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IMAGE & PARADIGM
IN PLATO'S SOPHIST
This page has been intentionally left blank.
IMAGE & PARADIGM
IN PLATO'S SOPHIST
DAVID AMBUEL
PARMENIDES
PUBLISHING
Published 2007
Printed in the United States of America
ISBN-10: 1-930972-04-0
ISBN-13: 978-1-930972-04-9
Ambuel, David.
Image and paradigm in Plato’s Sophist / David Ambuel.
p. cm.
Includes bibliographical references (p. ) and index.
ISBN-13: 978-1-930972-04-9 (hardcover : alk. paper)
ISBN-10: 1-930972-04-0 (hardcover : alk. paper)
1. Plato. Sophist. I. Plato. Sophist. English. II. Title.
B384.A43 2007
184—dc22
2007005040
1-888-PARMENIDES
www.parmenides.com
to Patinya
Preface ix
Introduction xi
PART ONE
Dramatic setting 3
Statement of the problem (216a–217b) 4
Paradigms (217b–219a) 6
Diaeresis: The method of division 10
Speusippus 11
Diaeresis in Aristotle 13
Diaeresis in the dialogues 16
Diaeresis in the Phaedrus 17
Diaeresis in the Statesman 21
Diaeresis in the Philebus 24
Preliminary summary of Platonic diaeresis 26
The angler (219a–221c) 33
Diaeresis in the Sophist 35
viii CONTENTS
PART TWO
Images 67
The image-making art (233d–236c) 70
The vocabulary of imitation 70
Ei[dwlon (image) 71
Favntasma (appearance) 73
Eijkwvn (likeness) 74
The theory of participation 75
Image and imitation in the Sophist 77
Not-being (236d–239e) 81
Opposition 85
Not-being and images (239e–240c) 87
False opinion (240c–242b) 89
The more accurate analysis of being (242b–244d) 90
To; o[n (what is) 93
The Sophist and the Parmenides 94
Whole and part (244d–246a) 102
The senses of being 105
Being and difference 107
The less accurate analysis of being (246a–248a) 108
The earth-born 111
Duvnami" (power) 113
The friends of the forms (248a–249d) 117
Recapitulation: The perplexity of being (249d–251a) 123
CONTENTS ix
PART THREE
PART FOUR
Early grammarians supplied a subtitle for the Sophist: peri; tou' o[nto",
logikov", “about being, logical.” Ancient though this description may be,
it touches a critical issue in contemporary thought. The Sophist does dis-
cuss “being,” and plainly it is a work in logic: the dialogue distinguishes
between nouns and verbs for the first time, and it concludes with an
account of false statement. But does the logic derive from and hinge on
the ontology? Or have questions about the metaphysics of “being” been
overridden, to be rejected in favor of the interest in logical analysis and
in the linguistic constitution of our world of experience? Must the an-
cient gigantomaciva peri; th'" oujsiva" be made to yield to a modern
gigantomaciva peri; tou' ejstin, the battle of gods and giants over “be-
ing” supplanted by a battle over the copula?
The study that follows approaches the Sophist as a work of metaphys-
ics. To say it is fundamentally metaphysical does not, of course, deny
xiv INTRODUCTION
that the dialogue raises logical issues, but it does assert that the logic and
grammar is embedded in the metaphysics. As is implied by the arguments
of Parmenides and reaffirmed by Aristotle, in the Sophist, the law of con-
tradiction is a law of being. It is in the first instance not a law of thought
but a law of reality, rooted in the nature of things. And the Sophist is so
structured that the success of the concluding analysis of truth and falsity
is made to rest on the adequacy of the underlying ontology.
The Sophist is framed as an inquiry led by an Eleatic philosopher into
the nature of the sophist in contrast to those of the statesman and the
philosopher. The proposal that the sophist be defined as a contriver of
images, a kind of deceiver, incurs theoretical difficulties. An image ap-
pears to be what it is not, so if the Eleatic denial of the intelligibility of
not-being holds, images (and therefore deception and falsity) cannot be.
To speak of images would be to say there is what is not, an apparent
contradiction. A definition of the sophist capable of demonstrating the
possibility of the image and of falsehood will involve a reevaluation of
Eleaticism.
The dialogue divides roughly into three parts. These have generally
been viewed as follows: first, the divisions, which offer a series of defini-
tions of the sophist; second, the aporetic section that raises the problem
of not-being; and finally, a positive response that determines a sense in
which not-being is and gives an explanation of false statement, permit-
ting the definition of the sophist to be completed.
It is an opinion widely accepted—both by those inclined to judge the
Sophist a work of logic and by those who find in it a work of metaphys-
ics—that the final, positive third of the dialogue is especially significant
as an elaboration of the doctrines of later Platonism, despite extensive
disagreement over the nature of these doctrines. In contrast, this study
proposes to establish three main points:
At the midpoint of the Sophist lies the problem of images, the work’s
thematic center. It is a problem for Parmenides’ metaphysics of one be-
ing: if there is no intermediate between being, which is intelligible, and
not-being, which is utterly unintelligible, then there are no images. Eleat-
icism implies an inadequate theory of relations that fails to account for
resemblance. Thus it makes impossible any kind of definition other than
negative definition, thwarting any understanding of essence. Conse-
quently, Eleaticism can be taken as the philosophical underpinning for
the antithesis of philosophy, lending legitimacy to sophistry.
