Physics-Based Coherent Modeling of Long-Range Millimeter-Wave Propagation and Scattering in Rain
Physics-Based Coherent Modeling of Long-Range Millimeter-Wave Propagation and Scattering in Rain
ABSTRACT Precipitation and in particular rain present a random medium with constituent particles
having dimensions comparable to the wavelength at millimeter-wave frequencies. Due to considerable
scattering of waves from such particles, significant signal attenuation and phase front aberration can take
place which are important factors that must be considered in modern communication system or radar
design. This paper presents a fast and accurate numerical method for phase coherent modeling of wave
propagation and scattering in random media, like rain. In this approach, the random medium is divided
into sufficiently large finite slabs and each slab is modeled as a network with multiple input/output ports
where ports represent rays with different polarizations propagating in different directions entering and
leaving the slabs. The cascaded networks of slabs can be used to find the response of the random medium
to any arbitrary source. The proposed method considers multiple scattering among all scatterers and thus
the entire physics of wave-particle interactions is accounted for. In addition, the method can model both
the mean and the fluctuating parts of waves in the random medium. To demonstrate the applicability of
the proposed method, it is used for the calculation of the specific attenuation in rain media as a function
of rain rates and frequency within the millimeter-wave band. The results show a good match with the
available rain attenuation data in the literature.
INDEX TERMS Communication system, millimeter-wave, radar, rain, random media, specific attenuation.
This work is licensed under a Creative Commons Attribution 4.0 License. For more information, see https://creativecommons.org/licenses/by/4.0/
In (4), A+
z is for the wave that is travelling in +z direction
and A− z is for the wave that is travelling in − z direction.
Assuming a large but finite lateral dimensions for the slabs
FIGURE 1. Random medium layered in z-direction.
and periodic arrangement within xy-plane, discrete values for
along the propagation; 4) it tracks phase aberration to the kx and ky must be used for plane waves in S-matrix method.
phase front needed for assessing the performance of coherent In this case, discrete IFT can be applied to find A(kx , ky ) for
imaging systems (such as SAR or MIMO radars) operating discrete values of kx and ky . In the S-matrix method only
in random media; 5) it can be used for random media with propagating waves with real kz are included in the analyses
scatterers having arbitrary shapes. and thus kx and ky must be sampled only in the circular
This paper is organized as follows. In Section II, the region kx2 + ky2 ≤ k2 (according to (2) for obtaining real
method based on the S-matrix extended to 3-D is intro- values for kz ). To include all the propagating waves in the
duced. Calculation of the elements of S-matrix is detailed in expansion, the spatial sampling interval (d) must be less
Section III. S-matrix simulation results for rain are given in than or equal to λ/2 (λ is the wavelength in the medium and
Section IV and compared to the available data in literature. is equal to 2π/k). Since, in general, the spectrum of fields is
Concluding remarks are given in Section V. not zero outside the region kx2 + ky2 ≤ k2 , aliasing in spectral
domain may occur. To reduce aliasing, d must be chosen
II. 3-D S-MATRIX METHOD a value less than λ/2. However, smaller d requires larger
The first step in S-matrix method is to divide the random computational resources and processing time. In this paper,
medium to multiple slabs with a certain thickness as shown d is selected to be λ/4. This value results in significant
in Fig. 1. In this paper, the direction of propagation is suppression of aliasing effect in the region kx2 + ky2 ≤ k2
assumed to be in z-direction and the random medium is while does not require large computational resources. To
divided along the direction of propagation into Ns slabs and further reduce the effect of aliasing, a window function can
slabs’ interfaces are parallel to xy-plane. The interface with be applied to the fields before expansion to reduce high
larger z-position value is denoted by z+ and the other one frequency spectral components.
