)
Dr. Chandrashekhar V. Kulkarni (Centre for Materials Science, University of Central
Lancashire, Preston, United Kingdom)
Prof. Dr. Angelica Leitmannova Liu (USA)
Dr. Ilya Levental (University of Texas, USA)
Prof. Dr. Reinhard Lipowsky (MPI of Colloids and Interfaces, Potsdam, Germany)
Prof. Dr. Sylvio May (North Dakota State University, USA)
Prof. Dr. Philippe Meleard (Ecole Nationale Superieure de Chimie de Rennes, France)
Prof. Dr. Yoshinori Muto (Gifu, Japan)
V. A. Raghunathan (Raman Research Institute, India)
Dr. Amin Sadeghpour (University of Leeds, United Kingdom)
Prof. Kazutami Sakamoto (Chiba Institute of Science, Japan)
Prof. Dr. Bernhard Schuster (University of Natural Resources and Life Sciences, Vienna)
Prof. Dr. P.B. Sunil Kumar (Indian Institute of Technology Madras, India)
Prof. Dr. Mathias Winterhalter (Jacobs University Bremen, Germany)
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Notices
Knowledge and best practice in this field are constantly changing. As new research and
experience broaden our understanding, changes in research methods, professional practices,
or medical treatment may become necessary.
Practitioners and researchers must always rely on their own experience and knowledge in
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products, instructions, or ideas contained in the material herein.
ISBN: 978-0-12-812080-4
ISSN: 2451-9634
M.-I. Aguilar
Monash University, Clayton, VIC, Australia
B. Burja
University Medical Centre Ljubljana, Ljubljana, Slovenia
Z. Capáková
Centre of Polymer Systems, Tomas Bata University in Zlin, Zlin, Czech Republic
S. Cučnik
University Medical Centre Ljubljana; Faculty of Pharmacy, University of Ljubljana,
Ljubljana, Slovenia
C.E. Conn
School of Science, College of Science, Engineering and Health, RMIT University,
Melbourne, VIC, Australia
C.J. Drummond
School of Science, College of Science, Engineering and Health, RMIT University,
Melbourne, VIC, Australia
A. Flašker
Chemical Institute, Ljubljana, Slovenia
J.F. Hancock
McGovern Medical School, University of Texas Health Science Center, Houston, TX,
United States
P. Humpolı́ček
Centre of Polymer Systems, Tomas Bata University in Zlin, Zlin, Czech Republic
A. Iglič
Laboratory of Biophysics, Faculty of Electrical Engineering, University of Ljubljana,
Ljubljana, Slovenia
I. Junkar
Josef Stefan Institute, Ljubljana, Slovenia
M. Kulkarni
Laboratory of Biophysics, Faculty of Electrical Engineering, University of Ljubljana,
Ljubljana, Slovenia
T.-H. Lee
Monash University, Clayton, VIC, Australia
A. Mazare
Chair of Surface Science and Corrosion, University of Erlangen–Nuremberg, Erlangen,
Germany
ix
x Contributors
T.G. Meikle
School of Chemistry, Bio21 Institute, University of Melbourne, Melbourne, VIC, Australia
M. Mozetič
Josef Stefan Institute, Ljubljana, Slovenia
K. Mrak-Poljšak
University Medical Centre Ljubljana, Ljubljana, Slovenia
M. Rappolt
School of Food Science and Nutrition, University of Leeds, Leeds, United Kingdom
A. Sadeghpour
School of Food Science and Nutrition, University of Leeds, Leeds, United Kingdom
P.B. Santhosh
Indian Institute of Technology, Chennai, India
D. Sanver
School of Food Science and Nutrition, University of Leeds, Leeds, United Kingdom
P. Schmuki
Chair of Surface Science and Corrosion, University of Erlangen–Nuremberg, Erlangen,
Germany
F. Separovic
School of Chemistry, Bio21 Institute, University of Melbourne, Melbourne, VIC, Australia
S. Sodin-Semrl
University Medical Centre Ljubljana, Ljubljana; Faculty of Mathematics, Natural Science
and Information Technologies, University of Primorska, Koper, Slovenia
S. Sudhakar
Centre for Biotechnology, Anna University, Chennai, India
M. Tomšič
University Medical Centre Ljubljana; Faculty of Medicine, University of Ljubljana,
Ljubljana, Slovenia
Y. Zhou
McGovern Medical School, University of Texas Health Science Center, Houston, TX,
United States
P. Žigon
University Medical Centre Ljubljana, Ljubljana, Slovenia
PREFACE
xi
CHAPTER ONE
Contents
1. Introduction 2
2. Selected Clinical Conditions Associated With Vessel Implants 3
2.1 Atherosclerosis 4
2.2 Coronary Heart Disease 5
2.3 Carotid Artery Disease 5
2.4 Peripheral Artery Disease 6
2.5 Atherosclerotic Renovascular Disease 6
