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Causation, Evidence, and Inference
In this book, Reiss argues in favor of a tight fit between evidence, con-
cept, and purpose in our causal investigations in the sciences. There is no
doubt that the sciences employ a vast array of techniques to address causal
questions such as controlled experiments, randomized trials, statistical and
econometric tools, causal modeling and thought experiments. But how do
these different methods relate to each other and to the causal inquiry at
hand? Reiss argues that there is no ‘gold standard’ in settling causal issues
against which other methods can be measured. Rather, the various methods
of inference tend to be good only relative to certain interpretations of the
word ‘cause’, and each interpretation, in turn, helps to address some salient
purpose (e.g., prediction, explanation, or policy analysis) but not others.
The main objective of this book is to explore the metaphysical and method-
ological consequences of this view in the context of numerous cases studies
from the natural and social sciences.
By Julian€Reiss
First published€2015
by Routledge
711 Third Avenue, New York, NY€10017
and by Routledge
2 Park Square, Milton Park, Abingdon, Oxon OX14€4RN
Routledge is an imprint of the Taylor€& Francis Group,
an informa business
© 2015 Taylor€& Francis
The right of Julian Reiss to be identified as author of this work has been
asserted by him in accordance with sections€77 and 78 of the Copyright,
Designs and Patents Act€1988.
All rights reserved. No part of this book may be reprinted or reproduced or
utilised in any form or by any electronic, mechanical, or other means, now
known or hereafter invented, including photocopying and recording, or in any
information storage or retrieval system, without permission in writing from
the publishers.
Trademark notice: Product or corporate names may be trademarks or
registered trademarks, and are used only for identification and explanation
without intent to infringe.
Library of Congress Cataloging-in-Publication€Data
Reiss, Julian, author.
â•… Causation, evidence, and inference / by Julian Reiss.
â•…â•… pages cm.—(Routledge studies in the philosophy of science; 15)
â•… Includes bibliographical references and index.
╇1.╇Causation.╅ 2.╇Inference.╅ 3.╇Evidence.╅ I.╇Title.
â•… BD531.R45 2015
â•…122—dc23
â•…2014046903
ISBN: 978-0-415-39422-2 (hbk)
ISBN: 978-1-315-77160-1 (ebk)
Typeset in Sabon
by Apex CoVantage, LLC
To Billy and€Suzy
This page intentionally left blank
Contents
Foreword ix
PART I
Evidence
PART II
Singular Causation
PART III
Causal Laws
References 241
Index 253
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Foreword
In 2011, I€was awarded a grant from the City of Paris to work on this book.
I€spent about six months in 2011–12 at the Institut d’Histoire et de Philoso-
phie des Sciences et des Techniques (IHPST Paris) at Paris I€Sorbonne and
would like to thank its members for their almost unbounded hospitality and
the intellectual stimulation I€received in these months. Special thanks go to
Jean Gayon who sponsored my application.
Finally, I€wish to express my most since gratitude to my editors at Rout-
ledge, Margo Irvin and Katie Laurentiev, for the unrivaled patience with
which they accompanied the production of this book over the years.
Some material that appears in this book has been published previously:
WHY CAUSATION?1
Here is a billiard ball lying on the table, and another ball moving
towards it with rapidity. They strike; and the ball which was formerly
at rest now acquires a motion.
These are the facts. And what can we say about causal relations?
It is evident that the two balls touched one another before the motion
was communicated, and that there was no interval betwixt the shock
Causation in a Complex Worldâ•… 3
and the motion. Contiguity in time and place is therefore a requisite
circumstance to the operation of all causes. It is evident, likewise, that
the motion which was the cause is prior to the motion which was the
effect. Priority in time is therefore another requisite circumstance in
every cause. But this is not all. Let us try any other balls of the same
kind in a like situation, and we shall always find that the impulse of the
one produces motion in the other. Here, therefore, is a third circum-
stance, viz. that of a constant conjunction betwixt the cause and effect.
Every object like the cause produces always some object like the effect.
Beyond these three circumstances of contiguity, priority, and constant
conjunction, I€ can discover nothing in this cause. The first ball is in
motion; touches the second; immediately the second is in motion: and
when I€try the experiment with the same or like balls, in the same or like
circumstances, I€find that upon the motion and touch of the one ball,
motion always follows in the other. In whatever shape I€turn this matter,
and however I€examine it, I€can find nothing farther.
Regularity Accounts
I will begin with regularity accounts. While dominant in the first half of
the 20th century, these have largely fallen out of fashion and are currently
defended by only a few philosophers. In the sciences they are still used in
some places, as we will see in Chapter€9.
Hume himself was a little vague concerning the relata of a causal relation:
in some places he refers to objects, in others to events. In his paradigm exam-
ple cited above one billiard ball pushes another one, and so it makes some
sense to regard objects as causally related. Clearly, however, it is not the first
billiard as such that sets the second one in motion but rather the first ball’s
touching the second ball with a certain momentum. Events (or more pre-
cisely, event-types: kinds of event that can be instantiated in many places and
times) are more plausible as a candidate for the relata of causation. And yet,
as John Stuart Mill observed, many event-types are not regularly followed
by their effects unless certain conditions are in place (Mill [1843] 1874).
A€match doesn’t light when struck (the event) unless oxygen is present (a
background condition); an egg doesn’t coagulate nicely when thrown in a
pot of hot water (the event) unless the water contains an acid such as vinegar
(a background condition); a reduction in class size (the event) will not lead
to an improvement in student performance unless there are enough qualified
teachers to teach the larger number of classes (a background condition).
