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The Microbiomes of Humans, Animals, Plants,
and the Environment 3
Lucas J. Stal
Mariana Silvia Cretoiu Editors
The Marine
Microbiome
Second Edition
The Microbiomes of Humans, Animals,
Plants, and the Environment
Volume 3
This series covers microbiome topics from all natural habitats. Microbiome research
is a vibrant field of science that offers a new perspective on Microbiology with a
more comprehensive view on different microorganisms (microbiota) living and
working together as a community (microbiome). Even though microbial
communities in the environment have long been examined, this scientific movement
also follows the increasing interest in microbiomes from humans, animals and
plants. First and foremost, microbiome research tries to unravel how individual
species within the community influence and communicate with each other. Addi-
tionally, scientists explore the delicate relationship between a microbiome and its
habitat, as small changes in either, can have a profound impact on the other. With
individual research volumes, this series reflects the vast diversity of Microbiomes
and highlights the impact of this field in Microbiology.
# The Editor(s) (if applicable) and The Author(s), under exclusive license to Springer Nature Switzerland
AG 2016, 2022
This work is subject to copyright. All rights are solely and exclusively licensed by the Publisher, whether
the whole or part of the material is concerned, specifically the rights of translation, reprinting, reuse of
illustrations, recitation, broadcasting, reproduction on microfilms or in any other physical way, and
transmission or information storage and retrieval, electronic adaptation, computer software, or by
similar or dissimilar methodology now known or hereafter developed.
The use of general descriptive names, registered names, trademarks, service marks, etc. in this publication
does not imply, even in the absence of a specific statement, that such names are exempt from the relevant
protective laws and regulations and therefore free for general use.
The publisher, the authors, and the editors are safe to assume that the advice and information in this
book are believed to be true and accurate at the date of publication. Neither the publisher nor the authors or
the editors give a warranty, expressed or implied, with respect to the material contained herein or for any
errors or omissions that may have been made. The publisher remains neutral with regard to jurisdictional
claims in published maps and institutional affiliations.
This Springer imprint is published by the registered company Springer Nature Switzerland AG.
The registered company address is: Gewerbestrasse 11, 6330 Cham, Switzerland
Dedicated to
Prof. dr. Wolfgang Elisabeth Krumbein
Geomicrobiologist
1937–2021
In loving memory
Foreword
Marine microbiology has been a latecomer to the field of microbial ecology. But the
last three decades have been enough to revert the situation. The ocean is now
arguably the best known major microbial ecosystem on Earth. It was to be expected
that its physical structure at first sight is much more amenable to sampling and
interpretation than the richly micro-structured habitats like sediments or soil, not to
mention animal microbiomes. The ocean is a single gigantic lake that is
homogenized by the equally colossal global circulation. It has relatively constant
and largely moderate conditions (apart from extreme oligotrophy, for exceptions see
Chap. 14). On the other hand, it is also the largest, oldest and likely most critical
ecosystem for the environmental health of the planet. It has also been the least
impacted by the arrival of multicellular plants and animals ca. 500 million years ago.
It is possible to envisage vast marine areas in which the conditions have changed
little after the great oxygenation event ca. 2.2 billion years ago. Only in the last
hundred years has anthropic impact started to be noticed in the Pacific and Atlantic
central gyres that remained nearly pristine until the arrival of intensive whaling by
the mid-nineteenth century.
Microbiology is now at a crossroads or, if you wish, a new beginning. It turns out
that the fathers of microbiology were lucky to be able to discover the causative
agents of the major infectious diseases of their time. Human pathogens tend to be
copiotrophs well suited for growth in laboratory pure cultures, but most microbes are
not, and this includes most bacteria, archaea and protists that live in the ocean. We
know that because now we can sequence their genomes directly from the environ-
ment. However, the new microbiology that arose from nucleic acid sequencing is not
without limitations and drawbacks. First and foremost, the capability of annotating
genes and genomes (that is inferring function from sequence) is very unsatisfactory
and largely based on a few model organisms very distant from their wild
counterparts. Too little effort is invested in detecting new functions and too many
mystifying sequences added to the humongous databases. What is worse, we still
miss an evolutionary model that would consider the major impact of the pangenome
of prokaryotic species. The key role played by the pangenome dynamics in the
evolution of microbes and their ecology is yet to be fully incorporated in models of
evolutionary biology or ecosystem functioning.