3. Types of Vascular Implants 6
3.1 Stents 7
3.2 Grafts 8
3.3 Stent–Graft 9
3.4 Complications Connected With Stenting Procedures 9
4. Nanotopography, Surface Modifications, and Biocompatibility of Implants 11
5. TiO2 Nanotubes 14
5.1 Growth of TiO2 Nanotubes 15
5.2 Surface Properties of TiO2 Nanotubes 16
6. Surface Modification of TiO2 Nanotubes 19
6.1 Gaseous Plasma: Its Prospective Use in Medical Applications 19
6.2 Gaseous Plasma Treatment of TiO2 Nanotubes 21
Abstract
Nanoscale topography on various titanium surfaces has already been shown to improve
vascular response in vitro. To propose a novel strategy for translation into clinically used
vascular implants, it is imperative that the surface should also be properly conditioned
to provide a better environment for adhesion and proliferation of cells. Electrochemical
anodization process is one of the well-established strategies to produce controlled
nanotopographic features on the surface of titanium. By combining electrochemical
anodization process and gaseous plasma surface modification, it would be possible
to fine-tune surface properties to enable improved biological response for specific appli-
cation. The key surface properties that may influence biological responses, such as sur-
face topography, surface chemistry, and surface wettability were studied in detail and
their influences on in vitro biological responses were evaluated. Performance of plate-
lets, human coronary artery endothelial cells (HCAEC), and stem cells on those surfaces
was studied. It was shown that altering nanotube diameter (electrochemical anodiza-
tion) and changing surface chemistry and wettability (gaseous plasma modification) sig-
nificantly influenced platelet adhesion and activation as well as proliferation of HCAEC.
The results provide evidence that by combining specific nanotopographic features and
surface chemical modification by gaseous oxygen plasma, the optimized surface fea-
tures necessary for improved performance of vascular implants in coronary arteries
could be achieved.
1. INTRODUCTION
The cardiovascular implant market is expanding rapidly due to pop-
ulation aging in developing countries, with a growing incidence of chronic
and cardiovascular diseases (CVDs) on one side and technological advance-
ment with limited biological replacement options available on the other
side. The basic function of a vascular implant (either grafts or stents) is to
function as an artificial conduit or substitute for an abnormality in veins
or arteries [1]. The durability and functionality of long-term implanted med-
ical devices are influenced by many factors, among them the type of afflic-
tion or injury, the materials used, the immunological state of the patient, and
TiO2 Nanotubes Represent a Viable Support System 3
the healing process itself. The quality of the materials relies largely on their
ability to mimic the structure and properties of the native vessel wall and
tissue. To date, the ability to match the attributes of a vascular substitute
to those of a native vessel still remains a challenge [1] and further develop-
ment is needed in the field of biocompatibility to shape future innovations.
In the following sections, we will address the role of atherosclerosis (ASc),
the major precursor of CVDs, and discuss a selected group of clinical compli-
cations that can occur in different vascular regions. Selected emphasis will be
placed on coronary heart disease (CHD), carotid artery disease (CAD),
peripheral artery disease (PAD), and atherosclerotic renovascular disease
(ARVD), with focus on conditions ranging from stenosis, occlusions, aneu-
rysms to ruptures. Next, we will investigate when and why grafts and stents are
chosen as preferred types of vascular implants. Biomaterials will be discussed,
as well as nanotopography leading to the use of titanium and titanium dioxide
(TiO2) for implants. Treatment of TiO2 nanotubes will be explored from the
biophysical and biochemical aspects, as well as the potential consequences of
treatment on cellular growth of platelets, coronary artery endothelial cells,
and mesenchymal stem cells (MSCs). Lastly, we will focus on the antiinfective
properties of TiO2 vascular implants and propose future directions.