is denoted by z− (Fig. 1). The time dependency of waves According to the discrete Fourier transform properties,
is ejωt . spacing of k between adjacent samples of kx and ky results
At the two interfaces of each slab, the incoming and out- in a periodic reconstructed field in spatial domain with period
going electric field waves are first expanded by plane waves 2π/k along both x and y directions. In this paper, k is
traveling in different directions. Electric field vector can be equal to k/35. This results in lateral dimensions of 35λ×
represented by infinite number of plane waves as: 35λ for uniquely calculating the fields from their spectral
+∞ +∞ representation. With this spacing, total of 71×71 (=5041)
1
E(x, y, z) = A kx , ky e−j(kx x+ky y+kz z) dkx dky , (1) samples are generated for kx and ky in the grid −k ≤ kx ,
4π 2 −∞ −∞
ky ≤ k. Among them, 3841 samples are inside the visible
where A is a vector in the spectral domain. The integrand region (kx2 + ky2 ≤ k2 ) representing propagating waves. In
in (1) represents a plane wave traveling in the direction the rest of the paper, N is the number of propagating plane
kx
x + kyy + kz
z and since ∇ · E = 0, it is noted that A. waves in the wave spectral expansion.
(kx
x+ky y+kzz) = 0. Substituting (1) into the wave equation, A wave propagating in + z-direction, which is called
kz is obtained as: Forward Propagating Wave, is expanded by N plane waves
+ +
kz = kz± = ± k2 − kx2 − ky2 (2) with wave vector denoted by kn (=kx,n x + ky,n
y + kz,n z) for
the nth (n = 1, 2, . . . , N) plane wave. The superscript “+”
In (2), k is the wave number of the background medium indicates the quantity is related to the forward propagating
in which the discrete scatterers of the random medium is wave. The forward propagating wave at z− interface repre-
included. Also, kz = kz+ is for the waves that are traveling sents the incident wave on a slab with the corresponding
in +z direction, and kz = kz− is for the waves that are +
electric field vector denoted by An . The forward propagat-
traveling in −z direction. ing wave at z+ interface represents the wave exiting the slab
The tangential components of A (Ax and Ay ) can be +
with corresponding electric field vector denoted by Bn .
found by inverse Fourier transform (IFT) of the tangential The field propagating in − z-direction, which is referred
components of E (Ex and Ey ) at a constant plane z = z0 : to as Backward Propagating Wave, is expanded by N plane
+∞ +∞ − −
waves with wave vector denoted by kn (=kx,n x+ky,n y+kz,n z)
Ax,y kx , ky = ejkz z0 Ex,y (x, y, z0 )ej(kx x+ky y) dxdy. (3)
−∞ −∞ for the nth (n = 1, 2, . . . , N) plane wave. The superscript
In (8), the terms including z0 are cancelled out and the exiting the last slab. On the other hand, using the first 2N
term including zd (e−jkz zd ) remains. The same is true for elements results the total electric field for the wave exiting
z-component of the field. This shows that the evaluation of the first slab.
fields does not depend on the choice of the z-position for the
origin of coordinate system, and it only depends on the dif- III. ELEMENTS OF THE S-MATRIX FOR A SLAB
ference between the z-positions of the source plane and the CONTAINING SCATTERERS
observation plane, i.e., zd . The term e−jkz zd shows the prop- The wave exiting a slab at an interface can be decom-
agation of planes waves in + z or −
z direction (depending posed into waves entered the slab at the other interface and
on kz ) from the source plane to the observation plane. This directly propagated to the output, which is referred to as the
term is included in the elements of S matrix as discussed in direct wave, and waves entered the slab from both interfaces
the next section. and scattered by the scatterers, which is referred to as the
If plane wave coefficients are known for v and h polariza- scattered waves. This is illustrated in Fig. 2(c).
tions, denoted by Cn,v and Cn,h , respectively, at a plane, the The contribution of the direct wave is represented by the
corresponding total field at the same plane can be calculated S-matrix Sdirect and that of the scattered waves is denoted
from: by the S-matrix Sscattered . The S-matrix of the slab is equal
to Sdirect + Sscattered .
N
hn e−j(kx,n x+ky,n y) .