There is also an overall lack of finesse in microbiome studies that often gravitate
over scale (big data) rather than detailed analysis of individual depth profiles, time
vii
viii Foreword
ix
x Preface
The biotic community is regarded as an organic unit comprising all the species of plants and
animals at home in a particular habitat. While plants are regarded as exerting the dominant
influence in the community, it is recognized that this rôle may sometimes be taken by the
animals. The biotic community, or biome, is fundamentally controlled by the habitat, and
exhibits a corresponding development and structure. In its development the biotic formation
reacts upon the habitat, and thus produces a succession of biomes, comparable in practically
all essentials to the succession of plant communities. Every such succession, or biosere,
terminates regularly in a climax. The bioseres of each climax are either primary or second-
ary, and these may be further distinguished as hydroseres, xeroseres, etc.
Shade and Handelsman (2012) introduced the term ‘core microbiome’ in the hope
to find microorganisms common to any biome and hypothesized that it would fulfil
the basic and fundamental roles required for any ecosystem to function. This is an
interesting idea that awaits the discovery and description of examples that fit this
hypothesis. Shade and Handelsman (2012) defined microbiome as ‘an assemblage of
microorganisms existing in or associated with a habitat; includes active and
interacting member as well transient or inactive members’, definition that was
based on Lederberg and McCray (2001). They gave as examples the human
microbiome, earth microbiome, Lake Erie microbiome and soil microbiome (the
marine or ocean microbiome had not yet been discovered; see Fig. 2). Remarkably,
Shade and Handelsman (2012) define biome as ‘the world’s major ecosystems,
defined by temperature gradients in latitude and altitude, precipitation and season-
ality’ and cite Walter and Box (1976). Examples given by them are subtropical,
Mediterranean and polar. It is difficult to see a microbiome with this definition.
The Earth microbiome in fact comprises all microorganisms on Earth and all three
domains of life (bacteria, archaea and eukarya), and we also like to include viruses
and other forms of genetic information that interact with cells by keeping some sort
of functional equilibrium between the different organisms, exchanging genetic
information and generating diversity.
A search in the Web of Science (WoS) using the term ‘microbiome’ in the title of
scientific publications tells us that it appeared for the first time in 2006 (3 hits)
culminating to more than 3500 hits in 2020 (Fig. 1). The combination ‘marine’ and
‘microbiome’ gave the first 2 hits in 2012 and 12 in 2020 (Fig. 2). Just to give a little
more insight in the popularity of microbiome research, a WoS search on 19 May
2021 with ‘microbiome’ in the title returns 16,138 hits. 28% and 10% of those are
with respectively ‘gut’ or ‘human’ in the title and 3.3 and 0.3% with the term ‘soil’ or
‘rhizosphere’ and ‘marine’, respectively. These numbers show that microbiome
research becomes increasingly popular but that most of it focuses on humans and
occasionally other animal model systems and that the second-most investigated
xii Preface
microbiomes are connected to (crop) plants and food production. The microbiome of
the ocean, arguably the largest ecosystem and crucial for the Earth’s climate and
food production, has still received little attention.
The Human Microbiome Project (2008–2012) was dominating microbiome
research and until 2010 only human (gut) microbiome and few other animal gut
microbiomes returned as hits in the title of a WoS search. In 2010, the Earth
Microbiome was launched (Gilbert et al. 2010). Microbiome research stays focused
on the human microbiome up to today. Other microbiomes studied are mostly in
other animal models and to some extent plants or a rare environment or habitat
turned up in the title together with the term microbiome. In 2013, the scientific
journal Microbiome appeared next to a few other even more specialized journals as
well as Environmental Microbiome (2019).