2.1 Atherosclerosis
ASc is the underlying pathology of CVD and events leading up to implant
replacement therapy. It is defined as a focal, inflammatory fibro-proliferative
response to multiple forms of endothelial injury [2]. It is a degenerative con-
dition [3], characterized by the presence of intimal lesions called atheroma.
Atheromatous plaques are raised lesions composed of soft lipid cores (mainly
cholesterol along with cholesterol esters and necrotic debris) covered by
fibrous caps [4]. ASc represents a chronic disease, with atherosclerotic
plaques developing slowly over decades. The clinical outcomes (or conse-
quences) of this process depend on the size of the affected vessel and most
importantly, the stability of the plaques. Stable plaques (constituting of dense
fibrous cap, minimal lipid accumulation, and little inflammation) [4] are
associated with vessel occlusion (blockage) and inadequate blood flow to
organs from the affected artery. As a consequence, there is a loss of the ability
to respond with increased blood flow through the fixed artery lumen, most
dangerously observed in coronary arteries. In patients with chronic occlusive
disease, one can detect vessels adapting to this condition by forming new
vessels or collateral circulation. Chronic occlusion will not change resting
blood flow until lumen is largely blocked. Patients will develop symptoms
of blood flow restriction in supplying blood to tissues, which is first noted
under conditions of stress [5]. ASc also predisposes a person to aneurysm for-
mation (widening of an artery due to destruction of the arterial wall). These
aneurysms may favor the formation of blood clots that can break off and
block vessels downstream, or they may burst and hemorrhage, which
may be fatal [5]. In addition to occlusion and aneurysm formation, aortic
dissection is a condition with the most abrupt onset, and if untreated,
may be rapidly fatal [6]. Compared to other clinical manifestations, ASc is
not the major factor promoting aortic dissection, but hypertension, connec-
tive tissue disorders, and injuries are factors that can promote a tear in the
weak intimal layer of the aorta, resulting in a separation of the layers of
the aortic wall (aortic dissection). The vast majority of aortic dissections
originate with an intimal tear in either the ascending aorta (65% of the cases),
the aortic arch (10%), or just distal to the ligamentum arteriosum in the des-
cending thoracic aorta (20%) [7].
ASc individual plaques vary greatly in composition and acute manifesta-
tions of ASc can also occur. Vulnerable or unstable fibrolipid plaques (thin
cap, large lipid cores, and dense inflammatory infiltrates) [4] can rupture and
expose highly thrombogenic, red blood cell-rich necrotic core material
TiO2 Nanotubes Represent a Viable Support System 5
through the circulation to blood vessels in the brain. As the vessels become
smaller, the clots can lodge in the vessel wall and restrict blood flow to parts
of the brain. Ischemia (reduced blood flow to tissues or organs) can either be
temporary, yielding a transient ischemic attack (TIA), or permanent,
resulting in a thromboembolic stroke. Treatment of asymptomatic and
symptomatic patients still remains debatable. Revascularization with carotid
endarterectomy (surgical procedure to open and clean a carotid artery) has
proven to be most beneficial for patients with large stenosis or narrowing of
the blood vessel. However, for certain subgroups (patients with moderate
stenosis and high surgical risk) carotid artery stenting has been proposed,
as a less invasive alternative to surgery [11].
3.1 Stents
A stent (defined as a tubular metal mesh) is a scaffolding device used to hold
tissue in place in a specific stretched or taut position. In Fig. 1, a vascular stent
and its surface morphology is presented as observed by scanning electron
microscopy. Modern intravascular stents are available in balloon-expandable
and self-expanding varieties [14]. The procedure that leads to the placing of a
stent is called angioplasty and it involves mechanical widening of a narrowed
blood vessel with a balloon catheter that forces the expansion of the vessel
and the surrounding muscular wall. Thus, the blood vessel acquires
improved flow. The stent may or may not be inserted at the time of balloon-
ing to ensure that the blood vessel remains open. In many cases, the deliv-
ered stent becomes permanently implanted to provide additional support to
the artery.
Vascular stents have been indicated to be predominantly metal structures
inserted into partially clogged arteries to promote normal blood flow and
prevent myocardial infarctions [15]. Usually stents are made of hemo-
compatible and durable material, such as Titanium (Ti), 316L stainless steel
(SS-medical grade), Nitinol (an alloy of Nickel and Titanium), and
Cobalt-Chromium (CoCr). In some instances, a stent can elicit allergic reac-
tions most commonly with Nickel, such as Nitinol and stainless steel [16].
