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FIFTH
AS/A-LEVEL EDITION
UK GOVERNMENT
AND POLITICS
This new edition of our best-selling textbook covers the key content of the
government and politics specifications for teaching from September 2017.
Special features
Key terms
Concise definitions of key
Questions
For more about the constitution,
please see Chapter 3.
affect not only the case in question,
At 2.30 a.m. on 10 June 2011, Paul Fyfe
later known in court as ‘Hirsi’. A
but also all subsequent cases.
third
was stabbed to death by a man
man, known as ‘Jogee’, had been
Activity
What are the likely changes in
how the judiciary works following
Q
Q
Why did the US government feel that
established the
JAC and the separate Supreme Court
process.
appointment
associated with
In focus
the following:
clarifying the law when resolving have knowledge and understanding of
Key term
Quasi-legislative Where the
impact of differences in the
senior judges play in interpreting and
disputes that arise under it. The Supreme
precedent through common law could
Court’s ability to establish
therefore be seen as a quasi-
Having read this chapter you should
Q The term ‘judiciary’ refers collectively
of the UK Supreme Court. However,
Supreme Court.
to all judges in the UK, from lay magistrates
students of politics are primarily concerned
all the way up to justices
with the work of the
Key concepts
legislative power. judges are expected to operate under
Under the doctrine of the rule of law,
can appear tantamount to a are able to apply the law as
explained.
the UK judiciary has been enhanced
no more power than the Appellate In recent years, the independence of
the characteristics of leaders The Roman poet Juvenal asked the rhetorical Q The Supreme Court was not afforded status and authority in recent
guard the guards themselves?’) in October 2009, but it has grown in
custodiet ipsos custodes?’ (‘Who is to
Distinguish between Q Legal–rational authority
citizenry at large.
court’ of the European Union. at the lowest tier. the deputy president of the
institutions. of each of the following terms: enumerated. This power was instead
Theme 1 Government in the UK
iii
Contents
Introduction
Chapter 1 Historical context of the UK political system 2
Anglo-Saxon institutions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
Norman and Angevin rule . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4
Magna Carta . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4
The creation of parliament . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5
The journey towards parliamentary sovereignty . . . . . . . . . . . . . . 6
The monarchy and parliament clash: the English Civil War . . . 6
The Bill of Rights . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6
The Act of Settlement 1701 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8
The creation of the United Kingdom . . . . . . . . . . . . . . . . . . . . . . . . 9
The Parliament Acts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10
The European Communities Act . . . . . . . . . . . . . . . . . . . . . . . . . . . 12
The rise of democracy in the UK . . . . . . . . . . . . . . . . . . . . . . . . . . . 13
Chapter 2 The UK political system 16
What is politics? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16
British politics . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18
The parliamentary system . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22
Continuity and change. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 26
Democracy in Britain . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 32
v
Chapter 10 Electoral systems 249
Elections and democracy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .249
The first-past-the-post electoral system . . . . . . . . . . . . . . . . . . . . 253
Advantages and disadvantages of the first-past-the-post
electoral system . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .260
Other electoral systems used in the UK . . . . . . . . . . . . . . . . . . . .264
The impact of the electoral systems used in the UK . . . . . . . . .268
Referendums in the UK . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 274
Chapter 11 Voting behaviour and the role of the media in politics 281
How do different regions of the UK vote? . . . . . . . . . . . . . . . . . 281
How do class, gender, age and ethnicity affect voting? . . . . . .282
Changes in voting trends . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .289
Explaining voter choice . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 291
The role of the party leader . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 293
Voting trends across elections . . . . . . . . . . . . . . . . . . . . . . . . . . . . 295
The role of the media in politics . . . . . . . . . . . . . . . . . . . . . . . . . .304
Chapter 12 Political parties 310
What is a political party? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 311
Types of political party in the UK . . . . . . . . . . . . . . . . . . . . . . . . . 313
The UK party system . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 315
The three main political parties in the UK . . . . . . . . . . . . . . . . . 317
The structure and organisation of the three main
UK parties . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .330
Political party funding in the UK . . . . . . . . . . . . . . . . . . . . . . . . .334
Index . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .340
Answers to the exam-style questions at the end of each chapter can be found at:
https://www.hoddereducation.co.uk/UKGovernmentandPolitics
vi
INTRODUCTION
Chapter 1
Historical context of the
UK political system
From 1066 until 1215, when Magna Carta was introduced,
England was effectively run as an absolute monarchy. The king
was sovereign and held all power. Scotland had its own absolute
monarchy, while Wales and Ireland were ruled by a series of
princes and chieftains, with nominal oversight and domination
from England.
Today the monarchy is limited and sovereignty, or power, has
passed to parliament, while the separate nations have become
part of a United Kingdom.
Unlike many nations, there is no single point at which the UK
became the modern democracy it is today. Instead, the
system of government and politics in the UK has evolved
over time, thanks to its uncodified constitution, resulting
in a number of unusual features.
An understanding of this historical evolution will help you
to grasp many of the issues faced by the UK today, such
as devolution, relations with the EU, the idea of
parliamentary sovereignty and the nature of
parliamentary democracy.
Key term
Uncodified constitution This describes a constitution where the laws,
rules and principles specifying how a state is to be governed are not
gathered in a single document. Instead, they are found in a variety of
Magna Carta established
the first formal limits sources — some written (e.g. statute law) and some unwritten
to the power of (e.g. convention).
