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Sociology, Religion and Grace
This series aims to present cutting-edge developments and debates within the
field of sociology. It will provide a broad range of case studies and the latest
theoretical perspectives, while covering a variety of topics, theories and issues
from around the world. It is not confined to any particular school of thought.
Arpad Szakolczai
First published 2007
by Routledge
2 Park Square, Milton Park, Abingdon, Oxon OX14 4RN
Simultaneously published in the USA and Canada
by Routledge
270 Madison Ave, New York, NY 10016
Routledge is an imprint of the Taylor & Francis Group, an informa business
© 2007 Arpad Szakolczai
This edition published in the Taylor & Francis e-Library, 2006.
“To purchase your own copy of this or any of Taylor & Francis or Routledge’s
collection of thousands of eBooks please go to www.eBookstore.tandf.co.uk.”
Preface xiii
Acknowledgements xviii
PART 1
The births and re-births of grace in Antiquity 13
1 Minoan Grace 19
Kerényi on the Minoan Dionysos 19
Themes in Minoan art 20
The sudden emergence of Minoan civilisation 24
An attempt at interpretation: a religion of womanhood? 26
A Minoan Trickster? 28
Concluding remarks 29
x Contents
2 Grace in Greece 30
Greek myths 31
The Cretan origins of Greek mythology 32
Grace in Athens 38
Athens’s golden age 45
Themistocles 48
Pericles 49
Socrates: graceful speech without beauty 53
Conclusion to part 1 65
PART 2
The experiential bases of Tuscan Renaissance painting 67
PART 3
The flowering and demise of Renaissance Grace 123
9 Michelangelo 218
Early activities 218
The ‘demonic’ according to Enrico Castelli 220
Twisted male nudes in battle scenes 222
xii Contents
The Pollaiuolos, or the return of the Trickster 226
Michelangelo’s stony Madonnas 233
David, or the apotheosis of revolt 237
The ‘titanic’ according to Károly Kerényi 239
Michelangelo’s tombs 242
The Sistine Chapel vault 247
Teaching the world 250
The Last Judgment 251
The dead Christ as the model for life 254
Michelangelo’s personality: ethical terror as another
face of the Trickster 256
10 Raphael 259
Early years 260
1504: the move to Florence 262
Raphael’s dilemma 265
The second answer: the Leonardo Madonnas 266
The practice of portraits 270
Late 1506: the trauma of Leonardo’s departure and the
first encounter with Michelangelo 277
1508: the call to Rome 283
Visions of Madonnas 295
1513–14: the new encounter with Leonardo 305
The last works, 1518–20 310
Notes 328
References 345
Name index 359
Subject index 368
Preface
This book is situated at an intersection point that explains its broad historical
and conceptual scope and hopefully justifies its size. It is first of all an account
of the rise of modernity, continuing the line of work started in my three
previous monographs. However, it also goes beyond them in several respects.
The previous books stayed close to the ideas of classical figures of social
and political thought, focusing on Max Weber and Michel Foucault, and also
on Norbert Elias and increasingly on Eric Voegelin, trying to reconstruct
their understanding of the rise of the modern world. This book continues the
research pioneered by Weber and company, taking up the challenges
launched by Nietzsche, but represents a significant reorientation of
direction.
The radical novelty of Weber lay in the emphasis placed on religious
factors in the rise of modernity, identifying the Protestant ethic with the
‘spirit’ of capitalism. Together with the contemporary work of Johan
Huizinga, this implied a radical reassessment of the Renaissance. While since
the Enlightenment the Renaissance was considered to be the birth-place of
modernity, Huizinga redefined this period as the ‘autumn’ of the Middle
Ages, while Weber identified a break between the Renaissance and the
Reformation. As a result, social theorists lost interest in the Renaissance, and
even those equalling Weber in breadth and significance focused on the
seventeenth and eighteenth centuries: the ‘court society’ or the ‘disciplinary
society’. Without questioning this work the book argues that a proper
understanding of our present requires a return to the Renaissance.
xiv Preface
It is also necessary to complement the central thrust of Weber’s orientation.
In his entire work Weber was preoccupied with the problem of modern
‘rationality’. Recent research has much clarified what Weber meant by terms
like ‘rationality’ or ‘rationalisation’, highlighting the manner in which the
rationalisation of the conduct of life (Lebensführung) rendered the rise of
modern capitalism and democracy possible, and noting the concern with the
rise of modern science, a project Weber never engaged in but considered as
parallel (Weber 1978; for details, see Szakolczai 1998). However, here we
also encounter a significant blind spot in Weber, as the modern world was not
only produced by an increasing rationalisation, but also through the rising
prevalence of a certain kind of ‘magic’, not simply metaphorically but in a
very real sense, and in close correspondence with the kind of rationalisation
processes analysed by Weber, thus related to the conduct of life and the rise
of modern science.
