Long Term Adherence To Behavior Change
Long Term Adherence To Behavior Change
Author manuscript
Am J Lifestyle Med. Author manuscript; available in PMC 2016 August 17.
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Abstract
The utility of lifestyle-based health promotion interventions is directly impacted by participant
adherence to prescribed behavior changes. Unfortunately, poor adherence to behaviors
recommended in lifestyle interventions is widespread, particularly over the long-term; thus, the
“adherence problem” represents a significant challenge to the effectiveness of these interventions.
The current review provides an overview of the adherence problem and describes a theoretical
framework through which the factors that impact adherence can be understood. To further
understand the difficulties individuals face when adhering to health behavior changes, we focus
our discussion on challenges associated with adherence to lifestyle behaviors recommended for
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weight loss and healthy weight management (i.e., reductions in dietary intake and increases in
physical activity). We describe strategies that improve long-term adherence to health behaviors
related to healthy weight management, including the provision of extended care, skills training,
improving social support, and strategies specific to maintaining changes in dietary intake and
physical activity. Finally, we discuss difficulties involved in implementing long-term weight
management programs and suggest practical solutions for providers.
Keywords
Adherence; Lifestyle Intervention; Health Behavior Change; Long-Term Maintenance
Advances in behavioral medicine over the past few decades have demonstrated the important
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role that behavioral health treatments can have in improving patients’ health and quality of
life.1 Numerous studies have documented that patients experience clinically significant
health improvements (e.g., improvements in hypertension, body weight, and disease risk)
when they follow prescribed lifestyle changes.2 Even the most efficacious intervention can
be rendered useless, however, if the patient fails to follow treatment recommendations.
Unfortunately, non-adherence to medication regimens and prescribed behavioral changes is
widespread. Rates of non-adherence to chronic illness treatment regimens have been
Corresponding Author: Kathryn R. Middleton, Department of Psychiatry and Human Behavior, The Warren Alpert Medical School
of Brown University & The Miriam Hospital, 196 Richmond St. Providence, RI 02903, Phone: (401) 793-8950,
[email protected].
Middleton et al. Page 2
reported to be as high as 50 to 80%.3 Findings from the behavioral therapy literature also
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suggest most individuals have difficulty maintaining healthy behavior changes, with reports
of premature drop-out ranging from 30 to 60%.4,5 Consequently, the “adherence problem”
represents an important challenge across medicine and public health, especially in light of
research demonstrating that individuals who are not fully adherent to health interventions
experience significantly less health benefits.2
The current review depicts the nature and scope of the adherence problem. We further
describe the conceptual models of treatment interventions, and review empirical support for
strategies commonly used to promote-long term adherence. Due to obesity’s prominence as
a major public health problem in the United States, and the fact that weight management
interventions, in particular, have been plagued by low rates of long-term adherence, our
overview of adherence focuses on lifestyle changes related to diet, physical activity, and
weight management.
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in the maintenance of behavior change have also been observed in lifestyle interventions
targeting diet and physical activity without weight change objectives.10–13
A variety of factors affect long-term adherence to dietary and physical activity behaviors in
the context of obesity treatment, including the complexity of the required changes, the
number of decision points needed to carry out such changes on a daily basis, and a number
of environmental, socio-cultural, and psychological influences.14 In the following sections,
we review adherence challenges specific to changes in dietary intake, physical activity, and
overall weight management.