UK Government and Politics for AS/A-level
2
Table 1.1 The development of the UK constitution
Anglo-Saxon institutions
As England came into existence from a series of smaller kingdoms under
Key terms
the Anglo-Saxons, three key elements emerged that would have profound
Habeas corpus A process in effects on the development of politics in the UK:
law which means a person can Q the witan
appeal to the courts against Q the principle of trial by jury
unfair or illegal imprisonment. Q habeas corpus
Trial by jury The idea that a
group of twelve peers would The witan was a council that advised the king on taxation and military
hear the evidence in a case and matters. Although not a parliament as we would understand it today, it
decide if the accused was guilty. established the principle that the king of England should consult with the
Trial by ordeal The medieval lords before taxing and commanding the people. It was also the job of the
practice of putting the accused witan to decide who should be king.
through an ordeal to determine The principle of trial by jury was the Anglo-Saxon legal principle that
guilt, such as burning their hand any noble accused of a crime should be tried a jury of peers. The king
and waiting to see how well it would determine the sentence, but guilt was decided by the deliberation
healed. of his fellow lords. Elsewhere in Europe, guilt was often determined by a
decision of the king or through trial by ordeal, but England was governed
by law and the power of the monarch was limited.
The principle of habeas corpus meant that a prisoner had the right to
appeal to the courts against unfair or illegal detention. This meant that even
3
the lowest ranked citizen could appeal to the law about unfair punishment
and imprisonment. In this sense, the weakest in society were protected by the
rule of law against unfair treatment by the strongest.
Although these three aspects of Anglo-Saxon society were
challenged and ignored in the years immediately after the Norman
Conquest, they became the underpinning of the revolt of the barons
in 1214 and later still became the founding principles of the UK
constitution when it emerged.
Key term
Chancellor of the exchequer The government official responsible for
calculating, collecting and distributing government funds through taxation
and duties.
over court proceedings and dispense justice. To combat this, he would appoint
justices of the peace, or judges, who would travel the country and hear
cases on behalf of the crown. This marked the beginning of the English legal
system, and many of the common-law principles that were established then
continued to exist in UK politics until fairly recently.
Magna Carta
Unlike his immediate predecessors, King John (1166–1216) was seen as
a ruthless and ineffective king. The English nobles resented him raising
money in England to fund wars in France, as well as his abuse of royal
powers, his conflict with the Church and his arbitrary abuse of the justice
system for his own ends.
By 1214, these issues had come to a head and the barons of England
revolted against the king. The nobles referred to the Anglo-Saxon
4
Chapter 1 Historical context of the UK political system
principles of the witan and habeas corpus as limits on the power of
the monarchy. They even went so far as to offer the crown to Prince
Louis of France. This revolt led to the defeat of the monarchy and John
was forced to sign a great charter, or ‘Magna Carta’, at Runnymede in
Berkshire.
a traitor and ruled that he was guilty and should be executed, thus
establishing the supreme authority of parliament over the monarchy.
From 1653 to 1658, England was ruled as a republic under the strict
military rule of Oliver Cromwell. This nature of rule proved unpopular,
so when Cromwell died and his son failed to be an effective leader,
parliament elected to restore the monarchy with limited powers.
Provision Effect
The suspension or execution of laws, without Only parliament could pass or remove laws.
parliamentary consent, was made illegal.
The levying of money for the crown through prerogative Only parliament could raise money for government expenditure.
and without consent of parliament was made illegal.
Subjects were given the right to petition the king. People could complain to the monarchy through parliament.
Raising or keeping an army in peacetime, unless by the Only parliament could raise and maintain an army during
consent of parliament, was made illegal. peacetime.
Members of parliament must be elected in free elections. The principle of free elections away from government influence
was established.
The impeachment or questioning of debates and proceedings The parliamentary privilege of being able to say things in the
in parliament was made illegal in any court or place outside chamber of the House of Commons without fear of prosecution
of parliament. Freedom of speech was protected. was established, in order to allow for full and open debate.
Imposing excessive bail or excessive fines was made The judicial power of the monarchy was limited and the court
illegal. Cruel and unusual punishments were made illegal. system could not be abused by the executive.
Parliaments were to be held frequently. The monarch could not simply ignore parliament by refusing to call it.
Synoptic links The Bill of Rights was a major milestone in the development of the UK’s
constitution.
The UK and US constitutions Q It removed royal interference in elections.
The framers of the US Constitution Q It placed limits on the use of the royal prerogative.
modelled many of its features Q It established the legal position of the army.
on the British constitution. Key Q It established key principles of rights or freedoms from the
elements of the American Bill of government.
Rights (the first ten amendments Q It formally established the principle of parliamentary sovereignty.
to the Constitution) were based on
the English Bill of Rights. However, there were also problems with the bill:
Q The rights were vague and could be easily reinterpreted.
Study the American Bill of Rights
Q The precise definition of ‘free elections’ was unclear.
and try to identify which clauses
Q As a statute law it held no higher legal authority and so could be easily
were based on the English Bill
repealed or replaced by a future parliament.
of Rights. Were there any other
Q There was no formal procedure for removal of the monarchy.
principles from the English political
Q The monarch still held enormous powers over war, the peaceful
system that the USA may have tried
to replicate? Why do you think this? running of the kingdom and foreign policy.
7
The Act of Settlement 1701
The Act of Settlement in 1701 marked another step in the changing
relationship between the crown and parliament. When it became clear that
neither William III nor his heir, Queen Anne, would have any children, the
succession should have gone to one of the heirs of James II or Charles I.
However, these heirs were Catholic and the Protestant Westminster
parliament objected to a Catholic monarch. The Act of Settlement was
passed to settle the succession problem and parliament decided to offer
the throne to George of Hanover. While there were nearly 50 closer
relatives to Queen Anne, George was chosen as the closest relative who
was not a Catholic, despite having never been to England and not being
able to speak a word of English.
