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UA23.N375 2007
355'.033573—dc22
2006102730
• First, the armed forces of the United States have been used to
spearhead this new strategy, and they have achieved important
successes. But it is also clear that, in several instances, U.S. armed
forces are being called on to perform missions that are well out-
iii
iv A New Division of Labor
The purpose of this effort is to offer ideas and insights to the lead-
ership of DoD on key issues as it strives to align defense resources and
capabilities with the demands of a new strategy and stressing security
environment.
The approach taken in this monograph aims first and foremost
to explore the implications of a new and demanding strategy. Examin-
ing threats to the objectives embodied in that strategy, we define what
would logically be the central elements of a defense strategy appropri-
ate to the conditions likely to emerge in the coming years. Forces and
posture are then examined to determine how well they provide the
capabilities most appropriate to implementing that strategy.
The work presented here does not seek to address important issues
relating to broader institutions of government, which should be the
subject of a separate study, or the management of DoD, including
acquisition reform, the industrial base, business and accounting prac-
tices, or personnel management. Neither does this monograph attempt
in any direct way to address the question of whether the aggregate level
of resources the United States is devoting to its armed forces is appro-
priate, although this work recognizes that resource constraints are sig-
nificant today and are likely to tighten in the years ahead.
Finally, although the recommendations put forward in this report
are based on the authors’ judgments regarding future strategy and the
Preface v
1 Publicly available sources relevant to the material presented in this monograph are cited
in the bibliography. Several of these sources and others are available through the RAND
Web site: http://www.rand.org.
vi A New Division of Labor
basis. The research reported here was prepared within the Strategy and
Doctrine program.
Additional information about PAF is available on our Web site at
http://www.rand.org/paf.
Contents
Preface . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . iii
Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ix
Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . xxiii
Abbreviations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . xxv
CHAPTER ONE
Promoting Democracy and Freedom Abroad . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
America’s New Grand Strategy? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
New Friends, New Commitments, New Tensions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
What Does This Mean for America’s Armed Forces? . . . . . . . . . . . . . . . . . . . . . . . . . 10
CHAPTER TWO
Conflict in the Post Post–Cold War World . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13
Terrorism and Insurgency . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14
The New Nuclear Equation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16
The Rise of China . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19
Welcome to the Post Post–Cold War World . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24
CHAPTER THREE
Toward a New Division of Labor . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 27
Countering Terrorists and Insurgent Groups Abroad . . . . . . . . . . . . . . . . . . . . . . . 28
Supporting New Democracies . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31
Deterring and Defeating Regional Adversaries . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33
Dissuading Military Competition in Asia . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 36
Defending the Homeland . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 38
vii
viii A New Division of Labor
CHAPTER FOUR
What Will It Mean to Be Joint? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 51
Different Demands for Joint Warfighting Prowess . . . . . . . . . . . . . . . . . . . . . . . . . . . 52
Maintaining Strategic Focus . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 53
Achieving Joint Tactical Proficiency . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55
A New Joint Division of Labor . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 57
CHAPTER FIVE
Implications for the Armed Forces . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 61
Building the “Inform and Act” System . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 61
A Strategically Decisive Army: Winning at Peace as Well as War . . . . . . . . . . 65
Organizing, Training, and Equipping . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 67
Stability Operations—Scoping the Demand . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 70
Training . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 73
Equipping the Force . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 75
A New Air-Ground Partnership . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 76
Integrating Air, Space, and Maritime Power. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 80
Protecting the Commons . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 80
Projecting Power . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 83
Defeating Terrorist and Insurgent Groups Abroad . . . . . . . . . . . . . . . . . . . . . . . . 88
Getting More from the Corps . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 89
Security Cooperation in the New Security Environment . . . . . . . . . . . . . . . . . . . 92
CHAPTER SIX
Potential Actions for DoD’s Leadership . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 97
Bibliography . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 105
Summary
In January 2005, George W. Bush took the oath of office for his second
term as President. In his inaugural address, Bush pledged his admin-
istration to “seek and support the growth of democratic movements in
every nation and culture, with the ultimate goal of ending tyranny in
the world.” In so doing, he echoed a widely held sentiment that, over
the long run, safeguarding America against extremism and tyranny
will require a national commitment to fostering democracy, stability,
and prosperity in other societies.
