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Defining Pragmatics
Mira Ariel
Tel Aviv University
CA M BR I D GE U N I V E R S I T Y P R E S S
Cambridge, New York, Melbourne, Madrid, Cape Town, Singapore,
São Paulo, Delhi, Dubai, Tokyo
Cambridge University Press
The Edinburgh Building, Cambridge CB2 8RU, UK
Published in the United States of America by Cambridge University Press, New York
www.cambridge.org
Information on this title:€www.cambridge.org/9780521732031
A catalogue record for this publication is available from the British Library
Preface xiii
Acknowledgments xv
Transcription conventions xvii
1 What’s under the big-tent pragmatics? 1
1.1 A taste of big-tent pragmatics 1
1.2 How big-tent pragmatics was born 4
1.3 Where Defining Pragmatics should take us 16
ix
x Contents
If only linguistic expressions were well behaved. We would have a very neat pic-
ture of grammar versus pragmatics. Grammar would be restricted to the conven-
tional which would simultaneously and necessarily also be context independent
and truth conditional, and pragmatics would be nonconventional (inferential) and
simultaneously and necessarily also context sensitive and nontruth conditional.
As Recanati (2004b:€445) reminds us, however, “we can’t have it both ways”
for either field. Semantics can’t always be both conventional and truth condi-
tional, and pragmatics can’t always be both inferential and nontruth conditional.
The same applies to other criteria proposed in the literature for distinguishing
grammar and pragmatics. Recanati’s conclusion is that the grammar/pragmatics
division of labor can be drawn absolutely only for prototypical cases. It must be
stipulative for nonprototypical phenomena (such as conventional implicatures).
Other linguists have applied the grammar/pragmatics division of labor incon-
sistently to make it work, adopting different criteria for different pragmatic
questions (e.g., Horn and Ward, 2004). Many semanticists also �simultaneously
hold criteria which clash with one another for the �complementary semantics,
because they are reluctant to give up any one of them. Thus, even if context
�dependent, some phenomena count as semantic for some researchers, if they
are truth �conditional (Recanati, 2004b). Yet other linguists have given up on
the grammar/pragmatics division of labor altogether. The grammar/pragmat-
ics division of labor is in trouble. We here outline a solution for the definition
dilemma.
The research survey in this book traces the history of the grammar/prag-
matics divide, and reaches the conclusion, very much in line with Relevance
Theory, that only a code versus inference distinction can serve as a solid basis
for a grammar/pragmatics division of labor. Once this has been established, we
can consistently apply this criterion, and this criterion alone, to a rich array of
pragmatic topics in order to identify which aspects are indeed pragmatic. In
following this procedure Defining Pragmatics is unique. Although pragmatists
xiii
xiv Preface
have been quite aware of the definition problem for the field, textbook writers,
starting with Levinson (1983) and ending with Huang (2007), as well as compil-
ers of reference books on pragmatics (Horn and Ward, 2004; Kasher, 1998b)
never followed through on their own conclusions that the field of pragmatics,
as they themselves take it to be, cannot be based on a solid coherent definition.
They each followed a well-trodden track where pragmatics was mechanically
defined as a list of topics, each of which belongs in pragmatics, even if gram-
matical (encoded) aspects are crucially involved as well. Thus was born and
institutionalized the big-tent pragmatics field. Relevance theoreticians, the only
ones who have long advocated the code/inference distinction as a grammar/
pragmatics divide and applied it consistently, have focused on a rather small
subset of the topics considered pragmatic. We need to apply this distinction to
the rest, and this is what Defining Pragmatics attempts to do. The importance
of the book does not so much lie in the new findings and claims it offers, as in
the systematicity and absolute consistency of the application of the “pragmatic
method” of teasing codes from inferences, as well as the breadth of the topics
subjected to this analysis, namely, canonical, noncanonical, and even “beyond
pragmatic” topics.
The goal of this book is to deconstruct the field of pragmatics in its rather
hollow, big-tent sense, and to demonstrate how it can be reconstituted on a solid
division of labor between grammar and pragmatics. In order to do pragmat-
ics we need an inferential pragmatics theory (such as Grice, 1989; Sperber
and Wilson, 1986/1995), and we need to apply it to linguistic utterances, so as
to determine where grammar ends and pragmatics begins. We must do it on
the basis of natural-language data. The idea is that there is no pragmatic turf,
with a predetermined set of topics that pragmatics has to include or exclude.
Sociocultural phenomena, for example, often excluded from pragmatics (as well
as from grammar) by stipulation in the Anglo-American tradition, should not
automatically so be ruled out. Thus construed, the study of pragmatics combines
insights from both semantics/pragmatics border-seeker pragmatists such as
Horn (1972 and onwards), Sperber and Wilson (1986/1995) and Carston (2002)
and from problem-solver pragmatists (such as Hopper and Thompson, 1980;
Kuno, 1971 and onwards; Prince, 1978a and onwards). A unified view of the
field can thus be construed.
In the interest of brevity, an editorial decision has been taken to remove
certain parts of the book from the printed version. These portions of the book
appear as appendices named according to the section they belong to, and can
be downloaded from www.cambridge.org/9780521732031. I indicate in the text
which parts are missing (parts of Chapters 3, 5, 6 and 8). For example, additional
material for section 3.1.1 appears under Appendix 3.1.1. Note that I often preface
I, II, etc. to original example numbers repeated from previous chapters (I stands
for Chapter 1, etc.).
Acknowledgments
For permission to quote extensively from the Santa Barbara Corpus of Spoken
American English (SBC) I thank John W. Du Bois, the editor, and the publish-
ers, The Linguistics Data Consortium, University of Pennsylvania. I also thank
John W. Du Bois for permission to use the Longman Spoken American Corpus
(LSAC), which was compiled under his direction at UC Santa Barbara.
The basic research which led to this book was conducted at Tel Aviv
University and at UC Santa Barbara, especially on my two-year sabbatical leave
there (1999–2001). I am grateful for feedback on parts of this book to the faculty
of the Linguistics departments at both universities. Special thanks go to Sandra
Thompson who has been an inspiring figure for me, a most encouraging friend
and a critical colleague. Shop talk on walks with Rachel Giora helped me shape
up my ideas about pragmatics, the world and myself. I’m not sure which of these
has been more important for the book.
Yael Ziv, Kent Bach and Arie Verhagen provided valuable comments on
parts of Defining Pragmatics, which I very much appreciate. I am also indebted
to Nirit Kadmon and Aldo Sevi for interesting discussions. Several generations
of smart and enthusiastic students at Tel Aviv University served as guinea pigs
for the book, and gave me feedback which made me work harder. I am also
grateful to my anonymous reviewer, especially because s/he insisted I com-
pletely rewrite Chapter 4. Last but not least, I would like to thank Jack Du Bois
for all the long discussions we had about the contents of this book. I feel very
lucky to have had so much of his listening, his criticisms and his suggestions.
xv
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