A History of Nerve Functions From Animal Spirits To Molecular Mechanisms 1st Edition Sidney Ochs Digital Version 2025
A History of Nerve Functions From Animal Spirits To Molecular Mechanisms 1st Edition Sidney Ochs Digital Version 2025
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SIDNEY OCHS
Indiana University
iii
cambridge university press
Cambridge, New York, Melbourne, Madrid, Cape Town, Singapore, São Paulo
Cambridge University Press has no responsibility for the persistence or accuracy of urls
for external or third-party internet websites referred to in this publication, and does not
guarantee that any content on such websites is, or will remain, accurate or appropriate.
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CONTENTS
Bibliography 367
Index 421
v
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PREFACE
Within the last half of the twentieth century, two fundamental properties
of nerve were established: in midcentury, the ionic nature of the propagated
action potential; and, later in the century, the process in the fibers known
as axonal flow, axoplasmic transport, axonal transport, neuroplasmic transport,
and so on. By means of the transport mechanism, essential components
synthesized in the nerve cell bodies are carried out within the relatively
long length of nerve fibers to maintain their viability and function. Com-
ponents transported include the ion channels and ion pumps needed to
maintain membrane potentials all along the length of the fibers, metabolic
and structural components supporting the form and viability of the fibers,
and substances providing for reception at sensory terminals and neurotrans-
mitters at motor terminals. This is indeed a protean mechanism, fundamen-
tal for an understanding of modern neuroscience and a rational basis for
interpretation of neuropathies and eventually their therapy.
Although the discovery of the properties and molecular nature of the
transport mechanism and related topics is a major theme, this account is
not restricted to the last half century. The concept can be traced back to its
earliest beginnings in the sixth and fifth centuries B.C., respectively, when
philosophy and science had their origins in ancient Greece. Nerves were
then conceived of as channels carrying sensory impressions by animal spir-
its to the brain where consciousness awareness and reasoned judgment were
located, and from it willed commands were carried by nerves to actuate the
muscles. (Notable exceptions to the concept that the brain played this role
were Aristotle and the Stoics, who viewed the heart as serving those higher
functions.) From ancient Greece, as step-by-step physiological and anatom-
ical sciences evolved and new physical principles and chemical substances
were discovered over the centuries, various agents were proposed to replace
animal spirits without prevailing, until, in the nineteenth century, the elec-
trical nature of the nerve impulse was established and, later in the century,
the elementary unit of the nervous system, the neuron, was recognized.
vii
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viii PREFACE
In the last half of the twentieth century, electron microscopy revealed the
fine structure of the nerve fiber and isotope tracers, and biochemical tech-
niques were used to characterize the movement of proteins and other mate-
rials in them and reveal the molecular nature of the transport mechanism.
The same processes discovered in peripheral nerves were also found to take
place in the neurons of the central nervous system, where transport in the
brain was seen as underlying neuronal changes related to higher behavior,
to learning and memory. Thus, a close connection can be traced from the
earliest conceptions of nerve as a channel for an agency responsible for
sensation carried to and motor responses from to the brain.
Whereas this history makes a case for the similarity of the earliest concept
of nerve to its present understanding, a Whiggish view of history, the in-
terpretation that the past simply evolves in a direct progressive path to the
present is not taken. Our story includes false steps, strong personal opposi-
tions, and periods of stagnation or even regression, these setbacks overcome
with new thinking, often provided by the importation of concepts and tech-
niques from other sciences. Some account of the cultural background out of
which the science developed has been touched on, where philosophical and
religious teachings have acted to further or hinder the progress of discov-
ery. Liberal use was made of the best available scholarship to give English
translations of some of the primary sources to convey what was thought at
the time. This, it is hoped, will help avoid anachronisms, the temptation
to judge the work of our predecessors on the basis of present information
and standards. I have retained the older phraseology; and for some obsolete
words, I have supplied present-day equivalents in square brackets. Square
brackets were also used where elisions or additions were made to further
the sense of a quoted passage.