Dietary Adherence
Excessive caloric intake is a significant health concern in the United States and other
industrialized countries around the world.15,16 Despite increasingly sedentary occupations
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and transportation mechanisms, individuals are consuming significantly more calories than
in previous years. Epidemiological studies indicate that per capita energy intake increased by
approximately 300 kcal per day between the years of 1985 and 2000; prior to 1985, per
capita energy intake remained fairly constant for the previous 75 years.17 Lifestyle weight
management interventions typically focus initially on promoting negative energy balance
through decreasing energy intake, as caloric restriction has consistently been shown to
produce weight loss among overweight individuals.18 Most overweight individuals, however,
are unable to sustain weight losses achieved by reductions in energy intake;19 long-term
adherence to conventional weight loss programs is notoriously poor.20
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One factor that may directly impact long-term adherence to dietary changes is the current
“toxic” food environment in the United States, which is rich in easily-accessible,
inexpensive, and tasty high-fat, high-calorie foods.21 This environment in which healthy
dietary choices are limited can increase the challenge of maintaining dietary changes over
the long-term.22 Physiological changes experienced while dieting may further interact with
this toxic environment; when dieting, people often experience a heightened sensitivity to
palatable food,23 specifically sweet and salty substances.24 Additional evidence indicates
that obese individuals have greater sensitivity to the sensory processing of food intake,25
which is of concern because sensitivity to the rewarding properties of taste and smell are
related to overeating and preference for foods high in fat and sugar.26 The interaction of
these physiological changes in combination with constant exposure to an unhealthy food
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Exercise Adherence
Similar to the individual and environmental challenges that make it difficult to sustain
healthy dietary changes, a multitude of internal and external barriers affect an individual’s
engagement in regular exercise. Following technological innovation in agricultural and
industrial markets, jobs in the United States and other developed countries have become
increasingly sedentary, with workers typically spending 6–8 hours (or more) sitting at
desks.29 In order to compensate for the reduction in energy expended throughout the
working day, individuals must spend more of their leisure time in active pursuits to meet
national activity guidelines (for adults, at least 150 minutes of moderate-intensity or 75
minutes of vigorous-intensity aerobic activity per week30).
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Attempts to fit planned activity into limited leisure time, along with competition from other
lifestyle activities, leads to a perceived barrier of time commitment for many individuals.31
Considering not only the time required to be active, but also the time involved in preparation
and transportation to recreational facilities, individuals who complete shift work, have more
than one job, live far from facilities, or rely on public transportation may be even more
influenced by barriers of perceived lack of time.32
Another commonly described barrier to regular physical activity includes perceived stress.
Many individuals report feeling “too tired” for activity upon returning home from a stressful
day at work.33 This barrier may seem somewhat paradoxical as many people self-report that
exercise decreases stress and increases energy.34 However, individuals may not be able to
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recognize these potential future benefits prior to engaging in regular physical activity.
Finally, environmental limitations represent another significant barrier for the maintenance
of changes in physical activity. Individuals may have difficulty accessing places to be
physically active, as many neighborhoods, especially those in low-income areas, do not have
adequate sidewalks, bike paths, or other recreational facilities.35,36 Individuals are much
more likely to be active in areas where useable sidewalks and public facilities such as parks
and tennis courts are located nearby.35,36 These barriers can compound, as individuals who
believe that they have little time for activity would likely be further discouraged if they have
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In addition to changes in metabolic rate, the body has several compensatory neuroendocrine
mechanisms that occur following calorie restriction and weight loss to increase food intake
and decrease energy expenditure.39–41 These mechanisms, such as decreased leptin response
after meals (a protein hormone that signals satiety) and an increased ghrelin response (a gut
peptide associated with the sensation of hunger), tend to promote weight regain following
weight loss, and these physiological changes appear to remain present until an individual has
returned to their baseline weight.42,43 As a result, individuals desiring to maintain a reduced
body weight would have to consume fewer calories than suggested through the signals
received from the brain and periphery.44 Unfortunately, these strong neuroendocrine signals
to increase food intake and decrease energy expenditure following weight reduction do not
appear to decrease over time, and thus remain present until the defended weight is reached
(i.e., the lost weight is regained).45
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With the current physical and social environment supporting unhealthy dietary practices and
sedentary behavior, it is not surprising that initial success in lifestyle programs is commonly
followed by a return to pre-treatment patterns of eating and physical activity.8,26 Indeed, the
potency of environmental challenges often initiates a behavioral “cascade” wherein initial
lapses in the maintenance of behavioral changes undermine the individual’s confidence in
their self-management skills and thereby lead to poor long-term adherence and the eventual
abandonment of the entire behavior change effort.46,47
behavior change models may be helpful. In particular, social cognitive theory can be used to
provide a framework for understanding the complex interactions that can occur between
individuals and their environment during the behavior change process. The next section will
focus on understanding adherence within the context of social cognitive theory.
initiation and maintenance of behavioral changes involve four sets of constructs. These
include: health knowledge, which focuses on an individual’s awareness of how their
behaviors affect their health; self-efficacy beliefs and outcome expectancies, which focus on
an individual’s perception of his or her ability to perform a particular behavior in a specific
situation, and further the belief that performing this behavior will have a specific outcome;
self-regulatory skills, which include the skills that allow an individual to exert control over
his or her behavior, cognitions, and environment; and finally, barriers to change, which
include an individual’s perceived personal or environmental obstacles to performing a
behavior.
