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  Knowledge and best practice in this field are constantly changing. As new research and experience
  broaden our understanding, changes in research methods, professional practices, or medical
  treatment may become necessary.
     Practitioners and researchers must always rely on their own experience and knowledge in evaluat-
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ISBN: 978-0-323-02948-3
Andrew A. Guccione
Alia A. Alghwiri, PT, MS            Cory Christiansen, PT, PhD          Andrew A. Guccione, PT, PhD,
PhD candidate                       Assistant Professor                   DPT, FAPTA
University of Pittsburgh            Physical Therapy Program            Deputy Director
Physical Therapy Department         Department of Physical Medicine     Health Services Research
Pittsburgh, Pennsylvania              & Rehabilitation                    & Development Service
                                    School of Medicine                  Department of Veterans Affairs
Dale Avers, PT, DPT, PhD            University of Colorado              Washington, DC
Associate Professor                 Aurora, Colorado
Director, Post Professional DPT                                         Greg W. Hartley, PT, DPT, GCS
   Program                          Charles D. Ciccone, PT, PhD,        Director of Rehabilitation &
Department of Physical Therapy         FAPTA                               Assistant Hospital
   Education                        Professor                              Administrator,
College of Health Professions       Department of Physical Therapy      Geriatric Residency Program
SUNY Upstate Medical University     Ithaca College                         Director
Syracuse, New York                  Ithaca, New York                    St. Catherine’s Rehabilitation
                                                                           Hospitals and Villa Maria
Katherine Beissner, PT, PhD         Rhea Cohn, PT, DPT                     Nursing Centers
Professor                           Health Care Consultant              Miami, Florida;
Department of Physical Therapy      Washington, DC metro area           Adjunct Assistant Professor
Ithaca College                                                          University of Miami Miller School
Ithaca, New York                    Joan E. Edelstein, PT, MA, FISPO,      of Medicine
                                       CPed                             Department of Physical Therapy
Diane Borello-France, PT, PhD       Special Lecturer                    Coral Gables, Florida
Associate Professor                 Program in Physical Therapy
Department of Physical Therapy      Columbia University                 Barbara J. Hoogenboom, PT,
Rangos School of Health Sciences    New York, New York                    EdD, SCS, ATC
Duquesne University                                                     Associate Professor
Pittsburgh, Pennsylvania            Cathy S. Elrod, PT, PhD             Program in Physical Therapy
                                    Associate Professor                 Grand Valley State University
Richard Briggs, MA, PT              Department of Physical Therapy      Grand Rapids, Michigan
Hospice Physical Therapist          Marymount University
Enloe Medical Center, Hospice and   Arlington, Virginia                 Catherine E. Lang PT, PhD
  HomeCare                                                              Assistant Professor
Chico, California                   Christine E. Fordyce, PT, DPT       Program in Physical Therapy
                                    Rehab Director                      Program in Occupational
Marybeth Brown, PT, PhD, FAPTA      Gentiva Health Services                Therapy
Professor                           Auburn, New York                    Department of Neurology
Physical Therapy Program,                                               Washington University
  Biomedical Sciences               Claire Gold, MSPT, MBA, COS-C,      Saint Louis, Missouri
University of Missouri                CPHQ
Columbia, Missouri                  Home Health Agency Administrator    Tanya LaPier, PT, PhD, CCS
                                    Gentiva® Home Health                Professor
Sabrina Camilo, PT, MSPT, GCS       San Diego, California               Eastern Washington University
Private Practitioner                                                    Cheney, Washington
São Paulo, Brazil
                                                                                                         vii
viii        CONTRIBUTORS
Paul LaStayo, PT, PhD, CHT           Jean Oulund Peteet, PT, MPH, PhD        Chris L. Wells, PhD, PT, CCS,
Associate Professor                  Clinical Assistant Professor              ATC
Department of Physical Therapy       Department of Physical Therapy and      Assistant Professor–Part Time,
University of Utah                      Athletic Training                    Department of Physical Therapy
Salt Lake City, Utah                 Boston University College of Health       & Rehabilitation Science
                                        and Rehabilitation Sciences–         University of Maryland School of
Carleen Lindsey, PT, MScAH, GCS         Sargent                                Medicine
Physical Therapist                   Boston, Massachusetts                   College Park, Maryland
Bones, Backs & Balance
Bristol, Connecticut                 John Rabbia, PT, DPT, MS, GCS,          Karin Westlen-Boyer, DPT, MPH
