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                                                                               Foundations of Antenna Theory
                                                                                                                  Foundations of
Foundations of Antenna Theory and Techniques is a new text, designed
carefully to give readers a reasonably paced introduction to the theory
that underpins antenna design techniques. There has been recent
                                                                                                               Antenna Theory
growth in the wireless market and research and development in antenna
technology is proceeding at a fast pace, with new emerging technologies
                                                                                                                                and
including antennas for cellular mobile communications, vehicle mounted
antennas and those for mobile satellite communications.
                                                                                                                   Techniques
Key features
➤ coverage of the fundamentals of antennas
➤ a step by step simplified mathematical approach
➤ basic antenna matching techniques
➤ antenna systems and related characterisation methods
➤ end of chapter problems
➤ a list of principle symbols and a glossary
                                                                                and
mobile communications and telecommunications. It will also be suitable
for professional engineers requiring an introduction to the subject and
                                                                               Techniques
techniques.
                Foundations of
                Antenna Theory
                and Techniques
                Vincent F. Fusco
                The Queens University of Belfast
FOA_A01.qxd 8/3/04 12:26 PM Page iv
                  The right of Vincent F. Fusco to be identified as author of this work has been asserted
                  by him in accordance with the Copyright, Designs and Patents Act 1988.
                  All trademarks used herein are the property of their respective owners. The use of any
                  trademark in this text does not vest in the author or publisher any trademark ownership rights
                  in such trademarks, nor does the use of such trademarks imply any affiliation with or
                  endorsement of this book by such owners.
                  10   9 8 7 6       5   4   3   2   1
                  08   07 06 05
Contents
                  Preface                                                      ix
                  List of principle symbols                                   xii
                  Acknowledgements                                            xv
                  1 Basic concepts                                             1
                    1.1    Radiation                                           1
                    1.2    The Hertzian dipole                                 5
                    1.3    Hertzian dipole polar pattern                       8
                    1.4    The Hertzian dipole reconsidered                    9
                    References                                                18
                    Problems                                                  18
                                                                               v
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vi Contents
                      References                                                   54
                      Problems                                                     55
Contents vii
                   8 Appendices                                                         201
                     8.1  Linear array factor program                                   201
                     8.2  Reciprocity in a two-port network                             211
                     8.3  Noise equivalent bandwidth, minimum discernible level
                          and noise temperature measurement                             212
                     8.4  Scattering parameter matrix                                   214
                   Bibliography                                                         217
                   Glossary of terms                                                    221
                   Index                                                                225
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FOA_A01.qxd 8/3/04 12:26 PM Page ix
Preface
                  This book is designed as a set of topics that interlock in order to give the reader a
                  reasonably paced introduction to the theory that underpins antenna design techniques.
                     The earliest recorded pioneer of studies related to the creation and detection of
                  electromagnetic radiation through free space was Heinrich Rudolf Hertz (1857–1894).
                  Hertz demonstrated by a series of experiments around 1886 that electromagnetic waves
                  transmitted through the air had wave-like characteristics. By good fortune, the spark
                  gap means by which he created his electromagnetic energy generated centimetre wave-
                  lengths. This involved creating a discharge of a Leyden jar (a capacitor) through one
                  coil while causing a spark to pass across a short air gap between the ends of the other
                  coil. Oliver Heaviside had pointed out in 1877 that such a discharge of a capacitor
                  in association with an inductor, the coil, would lead to oscillatory current. In effect,
                  Hertz created a broadband signal generator producing energy over a very wide range
                  of frequencies. Working at centimetre wavelengths meant that he could conveniently
                  reflect these waves by dielectric prisms and metal parabolic mirrors in much the same
                  way as light can be manipulated.
                     Hertz went on to show, using the principle of resonance, that with identical transmit
                  and receive circuits he could considerably increase the free-space transmission dis-
                  tance between transmitter and receiver. In addition, he realised that the relationship
                  between electromagnetic wave propagation amplitude and distance obeyed the inverse
                  distance relationship. It is this property that makes wireless communication attractive
                  as a virtual wire communication means.
                     Among Hertz’s many key discoveries was the linear oscillator, comprising two metal
                  rods terminating in metal spheres. In fact, he had created a dipole antenna similar in
                  many respects to that much used in today’s communication systems. Using this dipole,
                  he showed that the electromagnetic waves he was producing had their electric field
                  component parallel to his rod antennas, i.e. they were linearly polarised. This prin-
                  ciple is used today to reduce interference between radio communication systems that
                                                                                                        ix
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x Preface
                  share the same frequency response. Hertz’s seminal work ultimately led to the creation
                  of wireless communication across all the frequency ranges in use today.
