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Multifunctional
Cosmetics
edited by
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COSMETIC SCIENCE AND TECHNOLOGY
Series Editor
ERIC JUNGERMANN
Jungermann Associates, Inc.
Phoenix, Arizona
The Cosmetic Science and Technology series was conceived to permit discussion
of a broad range of current knowledge and theories of cosmetic science and tech-
nology. The series is composed of both books written by a single author and edited
volumes with a number of contributors. Authorities from industry, academia, and
the government participate in writing these books.
The aim of the series is to cover the many facets of cosmetic science and
technology. Topics are drawn from a wide spectrum of disciplines ranging from
chemistry, physics, biochemistry, and analytical and consumer evaluations to
safety, efficacy, toxicity, and regulatory questions. Organic, inorganic, physical
and polymer chemistry, emulsion and lipid technology, microbiology, dermatol-
ogy, and toxicology all play important roles in cosmetic science.
There is little commonality in the scientific methods, processes, and formu-
lations required for the wide variety of cosmetics and toiletries in the market.
Products range from preparations for hair, oral, and skin care to lipsticks, nail pol-
ishes and extenders, deodorants, body powders and aerosols, to quasi-pharmaceu-
tical over-the-counter products such as antiperspirants, dandruff shampoos,
antimicrobial soaps, and acne and sun screen products.
Cosmetics and toiletries represent a highly diversified field involving many
subsections of science and “art.” Even in these days of high technology, art and
intuition continue to play an important part in the development of formulations,
their evaluations, selection of raw materials, and, perhaps most importantly, the
successful marketing of new products. The application of more sophisticated sci-
entific methodologies that gained steam in the 1980s has increased in such areas
as claim substantiation, safety testing, product testing, and chemical analysis and
iii
iv About the Series
has led to a better understanding of the properties of skin and hair. Molecular mod-
eling techniques are beginning to be applied to data obtained in skin sensory stud-
ies.
Emphasis in the Cosmetic Science and Technology series is placed on
reporting the current status of cosmetic technology and science and changing reg-
ulatory climates and presenting historical reviews. The series has now grown to 26
books dealing with the constantly changing technologies and trends in the cos-
metic industry, including globalization. Several of the volumes have been trans-
lated into Japanese and Chinese. Contributions range from highly sophisticated
and scientific treatises to primers and presentations of practical applications.
Authors are encouraged to present their own concepts as well as established theo-
ries. Contributors have been asked not to shy away from fields that are in a state
of transition, nor to hesitate to present detailed discussions of their own work.
Altogether, we intend to develop in this series a collection of critical surveys and
ideas covering diverse phases of the cosmetic industry.
The 13 chapters in Multifunctional Cosmetics cover multifunctional prod-
ucts for hair, nail, oral, and skin care, as well as products with enhanced sunscreen
and antimicrobial properties. Several chapters deal with the development of claim
support data, the role of packaging, and consumer research on the perception of
multifunctional cosmetic products. The authors keep in mind that in the case of
cosmetics, it is not only the physical effects that can be measured on the skin or
hair, but also the sensory effects that have to be taken into account. Cosmetics can
have a psychological and social impact that cannot be underestimated.
I want to thank all the contributors for participating in this project and par-
ticularly the editors, Perry Romanowski and Randy Schueller, for conceiving,
organizing, and coordinating this book. It is the second book that they have con-
tributed to this series and we appreciate their efforts. Special thanks are due to
Sandra Beberman and Erin Nihill of the editorial and production staff at Marcel
Dekker, Inc. Finally, I would like to thank my wife, Eva, without whose constant
support and editorial help I would not have undertaken this project.
In the last several years our industry has seen a shift toward the widespread accep-
tance of, and even demand for, products that offer more than one primary benefit. A
variety of technological and marketing factors have contributed to this shift. From
a technological standpoint, improved raw materials and formulation techniques
have improved the formulator’s ability to create products that can accomplish mul-
tiple tasks. In fact, certain performance attributes that were at one time viewed as
incompatible or mutually exclusive (such as simultaneous shampooing and condi-
tioning of hair or concurrent cleansing and moisturizing of skin) are now routinely
delivered by single products. From a business perspective, changing marketing tac-
tics have also played a role in the escalation of product functionality. Marketers
have become increasingly bold in their attempts to differentiate their products from
those of their competitors. Thus, products that claim to have three-in-one function-
ality attempt to outdo those that are merely two-in-ones. For these reasons, among
others, it has become important for cosmetic chemists to understand how to develop
and evaluate multifunctional personal care formulations.
In this book we discuss multifunctional cosmetics from a variety of view-
points. First, and most fundamentally, we attempt to define what constitutes a mul-
tifunctional product. The first two chapters establish the definitions and guidelines
that are used throughout the book. The next several chapters describe the role of
multifunctionality in key personal care categories. Three chapters are devoted to
hair care, with special emphasis on one of the most influential types of multifunc-
tional products, the two-in-one shampoo. In the last several years, two-in-ones
have risen to an estimated 20% of the shampoo market, and we can trace the his-
tory and technical functionality of these formulations. Other multifunctional hair
v
vi Preface
Randy Schueller
Perry Romanowski
Contents
Index 229
Contributors
ix
x Contributors
M. J. Tenerelli Writer and Editor, Upland Editorial, East Northport, New York,
U.S.A.
