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BIOPHYSICAL CHARACTERIZATION OF
PROTEINS IN DEVELOPING
BIOPHARMACEUTICALS
SECOND EDITION
Edited by
DAMIAN J. HOUDE
Biomolecular Discovery, Relay Therapeutics,
Cambridge, MA, United States
STEVEN A. BERKOWITZ
Consultant, Sudbury, MA, United States
Elsevier
Radarweg 29, PO Box 211, 1000 AE Amsterdam, Netherlands
The Boulevard, Langford Lane, Kidlington, Oxford OX5 1GB, United Kingdom
50 Hampshire Street, 5th Floor, Cambridge, MA 02139, United States
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This book and the individual contributions contained in it are protected under copyright by the Publisher (other
than as may be noted herein).
Notices
Knowledge and best practice in this field are constantly changing. As new research and experience broaden our
understanding, changes in research methods, professional practices, or medical treatment may become necessary.
Practitioners and researchers must always rely on their own experience and knowledge in evaluating and using any
information, methods, compounds, or experiments described herein. In using such information or methods they
should be mindful of their own safety and the safety of others, including parties for whom they have a professional
responsibility.
To the fullest extent of the law, neither the Publisher nor the authors, contributors, or editors, assume any liability
for any injury and/or damage to persons or property as a matter of products liability, negligence or otherwise, or
from any use or operation of any methods, products, instructions, or ideas contained in the material herein.
ISBN: 978-0-444-64173-1
Yves Aubin Centre for Biologics, Regulatory David A. Keire Food and Drug Administration,
Research Division, Evaluation, Biologics and St. Louis, MO, United States
Genetic Therapies Directorate, Health Products Francis Kinderman Amgen, Thousand Oaks,
and Food Branch, Health Canada, Ottawa, ON, California, United States
Canada
Lee Makowski Department of Bioengineering
Steven A. Berkowitz Consultant, Sudbury, MA, and Department of Chemistry and Chemical
United States Biology, Northeastern University, Boston, MA,
George M. Bou-Assaf Analytical Development, United States
Biogen, Cambridge, MA, United States John P. Marino National Institute of Standards
Mark L. Brader Drug Product Analytical and Technology, Institute for Bioscience and
Development, Moderna, Cambridge, MA, Biotechnology Research, Rockville, MD, United
United States States
Richard K. Burdick Burdick Statistical Con- Alan G. Marshall Ion Cyclotron Resonance
sulting, LLC, Colorado Springs, CO, United Program, National High Magnetic Field
States Laboratory, Florida State University, Talla-
John F. Carpenter Department of Pharmaceut- hassee, FL, United States; Department of
ical Sciences, Center for Pharmaceutical Bio- Chemistry & Biochemistry, Florida State
technology, University of Colorado Anschutz University, Tallahassee, FL, United States
Medical Campus, Aurora, CO, United States A.J. Miles Institute of Structural and Molecular
Stephen J. Demarest Eli Lilly Biotechnology Biology, Birkbeck College, University of Lon-
Center, San Diego, CA, United States don, London, United Kingdom
Ertan Eryilmaz Takeda, Cambridge, Massachu- John S. Philo Alliance Protein Laboratories, San
setts, United States Diego, CA, United States
Verna Frasca Field Applications Manager, Mal- Angelika Reichel Coriolis Pharma, Munich,
vern Panalytical, Northampton, MA, United Germany
States Deniz B. Temel Bristol-Myers Squibb, Devens,
Darron L. Freedberg Structural Biology Section, Massachusetts, United States
Laboratory of Bacterial Polysaccharides, Silver B.A. Wallace Institute of Structural and Molec-
Spring, MD, United States ular Biology, Birkbeck College, University of
John P. Gabrielson Elion Labs, A Division of London, London, United Kingdom
KBI Biopharma, Inc., Louisville, CO, United Daniel Weinbuch Coriolis Pharma, Munich,
States Germany
Andrea Hawe Coriolis Pharma, Munich, William F. Weiss IV Bioproduct Research and
Germany Development, Lilly Research Laboratories, Eli
Damian J. Houde Biomolecular Discovery, Lilly and Company, Indianapolis, IN, United
Relay Therapeutics, Cambridge, MA, United States
States Sarah Zölls Coriolis Pharma, Munich, Germany
xi
Prefaces for the second edition
xiii
xiv PREFACES FOR THE SECOND EDITION
to their unrealized linkage as effective bio- Finally, we would like to point out that
physical characterization tools without get- in writing this second edition we have
ting too deep into the details of their inner made a particular effort, wherever possible,
workings (which are extensively covered in to better link and cross-reference informa-
many excellent books and review articles that tion in each chapter to bring more cohesion
are solely dedicated to these two enormously to the book as appose to just providing
important techniques). the reader with a collection of isolated
Overall, however, Section III of the book chapters. We think his cohesion is in partic-
has experienced the most significant change ular made apparent by the four additional
and expansion via the addition of four new chapters in Section III (described above).