The method described in Section II is accurate if the lateral
E(x, y) = vn + Cn,v
Cn,v (9)
extent of the slabs is large. The accuracy degrades when
1
the propagation distance (the length of the cascaded slabs)
As an example, if the wave exiting the slab is calculated becomes large. This mainly affect the mean-field component
vn , and
at z+ interface, then Cn,v , Cn,h , hn in (9) are B+
n,v , of the propagating wave. To circumvent this difficulty and
+
Bn,h , + +
vn , and hn , respectively. enhance the accuracy of field computation with moderate size
If the S-matrices are known for slab A and slab B (SA of the lateral dimensions of the slabs, a correction approach
and SB , respectively), then the equivalent S-matrix for the is also developed.
cascaded slab C in Fig. 2(b), SC , can be obtained by the
formulas presented in [24] for general multi-port networks. A. CALCULATION OF THE DIRECT WAVE USING
The submatrices in (7) for Sc are related to those of SA and GREEN’S FUNCTION
SB by: To calculate the direct wave at the output plane, Green’s
⎧ −1
⎪
⎪ SC,11 = SA,11 + SA,12 SB,11 I − SA,22 SB,11 SA,21
function in conjunction with the field equivalence theo-
⎪
⎪
⎪
⎨ S −1 rem and image theory are used. In this method, first,
C,21 = SB,21 I − SA,22 SB,11 SA,21
−1 for each plane wave entering the slab, the electric field
⎪
⎪ S = S S + S S B,11 I − SA,22 SB,11 SA,22 SB,12
⎪
⎪ C,12 A,12 B,12 A,12
⎪
⎩
SC,22 = SB,22 + SB,21 I − SA,22 SB,11
−1
SA,22 SB,12 .
(E(x, y)) is calculated at the input interface over the region
π
− k ≤ x, y ≤ π/k (extent of the slab) using (9). Assuming
(10)
the fields are zero in the region outside the extent of the
Here, I is a 2N× 2N identity matrix. slab, using the equivalence theorem and image theory, the
To analyze a random medium, first, the S-matrices for equivalent magnetic currents can be calculated as:
all slabs are calculated separately and then the overall S- n
jm = −2
n × En (x, y), (11)
matrix is obtained by cascading all slabs using (10). Then
the fields due to a source (or multiple sources) are evalu- where n is + z for forward propagating waves and − z for
ated and expanded as incoming waves to form the vector backward propagating waves. Using the tangential compo-
on the right-hand-side of (7), i.e., the source vector. If the nents of the magnetic current (Jm,y and Jm,x ), the tangential
source is close to the z− interface of the first slab, then components of the electric field can be calculated at the
the electric field of source is evaluated and expanded at z− output interface using the free-space Green’s function as:
⎧
interface as incoming wave. The resulting wave coefficients ⎪ En (r) = − k2 k k e−jk|r−r |
π π
form A+ + ⎪
⎪ j + 1
n,v and An,h (n = 1, 2, . . . , N) in the source vector ⎪ π π
⎪ x 4π − − k|r−r | k|r−r |
− ⎪
⎪ (r−rk ).z k
in (7) and A− n,v and An,h for this source are zero. If the ⎨ Jm,y
n x , y × |r−r | dxdy
source is close to the z+ interface of the last slab, then k k (12)
e−jk|r−r |
π π
⎪
⎪ n (r) = + k2 +
the electric field of source is evaluated and expanded at z+
1
⎪
⎪ E y − π
− π j | | | |
⎪
⎪
4π
(r−rk ).z k
k r−r k r−r
interface as incoming wave. The resulting wave coefficients ⎪
⎩ Jm,x
−
n x , y × |r−r | dx dy .
form A− +
n,v and An,h in the source vector in (7) and An,v and
+
An,h for this source are zero. If multiple sources are present, In (12), r is the position vector on the output plane with
the same coefficients in the source vector are added. By the origin at the center of the input plane and is equal to
multiplying the source vector by the S-matrix in (7), the left- x
x+y y+ds z for forward propagating waves and x x+yy−ds z
hand-side vector is obtained. Using the last 2N elements of for backward propagating waves. r = x x+yy is the position
this vector in (9) results the total electric field for the wave vector on the input plane.
C. SIMULATION PARAMETERS
For simulations in this paper, the lateral dimensions for
the slabs are chosen to be 35λ0 × 35λ0 where λ0 is the
free-space wavelength at the frequency of simulation. The
selected frequencies are 28, 40, 60, 77, 100, and 230 GHz.
As mentioned in Section II, the spacing for field samples
FIGURE 4. DSD for the rain types in Table 1.
in spatial domain is selected to be λ0 /4 and a raised cosine
TABLE 2. Number of particles per unit volume for different particle diameter ranges window is applied to the fields before expansion. The spac-
at different rain rates.
ing between samples of kx and ky (k) is selected to be
k0 /35. In this case, N is 3841.