So when George I became king in 1714 it was the result of an Act
of Parliament, not through any divine right of inheritance. In addition
to granting parliament the power to choose the monarch, the Act of
Settlement also established several principles that had been suggested
during the debates over the Bill of Rights:
Q Judges could not be removed without the consent of parliament.
Q Royal pardons were to be irrelevant in cases of impeachment.
Q The monarch could not take England into a war to defend their home
country, without the consent of parliament.
Q In governing Britain, the monarch could not make decisions alone and
Synoptic links
had to consult the full Privy Council.
The prime minister’s Q No foreign-born man could join the Privy Council, sit in parliament,
power of patronage hold a military command or be given lands or titles in Britain.
Today, the prime minister can Q The monarch had to be a member of the Church of England.
appoint any MP or peer to the Q The monarch could not be Catholic or married to a Catholic.
government. A return to the
principle of cabinet appointees Key term
having to stand again in a by-
Privy Council A group of senior political advisors who have the job of
election would limit the power of
advising the monarch on the use of the royal prerogative.
the prime minister and perhaps
force MPs to consider the wishes
of constituents rather than The Act contained a provision that, after the death of Queen Anne, ‘no
seeking career advancement, thus person who has an office or place of profit under the king, or receives a
improving democracy. However,
UK Government and Politics for AS/A-level
8
Chapter 1 Historical context of the UK political system
Debate
Did the Bill of Rights and Act of Settlement mark a significant change in the power
of parliament?
Yes No
Q The monarch was now of parliament’s choosing, rather Q Parliament remained only advisory in nature.
than ruling through divine right. Q The monarch remained the dominant force in British
Q They established the principle of regular and free politics.
elections. Q Parliament itself only represented the wealthiest
Q They restricted the monarch’s ability to interfere with 2% of the country.
laws.
Q They meant taxation could only be passed by
parliament.
Synoptic links To prevent the Lords from ever again rejecting a proposal that had
popular support in the democratically elected House of Commons, and
Prime minister, cabinet in order to establish the primacy of the Commons through statute law
and parliament rather than via a convention, prime minister Herbert Asquith introduced a
The reduction in powers of the bill in 1910 that would:
House of Lords means there is Q give the Commons exclusive powers over money bills
no effective check on the power Q allow the Lords to delay a bill for 2 years only
of the House of Commons. Is it Q reduce the duration of a parliament from 7 to 5 years
better to have an all-powerful
Another general election was held in December 1910 and the Liberals
House of Commons that can
get things done, or to have an again secured a majority and went on to pass the Parliament Act in 1911.
effective second chamber that can A government needed the Lords to vote for an Act of Parliament in
act as a check on governmental order for it to be passed. Any reform of the upper chamber meant that
power? the Lords would have to vote to restrict their own powers. This did
not look likely until Asquith persuaded the king to threaten to create
enough new Liberal peers to flood the chamber and create a Liberal
majority. The threat did the trick and the Lords passed the Parliament
Act by 17 votes, confirming their lack of power over money bills and
to veto legislation.
While the restriction in the powers of the Lords was a step forward
for democracy in the UK, the removal of an effective second chamber
created the opportunity for elective dictatorship, where a party with a
clear majority would have no institution able to withstand it.
1949
The 1949 Parliament Act resulted from a conflict between the Labour
government of Clement Attlee and the Conservative-dominated House
of Lords. The Lords had voiced strong opposition to the nationalisation
programmes of Attlee’s government. To prevent the Lords from blocking
the Iron and Steel Act, the Labour-controlled Commons attempted to
pass a new Parliament Act in 1947 which would reduce the time by
which the Lords could delay legislation from 2 years to 1 year, or two
parliamentary sessions. The Lords voted against the Act and, after 2 years,
the Commons invoked the 1911 Parliament Act to bypass the Lords and
force through the legislation.
Unlike the 1911 Parliament Act, which had been passed by the Lords,
the 1949 Act did not have the consent of the Lords. In 2004, this led to a
legal challenge by the Countryside Alliance, which claimed the 1949 Act
was invalid on the common-law principle that a delegate cannot enlarge
his power (delegatus non potest delegare). This was rejected by the
11
judiciary as the 1949 Parliament Act is statute law and therefore takes
priority over any other form of law.
The two Parliament Acts marked the formal shift in power in UK
politics from the House of Lords to the House of Commons. The
removal of the Lords’ power to veto primary legislation introduced in the
Commons, its loss of power over money bills, and the reduced time for
delaying legislation have made the Lords a much weaker second chamber.
The Act also allowed EEC law to become part of domestic law in the
UK, with immediate effect. This meant that laws passed by the EEC (and
later the European Union (EU)) would take effect automatically in the
UK, without the need to pass new statute laws and therefore without
parliamentary approval. The Act also stated that no UK law could conflict
with European law. This meant that EU law had priority over UK law
and that the court system could strike down statute laws passed by
parliament.
The European Communities Act therefore marked the first time
since Queen Anne vetoed the Scottish Militia Bill in 1708 that another
institution took priority over parliament. The challenge to parliamentary
sovereignty covered several aspects:
Q The European Communities Act was, effectively, binding on future
Synoptic links parliaments.
The European Union Q EU law could take priority over statute law.
Q Statute law could be struck down by the courts if it was incompatible
For more information and
details about the EEC (EU) and with EU law, a principle confirmed by the Factortame case in 1991.
how membership has affected Despite this, it can be argued that parliament has remained sovereign since:
democracy in the UK, refer to the Q The European Communities Act was itself a statute law passed by
chapters on democracy (Chapter 9) parliament.
and the European Union (Chapter 8).
UK Government and Politics for AS/A-level
Q Parliament chose to accept the primacy of EEC (EU) law, which meant
that parliament had chosen to pass sovereignty to the EEC (EU).
Q Court rulings to strike down UK law are passed based on UK statute law.