chapters that cover the following: In the end, we and our coauthors hope we
have further enhanced the initial objective of
• Chapter 15, which deals with the biophysical
characterization of complex biopharmaceuticals; the first edition of the book, of enlightening
the reader to the challenges, tools and inner
• Chapter 16, which deals with the rigor of
workings of the task associated with the
statistical analysis;
biophysical characterization of protein bio-
• Chapter 17, which deals with biopharmaceu-
pharmaceuticals. An integral part of today’s
tical developability;
modern and challenging world of devel-
• Chapter 18, which deals with technical deci-
oping lifesaving drugs.
sion making.
List of abbreviations and symbols
xv
xvi LIST OF ABBREVIATIONS AND SYMBOLS
1
The complexity of protein structure
and the challenges it poses in
developing biopharmaceuticals
Steven A. Berkowitza, Damian J. Houdeb
a
Consultant, Sudbury, MA, United States; bBiomolecular Discovery, Relay Therapeutics,
Cambridge, MA, United States
FIG. 1.1 (A) The linear sequential ordering of amino acids (represented by the rectangular black dashed boxes) in
a protein is referred to as its primary structure. The extreme left amino acid corresponds to the amino-terminus, while
the extreme right amino acid corresponds to the carboxyl-terminus end of the protein chain. The gray shaded area
corresponds to the peptide bonds that link all the amino acid units in a protein, yielding the polypeptide backbone (or
chain) indicated by the red (gray in print version) dotted rectangle. (B) An illustration of the planar structure of two
adjacent amide planes (each resulting from the double bond character, due to resonance, of the peptide bond shown
as black dashes), corresponding to the light blue (light gray in print version) shaded areas in (A), where the bottom
amide plane is formed from the peptide bond between the carboxyl group of amino acid 1 (containing R1) and the
amino group of amino acid 2 (containing R2) and the top amide plane is formed from the peptide bond formed
between the carboxyl group of amino acid 2 and the amino group of amino acid 3 (containing R3). Due to steric issues,
angular rotation around CaN (expressed by F, phi) and CCa (expressed by J, psi) bonds are limited. (C) A rep-
resentation of a common secondary structure, the a-helix. The small rectangle outlined in black dashes corresponds to
a small section of the helical arrangements of the amide planes, shown in (B).
staggering number of different possible proteins, 20N, to be made. Given the enormous array
of different proteins that can be made, the cell has exploited this diversity in protein structure
to create proteins to perform nearly every functional and structural role needed for its
existence.
FIG. 1.2 Illustration of the three levels of a protein’s HOS. (A) Representative secondary structural element, as
illustrated by a ribbon representative structure of an a-helix. (B) A cartoon representation of the folding of all the
secondary structural elements in a polypeptide chain, which gives rise to the polypeptide’s tertiary structure. (C) A
cartoon representation of the quaternary structure of a protein, which arises when the final protein structure involves
the association of more than one polypeptide chain to form the final folded protein structure (also see Fig. 1.3).
Although the folding and interactions of the secondary structural elements can give rise to
an enormous array of different protein tertiary structures, each with unique properties and
functions, it’s not uncommon to find that the 3 structure of a protein often consists of one
or more commonly folded patterns called motifs, super-secondary structures, or complex folds
[2e4]. These commonly folded structures contain several folded secondary elements
involving only a portion of the entire polypeptide chain of a protein, which can blur some
of the distinction between a protein’s 2 and 3 structure. Hence, one might look at motifs,
super-secondary structures, or complex folds as “local 3 structure”, while referring to the
3 structure of the entire protein molecule as its “global 3 structure”.
Another structural element that further subclassifies the structural level of a protein
between what we call a protein’s 2 and 3 structure is the concept of domain [5,6]. Domains
are typically a much larger collection of folded structural elements than motifs, supersecon-
dary structures, or complex folds. In terms of the global structure of a protein, domains corre-
spond to one or more independent compact region of a protein’s polypeptide chain, as
administratio
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