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Understanding Modern Transistors and Diodes
Written in a concise, easy-to-read style, this text for senior undergraduate and graduate
courses covers all key topics thoroughly. It is also a useful self-study guide for practising
engineers who need a complete, up-to-date review of the subject.
Key features:
r Rigorous theoretical treatment combined with practical detail
r A theoretical framework built up systematically from the Schrödinger Wave Equation
and the Boltzmann Transport Equation
r Covers MOSFETS, HBTs, HJFETS, solar cells and LEDs.
r Uses the PSP model for MOSFETS
r Describes the operation of modern, high-performance transistors and diodes
r Evaluates the suitability of various transistor types and diodes for specific modern
applications
r Examines solar cells and LEDs for their potential impact on energy generation and
reduction
r Includes a chapter on nanotransistors to prepare students and professionals for the
future
r Rigorous treatment of device capacitance
r Provides results of detailed numerical simulations to compare with analytical solutions
r End-of-chapter exercises to aid understanding
r Online availability of sets of lecture slides for undergraduate and graduate courses
Published in the United States of America by Cambridge University Press, New York
www.cambridge.org
Information on this title: www.cambridge.org/9780521514606
Preface page xv
1 Introduction 1
3.2 Recombination 37
3.2.1 Band-to-band recombination 38
3.2.2 Recombination-generation-centre recombination 39
3.2.3 Auger recombination 40
3.2.4 Recombination lifetime 41
3.3 Carrier concentrations 43
3.4 Density-of-states effective masses in silicon 46
3.4.1 Electrons 46
3.4.2 Holes 46
Exercises 47
References 48
4 Thermal equilibrium 49
4.1 Collisions 49
4.2 The Fermi level 51
4.3 Equilibrium carrier concentrations and the Fermi level 53
4.4 Equations involving intrinsic properties 56
4.5 Mean unidirectional velocity of an equilibrium distribution 57
4.5.1 Effective mass and v R 60
4.5.2 Current and v R 60
Exercises 61
References 62
5 Charge transport 63
5.1 Charge, current and energy 63
5.2 The Boltzmann Transport Equation 64
5.2.1 The Method of Moments 65
5.2.2 The continuity equations 65
5.3 The device equation set 69
5.4 Mobility 71
5.4.1 Empirical expressions for mobility 73
5.4.2 Conductivity effective mass 74
5.5 Current 75
5.5.1 Drift current 76
5.5.2 Diffusion current 77
5.5.3 Thermal current 79
5.6 Ballistic transport 80
5.7 Tunnelling 81
5.7.1 Probability density current 81
5.7.2 Transmission probability 83
5.7.3 Tunnel current 85
Exercises 87
References 90
Contents ix
19 Appendices 327
19.1 Appendix A: Physical constants 327
19.2 Appendix B: Selected material properties 327
19.3 Appendix C: N-MOSFET parameters 329
Index 330
Preface
1 D.L. Pulfrey and N.G. Tarr, Introduction to Microelectronic Devices, Prentice-Hall, 1989.
xvi Preface
an impossible situation: the need for greater depth of knowledge in a wider variety of
devices.
The solution to this dilemma comes back to the first objective of this book: provide a
rigorous and digestible theoretical basis, from which the understanding of devices of the
modern era, and of the near future, follows naturally. This is how Understanding Modern
Transistors and Diodes meets the challenge of covering a wide breadth of topics in the
depth they warrant, while managing to limit the material to that which can be covered in
one or two one-term courses. The requisite physics is treated properly once and is then
approximated, and seen to be approximated, where justifiable, when being applied to var-
ious devices. The physics has to be quantum mechanical for several reasons: band struc-
ture is important for all the devices we discuss, particularly for heterostructural diodes
and transistors of both field-effect and bipolar varieties; electron-photon interactions are
obviously relevant in solar cells and light-emitting diodes; tunnelling is an important
leakage-current mechanism in field-effect transistors; future one-dimensional transistors
may be so short that ballistic, rather than dissipative, transport will be operative. Even
in ‘classical’ devices transport must be treated rigorously in view of the trends towards
miniaturization: the Drift-Diffusion Equation cannot be blindly applied, but must be
justified after a proper treatment of its parent, the Boltzmann Transport Equation. One
intermediate solution to this equation, the charge-density continuity equation, provides
the basis for our rigorous and formal description of capacitance. This device property is
crucially important to the transistors presented in the application-specific chapters in the
book on digital switching, high-frequency performance and semiconductor memories.