Debate
Did UK membership of the EEC (EU) end parliamentary sovereignty?
Yes No
Q EEC (EU) law takes primacy over UK law. Q Parliament can repeal the European Communities Act.
Q UK law must comply with EEC (EU) laws. Q Parliament chose to pass power to the EEC (EU).
Q The courts can strike down statute laws if they are Q Membership of the EEC (EU) has limited the sovereignty
incompatible with EEC (EU) law. of parliament but it was a limit that parliament chose
to impose on itself and can choose to remove through
repeal of the European Communities Act.
12
Chapter 1 Historical context of the UK political system
Activity
Leaving the EU should be a simple matter of repealing the European
Communities Act, but is it that simple?
Q The decision to leave was made by a referendum, not by parliament.
13
Furthermore, the nineteenth century also saw significant reforms to the
way elections were held and seats were allocated, making representation
across the UK fairer (see Table 1.4).
Q Sovereignty has passed from the monarchy to parliament and then been shared, to some degree, with other
institutions. The monarchy today has very little power. The Lords is no longer the senior House in parliament,
as the Commons takes the lead in representing the people.
Q Perhaps the greatest and most important change has been the development of democracy and
representation. The debates, decisions and actions of parliament and the government are now public and the
process of elections has become more free, more fair and far more open to ordinary men and women.
Q The people who choose their representatives are no longer a small group of wealthy and privileged men,
but almost everyone over the age of 18, regardless of wealth, race or gender, making the UK a modern
democracy, despite its traditional institutions.
Q An understanding of this history, and the continuity and changes that have occurred, will help you to
appreciate the way in which modern politics works, the United Kingdom’s unique institutions and the issues
which lead to many of the ideological, constitutional and social debates of today.
14
Chapter 1 Historical context of the UK political system
Further reading
Bryant, C. (2015) Parliament: The Biography (Volume I: Ancestral Voices),
Black Swan.
Bryant, C. (2015) Parliament: The Biography (Volume II: Reform), Black
Swan.
Butler, D. and Kitinger, U. (1996) The 1975 Referendum, Palgrave
Macmillan.
Colley, L. (2014) Acts of Union and Disunion, Profile Books Ltd.
Field, J. (2006) The Story of Parliament: In the Palace of Westminster, Third
Millennium.
Jones, D. (2014) Magna Carta: The Making and Legacy of the Great Charter,
Head of Zeus.
Keates, J. (2015) William III & Mary II (Penguin Monarchs): Partners in
Revolution, Penguin.
The Constitution Unit: www.ucl.ac.uk/constitution-unit
Parliament: www.parliament.uk
15
Chapter 2
The UK political system
Key questions answered
O What is the nature of politics?
O What are the main features of the Westminster model of British politics?
O What are the relationships between the main branches of government?
O What are the areas of continuity and change in British politics?
O What is the character and health of British democracy?
What is politics?
Before starting to study UK government and politics, it is helpful to define
our subject matter. A student of English literature or chemistry may have
little difficulty in offering a definition of their chosen subject, but it is
16
Chapter 2 The UK political system
harder to explain precisely what politics is. This is not surprising, given the
range of definitions and interpretations in common usage.
Definitions of politics
One of the most memorable and effective definitions of politics is found in
the title of a book by US political scientist Howard Lasswell: Politics: Who
Gets What, When and How (1935). Politics is, in essence, the process by which
individuals and groups with divergent interests and values make collective
decisions. It exists because of two key features of human societies:
Q Scarcity of resources. Certain goods, from material wealth to knowledge
and influence, are in short supply, so disputes arise over their distribution.
Q Competing interests and values. There are competing interests,
needs and wants in complex societies, as well as different views on
how resources should be distributed.
Power or conciliation
There are two broad perspectives on the conduct of politics:
Key terms Q Politics is about power. Power is the ability to achieve a favoured
Authority The right to take a outcome, whether through coercion or the exercise of authority. The
particular course of action. study of politics thus focuses on the distribution of power within a
Power The ability to do society: who makes the rules and where does their authority come from?
something or make something Q Politics is about conciliation. Here the focus is on conflict resolution,
happen. negotiation and compromise. Politics can be a force for good, a way of
reaching decisions in divided societies without resorting to force.
In focus
Power
Power is the ability to do something or make something happen. It can be subdivided into four forms:
Q Absolute power is the unlimited ability to do as one wishes and this exists only in theory.
Q Persuasive power is the ability to persuade others that a course of action is the right one.
Q Legitimate power involves others accepting an individual’s right to make decisions, perhaps as a result of an
election.
Q Coercive power means pressing others into complying, using laws and penalties.
In a democracy, governments exercise legitimate power, with elements of persuasive and coercive power.
In focus
Authority
Authority is the right to take a particular course of action. The German sociologist Max Weber (1864–1920) identified
three sources of authority:
Q Traditional authority is based on established traditions and customs.
Q Charismatic authority is based on the characteristics of leaders.
Q Legal–rational authority is granted by a formal process such as an election.
Only parliament has the authority to make and unmake laws in the UK. This legal–rational authority is legitimised
through free and fair elections.
Authority and power may be held independently of one another: a bomb-wielding terrorist may have power without
authority; a teacher might have authority without genuine power; and a police officer in a tactical firearms unit may
have power and authority.