Concerning the latter, though science and magic are not identical, neither
are they completely different. The tight connections between the two can be
taken back at least as far as the agricultural ‘revolution’. Settled, agricultural
societies have always been much more prone to magic, myths and rituals than
nomadic, hunter-gatherer societies. The significant and inherent positive link
between ancient magic and the modern, utilitarian power-knowledge
complex has quite straightforward reasons: both are primarily concerned with
forcing the course of things, of imposing a control, from the outside, on the
forces of life and nature; a persistent, reckless, arrogant hubris asserting
the central position of human beings, the ‘self’ within the cosmos. Modern
utilitarian science does nothing else, but continues the millennia-old project
of magic by better means.
The same holds true for the other central field of modern rationality, the
conduct of human life. While rationalisation here implies the systematic,
methodical regularisation of behaviour by the ‘word’, emphasising scientific
inventions like the mechanical clock or the printing machine, at the same
time, and using much the same inventions, human life has also been
increasingly controlled by increasingly standardised and mass produced
images. While the link between modern science, the Gutenberg galaxy and
the rise of Protestantism has been extensively studied, the much more tricky
connection between science, magic and image-power, and its Renaissance
roots, have remained mostly hidden.
Finally, Weber’s project must be complemented in other senses as well.
Terms like ‘disenchantment’, ‘rationalisation’, or ‘bureaucratisation’, and
especially the ‘religious rejections of the world’ express Weber’s fundamental
unease with the dynamics of modernity, rooted in Nietzsche’s concern with
‘nihilism’. By identifying ‘nihilism’ at the core of the modern ‘project’,
Nietzsche threw a challenge that subsequent generations of thinkers only
ignored at their peril. However, beyond sharpening his diagnosis, we should
also follow Nietzsche and pose the question of what might lead out of
nihilism.
Preface xv
Nietzsche struck the right note by refusing the normative strategy of
armchair academic philosophising, focusing instead on the actual historical
reality of non-nihilistic forms of life, but got quickly lost in the evolutionary
biologism of the late nineteenth century. Beyond Nietzsche, such project
should start with recognising that European culture since its earliest
beginnings was dominated by the unique preoccupation of identifying the
sources of nihilism at the very heart of culture and civilisation and trying to
overcome such tendencies, always threatened by a relapse. This requires an
increased level of self-consciousness, beyond Enlightenment arrogance and
critical self-hatred.
A first step towards heightened self-consciousness is to recognise the
significance of recognition. The identification of both the forces of nihilism
and the tendencies opposing nihilism over millennia depends not on ‘cognitive’
skills but on the powers of recognition: distinction, discrimination and
discernment. While the distinction between cognitive and recognitive
knowledge has been central to Plato’s thinking, dominating the conflict
between Socrates and the Sophists, it has not been rendered explicit in the
history of philosophy (see Ricoeur 2004). Fortunately, in sociology recognition
has been emphasised by Alessandro Pizzorno (1987, 1991, 2000), providing
one of the most important bases of this book.
Just as the roots of modern nihilism go back to the Renaissance, the same
holds true for the project of overcoming nihilism. It furthermore leads to a
single term which resumes this work of renewal and reconstruction, grace.
Thus, apart from being a sociology of the Renaissance, this book is also a
sociology of grace.
Even here Weber indicates a first step. In identifying a non-world-rejecting
type of religion, based on New Testament scholarship but also incorporating
research in anthropology, comparative mythology and ancient history, Weber
introduced the term charisma. Weber’s approach to charisma, however, had
major shortcomings. Though broadening the meaning of the term and
originally connecting it to his typology of social action, in Economy and Society
it became restricted to the typology of power. Thus it became used mostly to
characterise a type of leadership, with the term ‘charismatic leader’ often
applied for the kind of political leaders that showed the opposite characteristics
of Weberian charisma.
