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SILKROAD
PRESS
Metabolism
Extensive and profound, speculative and deep, the series embodies decades of
effort by the famous historian, Chen Xulu. This book not only examines the
changes in the economic and political structure of modern society, but also
explores the evolution of urban and rural grassroots organizations as well as the
social changes provoked by unequal treaties. It studies the internal and external
of Modern
factors in social change in modern China. It discusses changes in political
ideology, philosophy and literature, and analyzes the change in social attitudes
under the influence of the United States and Europe.
Chen Xulu
Modern Chinese Studies
Chen Xulu
SILKROAD SILKROAD
PRESS P R E S S
Metabolism
of Modern
ChinESE Society
volume 1
Chen Xulu
Published by
Beijing Office:
Rm 1108A, Culture Plaza, No. 59 Zhongguancun St., Haidian District, Beijing, China
Trademarks: SILKROAD PRESS and related trade dress are trademarks or registered
trademarks of Enrich Professional Publishing (S) Private Limited and/or its affiliates in
Singapore and other countries, and may not be used without written permission. All other
trademarks are the property of their respective owners.
All rights reserved. This book, or parts thereof, may not be reproduced in any form or by any
means, electronic or mechanical, including photocopying, recording or any information storage
and retrieval system now known or to be invented, without prior written permission from the
Publisher.
Notes 219
Glossary 239
References 243
Index 255
Preface
Over two years have gone by since Mr. Chen Xulu, my dear friend, passed
away. His book Metabolism of Modern Chinese Society will soon be
published posthumously by the Shanghai People’s Publishing House after
the reorganization work done by his students. This is a major contribution to
Chinese academic circles.
Reading the book reminded me of many things. His smile and words came
back to my mind and I clearly recalled the time when we walked and chatted
at the riverside of Liwa on campus. We agreed that it would be better for us
to live a life of our own, yet at the same time we could give all that we had to
each other in time of poverty and hardships. This was a long-lasting friendship
which I will keep in my heart forever. Out talks were wide-ranging with the
major focus on academic issues. Xulu majored in History and I in Philosophy.
However, it was the difference that enhanced our exchange of views. I observed
that the source of philosophical evolution came from social history; he believed
that philosophical speculation is the key to unlock the law of historical
evolution. Therefore we often consulted each other with questions in our
research and thinking. This kind of free discussion enabled us to probe deeper
into the questions with the help of the inspiration and doubts from the other
party. In the summer of 1987, after completing The Revolutionary Development
of Chinese Modern Philosophy , I asked Xulu to go through the manuscript and
accepted most of his valuable advice. He said that he would also ask me to go
through his book after he completed Metabolism of Modern Chinese Society for
my advice. I never expected that on December 1, 1988, he would leave behind
his manuscript which he had worked on for several decades with painstaking
labor in such an abrupt way. Now I have fulfilled my promise of reading the
manuscript. But it will be such a pity in my life that I cannot talk it over with
him!
Next, I would like to focus my “reflection” on “historical knowledge”.
Liu Zhiji held that a historian should possess talent, knowledge and insight.
It is rare for one to possess all three qualities; however, I can assert that Xulu
was such a three-quality historian, which is testified to by Metabolism . The book
integrates history with a view to stating the law of modern social metabolism
with a concise analysis of historical facts. Its vivid and appealing language style
shows that combination of talent, knowledge and insight. Among the three
qualities, the most important is naturally historical insight. Xulu said, “Historical
vii
Preface
research that he could reveal the essential connections hidden beneath historical
phenomena and create such a brilliant book with such excellent content and
language.
How can we acquire such a pair of insightful eyes? The prerequisite is “de-
masking (an expression from Xunzi and Dai Zhen).” Only though demasking
can thinking be liberated so as to see through the reality in history with bright
insight. Xulu said, “the liberation of thinking is the practice of democracy
to yourself.” What does this mean? Democracy means that individuals take
2
viii
Preface
and clotted Chinese society in ancient times, modern Chinese society was in a
state of dynamic and fast metabolism comparing with the realization of reforms
through self-renewal in Western countries from the Middle Ages to modern
times. The metabolism in modern Chinese society was mainly caused by the
impact from outside forces, which in turn was transformed from an extrinsic
into an intrinsic force and propelled national conflicts and class antagonism.
This was manifested by a series of reforms and indirect and zigzagging
development of the new from discarding the old (that is, the development
of democracy from feudalism). Therefore the evolution of modern Chinese
society was distinctive, which should be illustrated by the concrete and deep
study into social structure, social life and social consciousness. In this book,
which concerns social structure, the author observes not only the revolutionary
changes in economic and political structure but also the modern changes in
rural social organizations and guilds in cities and towns; concerning social life,
he studied not only changes in the basic necessities of material life but also the
closely related issue of population as well as the changes in social customs and
habits caused by political revolutions and extrinsic influences; concerning social
consciousness, he discusses not only changes in political thoughts, philosophy
and literature, but also different social mentalities under European and
American influences, which is reflected in the changes of linguistic structure.