                                        CWS                                  Intermountain Health & Fitness
Toby M. Long, PT, PhD, FAPTA         Visiting Nurse Association of              Institute at LDS Hospital
Associate Professor                     Central New York                     Salt Lake City, Utah
Department of Pediatrics
Director of Training                 Barbara Resnick, PhD, CRNP,             Mary Ann Wharton, PT, MS
Center for Child and Human             FAAN, FAANP                           Associate Professor and
  Development                        Professor                                  Curriculum Coordinator
Georgetown University                Sonya Ziporkin Gershowitz Chair in      Department of Physical Therapy
Washington, DC                         Gerontology                           Saint Francis University
                                     University of Maryland School of        Loretto, Pennsylvania;
Michelle M. Lusardi, PT, DPT, PhD      Nursing                               Adjunct Associate Professor
Professor Emerita                    College Park, Maryland                  Physical Therapist Assistant
Department of Physical Therapy and                                              Program
   Human Movement Science            Julie D. Ries, PT, PhD                  Community College of Allegheny
College of Education and Health      Associate Professor                        County, Boyce Campus
   Professions                       Program in Physical Therapy             Monroeville, Pennsylvania
Sacred Heart University              Marymount University
Fairfield, Connecticut               Arlington, Virginia                     Susan L. Whitney, PT, DPT, PhD,
                                                                                NCS, ATC, FAPTA
Robin L. Marcus, PT, PhD, OCS        Kathleen Toscano, MHS, PT, PCS          Associate Professor
Assistant Professor                  Pediatric Physical Therapist            Program in Physical Therapy and
Department of Physical Therapy       Montgomery County Infant and               Otolaryngology
University of Utah                     Toddler Program                       University of Pittsburgh
Salt Lake City, Utah                 Olney, Maryland                         Pittsburgh, Pennsylvania
Carol A. Miller, PT, PhD, GCS        Patrick J. VanBeveren, PT, DPT,         Ann K. Williams, PT, PhD
Professor                               MA, OCS, GCS, CSCS                   Adjunct Professor
Doctorate Program in Physical        Director of Physical Therapy Services   College of Health Professions and
  Therapy                            St. Camillus Health and                   Biomedical Sciences
North Georgia College & State           Rehabilitation Center                The University of Montana
  University                         Syracuse, New York                      Missoula, Montana
Dahlonega, Georgia
                                     Michael Voight, PT, SCS, OCS,           Rita A. Wong, EdD, PT
Justin Moore, PT, DPT                   ATC, CSCS                            Physical Therapy Department
Vice President, Government and       Professor                                  Chairperson
   Payment Advocacy                  School of Physical Therapy              Professor of Physical Therapy
American Physical Therapy            Belmont University                      Marymount University
   Association (APTA)                Nashville, Tennessee                    Arlington, Virginia
Alexandria, Virginia
                                     Martha Walker, PT, DPT
Karen Mueller, PT, PhD               Clinical Instructor
Professor                            Physical Therapy and Rehabilitation
College of Health and Human             Science
   Services                          University of Maryland
Department of Physical Therapy       Baltimore, Maryland
Northern Arizona University
Flagstaff, Arizona
                                                                                              PREFACE
Although the content of previous editions has been sub-        explore the personal and environmental contexts of ex-
stantially revised, it is remarkable that the overall pur-     amination and intervention, particularly as these factors
pose of this textbook has not changed since the first          provide nuance to examination findings or modulate the
edition 18 years ago. The editors’ intent for undertaking      outcomes of intervention. Part III provides the scientific
the third edition of Geriatric Physical Therapy is to as-      basis for evaluation and diagnosis of prototypical health
sist the development of reflective physical therapists who     conditions and patient problems that are emblematic of
can use the available scientific evidence and objective        geriatric physical therapy as well as the design of plans of
tools to integrate health and functional status informa-       care for effective treatment and optimal outcomes. In the
tion with examination data, formulate an accurate diag-        next section, the chapters cover some health conditions
nosis, and design effective treatment plans that can be        that are not common to the entire population of older
implemented at all levels of care and across all settings      adults but represent points of substantial health impact
to produce optimal outcomes. We further believe that           requiring specific expertise to be addressed effectively.