Lifestyle interventions target all four of these key constructs. Health-related knowledge is
increased by providing information regarding the influence of diet and physical activity on
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weight and risk for disease. Self-efficacy beliefs and outcome expectancies are enhanced
through the use of short-term, achievable goals that provide a series of successful
experiences in changing eating and exercise behavior. Self-regulatory skills are improved
through the use of goal setting, written self-monitoring, self-reinforcement, stimulus control,
and cognitive restructuring strategies. Finally, the ability to overcome barriers to change is
addressed through in-session problem solving and direct training in problem-solving skills.
In the following section, we will review some of these intervention techniques as they apply
to long-term program adherence.
individuals at high-risk for weight gain or weight-related chronic illness (e.g., hypertension,
CVD, or type 2 diabetes) as early as possible can prevent disease progression and help
individuals to make long-term behavior changes. Additionally, health care providers can
improve program implementation by understanding individual factors that contribute to a
patient’s behaviors, such as home environment, behavior patterns (e.g., physical inactivity,
frequent consumption of fast food), and related knowledge/skills.
Motivational interviewing (MI) can help providers assess a patient’s willingness to change
and, if ready, assist in preparations to initiate change.51 MI is a goal-directed, patient-
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centered counseling style originally developed for use with patients seeking treatment for
substance abuse; however, it is applicable to promoting initial change and adherence to a
variety of health behaviors. The use of MI allows for providers to assist in improving an
individual’s health knowledge and increasing his or her self-efficacy for behavior change
(constructs discussed within the social cognitive theory section) in a non-confrontational and
non-prescriptive way. The first step involves assessing a patient’s specific barriers to
adherence. For example, a patient may explain that he or she finds that the “costs” of
exercising (time, cost of gym membership, uncomfortable physical feelings) to exceed the
“benefits” (improved health). The provider can then lead the patient in brainstorming other
benefits of exercise behavior (e.g., increased energy, improved mood, weight maintenance)
that may encourage the patient to consider exercising. An important note is that providers
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should provide guidance on the process of listing benefits and costs but should not lecture
the patient on the reasons they believe the patient should change his or her behavior;
individuals are influenced more by ideas and goals that are self-generated compared to those
provided by outside influences. Overall, the goal of this approach is to increase the patient’s
motivation for behavior change by helping him or her recognize the importance of benefits
obtained from a healthy lifestyle change while minimizing the perceived costs.
A variety of strategies have been investigated to address the challenge of sustaining long-
term adherence within interventions, including the use of extended-care treatment regimens,
skills training, and social support. In the following sections, we briefly describe each of
these approaches and provide information about their utility; see Table 1 for a summary of
the available evidence for each of these approaches.
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Extended Care
Within lifestyle-based weight management interventions, increasing the length of treatment
improves adherence and thus treatment outcome.52 Specifically, longer initial treatments
produce greater weight losses than briefer treatments,52 and providing participants with
programs of extended care following initial treatment increases the maintenance of lost
weight.7,53 Several clinical trials have demonstrated that extended care in the form of
additional contacts with treatment providers (typically once or twice per month during the
year following initial treatment) improves adherence to the behaviors needed to maintain lost
weight.54,55–57 A recent meta-analysis of randomized controlled trials including extended
care demonstrated that the provision of care leads to, on average, the maintenance of an
additional 3.2 kg of weight loss over 17.6 months compared to control.53
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One drawback associated with lengthening interventions through the inclusion of additional
face-to-face treatment sessions, however, is the increased cost of additional treatment.
Consequently, alternative modalities for treatment delivery have been investigated, including
the use of extended care delivered via telephone54 or the internet.58,59 The literature on
phone-based delivery shows that using telephone contact simply as a means of prompting
adherence has not been effective.60 However, using the telephone to provide additional
counseling appears to be as effective as face-to-face counseling for maintaining adherence.54
Further, contact via telephone rather than in person can be delivered at a substantially lower
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cost. For example, the Treatment of Obesity in Underserved Rural Settings (TOURS) trial
demonstrated that, compared to a mail-only extended-care condition, providing participants
with biweekly extended-care sessions delivered either in-person or via telephone-based led
to significant improvements in adherence to behavioral changes and maintenance of lost
weight.54
The results of initial research focused on using the internet to maintain behavior changes
were mixed.55,59 Specifically, while Wing and colleages55 found that internet-based support
led to significantly less weight regain compared to control, Harvey-Berino and colleagues59
found that internet-based support was not as effective as face-to-face support. More recently,
another study by Harvey-Berino and colleagues58 found that internet-based extended care,
when combined with counseling, may be capable of producing benefits comparable to face-
to-face counseling. In this study, researchers found no significant difference in weight loss
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over an 18 month period for participants randomized to an internet-support group (7.6 kg)
compared to participants randomized to either a minimal or frequent in-person contact
condition (5.5 kg and 5.1 kg, respectively).
support.