While the line of reasoning may appear disjointed, it is unified by the
introduction of a series of related, familiar, Platonic distinctions, each of
which collapses for want of an adequate explanation. The central col-
lapsed distinction is that of the philosopher and the sophist, which is
signaled in the beginning when the possession of art (tevcnh) is con-
trasted with the lack of art, and—in contrast with both earlier and later
dialogues—the sophist is assumed for the duration of the conversation
to possess an art. Philosopher and sophist are held nominally distinct,
but there is no foundation for their separation, since the opposition of
reality to appearance and of knowledge to opinion are also suggested
only to be obscured. Each collapses in turn in the absence of an adequate
rendering of the relation of paradigm to image.
The first part of the dialogue introduces a method of inquiry, which is
employed in generating a series of definitions of the sophist. The method
of collection and division is made synonymous with dialectic, an identi-
fication that is supported by descriptions of the method in other dia-
logues. In the Sophist, however, the divisions reveal peculiarities at odds
with the principles established for the method of division. Most notably,
division does not proceed “along natural joints” as called for in the Phae-
drus, nor can it, since the Eleatic logic that underlies the method used in
the Sophist allows for no intermediate in the strict opposition of being
xvi INTRODUCTION
and not-being. The only definitions that can be made on this basis are
negative definitions.
With the seventh division, which defines the sophist as a producer of
deceptive images, the early confusion leads to an inability to account for
images in Eleatic terms. This provides an argumentative refuge for the
sophist—he cannot be a maker of deceptive images if there are no images
and no falsity—and it is concluded that the Eleatic rejection of not-being
must be modified.
Picking up an argument from the Theaetetus, that “being” must be
understood before “not-being” can be explained, the Visitor directs the
conversation away from the muddles over “not-being” to an analysis of
“being.” The analysis leads only to multiple contradictions before it is
abandoned for the initial task of redefining “not-being.” However, the
arguments about “being” rest on the Eleatic assumptions made about
the strict exclusion of “being” and “not-being” that produced the earlier
perplexity, assumptions that we have been explicitly asked to revise. The
ensuing arguments adhere to the contradictory results of the attempts to
define “being,” and allow only for relations of identity and difference or
whole and part, excluding any theoretical account of resemblance, the
basis for the image-relation and any theory of participation.
Although the question about the nature of “being” is dropped, it paves
the way for the conclusion of the dialogue, which substitutes “otherness”
for “not-being.” It is a substitution based on the premises it was meant
to reject. If it affords an awkward explanation of false statement, it af-
fords no explanation of the relation of resemblance that was said to be
the foundation for false statement when the task was set. While the Elea-
tic Visitor denies the opposition of “being” and “not-being” as contraries,
the dialogue ends in an argument that directly implies the reduction of
“being” to the newly introduced definition of “not-being.” With great
subtlety, the ending turns back to the beginning: the sophist has an art
(the “art” of images) that is no art, and definitions can only be definitions
in terms of otherness, negative definitions allowing no adequate account
of images and no essences. The dialogue ends in a subtle aporia, an apo-
ria pointing to the failure to acknowledge that to say images both are
and are not indicates an order of ontological dependence.
Despite the dialogue’s technicalities and abstractions, it would be a
mistake to fail to notice its deep and philosophically significant connec-
INTRODUCTION xvii
tions to its announced topic, the sophist, and to the life and the trial
and death of Socrates. The Sophist is both dramatically and thematically
connected with the Theaetetus and the Statesman. Theaetetus now re-
sponds to the questions of a guest from Elea, who will lead the conversa-
tion of the Statesman. These circumstances and Socrates’ words explicitly
recall the Parmenides. On the day before, Socrates departed at the end of
the conversation of the Theaetetus to answer charges at the Porch of the
King Archon. And so the discussion of the Euthyphro would have taken
place on the afternoon between the Theaetetus and the Sophist. This dra-
matic date, set at the time of the trial of Socrates, links the dialogue to
the Apology, Crito, and Phaedo. On these, the Gorgias comments by way
of examining the connections of sophistry and statesmanship.1 And so
the connections extend; the Sophist is not an isolated dialogue.
It has been observed that “all Platonic scholars hold that in the Sophist
and subsequent works the protagonist expresses Plato’s own views.”2 By
now, it will not have escaped the attention of the reader familiar with
the literature on the Sophist that I share neither this assumption that the
Eleatic speaks straight Platonic doctrine nor other related presupposi-
tions about the text. The reasons I find these absurd should become clear
to the reader who persists. For the reader who does hold to what “all
Platonic scholars” hold, and has both the kindly indulgence and dili-
gence to persevere, let this be a dialectical exercise to discover what this
dialogue might uncover, on the hypothesis that it is, after all, a work of
metaphysics.
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