                     The work of Hertz went a long way towards validating the set of mathematical rela-
                  tionships postulated by James Clerk Maxwell (1831–1879). Maxwell’s equations give
                  the coherent framework within which it is possible to establish the relationships between
                  electricity, magnetism and electromagnetic wave propagation. Maxwell proved that
                  radio waves were an electromagnetic phenomenon and that their maximum speed of
                  propagation in a vacuum was the same as that of light, 3 × 108 m/s. His work showed
                  theoretically that, like light, electromagnetic waves could be focused using a parabolic
                  reflector. Maxwell’s equations are the starting point for RF and microwave designers
                  in their attempts to quantify and control electromagnetic wave phenomena in order to
                  produce useful engineering artefacts such as antennas.
                     Samuel Morse had invented the printing telegraph in 1835, while Alexander Graham
                  Bell had patented his telephone transmitter and receiver in 1876 and distant commun-
                  ication over wires was established. The theoretical work of Maxwell, underpinned
                  by the supporting experimental evidence provided by Hertz, had by the 1890s led
                  to the idea that Hertzian waves as they were by that time known might be used as
                  an alternative to wire in order to transmit telegraphic or telephone signals over large
                  distances. The major thrust to providing realisation of these assertions came about as
                  a consequence of the work of Guglielmo Marconi (1874–1937), who from 1894 onwards
                  began to demonstrate wireless communication over useful distances.
                     A key breakthrough came when Marconi used transmit and receive antennas, which
                  were elevated above the ground. This dramatically improved free-space operating dis-
                  tance from a few hundred metres to several kilometres. Encouraged by these results
                  and realising that one of the most commercially attractive uses for wireless commun-
                  ications at that time was in facilitating ships in distress to summon assistance, Marconi
                  was granted the world’s first patent for a wireless telegraph in 1897.
                     Marconi then formed ‘The Wireless Telegraph and Signal Company Ltd’ later
                  to become ‘The Marconi Company’. A further significant technical breakthrough
                  for Marconi came in 1900, when he obtained a patent for a resonant tuner with a
                  variable capacitor, which could bring the transmitter and receiver into resonance. An
                  extension to this work meant that multiple antennas could be connected to a single
                  transmitter and receiver. With these improvements, Marconi’s company had a num-
                  ber of commercial successes with shipboard coastal radio. His major success came in
                  December 1901, when he managed to receive a signal in Newfoundland that had
                  been sent from Cornwall in England. With this, the monopoly control by the British
                  Post Office of transatlantic submarine cable telephony was broken. In the period
                  1902 to the 1920s, many key developments related to long-wave wireless telephony
                  occurred; for example, valves were invented, which improved transmitter power and
                  receiver sensitivity. Short-wave transatlantic radio communications were pioneered
                  in the 1930s at AT&T, Western Electric and Bell Laboratories in the United States.
                  Engineers such as H.T. Friis and E. Bruce developed theories and antenna types that
                  are still widely used today.
                     The seminal work of these and other pioneers is constantly evolving, through
                  developments in radar in the 1950s to satellite communications in the 1960s and 1970s
                  and with the aid of miniaturisation in electronics to modern developments in adaptive
FOA_A01.qxd 8/3/04 12:26 PM Page xi
Preface xi
                  antennas for base station and multiband antennas for personal mobile communication
                  wireless handsets that are currently taking place.
                     The motivation for this book is the recent huge expansion in mobile telecommunica-
                  tions, with the resultant scarcity of qualified RF specialists. One of the key areas of these
                  systems and perhaps the least understood is the point of entry or exit of a wireless
                  signal to and from the system, i.e. the antenna. Engineers with a working knowledge of
                  the basic fundamentals of these structures are increasingly in demand. Their scarcity
                  is compounded by the fact that many university undergraduate programmes have dropped
                  electromagnetic field courses in favour of more digital signal-processing type of activ-
                  ities. Consequently, this book is intended to act as an interpretational guide to the many
                  volumes of excellent (but for the beginner sometimes hard to digest) material that exist
                  in classical textbooks on the subject of electromagnetic waves. Thus it is hoped that
                  this book will facilitate the basis for a study of the concepts that underpin antenna
                  theory and techniques.
                     The structure of the material is broadly as follows:
                  l basic concept of radiation and the elementary building block for linear antenna
                     modelling;
                  l plane wave propagation and power flow;
                  l basic antenna definitions and the concept of the linear dipole antenna;
                  l single and multiple dipole antenna radiation pattern formation;
                  l antenna systems and related characterisation methods;
                  l basic antenna-matching techniques;
                  l some popular antenna types.
                  The text is not meant to be a replacement for the many excellent textbooks on antenna
                  theory that currently exist. It is meant to act as a detailed first reference or as the core
                  of a training tool for those undergraduates, postgraduates or engineers wishing to receive
                  the fundamental theoretical underpinning required for a fruitful appreciation of this
                  rewarding subject.