Skills Training
The transition from initiation to long-term maintenance of lifestyle changes can be difficult
for participants due to a myriad of often-unanticipated obstacles (identified as “barriers to
change” within the context of social cognitive theory). Consequently, skills-training
approaches have been used to enhance individuals’ ability to negotiate the various
unexpected challenges to maintaining adherence. We will focus on two such strategies
below: relapse-prevention and problem-solving skills training.
successfully cope with high-risk situations may help them avoid full-blown “relapse” (i.e.,
return to baseline behaviors). Moreover, individuals are instructed in the use of positive
coping strategies to implement following lapses or relapses, to prevent abandonment of
behavior change efforts. Empirical findings regarding the efficacy of relapse prevention
training have been mixed. Simply providing such training during the course of initial
treatment is not sufficient to prevent post-treatment lapses.63 Combining relapse prevention
training with extended care regimens, however, appears to be effective in promoting long-
term adherence and weight maintenance.63,64 In a study by Perri and colleagues,63
relapse-prevention training but no extended care regained 6.0 kg from post-test to 12 month
follow-up, while participants who were assigned to receive relapse-prevention training an
extended care lost an additional .71 kg during this same time period. Similarly, Baum and
colleagues64 demonstrated that participants randomized to a relapse-prevention based
extended-care condition continued to lose weight or maintain their lost weight following the
end of a weight management intervention, while participants randomized to a minimal-
contact control condition regained a significant amount of weight.
The MI approach discussed earlier can also be used to enhance skills training. In particular,
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Social Support
Research has demonstrated that social support is significantly associated with adherence to
health behavior change, and further the absence of social support has been associated with
poorer outcomes.67 For example, DiMatteo and colleagues67 found that the relative risk of
non-adherence was twice as high for participants who did not have practical social support
(e.g., support from others to complete tasks) compared to those who did. Thus, helping
participants improve social support may have a beneficial impact on adherence. Wing and
Jeffery68 demonstrated that, among participants recruited alone (i.e., not recruited along with
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Another method of improving social support for patients includes conducting lifestyle
interventions in a group. Research suggests that group interventions produce superior
outcomes to individual treatment, even for individuals who report preferring individual
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Some approaches to promoting long-term adherence are specifically related to the target of
behavior change. For example, in the area of dietary change, participants commonly find it
easier to follow nutritionally “balanced” dietary regimens compared to those that are very
low with respect to either carbohydrates or fats.73 Further, studies providing participants
with portion-controlled meals (free of charge) show better dietary adherence and weight loss
compared to standard recommendations to reduce caloric intake.74 When participants are
required to pay for portion-controlled meals, however, few follow the advice to do so.60
In the physical activity domain, the location, intensity, frequency, and duration of prescribed
changes have particular relevance to adherence. Home-based physical activity routines are
associated with better long-term adherence than center-based programs,75 and sedentary
individuals are more likely to adhere to moderate-intensity programs than vigorous-intensity
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regimens.76 Moreover, some research suggests that prescribing exercise in shorter bouts
(e.g., multiple bouts of 10 min per day) may boost adherence compared with prescribing a
single long bout per day.77 Furthermore, prescribing exercise at a higher frequency (5–7 vs.
3–4 days per week) does not detract from adherence and results in a greater accumulation of
total minutes of exercise per week.76
facilitated by ongoing monitoring of caloric intake or body weight; individuals who continue
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to log their food intake or weigh themselves regularly are more likely to achieve success in
maintaining lost weight over time.78,79
Many randomized trials for weight loss include groups that are 1 to 1.5 hours in length,
which can represent a significant time commitment for providers in primary care or other
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medical settings. Further, few physicians have received in-depth training in behavioral
techniques and may feel under qualified to effectively intervene with patients. Recent
research has demonstrated, however, that weight management counseling sessions as brief as
15 minutes can be effectively administered by physicians and other healthcare providers
after only just minimal training.82 Specifically, Davis Martin and colleagues82 demonstrated
that participants randomized to a brief (15 minute), physician-delivered, behaviorally
tailored intervention experienced significantly greater weight loss compare to participants
randomized to standard care.
other comorbid health conditions were not present,84 the Affordable Care Act enacted
March 23, 2010 requires all insurance policies purchased after September 23, 2010 to cover
obesity screening and counseling.85 Providers should become familiar with the services
covered under this act and the categories of providers who are eligible for reimbursement.