17
Key terms Politics, government and the state
Governance A form of decision The most common perspective on politics sees it take place primarily
making which involves a wide within the state. The state is the set of institutions that exercise authority
range of institutions, networks over a political community within a territory. It includes the institutions
and relationships. of government that determine the common rules of a political unit. The
Government (a) The activity or state has a monopoly on the legitimate use of force and its institutions
system of governing a political include those that enforce order, such as the police, courts, military
unit. (b) The set of institutions and security services. The remit of the state expanded in the twentieth
that exercise authority and make century as it took on a greater role in the economy and developed an
the rules of a political unit. extensive welfare state. But its role has shrunk in the last 30 years as
some of its economic and social functions have been contracted out to
the private sector, and functions have been transferred to international or
regional organisations. This marked a shift from top-down government,
in which decision making was conducted within central government, to
governance, in which a wide range of formal and informal institutions
and networks are involved in decision making.
British politics
The rest of this chapter provides a brief overview of key features of the
UK Government and Politics for AS/A-level
Key terms British political system, examining continuity and change in the relationship
Executive The branch of between its institutions, and the character and health of British democracy.
government responsible for the These issues are then explored in greater depth in the rest of the book.
implementation of policy. The Westminster model is the traditional way of understanding
Legislature The branch of British politics. It focuses on the constitution and major institutions of the
government responsible for British political system, and reflects the long-standing British experience
passing laws. of strong, centralised government run by disciplined political parties. Key
Westminster model A form of features of the Westminster model include:
government exemplified by the Q The constitution is uncodified and can be easily amended.
British political system in which Q The doctrine of parliamentary sovereignty concentrates authority at
parliament is sovereign, the the centre.
executive and legislature are fused Q The executive and legislature are fused, and the former is dominant.
and political power is centralised.
Q Government ministers are bound by collective responsibility and party
discipline is imposed in parliament.
18
Chapter 2 The UK political system
Key terms Q An independent judiciary upholds the rule of law, but cannot strike
down laws made by parliament.
Judiciary The branch of Q Sub-national government is largely absent and local government is
government responsible for weak.
interpreting the law and deciding Q Single-party government is the norm given the operation of the
upon legal disputes.
single-member plurality electoral system and the two-party
Rule of law A legal theory holding
system.
that the relationship between the
Q A system of representative democracy means that government is held
state and the individual is governed
accountable through elections, which are the key form of political
by law, protecting the individual
participation.
from arbitrary state action.
Debate
Is the Westminster model a desirable political system?
Yes No
Q Government is representative and responsible. It Q There are insufficient checks and balances.
is accountable to parliament for its actions and Parliamentary sovereignty, the single-member
accountable to the people through elections. plurality electoral system and executive
Collective responsibility means that parliament can dominance of the legislature allow the government
force the resignation of the government. Individual to do whatever it wants. This can produce
ministerial responsibility means that ministers must elective dictatorship.
account for their actions in parliament. Q The concentration of power at the centre means that
Q Government is strong and effective. The electoral decisions are not taken close to the people.
system produces single-party governments with Q There are limited opportunities for political
parliamentary majorities. Executive control of the participation.
legislature ensures that governments deliver the Q There is not a strong rights culture: governments can
commitments they made to voters. use ordinary legislation or executive powers to restrict
Q Voters are presented with a clear choice between the the rights of citizens.
governing party and the opposition party.
Q The rule of law defends basic civil liberties and
ensures that power is not exercised arbitrarily.
Ministers and officials are not above the law.
19
Case study
Majoritarian or consensual democracy?
Dutch political scientist Arend Lijphart located main parties with opposing ideological positions. Power
liberal democracies on a spectrum with majoritarian sharing is the norm in a consensual democracy.
democracy at one extreme and consensual democracy
The UK Westminster model is the archetypal
at the other (see Table 2.1).
majoritarian democracy, while Switzerland is a
In a majoritarian democracy, political power is leading example of consensual democracy. The Blair
concentrated at the centre and there are few limits to its governments’ constitutional reforms introduced
exercise. Common features include a flexible constitution, elements of consensual democracy (e.g. devolution
a plurality electoral system, a two-party system, a and the Human Rights Act), while multiparty politics
dominant executive and a unitary state. In a consensual and coalition government have also become more
democracy, political power is diffused. Typical features apparent. But the UK is still close to the majoritarian
are a rigid constitution, proportional representation, position. Parliamentary sovereignty remains the guiding
multiparty politics, the separation of powers and a constitutional principle, the fusion of the legislature and
federal system. There are also important differences in executive has not been disturbed greatly, and the first-
political culture. Politics is adversarial in a majoritarian past-the-post (FPTP) electoral system is still used for
democracy, characterised by conflict between two Westminster elections.
Questions
Q What are the main differences between a majoritarian and a consensual democracy?
Q Is the UK still a majoritarian democracy?
Aspect of political
system Majoritarian democracy Consensual democracy
Constitution Flexible constitution is easily amended Rigid constitution can only be amended through
special procedures
Executive–legislative Executive is dominant and controls the legislature There is a balance of power between the
relations executive and legislature
Judiciary Courts cannot challenge the constitutionality of Constitutional court can strike down legislation
legislation
Territorial politics Unitary state with power concentrated at the Federal system with power divided between tiers
centre of government
Electoral system Majoritarian system produces single-party Proportional representation produces coalition
UK Government and Politics for AS/A-level
government government
Party system Adversarial two-party system Cooperative multiparty system
Activity
Using the information in Table 2.1 and the rest of this chapter, assess the
extent to which the UK has moved from the majoritarian democracy
Key term extreme towards the consensual democracy end of the spectrum.
Parliamentary sovereignty
Parliamentary sovereignty is the cornerstone of the British constitution.
It states that the Westminster parliament is the supreme law-making
Key terms body. Sovereignty means legal supremacy: parliament has ultimate law-
making authority. This legislative supremacy is constructed around three
Legitimacy Rightfulness: a
political system is legitimate propositions:
Q Parliament can legislate on any subject of its choosing. There are
when it is based on the consent
of the people and actions no constitutional restrictions on the scope of parliament’s legislative
follow from agreed laws and authority.
procedures. Q Legislation cannot be overturned by any higher authority. The
Sovereignty Legal supremacy or courts cannot strike down statute law as unconstitutional.
absolute law-making authority. Q No parliament can bind its successors. All legislation is of equal
status: legislation that brings about major constitutional change has
the same status as, say, animal welfare law. It is not entrenched: one
piece of legislation can be amended in the same way as any other.