Moreover, the background conditions may include absences. A€match
has to be dry (water should be absent); the presence of salt will prevent
the egg from coagulating; classes can be of any size and performance won’t
improve unless the environment is quiet and peaceful enough for learning
to take place.
Lastly, for each effect(-type) there are alternative sets of conditions that
can act as causes. Striking is just one way to light a match. Alternatively, one
can heat it up directly in a fire or in the oven or induce the reaction chemi-
cally. There are many ways to poach an egg. Investing in the right infrastruc-
ture can be as effective as smaller classes in improving performance.
John Mackie has put these ideas together and argued that causes are
INUS,€or:
Insufficient parts€of
Non-redundant sets€of
Unnecessary€but
Sufficient
where F signifies the causal field, P the effect or outcome, and a double
strikethrough X the absence of a factor.
What Mill and Mackie got right. All four modifications of Hume’s con-
stant conjunction theory by Mill and Mackie are lasting contributions to
the philosophy of causality. First, that a cause brings about its effect all on
its own is the exception rather than the rule and rare at that. In Newtonian
physics, a massive particle will attract another qua having mass. Nothing
else is needed. In the biomedical and social sciences all causes need helping
factors. According to a number of commentators, the Fed’s loose monetary
policy in the early 2000s was a major cause, if not ‘the’ cause, of the recent
Financial Crisis. However (Posner 2011:€281),
The financial crisis would have been averted, or at least would have
[been, JR] much less grave, despite the very low interest rates, had it
not been for the second cause—inadequate banking regulation: a com-
pound of deregulation, lax regulation, regulatory inattention, and regu-
latory ineptitude€.€.€.
6â•… Causation, Evidence, and Inference
Bad regulation was thus a helping factor without which loose monetary
conditions would not have led to the crisis. Second, causes can obtain with-
out their effects obtaining because of the intervention of disturbing factors.
Loose monetary conditions would never have led to a boom in the housing
market if there had been price controls, say. The set of helping factors there-
fore always contains the absence of disturbances.
Third, few effects have specific causes to themselves—factors that must
be present for the effect to be present. There are more ways of killing a dog
than by hanging, as they say. On this point, there are some dissenting voices.
For an influential view in biomedical science consider the germ theory of
disease, according to which causes of disease are necessary universal condi-
tions and which was extraordinarily successful in the 19th century (Carter
2003). Few if any diseases are now believed to fall under this model, how-
ever. In the social sciences, too, the view that for a factor to be a cause of
an outcome it must be a necessary condition has some leverage (e.g., Goertz
and Starr 2002). Nevertheless, these cases constitute at best an exception to
the rule that outcomes can, for the most part, be produced in many€ways.
Fourth, the distinction between causes and background conditions
remains important. Consider Posner’s account of the causes of the Crisis
again (Posner 2011:€285):
Chapter€6 will talk about the ‘cause vs condition’ distinction in a lot more
detail.
What Mill and Mackie got wrong. Simply put, not all causes are INUS
conditions, nor are all INUS conditions causes. Genuinely indeterministic
causes are not INUS conditions. If, say, we keep a radium-228 atom in a
sealed container and, after some time, detect a beta particle, then the pres-
ence of the radium atom was certainly a cause of the decay. Whether or not
an atom decays is, however, a purely stochastic process and so there are no
conditions that are jointly sufficient for the effect. It is controversial whether
or not macroscopic events such as those biomedical and social scientists are
interested in explaining can be the result of indeterministic causal relations.
What is clear is that scientists are frequently not in the position to predict
an outcome for sure, even if they could be in the possession of all available
background knowledge. There is no way, for instance, to predict whether
or not a smoker will develop lung cancer, given complete knowledge of
his behavior, family history, anamnesis, and any other factors that are
Causation in a Complex Worldâ•… 7
considered relevant. Now, whereas it is certainly possible that there exists a
set of factors that is sufficient for the development of the disease, it would
be unwise to exclude smoking as cause just because no such complete set
has been found. From a scientific or methodological point of view it is there-
fore inconsequential whether every outcome has a complete set of INUS
conditions sufficient for it. What matters is that many factors are accepted
as bona fide causes even though there is no knowledge of the complete€set.
Moreover, the INUS theory does not distinguish between genuine causes
and ‘epiphenomena’, factors that are the result of a common cause but
obtain before the effect in question. Are smaller classes responsible for
improved student performance? Maybe. What is clear is that parents’ edu-
cation (or socio-economic status) causes both class size (in that kids from
households with higher status or a higher level of education tend to end up
in schools that have smaller classes) and student performance. Call S the
parents’ education or socio-economic status, C class size, P student perfor-
mance, X whatever else S needs to bring about P (the student’s effort, say), Y
any other possible cause of P, Z whatever else S needs to bring about C (the
parents’ being informed about the potential importance of class size, say),
and W any other possible cause of C. Now, CY will always be preceded by
S, and SX will be followed by P. Therefore SCY will always be followed by
P. Class size is thus an INUS condition for student performance, whether or
not it is a genuine cause (Mackie 1980:€84).
Probabilistic Accounts
Probabilistic accounts aim to solve both of the problems of regularity
accounts just mentioned. They assume not that (sets of) causes are sufficient
for their effects but rather that they make them more likely. Suppes (1970)
is one of the first major systematic developments of this idea. Suppes makes
the assumption that every cause is what he calls a prima facie cause. It is
defined as follows:
Xt is a prima facie cause of Yt+1 if and only if Prob(Yt+1 | Xt) > Prob(Yt+1),
where Xt and Yt+1 are time ordered variables (and Xt obtains before Yt+1).
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