Ethical Dimensions of The Foreign Policy of The European Union A Legal Appraisal 1st Edition Urfan Khaliq Complete Edition
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Ethical Dimensions of the Foreign Policy
of the European Union
Joint Editors
A Legal Appraisal
Urfan Khaliq
CAMBRIDGE UNIVERSITY PRESS
Cambridge, New York, Melbourne, Madrid, Cape Town, Singapore, São Paulo
Cambridge University Press has no responsibility for the persistence or accuracy of urls
for external or third-party internet websites referred to in this publication, and does not
guarantee that any content on such websites is, or will remain, accurate or appropriate.
Table of Contents
1 Introduction 1
2 Promoting Values in Foreign Relations: Policy
and Legal Issues 7
2.1 Introduction 7
2.2 Ethical Values and Foreign Policy: Choices
and Implications 11
2.3 Legal Considerations and the Policy of
Promoting and Protecting Ethical Values in
Third States 19
2.4 Conclusions 79
3 Promoting Values and the International
Relations of the Union and Community:
Competence and Practice 81
3.1 Introduction 81
3.2 Relationship between the Union and
Community and the Instruments Available for
Implementing an Ethical Foreign Policy 82
3.3 The Exercise of Competence and the Pursuit
of Ethical Foreign Policy Objectives 103
3.4 Conclusions 186
vii
viii contents
The foreign policy of the European Union as such has so far received
relatively little attention from lawyers, although there are excellent
works on the Union’s external relations in general. Ethical Dimensions of
the Foreign Policy of the European Union seeks at once to fill that gap and to
present, both in the wider perspective and, through the use of well-
thought-out case studies, by reference to the major ethical themes of
denial of democratic rights, participation in the Middle East peace
process, and humanitarian aid, a considered, scholarly and critical assess-
ment of the Union’s foreign policy objectives and achievements. The
promotion of ethical values in foreign policy forms an essential part of
good neighbourhood policy and the promotion of respect for fundamen-
tal rights and the rule of law; and, as Dr Khaliq rightly observes, the
litmus test for an ethical foreign policy lies in its application. He assesses
ethical foreign policies from the perspective first of public international
law, and then turns to the policy and practice of the European Union.
Although the Union is firmly anchored on such concepts as liberty,
democracy, respect for human rights and fundamental freedoms, and
social rights, he notes that the link between these principles and external
relations is weak; this is certainly institutionally so, although in practice
the link is more frequently paraded, even if perhaps not always as much
observed as might be desired. All foreign policies must, to varying
degrees, take account of Realpolitik, as well as of accepted or disputed
principles, whether those principles be self-adopted or encouraged,
stimulated or imposed by (elements of ) the world order. The chicken
and egg relationship between principles and policies is never far from the
surface, demonstrating that politics remains the art of the possible.
The European Union has had to tread a careful path, ensuring that the
right measures are adopted on the basis of the right powers, not least
xi
xii series editors’ preface
because the European Court of Justice will be keen to ensure that (at the
very least) the prerogatives of the Community are not infringed, and
that the Institutions have acted within the limits of their powers. The
use of Community or Union vires as appropriate is dramatically illus-
trated and brought to life in Dr Khaliq’s book. Of particular interest is
his illustration of the use of the Community’s development cooperation
powers to pursue a global humanitarian policy, while leaving the
Member States free to pursue their own development cooperation
agendas. His case studies illustrate powerfully how the Union uses the
means at its disposal, but they also demonstrate the shortcomings in its
relationships with third countries, some of which result from inherent
contradictions in granting aid, and some from the need to rely on other
organisations to carry out the activities. Yet more generally, the struc-
ture of the Union’s approach to foreign policy (even if the Treaty of
Lisbon comes into force, there will still be more than one person seek-
ing to speak for Europe) and the plethora of actors within the Union
offer plenty of room for turf wars at the expense of a coherent foreign
policy. While the overall picture of the promotion of ethical values and
principles in third countries which Dr Khaliq paints is positive, he does
not gloss over the need for reform and reassessment if the Union’s
contribution is to be more meaningful still.
This book will be of enormous value to lawyers, policy-makers and all
concerned with foreign policy analysis and the external aspects of the
Union’s activities in the broadest sense. It is, therefore, with great
pleasure that we welcome this important and invigorating book in the
series Cambridge Studies in European Law and Policy.
Laurence Gormley
Jo Shaw
Acknowledgements and Preface
xiii
xiv acknowledgements and preface
to thank the Law School of the University of Michigan, Ann Arbor, where
I spent a summer carrying out some of the research for this book.
Furthermore, I would also like to thank a substantial number of EU
officials and members of the ministries of various governments who
took the time to respond to my numerous queries by email, over
the telephone and also for meeting with me in person to discuss aspects
of my work. The usual disclaimer of course applies to all of the above.
In my undertaking such a lengthy and time-consuming project, my
loved ones have invariably suffered (or benefited, depending on the
point of view) from my either not being around very much, being too
busy to do certain things with them or not turning up for the odd event.
This book or my finishing it will not make up for any of these short-
comings in my behaviour over the years but it would have been impos-
sible without you. Thank you.
I have sought to state the law and facts as I understood them on
30 June 2007 although it was possible to take account of events in the
Middle East and Pakistan up until the end of July 2007. It has not been
possible to take account of the subsequent uprising in Myanmar, the
Annapolis Conference on the Middle East or the state of emergency
in Pakistan, all of which occurred before the end of 2007 but after the
manuscript was submitted. It has also not been possible to take
account of and discuss the Treaty Amending the Treaty on European
Union and the Treaty Establishing the European Community (EU
Reform Treaty) as approved during the informal European Council in
Lisbon on 18–19 October 2007. Those provisions of the Constitutional
Treaty which are discussed in the text are substantively not very (if at
all) different from those which are in the EU Reform Treaty. It is,
of course, still uncertain if the EU Reform Treaty will enter into force
and, if it does, when it will do so. So as to allow the interested reader to
more easily compare the position under the Constitutional Treaty with
the EU Reform Treaty, I have created a Table of Equivalences of the
main provisions of the former discussed in the text. Where the provi-
sions of the EU Reform Treaty amend existing provisions in the current
treaties they must be read in conjunction with them. It is hoped that by
creating such a table this will prove a satisfactory way of trying to take
account of the Reform Treaty at this stage in the production process.
Urfan Khaliq
Cardiff
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