this practitioner can serve both patients and society as an    The practice of physical therapists in our application of
informed advocate for older adults. What has changed           specific education, experience, and expertise in the health
throughout the years is that the original publication was      problems of older adults across spectrum of healthcare
intended only as a textbook for entry-level students. In       delivery is presented in Part V. Finally, the last section
the intervening years we have expanded the vision of this      tackles the societal issues affecting physical therapist
text to include individuals studying for the examination       practice that can propel or obstruct the profession’s abil-
to be certified as geriatric clinical specialist as well as    ity to address the health of older adults and optimize the
practicing clinicians. The last group is perhaps the most      health of the nation: reimbursement and advocacy.
surprising and the most gratifying. Geriatric physical            What started as an attempt to update a well-received
therapy has come into its own in the last two decades.         resource was infused with a new vision and turned
The emergence of the specialty, the growth of certified        into a substantial revision to reflect the changes in geri-
specialists, and the number of practicing clinicians in the    atric physical therapy and the profession itself in the last
area all attest to the fact that physical therapist practice   20 years. The goals which we first described in 1993 and
oriented toward older adults is no longer a novelty, con-      repeated in the second edition remain: to define the sci-
fined to a few physical therapists whose good hearts and       entific basis of physical therapy; to describe how physi-
intentions led them to concerns about America’s aging          cal therapist practice with older adults differs from
population. On the contrary, geriatric physical therapy is     physical therapist practice in general; and to promote the
bursting with innovation in practice and cutting edge          adoption of evidence-based principles of clinical care
research that will enable physical therapists to exercise      that advance geriatric physical therapist practice. It is
the full range of their education, experience, and exper-      clear now that the best scientific thoughts are being
tise across the full continuum of the health care system       translated into clinical actions. We are pleased to think
from primary prevention to end-of-life care.                   that we have contributed to this phenomenon.
   The new edition of Geriatric Physical Therapy has
been arranged in six parts. In Part I, we organize the                    Andrew A. Guccione, PT, PhD, DPT, FAPTA
foundational sciences of geriatric physical therapy, which                                   Rita A. Wong, EdD, PT
range from basic physiology of aging to clinical epidemi-                                 Dale Avers, PT, DPT, PhD
ology of disease and disability. Next, our contributors
                                                                                                                         ix
x             CHAPTER 12 Chapter Title Goes Here
ACKNOWLEDGMENTS
This is truly a textbook that reunites an old team with        to find each other then; we know now we were blessed
some long-term colleagues, but also introduces a sub-          with an exciting intellectual partnership and profes-
stantial number of new contributors that allows us to          sional friendship.
appreciate the vitality of geriatric physical therapy and         We are indebted to Christie Hart for encouraging us
the profession itself. Their vibrant contributions, joined     to undertake a third edition. While the response to the
with cutting-edge expertise, have expanded the horizons        previous editions was very positive, we knew the scope
of this text and enriched us as professionals committed        of geriatric physical therapist practice had evolved sub-
to practice with older adults.                                 stantially necessitating a global revision. The team at
    The editorial team exemplifies the essence of collab-      Mosby/Elsevier has supported us each step of the way.