In S-matrix method presented here the multiple scatter-
ing within a slab is not considered, and thus the maximum
number of particles per slab must be limited by properly
selecting the slab thickness. With the specified particle dis-
tributions in Table 2 and lateral dimension for slabs, the slab
thickness is selected to be 0.02 m in the simulations. With
this thickness, in the generated random media based on the
specified distributions, the number of scatterers within each
Here D0 is the median diameter in (cm) and is a function slab never exceeds 3. This is important in the accuracy of
of the rain rate, R. the S-matrix method as it does not consider multiple scat-
In this paper, five different rate rates are considered for tering between scatterers within a given slab. For very dense
simulations and their distribution parameters are summarized random media with strong scatterers, the thickness of each
in Table 1 [25] and their DSDs are plotted in Fig. 4. slab must be decreased to limit the maximum number of
In S-matrix method, to speed up the calculations, the scat- scatterers per slab.
tered fields of a particle due to different input plane waves For simulation at 28, 40, 60, and 77 GHz, the number of
are precalculated and stored and used when the S-matrix slabs in each super slab is chosen to be 20 resulting in a total
for any slab containing such particles are calculated. Since thickness of 0.4 m for the super slab. In this case the largest
the scattered fields cannot be stored for large number of super slab thickness in terms of λ0 is 103λ0 (at 100 GHz)
particle types, a limited number of particles with different which is below the range of validity 120λ0 shown in Fig. 3.
diameters are selected. For this purpose, six different diam- At 100 GHz and 230 GHz, the number of slabs per super
eters are considered for spherical rain particles which are slab is 15 (super slab length is 100λ0 ) and 7 (super slab
listed in Table 2. In Table 2, for all selected rain rates, each length is 107λ0 ), respectively.
selected diameter is approximately the mean diameter within A y-polarized electric field distribution (spherical wave-
the indicated range in the second column. For a rain rate, front) with farfield 3-dB beamwidth of 1.65◦ is placed at
ND for each rain droplet type is obtained by integrating the the z− interface of the first slab of the first super slab.
N(D) of that rain rate in the indicated range in the second All the rain particles in the simulation are considered to
column of Table 2. ND s in Table 2 are used to generate the be spheres with dielectric constants indicated in Fig. 5 and
random media for simulations. diameters listed in the first column of Table 2. For each
rain type, five different random media with length of 400 m
B. RAIN DROPLET DIELECTRIC CONSTANT and particle distribution following Table 2 are generated to
The most accurate model for complex dielectric constant perform Monte Carlo simulations.
of water is double-Debye dielectric model (D3M) which is
valid up to 1000 GHz [26]. The complex dielectric constant D. SIMULATION VALIDATION
of pure water versus frequency at 20◦ C is derived using D3M In this section, the accuracy of S-matrix method in a
and shown in Fig. 5. These values are used for simulations. scenario involving a few numbers of scatterers is investigated
TABLE 3. Specific attenuation in dB/km (before the knee point) for different rain
rates at different frequencies (S-matrix/Foldy’s method).
FIGURE 7. (a) amplitude (in dB) and (b) phase (in deg) in yz-plane and (c) phase (in
yz-plane) at different ranges for the forward propagating electric field (Ey ) in rain
(50 mm/hr) at the outputs of super slabs at 77 GHz.
TABLE 4. Comparison of the measured rain specific attenuation for terrestrial links and simulation results by S-matrix method with ITU-R P836-3 model.
smaller than the slab extent, Ens,c is correct. However, at Finally, the corrected fields at the output of the nth super
far ranges, where slab extent is smaller than area within the slab is Encorrected = Eni,corrected + < Ens,corrected > + <
beamwidth, Ens,c is underestimated and must be corrected. As Ens,c,corrected +
Ens,corrected + Ens,c,corrected .