                                                                                                 V.F. Fusco
                                                                                             November 2004
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          xii
FOA_A01.qxd 8/3/04 12:26 PM Page xiii
                  vp        phase velocity
                  Vij       open circuit voltage induced on antenna i by a signal from antenna j
                  Voc       antenna open-circuit terminal voltage
                  VSWR      voltage standing wave ratio
                  xn        nth antenna array element separation
                  Y         noise power ratio
                  Z         antenna input impedance
                  Zij       mutual impedance between two antennas
                  Z0        characteristic impedance
                  Zs        sending end impedance
                  ZT        terminating impedance
                  B         magnetic flux density
                  E         electric field vector
                  H         magnetic field vector
                  J         current density
FOA_A01.qxd 8/3/04 12:26 PM Page xv
Acknowledgements
                  I would like to take this opportunity to thank all of those who have contributed directly
                  and indirectly to the creation of this book. Thanks are due to Lorraine Irvine and Joanne
                  Banford for their typing of the manuscript. To my wife Cathy, my son Adam and daugh-
                  ter Kathryn for the support and patience they have shown me.
                  Figure 4.15 based on Applied Electromagnetism, 1st edition, p. 195 and Fig. 7.26, by
                  L. Shen and J. Kong, © 1983, Figures 5.9 and 5.10 and Equations (5.116)–(5.130)
                  from Engineering Applications of Electromagnetic Theory, 1st edition, pp. 406–11,
                  by S. Liao, © 1988, reprinted with permission of Brooks/Cole, an imprint of the
                  Wadsworth Group, a division of Thomson Learning, www.thomsonrights.com, fax
                  800 730 2215; Figure 4.16 and text pp. 118, inclusive of Equations (4.33)–(4.39), and
                  Equations (5.69)–(5.79) and (5.80)–(5.82) based on Antenna Engineering Handbook,
                  1st edition, Fig. 2.15 and pp. 2.20–2.22, 34.29–34.30 and 34.14–34.15, © 1961 by
                  the McGraw-Hill Book Company, Inc., reproduced with permission of The McGraw-
                  Hill Companies (Jasik, H. 1961); Equations (1.20)–(1.34) based on ‘Basic sources of
                  electric and magnetic fields newly examined,’ IEEE Antennas and Propagation
                  Magazine, Vol. 43, No. 1, February 2001, pp. 31–5, © 2001 IEEE (Bennett, W. S.
                  2001); Equations (4.41)–(4.56) and Section 4.6 based on Electromagnetic Waves and
                  Radiating Systems, 2nd edition, pp. 382, 387–8 and 536–8, Prentice-Hall, Inc., repro-
                  duced with permission of Professor Keith Balmain (Jordan, E. C. and Balmain, K. G.
                  1968); Equation (5.33) and Section 5.2 based on Field and Waves in Communication
                  Electronics, pp. 716–19, copyright © 1965 by John Wiley & Sons, Inc., reprinted by
                  permission of John Wiley & Sons, Inc. (Ramo, S., Winnery, J. R. and Van Duzer, T.
                  1965).
                                                                                                        xv
FOA_A01.qxd 8/3/04 12:26 PM Page xvi
xvi Acknowledgements
                  Section 5.6 based on Analog Line-of-Sight Radio Links: A Test Manual, Section 8.3.2,
                  Prentice-Hall International, © 1987 Prentice-Hall International (UK) Ltd (Townsend,
                  A. A. R. 1987); Section 7.4 based on and reprinted with permission from Microstrip
                  Antennas [7.6], pp. 43, 46, 49–51, 57, 64–6, by I. J. Bahl and P. B. Bhartia, © 1980,
                  Artech House, Inc., Norwood, MA, USA, www.artechhouse.com.
                  In some instances we have been unable to trace the owners of the copyright material,
                  and we would appreciate any information that would enable us to do so.
FOA_C01.qxd 8/2/04 3:15 PM Page 1
Chapter 1
Basic concepts
                   In order to understand the basic principles upon which the operation of antennas rely,
                   it is essential to have an appreciation of how radiation occurs. A simple explanation
                   that shows how an accelerated charge gives rise to radiation is therefore presented
                   first.
                      This concept is then extended to demonstrate how in the presence of a conductor of
                   short but finite length the radiation from the conductor will be distributed preferenti-
                   ally in space. Examination of this apparently simple structure will yield considerable
                   insight into the behaviour of more complex antennas and arrays of antennas. This basic
                   study also aids the comprehension of the field behaviour close to and far from the
                   basic radiation element, the Hertzian dipole, named after Henrich Hertz (1857–94),
                   who demonstrated the propagation of electromagnetic waves through space [1] and
                   who is credited with the invention of the first antennas.
1.1 Radiation
                                                                                                         1
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