orative practice in geriatric physical therapy. As it hap-        Ultimately, we recognize that whatever we might
pens, we had worked together before on what was, and           know about geriatric physical therapy is the summation
still is, a professional career highlight for all of us: the   of countless interactions with scientists, clinicians, edu-
development of the geriatric specialty examination. Dur-       cators and students, but most of all our patients. It is in
ing that venture, our special contributor and friend,          recognition of their primary role in teaching us as well as
Marybeth Brown, was a full member of the team. For             our families in supporting us that this work is dedicated.
this venture, our “silent” partner in developing the ex-
amination, Dale Avers, switched places with Marybeth,                     Andrew A. Guccione, PT, PhD, DPT, FAPTA
taking the on-stage role while Marybeth contributed her                                      Rita A. Wong, EdD, PT
singular expertise from the wings. It seemed fortuitous                                   Dale Avers, PT, DPT, PhD
x
PA RT
         I
Foundations
              1
                                                                                                           CHAPTER
                                                                                                                             1
                                                            Geriatric Physical Therapy
                                                                  in the 21st Century:
                                                                           Overarching Principles
                                                                       and Approaches to Practice
                                                                                                            Rita A. Wong, EdD, PT
lifestyle factors and illness that influence physiological       information that must be brought to bear on a clinical
functioning.                                                     decision. Several conceptual frameworks are presented
    Schwartz has embedded functional status thresholds           in Chapter 6 and integrated into a model to guide phys-
at various points along this slope. Conceptually, these          ical therapy clinical decision making in geriatrics. The
thresholds represent key impact points where small               model is grounded in the patient-client management
changes in physiological ability can have a large impact         model of the Guide to Physical Therapist Practice8
on function, participation, and disability. These four           and emphasizes the central role of functional movement
distinctive functional levels are descriptively labeled fun,     task analysis in establishing a physical therapy diagnosis
function, frailty, and failure. Fun, the highest level, repre-   and guiding choice of interventions. The enablement–
sents a physiological state that allows unrestricted par-        disablement concepts of the World Health Organiza-
ticipation in work, home, and leisure activities. The            tion’s International Classification of Functioning, Dis-
person who crosses the threshold into function continues         ability and Health (ICF) model of disability9 are also
to accomplish most work and home activities but may              incorporated into this model, using ICF language to
need to modify performance and will substantially self-          communicate the process of disablement and placing a
restrict leisure activities (fun) because of declining physi-    substantial emphasis on describing and explaining per-
ological capacity. Moving from function into frailty oc-         sonal, medical, and environmental factors likely to en-
curs when managing basic activities of daily living              able functional ability or increase disability.
(BADLs; walking, bathing, toileting, eating, etc.) con-
sumes a substantial portion of physiological capacity,
with substantial limitations in ability to participate in
                                                                 Crucial Role of Physical Activity
community activities and requiring outside assistance to
                                                                 and Exercise in Maximizing Optimal Aging
accomplish many home or work activities. The final               Lack of physical activity (sedentary lifestyle) is a major
threshold into failure is reached when an individual re-         public health concern across age groups. Only 22% of
quires assistance with BADLs as well as instrumental             older adults report engaging in regular leisure-time
daily activities and may be completely bedridden.                physical activity.10 Sedentary lifestyle increases the rate
    The concept of functional thresholds and the down-           of age-related functional decline and reduces capacity
ward movement from fun to frailty helps explain the              for exercise sustainability to regain physiological reserve
apparent disconnect that is often observed between the           following an injury or illness. It is critical that physical
extent of change of physiological functions (impair-             therapists overtly address sedentary behavior as part of
ments) and changes in functional status. For example,            the plan of care for their older adult patients.