With multi-aspect and multi-level research, the gist of the book (Metabolism of
Modern Chinese Society ) is illustrated with rich and colorful content, and the
author’s historical insight is vividly displayed with his profound learning and
sociability.
By entitling the book Metabolism , the author meant to explore the dialectics
in modern Chinese history. He mentions many times in the book the use of
“dialectic thinking,” and “that it is difficult to explain the nature without
dialectic thinking and historicism”, which indicates that he was a historian
who consciously used dialectics as “the eyes of historical study.” For example,
his analysis of the “adoption of Western learning on the basis of Chinese
Confucianism,” his study of revolutions and reforms, patriotism and betrayal,
invasion and progress in modern Chinese history, his observation of the double
functions of the hui dang (Secret Societies 會黨) in modern history, all shine with
the spirit of dialectics. Concerning some of the above issues, a separate article he
wrote has been published and exerted wide influence. The essence of dialectics
lies in the concrete analysis of concrete conditions. The events mentioned in
the book, whether they are major historical events (such as the Opium Wars,
the Taiping Rebellion and the New Culture Movement) or ordinary incidents
in life (queue cutting, anti-foot binding and the abolishing of kowtow in the
ix
Preface
Xinhai Revolution), are all concretely analyzed under their respective historical
conditions. As to the characters, no matter what roles they played, he does
not give them political labels, but depicts them as lifelike individuals through
concrete analysis. For example, his portrayal of Ye Mingchen who “refused to
fight, defend or make peace; refused to die, surrender or escape” in Chapter 6;
his analysis of the three types of attitudes towards the confrontation between
China and the West; and his description of the pains of the Kuomintang and
Progressive Party members after the failure of the Second Punitive War in
Chapter 18. His vivid portrayal of these characters reminds the readers of the
rhetorical styles of Shi Ji (Records of the Grand Historian ) and the Han Shu (Book
of Han) .
When concluding the New Culture Movement in Chapter 19, the author
wrote, “For the past 80 years, starting from ‘shi yi zhi chang ji yi zhi yi’ (acquire
foreign technology to compete with foreigners 師夷之長技以制夷) to ‘zhong
ti xi yong ’ (adopt Western learning on the basis of Chinese Confucianism
中體西用), to ‘freedom, equality and fraternity’, Chinese people finally moved
on to democracy and science. During the transition, Chinese people came to
understand the world as well as themselves; every step was accompanied
by the conflict between the old and the new, between China and the West.”
These marked the major milestones in the transition of cultural ideology of
Chinese intellectuals since 1840, formed the dialectic clues of development
for the cultural struggle between the ancient and the modern, China and
the West, and the old and the new, and signified the gradual progress of the
Chinese people towards modernization. Through difficult exploration, they
finally realized that democracy and science are the goals of and only way to
the complete modernization of Chinese culture. Thus, “Chinese people came
to understand the world as well as themselves.” Historical insight is essential
in this process of understanding the world. It is necessary to take a historical
view at each step in the development of cultural ideology, while every historical
view has its own metabolism. From Wei Yuan’s proposition to “acquire foreign
technology to compete with foreigners” to the early reformists in Westernization
Movement, the core idea was that “specific strategies may be changed, but
not the ideals,” and the solution is to “adopt Western learning on the basis of
Chinese Confucianism.” They searched for a basis for the replacement of the
obstinate Royalists’ theory of metaphysical immutability by Western learning.
In terms of historical changeability, they insisted, quoting Yi Jing (The Book of
Changes) , that “when left with no way to go, changes will take place, the way
will be open, and it will continue long.” When it came to the Reform Movement
of 1898, Kang Youwei improved the historical changeability in Gongyang’s
x
Preface
xi
1
Chapter
A Long History of
Feudal Society
Metabolism of Modern Chinese Society
Modern society originated from ancient society. The chronology of history lies
in its continuity. Only through comparison with the ancient society’s politics,
economy, cultural structure related lifestyles and customs, can the changes
toward modern society be recognized. According to its current usage, the
term “ancient history” includes both the history of the Ancient Era and of
the Imperial Era. However, it is the medieval feudal society that is directly
connected modern times. Therefore, in order to depict the network of changes in
modern society, we have to give a general picture of the outline of the Chinese
feudal society.