In 2013, Acton (Ed.) [17] has described and quoted that coronary angio-
plasty or coronary percutaneous intervention is a therapeutic procedure to
treat stenotic coronary artery, in case of severe angina pectoris or myocardial
infarction. Peripheral angioplasty refers to the use of mechanical widening to
open blood vessels other than the coronary arteries. This procedure is
Fig. 1 Example of a vascular stent (left) and scanning electron microscopy (SEM) image
(right) of its surface.
8 I. Junkar et al.
3.2 Grafts
Surgical procedures also include using grafts, in which one or more blocked
arteries are bypassed by a blood vessel graft in order to restore normal blood
flow. The purpose of bypass grafting is to supply blood to distal circulation
beyond the significant stenosis, using a graft which is made of biological
materials (usually patients’ own venous or arterial conduits) [18] or synthetic
materials. Wherever possible, replacement of the diseased blood vessel by an
autograft is the best choice. Unfortunately, patients with preexisting vascular
diseases usually do not have healthy enough blood vessels that could ade-
quately replace the diseased parts. It needs to also be emphasized that some
replacement parts, such as the aorta or large vessels, are not available. There-
fore artificial materials, such as Dacron (PET—polyethylene terephthalate)
or ePTFE (expanded polytetra fluoroethylene) are used as replacements. In
Fig. 2, the two types of Dacron and ePTFE vascular grafts are presented.
Fig. 2 Vascular grafts made from polyethylene terephthalate (left, a) and expanded
polytetrafluoroethylene (right, b).
TiO2 Nanotubes Represent a Viable Support System 9
3.3 Stent–Graft
In certain specific cases, stent–graft combinations may be used. Stent–grafts
or covered stents are composed of a metallic frame (stent) covered either by
native venous grafts or by synthetic materials sewn into the inner or outer
part of the metallic stent frame. These devices can be used in instances, such
as large vessel injuries and aneurysms [20]. Endovascular stent-grafting or
endovascular aneurysm repair is a newer form of treatment for abdominal
aortic aneurysm that is less invasive than open surgery. Endovascular
stent-grafting is now also being considered as an alternative to surgery in aor-
tic dissection, mostly in stable patients with dissections of the descending
aorta [21].
(SMCs) inside the intima that can lead to lumen narrowing) may have a prob-
lem with stent surfaces. The problem occurs in more than 33% of the cases,
with higher possibilities in patients with high risk factors, such as diabetes.
A new-generation DES was developed to overcome stent-connected com-
plications. With DES, the problems of allergenic reactions as well as risks of
restenosis were lowered, as DES release anticell proliferative, immunosup-
pressive, or antithrombogenic drugs which inhibit proliferation of SMCs
and reduce thrombus formation. During stenting, there are two main factors
that can lead to restenosis [26]. When the balloon is opened and pushes back
the plaque in the walls, it can damage the artery wall [27], so the artery can
react to the stent in perceiving it as a foreign body and elicit an immune system
response. In regard to the former, damage to the blood vessel wall by angio-
plasty triggers a physiological response that can be divided into two stages. The
first stage occurs immediately after tissue trauma and can lead to thrombosis.
A blood clot forms at the site of damage and further hinders blood flow. This is
accompanied by an inflammatory immune response. The second stage is the
result of proliferation of SMCs in the intima. In response to vascular trauma,
growth factors are produced that stimulate SMCs to start dividing, with 90%
of the final intimal proliferation being produced in the first 2 weeks, as the
SMC numbers can greatly increase within that period [28]. As the SMCs mul-
tiply, they push through the openings in the stent mesh and cause a narrowing
in the stent lumen. This is also known as neointimal hyperplasia. All this leads
to the remodeling of the vessel and restenosis. One of the factors thought to
initiate stent thrombosis is incomplete endothelialization. Since the drugs
delivered are not target cell specific, they prevent a healthy layer of EC from
forming, thus delaying healing and increasing the potential for thrombogenic
stimulus.