Shira P. White President, The SPWI Group, New York, New York, U.S.A.
* Retired.
1
Definition and Principles
of Multifunctional Cosmetics
A popular late-night comedy television program once made a joke about a product
that was a combination floor wax and dessert topping. While this is a humorous
example, it does support the central point of this book: consumers love products
that can do more than one thing. This is a critical principle that formulating
chemists should learn to exploit when designing new products and when seeking
new claims for existing products. If formulators can create products that excite the
consumer by performing more than one function, these products are more likely to
succeed in the marketplace. In fact, in many cases, creating products with more than
one function is no longer a luxury, it is a necessity that is mandated by consumers.
This book is written to share with the reader some approaches for formulat-
ing and evaluating multifunctional products. But first, to provide a conceptual
framework for our discussion, we must state what the term “multifunctionality”
means in the context of personal care products. The opening section of this chap-
ter define the term by describing four different dimensions of multifunctionality.
We then discuss three key reasons why this trend is so important to this industry.
On the basis of this conceptual foundation, the remainder of the chapter provides
an overview of the specific product categories discussed throughout the book.
1
2 Romanowski and Schueller
While the reader may have an intuitive sense of what multifunctionality is,
there is no single, universally accepted definition. Therefore, we begin by attempt-
ing to develop a few standard definitions. We hope to better define the concept by
discussing four different dimensions of multifunctionality: performance-oriented
multifunctionality, ingredient-based multifunctionality, situational multifunction-
ality, and claims-driven multifunctionality.
1 PERFORMANCE-ORIENTED MULTIFUNCTIONALITY
Multifunctionality based on performance is probably the type that first comes to
mind. Products employing this type of multifunctionality are unequivocally
designed to perform two separate functions. One of the most obvious examples of
this kind of multifunctionality is the self-proclaimed two-in-one shampoo that is
intended to simultaneously cleanse and condition hair. This type of formulation
was pioneered by Proctor & Gamble with Pert Plus in the late 1970s. Pert contains
ammonium lauryl sulfate as the primary cleansing agent, along with silicone fluid
and cationic polymers as the conditioning ingredients. Proctor & Gamble
researchers found a way to combine these materials in a way that allows concur-
rent washing and conditioning of the hair. The result is a product that is able to
offer consumers the legitimate benefit of saving time in the shower because it
eliminates the need for a separate conditioner. Thus Pert has become a classic
example of a multifunctional personal care product.
In a somewhat different context, antiperspirant/deodorants (APDs) also
exhibit multifunctional performance. To appreciate this example, the reader must
understand that “antiperspirant/deodorants” are very different from “deodorants.”
Deodorants are designed solely to reduce body odor through use of fragrance that
masks body odor and antibacterial agents that control the growth of odor-causing
microbes. Because they are designed to reduce odor only, deodorant are mono-
functional products. Antiperspirants, on the other hand, contain active ingredients
(various aluminum salts) that physiologically interact with the body to reduce the
amount of perspiration produced. Because these aluminum compounds also help
control bacterial growth, antiperspirants are truly multifunctional: they control
body odor and reduce wetness. In this context, it is interesting to note that all
antiperspirants are deodorants but not all deodorants are antiperspirants. We also
point out that since these aluminum salts are responsible both product functions,
they could be considered multifunctional ingredients—this type of multifunction-
ality is discussed later in the chapter.
This principle of performance-oriented multifunctionality has been applied
to almost every class of cosmetic product. For example, the number of makeup
products that make therapeutic claims is increasing. One trade journal, Global
Cosmetics Industry, noted three cosmetic products that combine the benefit of a
Definitions and Principles 3
foundation makeup with a secondary benefit. Avon’s Beyond Color Vertical Lift-
ing Foundation is also said to be effective against sagging facial skin, Clinique
claims that The City Cover Compact Concealer also protects skin from sun dam-
age, and Elizabeth Arden’s Flawless Finish Hydro Light Foundation adds
ceramides, sunscreen, and an α-hydroxy acid (AHA) to smooth and protect skin.
Global Cosmetics Industry anticipates that the combination of multifunctional
claims, combined with strong brand names and affordable prices, will allow such
products to thrive in the coming years. A number of other examples are cited in
Tables 1–8.
Dove Nutrium
Restores and nourishes
Dual formula
Skin-nourishing body wash
Goes beyond cleansing and moisturizing to restore and nourish
FaBody Wash
Moisturizers that feed the body and exotic fragrances that fuel the
senses
Nourishes the skin
Cleans without drying
Dial Anti bacterial Hand Sanitizier
Contains moisturizers
Kills some germs
4 Romanowski and Schueller
Colgate Total
Helps prevent
Cavities
Gingivitis
Plaque
Crest Multi-Care
Fights cavities
Protects against cavities
Fights tartar buildup
Leaves breath feeling refreshed
Aqua-Fresh Triple Protection
Cavity protection
Tartar control
Breath freshening
Arm & Hammer’s Dental Care Baking Soda Gum
Whitens teeth
Freshens breath
Reduces plaque by 25%
Listerine antiseptic mouthwash
Kills germs that cause
Bad breath
Plaque
Gingivitis
Polydent Double-Action Denture Cleanser
Cleans tough stains
Controls denture odor
Keeps user feeling clean all day
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