The reality of parliamentary sovereignty is rather different from the legal
theory. As the executive dominates the legislature, it is the government,
rather than the House of Commons, that has the greatest influence
over legislation. But there are formal and informal constraints on what
it can do: a government that systematically ignores public opinion will
see its legitimacy undermined. In recent decades, several important
developments have challenged parliamentary sovereignty.
Membership of the European Union
European Union (EU) law has precedence over domestic British law. In
the event of a conflict between the two, EU law must be applied. This
challenges the notion that no higher authority can overturn Acts of
Parliament, but parliament retained ultimate decision-making authority
as it could decide to leave the EU. The extension of the EU’s policy
competence, the removal of the national veto in many policy areas, and
the strengthening of the European Parliament have also restricted the
powers of national governments. Withdrawal from the EU (Brexit) will end
the supremacy of EU law in the UK and restore decision-making powers
to the nation state. But political constraints on sovereignty will remain as
cross-border challenges such as migration and climate change cannot be
tackled effectively by any one state in isolation.
The Human Rights Act 1998
The Act incorporated the rights set out in the European Convention
on Human Rights (ECHR) into UK statute law. All new legislation
must be compatible with these rights and the UK courts decide cases
21
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power to treat, but no further steps can be taken till Spain and
Holland have empowered Ministers for the same purpose.
"I shall inform you and Mr Adams, (if he does not come) of the
proceeding from time to time, and request your counsel in cases of
any difficulty. I hope you will not think of hazarding a return to
America before a peace, if we find any hopes of its being soon
obtained; and that if you do not find you can be useful in the
manner you wish, in Holland, you will make me happy by your
company and counsel here. With great and sincere esteem, &c.
B. FRANKLIN."
May the 26th, I received the following letters and papers from Mr
Hartley.
[One of these letters is dated May 1st, which, together with a paper
called the Breviate, is printed above, pp. 343, 351.]
The same day Mr Grenville visited me. He acquainted me, that his
courier was returned, and had brought him full powers in form to
treat for a peace with France and her allies. That he had been at
Versailles, and had shown his power to M. de Vergennes, and left a
copy with him. That he had also a letter of credence, which he was
not to deliver till France should think fit to send a Minister of the
same kind to London; that M. de Vergennes had told him, that he
would lay it before the King, and had desired to see him again on
Wednesday. That Mr Oswald had arrived in London, about an hour
before the courier came away. That Mr Fox in his letter had charged
him to thank me for that which I had written, and to tell me, that he
hoped I would never forget, that he and I were of the same country.
I answered, that I should always esteem it an honor to be owned as
a countryman of Mr Fox. He had requested me at our last interview,
that if I saw no impropriety in doing it, I would favor him with a
sight of the treaty of alliance between France and America. I
acquainted him that it was printed, but that if he could not readily
meet with a copy, I would have one written for him. And as he had
not been able to find one, I this day gave it to him.
He lent me a London gazette, containing Admiral Rodney's account
of his victory over M. de Grasse, and the accounts of other successes
in the East Indies, assuring me, however, that these events made
not the least change in the sincere desire of his Court to treat for
peace.
In the afternoon the Marquis de Lafayette called upon me. I
acquainted him with what Mr Grenville had told me respecting the
credential letter, and the expectation that a person on the part of
this Court would be sent to London with a commission similar to his.
The Marquis told me he was on his way to Versailles, and should see
M. de Vergennes. We concluded, that it would now be proper for him
to make the proposition we had before talked of, that he should be
the person employed in that service.
On Monday, the 27th, I received a letter from Mr Jay, dated the 8th,
acquainting me, that he had received mine of the 21st and 22d past,
and had concluded to set out for Paris about the 19th, so that he
may be expected in a few days.
I dined this day with Count d'Estaing, and a number of brave marine
officers, that he had invited. We were all a little dejected with the
news. I mentioned, by way of encouragement, the observation of
the Turkish bashaw, who was taken with his fleet at Lepanto, by the
Venetians. "Ships," says he, "are like my master's beard, you may
cut it, but it will grow again. He has cut off from your government all
the Morea, which is like a limb, which you will never recover." And
his words proved true.
On Tuesday I dined at Versailles with some friends, so was not at
home when the Marquis de Lafayette called to acquaint me, that M.
de Vergennes informed him, that the full power received by Mr
Grenville from London, and communicated by him, related to France
only. The Marquis left for me this information, which I could not
understand. On Wednesday I was at Court, and saw the copy of the
power. It appeared full with regard to treating with France, but
mentioned not a word of her allies. And, as M. de Vergennes had
explicitly and constantly, from the beginning, declared to the several
messengers, Mr Forth, Mr Oswald, and Mr Grenville, that France
could only treat in concert with her allies, and it had in consequence
been declared on the part of the British Ministry, that they consented
to treat for a general peace, and at Paris, the sending this partial
power seemed to be insidious, and a mere invention to occasion
delay, the late disasters to the French fleet having probably given
the Court of England fresh courage and other views.
M. de Vergennes said he should see Mr Grenville on Thursday, and
would speak his mind to him, on the subject very plainly. "They
want," said he, "to treat with us for you, but this the King will not
agree to. He thinks it not consistent with the dignity of your state.
You will treat for yourselves; and every one of the powers at war
with England will make its own treaty. All that is necessary for our
common security is, that the treaties go hand in hand, and are
signed all on the same day."