As a final emphasis on the rigour of this book, the traditional SPICE-related model
for the MOS field-effect transistor is put in its rightful place, i.e., as a computationally
expedient approximation to the ‘surface-potential’ model. If SPICE has helped design
circuits that have enabled higher performance computers, then that has been its downfall,
because those computers can now permit the more rigorous surface-potential model to
be used for the more accurate simulation of integrated circuits!
Understanding Modern Transistors and Diodes is intended for students at the graduate
or senior-undergraduate level who are studying electronics, microelectronics or nano-
electronics, within the disciplines of electrical and computer engineering, engineering
physics or physics. However, there is sufficient material on basic semiconductor theory
and elementary device physics for the book to be appropriate also for a junior-level
course on solid-state electronic devices. Additionally, the inclusion in the book of spe-
cific chapters on the application of the foundation material to modern, high-performance
transistors and diodes, and a glimpse into the future of true nanotransistors, should make
the book of interest to practitioners and managers in the semiconductor industry, partic-
ularly those who have not had the opportunity to keep up with recent developments in
the field. It is my hope that the depth and breadth of this book might make it a ‘one-stop
shop’ for several levels of courses on semiconductor devices, and for device-practitioner
neophytes and veterans alike. The material in this book, in various stages of develop-
ment, has been used by me for senior-level undergraduate courses and for graduate-level
courses on semiconductor devices at UBC, for short courses to engineers at PMC-Sierra
in Vancouver, and to graduate students at the University of Pisa and at the Technical
Preface xvii
University of Vienna. I thank all those students of these courses who have commented
on the material and have sought to improve it.
As an undergraduate I focused on ‘heavy-current electrical engineering’, and never
benefited from a course on semiconductor devices. I am basically ‘self-taught’ in the
area, and I think that this has attuned me particularly well to the nature of the difficulties
many students face in trying to master this profound subject. Hopefully this book
circumvents most of these obstacles to the understanding of how semiconductor devices
work. If it does, then thanks are due to many people who have enlightened me over
my 40 years of working in the subject area, both as a professor at the University of
British Columbia, and as a visiting research engineer at various industry, government,
and university laboratories around the world. I particularly want to mention Lawrence
Young, who hired me as a postdoc in 1968, and thereby started my transformation to a
‘light-current electrical engineer’. I owe a great debt of gratitude to my graduate students,
with whom I have worked collegially, learning with them, and sharing the work ‘in the
trenches’ as much as possible. One of the great pleasures of writing this book has been
to call on some of them, and on some former undergraduates too, to make sure that the
material in some of the device-specific chapters in the book is truly modern. Particularly,
I wish to thank: Alvin Loke (AMD, Colorado) for his enthusiastic support, his insights
into the finer points of modern, high-performance CMOS devices and his arrangement
of the procurement of the cover photograph from AMD’s Dresden laboratory; Tony
St. Denis (Triquint, Portland) for provision of material on high-frequency and low-noise
heterojunction field-effect transistors; Mani Vaidyanathan (University of Alberta) for
his insights into high-frequency devices, and for his encouragement; Leonardo Castro
(Qimonda, Munich) for helpful details on DRAMs; David John (NXP, Eindhoven) for
useful information on silicon power transistors, and for alerting me to Philips’ version
of the MOSFET surface-potential model; Shawn Searles (AMD, Austin) for sharing his
thoughts on where Si CMOS is heading; Gary Tarr (Carleton University) for commenting
on the solar cell chapter. I also wish to thank Ivan Pesic of Silvaco Data Systems for
making a copy of his company’s excellent simulation software, Atlas, available to me
during 2008. At Cambridge University Press, England, I thank Julie Lancashire for
her encouragement of this project, and Sarah Matthews, Caroline Brown and Richard
Marston for their assistance in bringing it to fruition.
Most ‘part-time’ authors of technical books comment on the interruptions to their
family life that writing a textbook entails, and I am no exception. My children, their
spouses and my grandchildren are my friends, and I am conscious of the time I have
missed spending with them. I hope they will think that this book has been worth it. The
writing of it has been sustained by the encouragement, support and understanding of
my wife, Eileen, to whom I give my deepest thanks.
David Pulfrey
Vancouver
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