This book uses the term ‘microbiome’ as a description of all microorganisms in a
certain biome. We consider the ocean and its adjacent seas, bays and estuaries as the
‘marine biome’ and refer to the total of microorganisms in it as the ‘marine
microbiome’.
We hope and expect that this book along with the first edition (Part 1) will inspire
microbiologists to speed up the study of marine microorganisms and increase the
knowledge of their diversity and function because it is urgently needed to understand
the changes our planet is facing today and in the coming decennia. Fortunately, since
2016 important new initiatives have been launched such as the Atlantic Ocean
Research Alliance (AORA) that published the ‘Marine Microbiome Roadmap
2020’, the United Nations ‘Decade of Ocean Science for Sustainable Development’
and the EU Ocean Literacy projects ‘Sea Change’ and ‘ResponSEAble’ (see
Chap. 18). We are confident that this book will crank up marine microbiological
research.
One of us (LJS) retired in 2017 but remained as emeritus professor ‘Marine
Microbiology’ affiliated to the University of Amsterdam. This book may be his last
product of an almost 45-year career in marine microbiology, and Chap. 1 of this
book will be his last scientific paper. LJS would like to take this opportunity (again)
to thank all his friends and colleagues in science and particularly in marine
Preface xiii
microbiology for the wonderful time he had, accomplishing scientific work and
contributing to the world’s knowledge on the unseen majority.
Finally, we would like to thank the project coordinators of Springer for their help
and encouragement and for giving us the opportunity to publish this second edition
of The Marine Microbiome. We particularly thank Mr. Bharat Sabnani, Mrs. Andrea
Schlitzberger and Mr. Markus Spaeth. We also like to thank Professor Francisco
Eduardo Rodriguez Valera for his kind foreword to this book.
References
xv
xvi Contents
Abstract
Keywords
Marine microbiology · Milestones of marine microbiology · Nitrogen fixation ·
Ocean · Redfield ratio · Salinity
L. J. Stal (*)
Department of Freshwater and Marine Ecology – IBED, University of Amsterdam, Amsterdam,
The Netherlands
1.1 Introduction
Nowhere else where life is possible, probably in no other place in the Universe except
another ocean, are so many conditions so stable and so enduring.
Baas Becking (1934) put this quote from Henderson’s book “The Fitness of the
Environment” (Henderson 1913) above Chap. 9 “De Zee” (“The Sea”) of his book
“Geobiologie of inleiding tot de milieukunde” (Fig. 1.1). But immediately, Baas
Becking put this quote in perspective by stating that it might refer only to the
physicochemical characteristics, because the ocean is considered to be stable
because it is composed mainly of water. He continues by stating that when viewing
it from a biological perspective no environment has such a diversity as the ocean
with its adjacent seas, bays, estuaries, and coasts, with their currents and variations in
illumination, temperature, salinity, hydrostatic pressure, and a variety of chemical
components and organisms. Baas Becking’s book, although written in Dutch
(an English translation appeared in Canfield 2015, published by Wiley, and edited
by Don Canfield), became famous by the quote: “. . .alles is overal: maar het milieu
Fig. 1.1 Scan of the title page of Baas Becking’s book “Geobiologie of inleiding tot de
mileukunde” with a photo of the author on board of the RV “Max Weber” of the Zoological Station
Den Helder (predecessor of the Netherlands Institute for Sea Research, NIOZ) while doing research
in the waters around the island of Texel in the Netherlands in 1935. The photo is an original copy
which was made by Dr. H. Oomen, who also was the original owner of this copy of the book which
he obtained in 1935 during the same cruise on board of the RV “Max Weber.” The book is now in
possession of L.J. Stal
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