Prince Bariatinski, the Russian Ambassador, was particularly civil to
me this day at Court, apologised for what passed relating to the
visit, expressed himself extremely sensible of my friendship in
covering the affair, which might have occasioned to him very
disagreeable consequences, &c. The Count du Nord came to M. de
Vergennes, while we were drinking coffee, after dinner. He appears
lively and active, with a sensible, spirited countenance. There was an
opera at night for his entertainment. The house being richly finished
with abundance of carving and gilding, well illuminated with wax
tapers, and the company all superbly dressed, many of the men in
cloth of tissue, and the ladies sparkling with diamonds, formed
altogether the most splendid spectacle my eyes ever beheld.
I had some little conference today with M. M. Berkenrode,
Vanderpierre and Boeris, the Ambassador of Holland and the agents
of the Dutch East India Company. They informed me, that the
second letter of Mr Fox to the mediating Minister of Russia,
proposing a separate peace with Holland, made no more impression
than the first, and no peace would be made but in concurrence with
France.
The Swedish Minister told me he expected orders from his Court
relative to a treaty, &c.
I had, at our last interview, given Mr Grenville a rendezvous for
Saturday morning, and having some other engagements for
Thursday and Friday, though I wish to speak with him on the subject
of his power, I did not go to him, but waited his coming to me on
Saturday. On Friday, May 31st, Mr Oswald called on me, being just
returned, and brought me the following letters from Lord Shelburne,
the first of which had been written before his arrival.
TO MR GRENVILLE.
Passy, May 31st, 1782.
"Sir,
"I do not find, that I have any express authority to absolve a parole
given by an English officer in America, but desirous of complying
with a request of the Duke of Richmond, as far as may be in my
power, and being confident, that the Congress will be pleased with
whatever may oblige a personage they so much respect, I do hereby
consent, that Captain McLeod serve in his military capacity in
England only, till the pleasure of the Congress is known, to whom I
will write immediately, and who, I make no doubt, will discharge him
entirely. I have the honor to be, &c.
B. FRANKLIN."
America had been constantly befriended in Parliament by the Duke
of Richmond, and I believed the Congress would not be displeased,
that this opportunity was taken of obliging him, and that they would
by their approbation supply the deficiency of my power. Besides, I
could not well refuse it, after what had passed between Mr Laurens
and me, and what I had promised to do for that gentleman.
Sunday, June 2d. The Marquis de Lafayette called and dined with
me. He is uneasy about the delay, as he cannot resolve concerning
his voyage to America, till some certainty appears of there being a
treaty or no treaty. This day I wrote the following letter to Mr
Adams.
TO JOHN ADAMS.
Passy, June 2d, 1782.
"Sir,
"Since mine of May 8th, I have not had anything material to
communicate to your Excellency. Mr Grenville indeed arrived just
after I had despatched that letter, and I introduced him to M. de
Vergennes, but, as his mission seemed only a repetition of that by
Mr Oswald, the same declaration of the King of England's sincere
desire of peace, and willingness to treat at Paris, which were
answered by the same declarations of the good dispositions of this
Court, and that it could not treat without the concurrence of its
allies, I omitted writing till something should be produced from a
kind of agreement, that M. de Vergennes would acquaint Spain and
Holland with the overture, and Mr Grenville would write for full
powers to treat, and make propositions; nothing of importance being
in the meantime to be transacted.
"Mr Grenville accordingly despatched a messenger for London, who
returned in about twelve days. Mr Grenville called on me, after
having been at Versailles, and acquainted me that he had received
the power, and had left a copy of it with M. de Vergennes, and that
he was thereby authorised to treat with France and her allies. The
next time I went to Versailles, I desired to see that copy, and was
surprised to find in it no mention of the allies of France, or any one
of them, and, on speaking with M. de Vergennes about it, I found he
began to look upon the whole as a piece of artifice to amuse us, and
gain time; since he had uniformly declared to every agent who had
appeared there, viz. to Forth, Oswald, and Grenville, that the King
would not treat without the concurrence of his allies, and yet
England had given a power to treat with France only, which showed
she did not intend to treat at all, but meant to continue the war.
"I had not till yesterday an opportunity of talking with Mr Grenville
on the subject, and expressing my wonder, that, after what he told
me, there should be no mention made of our States in his
commission, he could not explain this to my satisfaction, but said, he
believed the omission was occasioned by their copying an old
commission given to Mr Stanley at the last treaty of peace, for he
was sure the intention was, that he should treat with us, his
instructions being fully to that purpose. I acquainted him, that I
thought a special commission was necessary, without which we
could not treat with him. I imagine, that there is a reluctance in their
king to take this first step, as the giving such a commission would
itself be a kind of acknowledgment of our independence. Their late
success against Count de Grasse may also have given them hopes,
that by delay and more successes they may make that
acknowledgment and a peace less necessary.
"Mr Grenville has written to his Court for further instructions. We
shall see what the return of his courier will produce. If full power to
treat with each of the powers at war against England does not
appear, I imagine the negotiation will be broken off. Mr Grenville, in
his conversation with me, insists much on our being under no
engagements not to make a peace without Holland. I have answered
him, that I know not but that you may have entered into some, and
if there should be none, a general pacification, made at the same
time, would be best for us all, and that I believe neither Holland nor
we could be prevailed on to abandon our friends. What happens
further shall be immediately communicated.
"Be pleased to present my respects to Mr Laurens, to whom I wrote
some days since. Mr Jay, I suppose, is on his way hither. With great
respect, &c.