In a sense, this is a natural, almost reflexive American response to
a threat to core U.S. interests. The spread of democracy and freedom
has been a prominent feature of American policy and culture since
the founding of the republic. It had been a key theme of nearly every
20th-century president and, in fact, animated Wilson and Roosevelt
as they sought to shape the outcomes of the two great wars of that
century. Moreover, it was a theme that motivated Bush’s immediate
predecessors, particularly William Clinton, and led to American sup-
port for emerging democracies in Latin America, East Asia, and South
Africa, as well as American military involvement in such places as the
Balkans.
But, in another sense, it represents a sharp departure for Ameri-
can foreign and security policy in that this administration has dem-
onstrated a willingness not only to stand up to America’s foes but also
discomfit its friends. In pursuit of this strategy since September 11,
2001, the United States has demonstrated a willingness, in some cases,
to create near-term instability to secure longer-term goals.
ix
x A New Division of Labor
Just as in the late 1940s, when it took the emergence of a clear and
compelling threat—Soviet expansionism backed by powerful military
forces—to induce the United States to shake off its tradition of isola-
tionism and adopt the strategy of containment, so too did the shock
of 9/11 prompt this nation to put forth a far-reaching and ambitious
national security strategy. That strategy, the centerpiece of which is
promoting democracy and freedom abroad, is the necessary response
to conditions that can breed serious threats to the security of Ameri-
cans worldwide. Although this strategy has roots in all post–Cold War
administrations, it has been given clearest expression by the current
administration in the wake of 9/11. As a consensus forms around the
idea that the United States and its allies must work to extend the reach
of democracy and freedom, this strategy could come to be recognized
as the long-awaited replacement for containment. (See pp. 3–7.)
The strategy is nothing if not ambitious. Pursuing this strategy
in earnest will require the United States and its partners to marshal
substantial levels of resources and to apply them with patience and
commitment. It will require the energy of the public and private sec-
tors and a renewed focus on diplomacy, education, outreach, and assis-
2 In judging that the nation will continue on this path for the foreseeable future, we also
recognize that different leaders will interpret this strategy in different ways. Just as “contain-
ment” was modified and adapted over the long years of the Cold War, so too will the strategy
to promote democracy and freedom take different forms.
Summary xi
tance. It will also call for the involvement of, and significant changes
to, America’s armed forces.
3 We recognize that not all fragile states will invite terrorists and that not all terrorist
struggles are insurgencies in character.
Summary xiii
DoD first needs to define a defense strategy that embraces the goal of
extending the reach of democracy and freedom. This will not, in our
estimation, necessarily involve more instances of forcible regime change
along the lines of Operation Iraqi Freedom. Rather, it means placing
far more emphasis than heretofore on helping to create or enhance sta-
xiv A New Division of Labor
4 The criterion that became known as “1-4-2-1” directed the armed forces to be prepared
simultaneously to defend the United States (1), deter aggression and coercion in four critical
regions (4), and swiftly defeat aggression in two overlapping conflicts (2), while preserving
the option to impose a change of regime in one of the conflicts (1). It also stated that the
forces were to be able to conduct a limited number of smaller-scale contingency operations.
For further elaboration, see DoD (2001).
5 DoD, in its 2006 Quadrennial Defense Review Report, has recognized this, stating that
U.S. forces must be structured and postured to operate on a sustained basis “around the
globe and not only in and from the four regions called out in the 2001 QDR” (see DoD,
2006, p. 36). DoD has not, however, indicated how forces should be configured for these
operations or where the capacity to sustain them will come from. For purposes of force plan-
ning, DoD should designate a rotation base of forces capable of sustaining roughly 50 “train,
equip, and advise” missions of various size and duration worldwide (see Chapter Five).
Summary xv
with those of our allies, remain able to defeat the forces of adversary
states in more than one region. This is critically important not only to
credibly deter our adversaries but also to assure our allies and partners.
Needless to say, U.S. forces must also do whatever is necessary to pro-
tect the United States itself. (See pp. 41–45.)
The question then becomes whether and how DoD can support a
demanding “1-n-2-1” criterion for sizing and shaping the armed forces
of the United States.
Potential Actions
But realigning the defense strategy and reallocating risk alone will
not provide the needed results. New partnerships need to be formed
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