A chronological order has in general been followed for the first six chap-
ters until, by the late eighteenth century, the known properties of nerve and
the nervous system had grown to the point that keeping to a strict chrono-
logical order became cumbersome. From the seventh chapter on, a thematic
course was followed, with some aspects of the subject carried forward to our
day; the electrical nature of the nerve impulse, the form of the nerve fiber,
its degeneration and regeneration, the characteristics and molecular mech-
anisms proposed for axonal transport, agents interfering with transport and
their relationship to neuropathology, reflex responses, the relationship of
brain structures and transport to higher behavior, to learning and memory.
Some implications of those latter subjects are dealt with in a more specula-
tive manner in the last chapter, as part of the postscript.
Rather than an attempt to chronicle all aspects of nerve, the main purpose
is to give an account of those concepts thought to be most essential that are
related to transport. Even so, the large and ever-increasing body of literature
has made the problem of selection, particularly in dealing with the more
recent literature, acute. I am only too aware that, to keep within the bounds
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PREFACE ix
x
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1
INTRODUCTION: GREEK SCIENCE AND THE
RECOGNITION OF NERVE AS A CHANNEL
1 (Frazer, 1922).
2 c. 8th century B.C., probably first written down in the sixth century.
1
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3 (Webster’s, 1966).
4 (Oxford, 1944). In earlier dictionaries devoted to medicine (Castelli, 1761), the latin
term nervus derived from the Greek neuron while described in relation to tendons
and ligaments, the bulk of the definition dealt with its then modern role as channels
conveying animal spirits to support sensation and motion.
5 (Oxford, 1971). Samuel Johnson gave as the first meaning for nerve an organ of
sensation, the second the use by poets for sinew and tendon, and the third for force
and strength (Johnson, 1827). It is interesting that in our time only by the eighth
definition do we find reference to nerve as a fiber or bundle of fibers arising from the
brain and acting to convey impulses of sensation or motion. Another relation of the
term nerve to tendons comes from the early experiences with stringed instruments.
The strings, when stretched, give rise to a higher note on plucking them. Thus, an
individual, if overly sensitive or nervous, is said to be high strung.
6 (Bible, 1970), Genesis 32:31–32. This is variously translated. The New English Bible
has it that a dislocation at the hip occurred. Translating the passage from the Latin
Vulgate, “He touched his (Jacob’s) nervum femoris (femoral nerve).” But, the femoral
nerve supplies the anterior surface of the thigh, and the reference is clearly to the
hollow of the thigh. Continuing, the passage reads, “immediately (the nerve or leg)
became feeble” (reading emascuit-withered or feeble).
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INTRODUCTION 3
7 (Klein, 1979).
8 Jews entered China via the Silk Road as traders in a number of places in China,
perhaps as early as during the Han dynasty (206 B.C.–220 A.D.) (White, 1966), p. 52,
though the earliest tangible evidence of their presence is around 718 with a settled
Jewish community in Kaifeng more definitely attested to by a synagogue built in
1163.
9 (White, 1966) ref. to (Lépine, 1894), Part 1, p. 51, Part 2, note 18, p. 24 and p. 110.
The term “T’iao” refers to jumping, “chin” to the tendon or nerve, the jumping
nerve, and “chiao” to a hollow, wherein by digging the sciatic nerve could be
removed from the rump and thigh muscles.
10 (Gaster, 1969), pp. 210–211. 11 Ibid., pp. 211–212.
12 (Kroeber, 1994), pp. 23, 78. Hungry, sick, and alone, Ishi came into the hands of
two California anthropologists: T. T. Waterman and Alfred L. Kroeber. With the
assistance of an Indian from a bordering Indian tribe who had a dialect close to
that of the Indian and the linguist Edward Sapir, he was able to communicate the
story of his life. Ichi was a Stone Age man who had stepped out of the remote
shadows of the past. He lived on for four plus years of his life quartered in the
museum transmitting his language and culture. He demonstrated how he made
obsidian knives and arrowheads, bows and arrows. He also fished and hunted.
While housed in a hospital, Ishi witnessed a number of surgeries. These did not
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