2
A Long History of Feudal Society
of cruel killings. Yet these changes only affected the lives of individuals and the
fate of a dynasty; history itself still moves on in the old spiral slowly.
In the two hundred years between 1640 and 1840, Western countries have
developed to the point that “Subjection of Nature’s forces to man, machinery,
application of chemistry to industry and agriculture, steam-navigation,
railways, electric telegraphs, clearing of whole continents for cultivation,
canalisation of rivers, whole populations conjured out of the ground — what
earlier century had even a presentiment that such productive forces slumbered
in the lap of social labour?”1 In comparison, China at that time had remained
the same: thousands of peasants toiled in the fields and bearing the burden
of scholars, who chanted their praise of the prosperity in ancient times of
Emperors Yao and Shun and indulged in loud and empty talk of ancient texts
and morality. On the one hand:
As the cuckoo singing hastens ploughing of the land, peasants sigh in
sadness.
No grain or plough is left at home because of the heavy taxes.
The merchants make profits in the market and peasants have to borrow
usury.
To make a living, they have to first satisfy the demand of government
officials.
The golden paddies are in the field and a bumper harvest is to be
expected.
But the merchants are collecting debts before the rice is reaped and stored.
On the other hand:
There are many wealthy people in Chang’an and they own vast land.
They are not big merchants, but new government officials.
Flaunting their riches, even their servants are arrogant.
They get promotion by the court soon after their back-door dealings.
They are appointed as regional leaders with great power in their
hands.
Common people learn in fear that great power is bought by great wealth.2
The old world was moving from maturity into slow decay. Even after 1840,
China had failed to develop capitalism; instead it developed into an abnormal
society, proving that without a qualitative change in social formation, history
can only move in circles.
Since the 1930s, the lengthy continuation of China’s feudal society has more
than once caused thinking and debates among her people. Opinions vary on
this topic, which is normal and perhaps constructive for the society. However,
only with analysis and synthetic study of social structure can the outline of a
society truly be illustrated.
3
Metabolism of Modern Chinese Society
4
A Long History of Feudal Society
economic structure are the privatization and trading of land, which led directly
to the constant concentration and fragmentation of land. Concentration meant
that the landlord class possessed more and more land through annexation.
However, such concentrations were not unstable. Royal families, aristocrats,
bureaucrats and landlords could concentrate land using economic or non-
economic measures, but political revolutions and changes in official positions
often led to enormous and sudden changes of ownership. When reading the
Jiu Tang Shu (First Book of Tang ), Gu Yanwu sighed in his Rizhilu (Record of
the Days ), “The world changes so frequently and people are not as kind as they
used to be. Some have gained great wealth, only to cause hardship for their
offspring.”4 It was more common to see the division of family property because
of land privatization. After the Han Dynasty, the hereditary differences between
older and younger brothers and between sons from wife or concubines were
weakened. The Daqing Lüli (The Statutes and Precedents of the Great Qing
Empire ) stipulated that: “Hereditary titles shall be inherited by the eldest son
or grandson; family properties shall be divided evenly among all the sons no
matter if they are wife-born or concubine-born.”5 Families with huge wealth
usually had a large number of wives, concubines, sons, and grandsons. Property
is divided among many family members, and after several generations the
concentrated land would break up to nothing. This was another trend coexisting
with land concentration.
At the same time, individuals can sometimes change their class: some would
rise from poverty to wealth and some would fall from grace. Liu Xuande in
the late East Han Dynasty was “a descendant of Prince Jin of Zhongshan. In
his fatherless childhood, he and his mother sold shoes to make a living.” 6
Moving from a royal member down to a vendor, he would not be considered a
landlord. There were also rich second generations becoming penniless because
of squandering their wealth. The Taiping Guangji (Taiping Miscellany) tells
the story of Qutu Zhongren, who “inherited enormous wealth, land and many
servants at the death of his father. He lost all his properties after several years
because of gambling and a wasteful life.” 7 There were opposite examples.
Zeng Yingzhen, ancestor of Zeng Guofan, built up his family fortune from
poverty. The Ming Chu Shi Yong Gong Zhuan (Biography of Sir Yong ) in the
6th Volume of the Ji Yang Jiang Shi Zu Pu (She County’s Family Tree of Jiang
Clan ), said, “Sir Yong, also named Benjie, is the second son of Sir Shou. As a
man of humble beginnings, he worked hard and started from nil. He ended
with huge wealth with over ten thousand acres of land.” The 9th Volume of
the Ming Chu Shi Xiang Gong Zhuan (Biography of Sir Xiang ) said, “Sir Xiang,
also named Dezheng, is the grandson of Sir Shou, and the son of Zhengzuo.
5
Metabolism of Modern Chinese Society
6
A Long History of Feudal Society
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