for a person who is teetering between the thresholds of             Exercise may well be the most important tool a
function and frailty, a relatively small physiological chal-     physical therapist has to positively affect function and
lenge (a bout of influenza or a short hospitalization) is        increase physical activity toward optimal aging. Despite
likely to drop them squarely into the level of “frailty,”        a well-defined body of evidence to guide decisions about
with its associated functional limitations. Once a person        optimal intensity, duration, and mode of exercise pre-
moves to a lower functional level (down the curve of the         scription, physical therapists often underutilize exercise,
y-axis) it requires substantial effort to build physiologi-      with a negative impact on the potential to achieve
cal capacity to move back up to a higher level (back up          optimal outcomes in the least amount of time. Underuti-
the y-axis). Lifestyle changes including increased exer-         lization of appropriately constructed exercise prescrip-
cise activities may enhance efforts for an upward move-          tions may be associated with such factors as age biases
ment along the slippery slope. Moreover, the further             that lower expectations for high levels of function, lack
the person is able to move above a key threshold, the            of awareness of age-based functional norms that can be
more physiological reserve is available for protection           used to set goals and measure outcomes, and perceived
from an acute decline in a physiological system. A major         as well as real restrictions imposed by third-party payers
role of physical therapy is to maximize the movement-            regarding number of visits or the types of interventions
related physiological ability (vigor) of older adult pa-         (e.g., prevention) that are covered and reimbursed
tients/clients to keep them at their optimal functional          under a person’s insurance benefit. Physical therapists
level and with highest physiological reserve.                    should take every opportunity to apply evidence-based
                                                                 recommendations for physical activity and exercise
                                                                 programs that encourage positive lifestyle changes and,
Clinical Decision Making in Geriatric                            thus, maximize optimal aging.
Physical Therapy
The primary purpose of physical therapy practice is the
                                                                 Objectivity in Use of Outcome Tools
enhancement of human performance as it pertains to
movement and health. Providing a framework for clini-            Older adults become increasingly dissimilar with increas-
cal decision making in geriatric physical therapy is             ing age. A similarly aged person can be frail and reside in
particularly important because of the sheer volume of            a nursing home or be a senior athlete participating in a
                                                    CHAPTER 1   Geriatric Physical Therapy in the 21st Century         5
triathlon. Dissimilarities cannot be attributed to age alone   and caretaker/family; and advocate for the needs of
and can challenge the therapist to set appropriate goals       patients and their families.
and expectations. Functional markers are useful to avoid           Physical therapists who find geriatrics particularly
inappropriate stereotyping and undershooting of an older       rewarding and exciting tend to be practitioners who
adult’s functional potential. Functional tests, especially     dislike a clinical world of “routine” patients. These prac-
those with normative values, can provide a more objective      titioners enjoy being creative and being challenged to
and universally understood description of actual perfor-       guide patients through a complex maze to achieve their
mance relative to similarly aged older adults, serving as a    highest level of optimal aging; and enjoy making a more
common language and as a baseline for measuring prog-          personal impact on the care of their patients. Navigating
ress. For example, describing an 82-year-old gentleman in      an effective solution in the midst of a complex set of
terms of gait speed (0.65 m/s), 6-minute walk test (175 m),    patient issues is professionally affirming and rarely dull
Berg balance test (26/56), and Timed 5-repetition chair rise   or routine.