Further, more resource-efficient models for obesity treatment should be considered. Jakicic
and colleagues86 recently demonstrated that a stepped-care model, for which minimal initial
intervention was supplemented with more intensive-intervention components for participants
who did not meet set weight loss goals at prescribed times. Participants assigned to the
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stepped-care condition lost and maintained a −6.9% change in body weight from baseline
and, although participants assigned to a standard behavioral weight loss intervention lost
8.1% of their initial body weight, this program was substantially more cost-effective than
standard intervention approaches (i.e., $58 per kg lost versus $97 per kg lost). This model
offers promise as more cost-effective approach to achieving clinically-significant weight
reductions.
Finally, certain patient factors may interfere with program implementation. Patients may feel
embarrassed about their habits and thus may be hesitant to discuss certain health behaviors
with providers.87 Providers may address this barrier by approaching patients in a non-
judgmental, collaborative manner. Using the techniques of MI and problem solving
discussed earlier, the provider can guide discussion without passing judgment or
condemning any particular health behavior. When adopted by providers, this communication
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style can make it easier for patients to be open and honest about their goals and behaviors.
Conclusions
Maintaining long-term adherence to behavior change represents a problem of enormous
clinical significance. The long-term success of health promotion interventions is often
compromised by the difficulties participants experience in maintaining adherence to
prescribed behavioral changes. Social cognitive theory has provided a useful theoretical
framework for understanding the factors that influence adherence to behavioral changes and
for designing interventions that improve long-term outcomes. Table 1 contains a summary
the available evidence regarding approaches to improving long-term adherence to health
behavior change. We note that this table provides supporting evidence for these strategies,
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but does not provide conflicting evidence. At the current time, only one study provides
conflicting evidence to one of these approaches, and only in certain implementations: a
study by Perri and colleagues62 suggests that relapse-prevention training may only be
effective when combined with extended care, rather than when presented during initial
intervention. The lack of available contradicting evidence may reflect the proverbial “file
drawer problem;” non-supportive studies tend to not get published and, as a result, the
literature (including this review) may portray the effectiveness of well-known strategies in
an overly favorable manner.
Currently, the evidence suggests that the most promising approaches to promoting long-term
adherence include extended-care programs, skills training, social support, and using
techniques with specific utility for the target behavior, such as providing portion controlled
meals for dietary adherence or recommending exercise be completed in shorter but more
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Extended Care Providing long-term contact Providing bi-weekly or Ross Middleton, Patidar, & Perri (2011);53
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individually or by group, either in- monthly follow-up Perri et al. (2008);54 Svetkey et
person, by phone, or via the sessions al. (2008);57 Wing et al. (2006)55
internet
Skills Training Specific training in problem- Training participants Marlatt & Witkiewitz (2005);62 Perri et al.
solving skills or relapse how to address barriers (2001);66 Baum, Clark, & Sandler
prevention that interfere with (1991);64 Perri et al. (1984)63
treatment adherence,
such as time constraints
Social Support Increasing social support through Recruiting participants Renjilian et al. (2001);69 Estabrooks & Carron
skills training or recruitment of with their friends and (1999);70 Wing & Jeffery
participants with friends/family family; conducting (1999);68 Spink & Carron (1992)71
group-based
interventions rather
than individual-based
Treatment Tailoring Making flexible treatment Allowing individuals to Perri et al. (2002);76 Jakicic et al. (1999);77
recommendations that can be choose their own Perri et al. (1997)75
tailored to individual preferences methods of physical
and schedule activity, and allowing
multiple short bouts of
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Self Monitoring Having participants keep records Having participants Butryn et al. (2007);79 Wing & Phelan
of their adherence behaviors weight themselves daily (2005)78
to assess weight loss
maintenance
Multicomponent Strategies Combining multiple strategies to Providing bi-weekly or Wing et al. (2006);55 Perri, Sears, & Clark
promote long term adherence monthly follow-up, (1993);88 Perri
group-based sessions et al. (1988)56; Perri et al. (1984)89
that focus on skills
training and continued
self-monitoring
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