No Objection Certificate Annexure – 7.
Note: To be executed in the presence of a Public Notary / Gazetted Officer
[To be submitted in non-judicial stamp paper of appropriate value] No-
Objection Certificate from the Legal Heir(s)
Format of NOC from other Legal Heir(s) for Transmission of Securities in favour of
the Claimant(s) wherein the Sole Holder is deceased and NO NOMINATION has
been registered
DECLARATION
I/We, the legal heir(s) of late Mr. / Ms____________________ (name of the
deceased holder) declare as follows –
(i) That the above named deceased holder was holding the following securities in
his / her name as single holder Account No. _________________ with
_____________________________________ a Depository Participant having
DP ID _____________.:
Name of the Company ISIN No. of securities held
1)
2)
3)
(ii) That the deceased had died intestate on D D / M M / Y Y Y Y .and without
registering any nominee.
(iii) That the following Claimant(s) has/have applied for the transmission of the
aforesaid securities:
Name of the Address & contact details Age Relationship with
Claimant(s) the deceased
1)
2)
3)
(iv) That I / We are the legal heir(s) of the deceased holder, apart from the
Claimant(s)who has/ have applied for transmission of the aforesaid securities and our
details are as follows:
Name of the Legal Address and contact details Age Relationship with
Heir(s) the deceased
1)
2)
3)
CDSL – DP Operating Instructions – September 2024 Page 1 of 2
No Objection Certificate Annexure – 7.6
(v) I / we hereby declare that, I / we do not desire to make any claim in respect
of the title to the aforesaid securities held by the deceased and I / we hereby
wilfully relinquish & renounce all my /our rights in respect of the aforesaid
securities and shall have no legal claim upon said securities in future.
(vi) Accordingly, I / we declare that I / we have NO OBJECTION WHATSOEVER
in (Name of the Company) transmitting the aforesaid securities in favour of
the Claimant(s) Mr. / Ms. _______________________
(vii) I / we hereby state that whatever is stated herein above are true to the
best of my/our knowledge and nothing has been concealed therein.
Name(s) and Signature(s) of Legal Heir(s) who are Non – Claimant(s):
1) __________________________________
2) _________________________________
3) _________________________________
VERIFICATION
We hereby solemnly affirm and state that what is stated herein above is true to our
knowledge and nothing has been concealed therein and that we are competent to
contract and entitled to rights and benefits of the above mentioned securities.
Solemnly affirmed at _________________________________
Deponent(s) (1) ______________(2) ______ (3)____________
CDSL – DP Operating Instructions – September 2024 Page 2 of 2