(0) provides a more accurate description than “an older
man who requires mod assistance of two to transfer, walks
                                                               Need for Physical Therapists in Geriatrics
75 feet with a walker, and whose strength is WFL.” Reli-
able, valid, and responsive tests, appropriate for a wide      The year 2011 marks a critical date for the American
range of abilities, enhance practice and provide valuable      population age structure, representing the date when
information for our patients and referral sources.             the first wave of the baby-boomer generation turned age
                                                               65 years. This group, born post–World War II, is much
                                                               larger than its preceding generation, both in terms of
THE PATIENT-CENTERED PHYSICAL                                  number of children born during this era (1946 to 1965)
THERAPIST ON THE GERIATRIC TEAM                                and increased longevity of those in that cohort. Interest-
Physical therapists working with older adults must             ingly, although health services researchers have long
be prepared to serve as autonomous primary care                forecasted the substantial impact of this demographic
practitioners, and as consultants, educators (patient and      shift on the health care system and encouraged coordi-
community), clinical researchers (contributors and             nated planning efforts, inadequate preparation has been
critical assessors), case managers, patient advocates, in-     made to assure sufficient numbers of well-prepared
terdisciplinary team members, and practice managers.11         health care practitioners to meet the needs of this large
Although none of these roles is unique to geriatric phys-      group of older adults. The 2008 landmark report of
ical therapy, what is unique is the remarkable                 the Institute of Medicine (IOM) Retooling for an Aging
variability among older adult patients and the regularity      America12 provides a compelling argument for wide-
with which the geriatric physical therapist encounters         ranging shortages of both formal and informal health
patients with particularly complex needs. Unlike the           care providers for older adults across all levels of the
typical younger individual, older adults are likely            health care workforce (professional, technical, unskilled
to have several complicating comorbid conditions in            direct care worker, and family caregiver). These short-
addition to the condition that has brought them to             ages include shortages of physical therapists and
physical therapy. Patients with similar medical diagnoses      physical therapist assistants. The report provides numer-
often demonstrate great variability in baseline functional     ous recommendations for enhancing the number of
status and may be simultaneously dealing with signifi-         health care practitioners and the depth of preparation
cant psychosocial stresses such as loss of a spouse, loss      of these practitioners. The goal of this textbook is to
of an important aspect of independence, or a change in         provide a strong foundation to support physical thera-
residence. Thus, cognitive issues such as depression, fear,    pists who work with older adults.
reaction to change, and family issues can compound the            A sizeable proportion of the caseload of most
physical aspects and provide an additive challenge to the      physical therapy practices is the older adult. A recent
physical therapist. The physical therapist must be cre-        large-scale physical therapist practice analysis1 reported
ative, pay close attention to functional clues about un-       that 40% to 43% of the caseload of physical therapists,
derlying modifiable or accommodative impairments, and          aggregated across clinical practice settings, are patients
listen carefully to the patient to assure goal setting truly   age 66 years or older. Undoubtedly, with very few ex-
represents mutually agreed-upon goals.                         ceptions, the majority of the caseload of the average
    In addition, the older patient is likely to be followed    physical therapist will soon consist of older adults.
by multiple health care providers, thus making the             Despite this, physical therapists still tend to think about
physical therapist a member of a team (whether that            geriatrics only as care provided in a nursing home or,
team is informally or formally identified). As such, the       perhaps, in home care. Although these are major and
physical therapist must share information and consult          important practice settings for geriatric physical ther-
with other team members; recognize signs and symp-             apy, physical therapists must recognize and be ready to
toms that suggest a need to refer out to other practitio-      provide effective services for the high volume of older
ners; coordinate services; provide education to patient        adult patients across all practice settings. Every physical
6                CHAPTER 1 Geriatric Physical Therapy in the 21st Century
therapist should be well grounded in the science of geri-                specialty areas (orthopedics, neurology, pediatrics, geriat-
atrics and gerontology in order to be effective in making                rics) using board-certified clinical specialists recommended
evidence-based clinical decisions related to older adults.               by peers as expert clinicians. All specialists were found
                                                                         to be highly motivated, with a strong commitment to
                                                                         lifelong learning. Experts sought out mentors and could
Clinical Expertise in Physical Therapy                                   clearly describe the role each mentor had in their develop-
Clinical expertise is one of the three anchors to EBP.                   ment, whether for enhanced decision making, professional
Jensen and colleagues,13 through a series of well-planned                responsibilities, personal values, or technical skill devel-
qualitative studies using grounded theory methodology,                   opment. Experts had a deep knowledge of their specialty
identified four core dimensions of expert physical thera-                practice and used self-reflection regularly to identify
pist practice: knowledge, clinical reasoning, virtue, and                strengths and weaknesses in their knowledge or thought
movement. These four dimensions provide a theoretical                    processes to guide their ongoing self-improvement. The
model to examine professional development from novice                    expert did not “blame the patient” if a treatment did
to expert. As depicted in Figure 1-3, the novice practitio-              not go as anticipated. Rather, the expert reflected deeply
ner (physical therapy student) typically examines each                   about what he or she could have done differently that
dimension as a discrete entity. As professional develop-                 would have allowed the patient to succeed.
