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Number Theory revealed
Preface v
Notation xi
The language of mathematics xii
Prerequisites xiii
iii
iv Contents
Why study number theory? Questions arise when studying any subject, some-
times fascinating questions that may be difficult to answer precisely. Number theory
is the study of the most basic properties of the integers, literally taking integers
apart to see how they are built, and there we find an internal beauty and coherence
v
vi Preface
that encourages many of us to seek to understand more. Facts are often revealed by
calculations, and then researchers seek proofs. Sometimes the proofs themselves,
even more than the theorem they prove, have an elegance that is beguiling, and
reveal that there is so much more to understand. With good reason, Gauss called
number theory the “Queen of Mathematics”, ever mysterious, but nonetheless gra-
ciously sharing with those that find themselves interested. In this first course there
is much that is accessible, while at the same time natural, easily framed, questions
arise which remain open, stumping the brightest minds.
Once celebrated as one of the more abstract subjects in mathematics, today
there are scores of applications of number theory in the real world, particularly to
the theory and practice of computer algorithms. Best known is the use of number
theory in designing cryptographic protocols (as discussed in chapter 10), hiding
our secrets behind the seeming difficulty of factoring large numbers which only
have large prime factors.
For some students, studying number theory is a life-changing experience: they
find themselves excited to go on to penetrate more deeply, or perhaps to pursue
some of the fascinating applications of the subject.
Why give proofs? We give proofs to convince ourselves and others that our
reasoning is correct. Starting from agreed upon truths, we try to derive a further
truth, being explicit and precise about each step of our reasoning. A proof must
be readable by people besides the author. It is a way of communicating ideas and
needs to be persuasive, not just to the writer but also to a mathematically literate
person who cannot obtain further clarification from the writer on any point that is
unclear. It is not enough that the writer believes it, it must be clear to others. The
burden of proof lies with the author.
The word “proof” can mean different things in different disciplines. In some
disciplines a “proof” can be several different examples that justify a stated hypoth-
esis, but this is inadequate in mathematics: One can have a thousand examples that
work as predicted by the hypothesis, but the thousand and first might contradict
it. Therefore to “prove” a theorem, one must build an incontrovertible argument
up from first principles, so that the statement must be true, assuming that those
first principles are true.
Occasionally we give more than one proof of an important theorem, to highlight
how inevitably the subject develops, as well as to give the instructor different
options for how to present the material. (Few students will benefit from seeing
all of the proofs their first time encountering this material.)
An unusual feature of the book is that exercises appear embedded in the text.2
This is done to enable the student to complete the proofs of theorems.3 This
does not require the students to come up with new ideas but rather to follow the
arguments given so as to fill in the gaps. For less experienced students it helps
to write out the solutions to these exercises; more experienced students might just
satisfy themselves that they can provide an appropriate proof.
2Though all of the exercises can be downloaded, as a separate list, from ....
3Often students have little experience with proofs, and struggle with the level of sophistication
required, at least without adequate guidance.
Preface vii
Student expectations. For some students, number theory is their first course
that formulates abstract statements of theorems, which can take them outside of
their “comfort zone”. This can be quite a challenge, especially as high school
pedagogy moves increasingly to training students to learn and use sophisticated
techniques, rather than appreciate how those techniques arose. We believe that
one can best use (and adapt) methods if one fully appreciates their genesis, so
we make no apologies for this feature of the elementary number theory course.
However this means that some students will be forced to adjust their personal
expectations. Future teachers sometimes ask why they need to learn material,
and take a perspective, so far beyond what they will be expected to teach in high
school. There are many answers to this question; one is that, in the long term, the
material in high school will be more fulfilling if one can see its long-term purpose. A
second response is that every teacher will be confronted by students who are bored
with their high-school course and desperately seeking harder intellectual challenges
(whether they realize it themselves or not); the first few chapters of this book should
provide the kind of intellectual stimulation those students need.
A few questions in this book are open ended, others are purposely misleading.
One reason for this is that the student who tries to develop those themes her-or-
himself, might embark upon a rewarding voyage of discovery. Once, after I had
set the exercises in section ?? for homework, some students complained how unfair
they felt these questions were, but were silenced by another student who announced
that it was so much fun for him to work out the answers that he now knew what
he wanted to do with his life!
progresses; for examples, the theory of recurrence sequences, and properties of bi-
nomial coefficients. We dedicate a preliminary chapter to induction, and use it to
develop the theory of sums of powers.