In the footsteps of Paul Radin and Károly Kerényi, and following a hint
by Zygmunt Bauman (1990), Agnes Horvath came up with the suggestion
of complementing Weber’s typology with the figure of the Trickster, widely
used in comparative anthropology and mythology. This book will develop
further the links between grace and gift-giving, incorporating the ideas of
Marcel Mauss, considering the competing logics of grace and gift-giving and
of the Trickster as constitutive of the contrast between the spread of nihilism
and the efforts of renewal. From this perspective the Renaissance as project is
to generate a harmonious balance between various aspects of grace, and the
European Renaissance was only one in a chain of renewals connected by
xvi Preface
eruptions of manifest grace. In each of these Renaissances spurt-like renewals
of gracefulness and gift-relations were always accompanied with intensified
activities of Trickster figures asserting that all this is illusion, as the world is
governed by objective personal interests; mostly by power, money and sex.
Thus, just as interest in the ‘Enlightenment project’ should be replaced by
interest in the Renaissance as a project, always incomplete and interminable,
the critical concern with the ‘dialectics of the Enlightenment’ is to be
replaced by the history of encounters between the radiant and indestructible
forces of grace and the machinations of those who, whether intentionally or
not, embody the Trickster logic.
In terms of its methodology, the book takes as its starting point the
‘genealogical method’ as pioneered by Nietzsche, taken up by Weber, and
continued by Elias, Voegelin or Foucault. While this type of analysis is
markedly different from mainstream academic research, dominated by
neo-positivism and neo-Kantianism, it is also orthogonal both to critical
theory and the kind of post-modern/post-structuralist paradigm that also lists
Nietzsche and Foucault among its sources. The most important difference is
that – in opposition to the oscillation between the apocalyptic and ironic-
deconstructionist poles, characteristic of the critical tradition – it starts by
recognising that Nietzsche had a dual purpose with genealogy: the diagnosis
of European nihilism and the reconstruction of the ‘good European’ tradition,
or the renewal of ‘what is noble’. This concern already animated Weber’s
interest in charisma, Elias’s work on the ‘civilizing process’, or Voegelin’s con-
trast between the ‘two modernities’, and surfaced with particular clarity in
Foucault’s recovery of the ‘care of the self’ and ‘parrhesia’ as central for classi-
cal philosophy. This internal renewal of Foucault’s project establishes tight
links between Foucault, Weber and Voegelin, but also strict parallels with
those East-Central European thinkers like Patocka, Kerényi, Hamvas and
Hankiss who also recognised the identity of Europe in such basic values (see
Szakolczai 1994, 2005b; Szakolczai and Wydra 2006).
Apart from integrating these approaches, the book will also rely on further
anthropological concepts. The most important is the term ‘liminality’,
invented by van Gennep and Victor Turner to characterise the formative and
transformative power of temporary in-between periods of transition.
Following Zygmunt Bauman even here, this will be developed further to
render the genealogical method more precise, explaining how certain
‘conditions of emergence’ can leave a lasting ‘stamp’.
The central term of this historical methodology is the word ‘experience’, as
the aim is to reconstruct the experiential basis of thought. Whatever human
beings do is profoundly invested with thought processes, even when this is
not evident for participants. Thought is not reducible to representing reality,
but neither is the history of thought independent of reality, following the
internal logic of ideas or the self-realisation of consciousness. Rather, the
effective interaction of reality and thought happens in unstable moments of
transition in which what previously was taken for granted has lost its validity
Preface xvii
and grip, while new norms and institutions have not yet been established.
The task of genealogy is to show how these new certainties are formed on the
basis of the experiences undergone, focusing on the modality of the solution:
whether it overcomes the negative aspects of these experiences, returning to
the graceful world of gift-relations, or whether it implies an apocalyptic
resignation to suffering based on a nihilistic assessment of the world and its
dominant forces, sucked into the spiralling logic of the Trickster. This
interpretation of experience is based on the encounter between philosophical
and cultural anthropology that took place when Victor Turner recognised the
fundamental affinities between his work and the earlier project of Wilhelm
Dilthey (see Szakolczai 2004).
In this way the centrality of the Renaissance as a crucial period of
transition (Elias 2000[1939]) between the medieval and the modern worlds
becomes fully visible. The question is why the promise of a genuine revival
through an intensified interest in grace in arts, in social institutions and
practice, in philosophy and theology ended up in the chaotic and terrible
times of the sixteenth century, the period of religious and civil wars
(Koselleck 1988[1959]), the Europe of fear (Delumeau 1978).
The modern world is produced by the collapse and fragmentation of the
Renaissance; if we want to understand modernity in order to overcome it, as
we must, the key lies in the reasons why the Renaissance collapsed, while
hope is vesteol in the indestructible nature of the forces that time and again
lead to new renascences.
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