ment progresses, the practitioner begins to see the inter-               Expert Practice in Geriatric Physical Therapy. The
relationships among the dimensions, with recognition of                  geriatric clinical specialists interviewed by Jensen and
overlap becoming obvious as clinical competence devel-                   colleagues each provided reflections about how he or she
ops. Expert practitioners describe these four dimensions                 progressed from novice to expert. Figure 1-4 illustrates
as closely interwoven concepts and explain their rela-                   the conceptual model for the development of expertise
tionships in terms of a well-articulated philosophy of                   expressed by geriatric physical therapy experts.
practice. The core of the expert physical therapist’s                        In describing their path from new graduate generalist
philosophy of practice is patient-centered care that                     to geriatric clinical specialist, none of the geriatric
values collaborative decision making with the patient.                   experts started their careers anticipating specialization in
   This model for expert-practice professional develop-                  geriatrics. They each sought a generalist practice experi-
ment was examined for each of four physical therapy                      ence as a new graduate and found themselves gradually
                                                                         gravitating toward the older adult patient as opportuni-
                                                                         ties came their way. They came to recognize the talent
                           Clinical Expertise
                                                                         they had for working with older adults and were called
                                                                         to action by their perceptions that many at-risk older
    Virtue
                        Clinical                                         adults were receiving inadequate care. They became
                       reasoning
                                                              Clinical
                                                Virtue
                                                             reasoning
                                                                         Types and sources                           Clinical reasoning
                                                                           of knowledge                           Diagnosis and prognosis
                                                                              Mentors                             within disability framework
 Knowledge             Movement             Knowledge        Movement         Patients                                Life span approach
                                                                              Students                                     Motivation
                                                                             Education                                  Management of
                                                                                                                         multiple tasks
             Student                                     Novice
                                                                                             Personal attributes
                                                                                            Hunger for knowledge
                                                Virtue        Clinical                        Do the right thing
      Virtue      Clinical                                   reasoning
                 reasoning                                                                         Energy
                                                   Philosophy
                                                   of practice
    Knowledge                               Knowledge
                 Movement                                   Movement                       Philosophy of practice
                                                                                              Decision making
                                                                                                 Physicality
         Competent                                   Master                                      Community
                                                                                                  Teaching
                       Professional development
FIGURE 1-3 Developing clinical expertise: Moving from novice to          FIGURE 1-4 Conceptual model illustrating the factors contribut-
expert practice. (From Jensen GM, Gwyer J, Hack LM, Shepard KF.          ing to the development of expertise in geriatric physical therapy.
Expertise in physical therapy practice: applications for practice,       (From Jensen GM, Gwyer J, Hack LM, Shepard KF. Expertise in
teaching, and research. ed 2, Philadelphia, PA, 2007, Saunders            physical therapy practice: applications for practice, teaching, and
Elsevier.)                                                                research. ed 2, Philadelphia, PA, 2007, Saunders Elsevier. p. 105.)