A consideration that should be taken into account is the fact that a typical
stent recipient will often need other surgeries, requiring them to cease the
anticoagulants during that time, and opening the potential for thrombosis to
occur. Owing to the issues also present with DES, several studies [29] are
now looking for other ways of addressing restenosis and the hyper-
proliferation of vascular SMCs by promoting rapid reendothelialization over
the stent. It has been shown [30–33], that there is an inverse relationship
between the luminal EC coverage and the vascular SMC proliferation after
arterial injury. A study by Asahara et al. [34] delivered vascular endothelial
growth factor (VEGF) in order to stimulate endothelial growth after
balloon-induced arterial injury using a rat model system. The effects were
monitored with immunostaining for proliferating cell nuclear antigen
TiO2 Nanotubes Represent a Viable Support System 11
the materials. It is the latter that directs our focus to titanium (Ti), due to its
corrosion resistant TiO2 surface layer, making it suitable for contact with
blood, as well as its track record for biocompatibility in prosthetics and dental
implants [46,47,54]. In the last decade, electrochemical anodization was fre-
quently employed, since by using this method, highly oriented TiO2
nanotubes can be formed by electrochemical oxidation of metallic titanium
or other titanium alloys under self-organizing anodization condi-
tions [47,55,56]. By tailoring the anodization parameters (e.g., applied volt-
age, anodization time) and subsequent treatments, TiO2 nanotubes with
different morphologies (diameters, lengths, smoothness of tube wall, bamboo,
multilayers, etc.) can be obtained [55–57]. The excellent potential of titanium
nanotubes in medicine and biotechnology, as well as other applications, is
mainly due to its high surface to volume ratio, the good control over nan-
otopography and the possibility to form specific geometry nanostructures spe-
cially designed to fit the desired biological applications. Moreover, TiO2
nanotubes have been shown to increase selective protein adsorption and sub-
sequently, increase biological responses; for example, many studies showed
that TiO2 nanotubes increase protein adhesion, bone growth/regeneration,
are antibacterial and reduce inflammation [35,51,58–60].
Irrespective of the location of the implant (blood contacting, orthopedic,
or dental implant), the first step that takes place after implantation is the
adsorption of proteins from the surrounding tissue or medium. The amount
and type of protein adsorbed further influences the fate of the implant.
Gongadze et al. [61] proposed a mechanism for the adhesion of cells to a
nanorough titanium implant surface with sharp edges. The basic assumption
was that the attraction between the negatively charged titanium surface and a
negatively charged osteoblast is mediated by charged proteins, with a dis-
tinctive quadrupole internal charge distribution. Similarly, cation-mediated
attraction between fibronectin molecules (present in the extracellular
matrix) and the titanium surface is expected to be more efficient for a high
surface charge density, resulting in facilitated integrin-mediated osteoblast
adhesion. Osteoblasts could be more strongly bound along the sharp convex
edges or spikes of nanorough titanium surfaces, where the magnitude of the
negative surface charge density is the highest. It is therefore plausible that the
nanorough regions of titanium surfaces with sharp edges and spikes could
promote the adhesion of osteoblasts. A small diameter nanotube surface
has on average more sharp convex edges per unit area than a large one,
leading to a strong binding affinity on the surface of small diameter
nanotubes [61].
14 I. Junkar et al.
5. TiO2 NANOTUBES
In recent years, several methods have been developed to produce nano-
scale structures on titanium surfaces [47,55], such as electrochemical anodi-
zation (first used in 1984 and overlooked till 1999), template method (1996),
sol–gel process (1998), hydrothermal treatment (1999), etc. Additionally,
irregular nanomorphologies can be easily established by chemical methods.
From all of the above-mentioned methods, electrochemical anodization of
titanium is one of the most popular and well-established strategies to produce
structures with a controlled nanotopography (including nanotubes,
pillar-like nanostructures, and nanodots) on the surface of the implant.
In order to improve the biological, chemical, and mechanical properties
of biomaterials, significant research has been aimed at finding more suitable
biomaterials with nanotopography, which could offer improved bio-
performance. Over the last 2 decades, the electrochemical formation of
self-organized nanotube layers in dilute fluoride-containing electrolytes
has been studied intensively [55,57,62]. It was shown that upon anodization
of Ti in organic electrolytes with low water content, the formation of
ordered TiO2 nanoporous structures could be observed, i.e., the water con-
tent in the electrolyte is the critical factor that determines whether
self-ordered oxide nanotubes or nanopores are formed. This supports the
TiO2 Nanotubes Represent a Viable Support System 15
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