illustrated in Fig. 10(d), at far ranges, the scatterers outside In the presented method, since the super slabs are not
the slab extent will contribute to the scattered field within the cascaded, interactions between the super slabs are not con-
slab, but these scatters are not included in S-matrix method. sidered. To include a second order interaction between two
Noting that the fluctuating part of scattered fields due to adjacent super slabs for forward propagation wave, the
scatters are not coherent, the power of scattered fields due method illustrated in Fig. 10(g) is used. The summation
to scatterers outside the slab must be added to the scattered of corrected fields at the output of the nth super slab is
fields due to scatterers within the slab. To correct for Ens,c , expanded at the z− interface of (n + 1)th super slab and
a factor of A (R)/A is used, that is: the resulting source vector is multiplied by the S-matrix of
the (n + 1)th super slab. The resulting backward propagating
Es,c , A > A (R) waves at z− interface of the (n+1)th super slab represent the
Ens,c,corrected = ns,c , (17) first order backscattered waves. The first order backscattered
En × A (R)/A, A < A (R)
waves are then used as source at z+ interface of nth super
slab. The resulting forward propagating wave at z+ interface
where A is the area of the slab interface and A (R) is the of the nth super slab is the second order scattered wave and
area within the beamwidth of the source at the range R is denoted by s,m
En,n+1 . In this case, the total corrected field
(Fig. 10(d)). at the output of the nth super slab (input of (n + 1)th super
To correct for the first three components of Ent , as depicted slab) is Ent,corrected = Encorrected + s,m
En,n+1 . The total fluctuat-
in Fig. 10(e), (12) can be used to directly calculate fields
ing part, En , is equal to
s,t s,corrected
En + Ens,c,corrected + s,m
En,n+1
(due to the source) at the output of the nth super slab. Here,
and will be used to calculate corrected s
E(n+1) for the next
the Green’s function for a homogeneous medium with refrac-
super slab.
tive index of neff is used. The obtained field is Eni,corrected +
< Ens,corrected > + < Ens,c,corrected >.
Assuming the total fluctuating component of the scattered
part of the input wave to the nth super slab, s,t
E(n−1) , is known, APPENDIX B
as illustrated in Fig. 10(f), (12) with the Green’s function SCATTERING FROM A SPHERICAL SCATTERER
of a homogeneous medium with refractive index of neff can In this section, scattered field from a lossy dielectric sphere
be used to find the fields at the output of the nth super slab is calculated for an incident plane wave with arbitrary
due to s,t
E(n−1) . The result is the corrected
Ens (= Ens,corrected ). polarization and angle of incidence.
where h(2)
n is Schelkunoff spherical Hankel function of
second kind and order n, P1n is the associated Legendre
function of degree n and order 1, the primes indicate the
first derivative of the function with respect to its argument,
and an and bn are given by:
⎧
an = (−j)
n (2n+1)
⎪
⎪
⎪
⎪
n(n+1)
√
⎪
⎪ − ε /ε j (k a) jn (k0 a)
j (k a)+ jn (ks a)
⎨ × √ s (1)0 n 0 n s (1)
hn (k0 a)
εs /ε0 hn (k0 a)
jn (ks a)+ jn (ks a)
(19)
bn = (−j) (2n+1)
n
⎪
⎪
⎪
⎪ √
n(n+1)
⎪
⎪
jn (k0 a)
⎩ × √− εs /ε(1)0 jn (k0 a)jn (ks a)+(1)
jn (ks a)
.
hn (k0 a)
εs /ε0 jn (ks a)−
hn (k0 a)
jn (ks a)
In (19),
jn is Schelkunoff spherical Bessel function of first
√
kind and order n and ks = ω μ0 εs .
To find the scattered fields due to a general plane wave
FIGURE 10. Correction scheme for S-matrix and Green’s function method.
propagating in k (= kxx+kyy+kz z) direction with the electric
(a) Components of forward propagating wave at the output of the nth super slab. field E = 1 e and
ee−jk0 r ( k are unit vectors and e ·
k = 0) at
(b) Extracting the first five components of (a). (c) Extracting the first four components
of (a). (d) Scattering from the particles outside the slab. (e) Corrected Eni , < Ens >, and
a point P defined by (xp , yp , zp ), the following steps are
< Ens,c >. (f) Corrected E s . (g) Calculating E
n
s,m .
n,n+1
followed:
1) As shown in Fig. 11, the coordinate system must be
Figure 11 shows the geometry of the problem. A dielectric rotated such that in the new coordinate (defined by
and non-magnetic (permeability = μ0 ) sphere with complex orthonormal vectors x ,
y , and
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