Our most unconventional choice is to give a version of Rousseau’s proof of the
law of quadratic reciprocity, which is directly motivated by Gauss’s proof of Wil-
son’s Theorem. This proof avoids Gauss’s Lemma so is a lot easier for a beginning
student than Eisenstein’s elegant proof (which we give in section ?? of appendix
8A). Gauss’s original proof of quadratic reciprocity is more motivated by the intro-
ductory material, although a bit more complicated than these other two proofs. We
include Gauss’s original proof in section ?? of appendix 8D, and we also understand
(2/n) in his way, in the basic course, to interest the reader. We present several other
proofs, including a particularly elegant proof using Gauss sums in section ??.
Thanks. I would like to thank the many inspiring mathematicians who have
helped me shape my view of elementary number theory, most particularly Bela Bol-
lobas, Paul Erdős, D.H. Lehmer, James Maynard, Ken Ono, Paulo Ribenboim, Carl
Pomerance, John Selfridge, Dan Shanks and Hugh C. Williams. Several people have
shared insights or new works that have made their way into this book: Stephanie
Chan, Leo Goldmakher, Richard Hill, Alex Kontorovich, Jennifer Park and Richard
Pinch. The six anonymous reviewers added some missing perspectives and Olga
Balkanova, Patrick Da Silva, Mariah Hamel, Jorge Jimenez, Nikoleta Kalaydzhieva,
Youness Lamzouri, Jennifer Park, Sam Porritt, Ethan Smith, Anitha Srinivasan,
Paul Voutier, and particularly Tristan Freiberg and Max Wenqiang Xu kindly read
subsections of the near-final draft, making valuable comments.
Gauss’s “Disquisitiones
Arithmeticae”
ix
x Gauss’s “Disquisitiones Arithmeticae”
X Y
summand and summand,
Some variables: Some variables:
Certain conditions hold Certain conditions hold
mean that we sum, or product, the summand over the integer values of some vari-
able, satisfying certain conditions.
Brackets and Parentheses: There are all sorts of brackets and parentheses in math-
ematics. It is helpful to have protocols with them that take on meaning, so we do
not have to repeat ourselves too often, as we will see in the notation below. But
we also use them in equations; usually we surround an expression with “(” and “)”
to be clear where the expression begins and ends. If too many of these are used
in one line then we might use different sizes, or even “{” and “}” instead. If the
brackets have a particular meaning then the reader will be expected to discern that
from the context.
A[x] — The set of polynomials with coefficients from the set A, that is f (x) =
Pd i
i=0 ai x where each ai ∈ A. Mostly we work with A = Z.
A(x) —The set of rational functions with coefficients from the set A. In other
words, functions f (x)/g(x) where f (x), g(x) ∈ A[x] and g(x) 6= 0.
[t] — The integer part of t. That is, the largest integer ≤ t.
xi
xii Notation
{t} — The fractional part of (real number) t. That is {t} = t − [t]. Notice that
0 ≤ {t} < 1.
(a, b) — The greatest common divisor of a and b.
[a, b] — The least common multiple of a and b.
b|a — means b divides a
pk ka — means pk divides a, but not pk+1 (where p is prime). In other words, k is
the “exact power” of p dividing a.
I(a, b) — The set {am + bn : m, n ∈ Z}, which is called the ideal generated by a
and b over Z.
log — is the logarithm in base e, the natural logarithm, which is often denoted by
“ln” in earlier courses.
Parity – The parity of an integer is either even (if it is divisible by 2), or odd (if it
is not divisible by 2).
The reader should be familiar with the commonly used sets of numbers N, Z and Q,
as well as polynomials with integer coefficients, denoted by Z[x]. Proofs will often
use the principle of induction; that is, if S(n) is a given mathematical assertion,
dependent on the integer n, then to prove that it is true for all n ∈ N, we need only
prove the following:
• S(1) is true
• S(k) is true implies that S(k + 1) is true, for all integers k ≥ 1.
The example that is usually given to highlight the principle of induction is the
statement “1 + 2 + 3 + . . . + n = n(n+1)
2 ” which we denote by S(n).4 For n = 1 we
1·2
check that 1 = 2 and so S(1) is true. For any k ≥ 1, we assume that S(k) is true
and then deduce that
1 + 2 + 3 + . . . + (k + 1) = (1 + 2 + 3 + . . . + k) + (k + 1)
k(k + 1)
= + (k + 1) as S(k) is true
2
(k + 1)(k + 2)
= ;
2
that is, S(k + 1) is true. Hence, by the principle of induction, we deduce that S(n)
is true for all integers n ≥ 1.
To highlight the technique of induction with more examples, we develop the
theory of sums of powers of integers (for example, we prove a statement which gives
a formula for 12 + 22 + . . . + n2 for each integer n ≥ 1) in section 0.1, and give
formulas for the values of the terms of recurrence sequences (like the Fibonacci
numbers) in section 0.2.
4There are other, easier proofs of this assertion, but induction will be the only viable technique to
prove some of the more difficult theorems in the course, which is why we highlight the technique here.
xiii
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