                                                     CHAPTER 1    Geriatric Physical Therapy in the 21st Century           7
     impairments and functional activity than participa-                        question. However, only a very small proportion of
     tion and quality of life.                                                  evidence associated with the physical therapy manage-
                                                                                ment of older adults is well enough developed to support
                                                                                systematic reviews yielding definitive and strong recom-
Searching the Literature                                                        mendations. More commonly, best evidence consists of
Sources of Evidence. The scientific literature is divided                       the integration of the findings of one or several individ-
into two broad categories: primary and secondary                                ual studies of varying quality by practitioners who
sources. The primary sources are the original reports of                        incorporate this evidence into their clinical judgments.
research studies. Secondary sources represent reviews                           The evidence-based practitioner must be able to quickly
and analyses of these primary studies. The ideal evidence                       locate, categorize, interpret, and synthesize the available
source is a trusted resource that is readily available,                         evidence and also judge its relevance to the particular
easily accessed, and formatted to answer your specific                          situation.
questions quickly and accurately. Physical therapists                              Figure 1-5 and Box 1-1 provide an organizational
must be competent in finding and assessing the quality,                         schematic depicting the scientific literature as a pyra-
importance, and applicability of primary research arti-                         mid with foundational studies at the bottom of the
cles as well as being able to choose appropriate second-                        pyramid and the systematic integration and synthesis of
ary evidence from trusted sources. Geriatric physical                           multiple high-quality studies at the top of the pyramid.
therapy is a broad specialty area requiring an expansive                        The literature is replete with both foundational and
range of knowledge and clinical expertise and, therefore,                       initial (early) clinical studies (the first two levels of the
a wide variety of evidence sources.                                             pyramid). Foundational studies provide theories,
   As depicted in Box 1-1, each piece of evidence falls                         frameworks, and observations that spur empirical in-
along a continuum from foundational concepts and                                vestigations of topics with clinical applicability but, in
theories to the aggregation of high-quality and clinically                      and of themselves, have little direct and generalizable
applicable empirical studies. On casual review of pub-                          clinical applicability. Similarly, early empirical studies
lished studies, it is sometimes difficult to determine just                     provide direction to future research and suggest poten-
where a specific type of evidence falls within the con-                         tial impact but, by themselves, do not provide definitive
tinuum of evidence and a closer review is often required.                       answers to clinical questions.
   The highest quality research to answer a clinical ques-                         Studies with a more definitive influence on clinical
tion (i.e., providing the strongest evidence that offers the                    decisions are higher up on the pyramid. High-quality
most certainty about the implications of the findings) is                       primary studies that examine typical patients under
typically derived from the recommendations emerging                             typical conditions and provide sufficiently long follow-
from a valid systematic review that aggregates numerous                         up are the most valuable in our search for best primary
high-quality studies directly focusing on the clinical                          evidence. These studies, termed effectiveness studies, are
                                                                                                                     Aggregation of the
    Foundational Concepts              Initial Testing of                   Definitive Testing of                    Clinically Applicable
    and Theories                       Foundational Concepts                Clinical Applicability                   Evidence
    Descriptive studies                Single-case design studies           Well-controlled studies with high        Systematic review and
    Case reports                       Testing on “normals” (no               internal validity and clearly             meta-analysis
    Idea papers (based on theories        real clinical applicability)        identified external validity:          Evidence-based clinical practice
       and observations)               Small cohort studies (assessing        • Diagnosis                               guideline
    “Bench research” (cellular or         safety and potential for            • Prognosis
       animal model research for          benefit with real patients)         • Intervention
       initial testing of theories)    Clinical trials,* phase I              • Outcomes
    Opinions of experts in the field      and II                              • Clinical trials,* phase III and IV
       (based on experience and
       review of literature)
*Clinical trials:
Phase I: examines a small group of people to evaluate treatment safety, determine safe dosage range, and identify side effects.
Phase II: examines somewhat larger group of people to evaluate treatment efficacy and safety.
Phase III: examines a large group of people to confirm treatment effectiveness, monitor side effects, compare it to commonly used treatments, and further
examine safety.
Phase IV: postmarketing studies delineate additional information including the documented risks, benefits, and optimal use.
                                                         CHAPTER 1   Geriatric Physical Therapy in the 21st Century        9
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