B. FRANKLIN."
On Monday the 3d, Mr Oswald came according to appointment. He
told me he had seen and had conversations with Lord Shelburne,
Lord Rockingham, and Mr Fox. That their desire of peace continued
uniformly the same, though he thought some of them were a little
too much elated with the late victory in the West Indies, and when
observing his coolness, they asked him if he did not think it a very
good thing; yes, said he, if you do not rate it too high. He went on
with the utmost frankness to tell me, that the peace was absolutely
necessary for them. That the nation had been foolishly involved in
four wars, and could no longer raise money to carry them on, so
that if they continued, it would be absolutely necessary for them to
stop payment of the interest money on the funds, which would ruin
their future credit. He spoke of stopping on all sums above £1000,
and continuing to pay on those below, because the great sums
belonged to the rich, who could better bear the delay of their
interest, and the smaller sums to poorer persons, who would be
more hurt, and make more clamor, and that the rich might be
quieted by promising them interest upon their interest. All this
looked as if the matter had been seriously thought on.
Mr Oswald has an air of great simplicity and honesty, yet I could
hardly take this to be merely a weak confession of their deplorable
state, and thought it might be rather intended as a kind of
intimidation, by showing us that they had still that resource in their
power, which he said would furnish five millions a year. But, he
added, our enemies may now do what they please with us, they
have the ball at their foot, was his expression, and we hope they will
show their moderation and magnanimity. He then repeatedly
mentioned the great esteem the Ministers had for me, that they,
with all the considerate people of England, looked to, and depended
on me for the means of extricating the nation from its present
desperate situation; and that, perhaps, no single man had ever in his
hands an opportunity of doing so much good as I had at this present
time, with much more to that purpose. He then showed me a letter
to him from Lord Shelburne, partly, I suppose, that I might see his
Lordship's opinion of me, which, as it has some relation to the
negotiation, is here inserted. He left it with me, requesting that I
would communicate it to Mr Walpole.
W. H. HARTLEY TO B. FRANKLIN.
Soho Square, May 24th, 1782.
"Dear Sir,
"It is with the greatest pleasure I take up my pen to acknowledge
your remembrance of me in yours to my brother, and to thank you
for those expressions of regard which I can assure you are mutual.
My brother has desired me to copy some letters and papers, by way
of sending you duplicates. I am particularly happy at the
employment, because the greatest object of my parliamentary life
has been to co-operate with him in his endeavors to put a period to
this destructive war, and forward the blessed work of peace. I hope
to see him again in that situation, where he can so well serve his
country with credit to himself; and while I have the honor of being in
Parliament, my attention will be continued to promote the effects,
which will naturally flow from those principles of freedom and
universal philanthropy you have both so much supported. While I
copy his words, my own feelings and judgment are truly in unison,
and I have but to add the most ardent wish, that peace and
happiness may crown the honest endeavors towards so desirable an
end.
"I am, dear Sir, with the greatest respect and esteem, yours
sincerely,
W. H. HARTLEY."
Wednesday, June 5th. Mr Oswald called again to acquaint me, that
Lord Cornwallis, being very anxious to be discharged from his parole
as soon as possible, had sent a Major Ross hither to solicit it,
supposing Mr Laurens might be here with me. Mr Oswald told me,
what I had not heard before, that Mr Laurens, while prisoner in the
Tower, had proposed obtaining the discharge of Lord Cornwallis in
exchange for himself, and had promised to use his utmost endeavors
to that purpose, in case he was set at liberty, not doubting of the
success. I communicated to Mr Oswald what had already passed
between Mr Laurens and me, respecting Lord Cornwallis; which
appears in the preceding letters, and told him I should have made
less difficulty about the discharge of his parole, if Mr Laurens had
informed me of his being set at liberty in consequence of such an
offer and promise, and I wished him to state this in a letter to me,
that it might appear for my justification in what I might, with Mr
Laurens, do in the affair; and that he would procure for me from
Major Ross a copy of the parole, that I might be better acquainted
with the nature of it. He accordingly in the afternoon sent me the
following letter.
Friday, June 7th. Major Ross called upon me, to thank me for the
favorable intentions I had expressed in my letter to Mr Oswald,
respecting Lord Cornwallis, and to assure me, that his Lordship
would forever remember it with gratitude, &c. I told him it was our
duty to alleviate, as much as we could, the calamities of war; that I
expected letters from Mr Laurens, relating to the affair, after the
receipt of which I would immediately complete it. Or if I did not hear
from Mr Laurens, I would speak to the Marquis de Lafayette, get his
approbation, and finish it without further delay.
Saturday, June 8th. I received some newspapers from England, in
one of which is the following paragraph.
From the London Evening Post, of May 30th, 1782.
"If report on the spot speak truth, Mr Grenville, in his first visit to Dr
Franklin, gained a considerable point of information, as to the
powers America had retained for treating separately with Great
Britain, in case her claims, or demands, were granted.
"The treaty of February 6th, 1778, was made the basis of this
conversation; and by the spirit and meaning of this treaty, there is
no obligation on America not to treat separately for peace, after she
is assured England will grant her independence, and a free
commerce with all the world.
"The first article of that treaty engages America and France to be
bound to each other, as long as circumstances may require;
therefore, the granting America all she asks of England is breaking
the bond, by which the circumstances may bind America to France.
"The second article says, the meaning and direct end of the alliance
is to insure the freedom and independence of America. Surely then,
when freedom and independence are allowed by Britain, America
may, or may not, as she chooses, put an end to the present war
between England and America, and leave France to war on through
all her mad projects of reducing the power and greatness of
England, while America feels herself possessed of what she wishes.
"By the 8th article of the treaty, neither France nor America can
conclude peace without the assent of the other; and they engage
not to lay down their arms, until the independence of America is
acknowledged, but this article does not exclude America from
entering into a separate treaty for peace with England, and evinces
more strongly than the former articles, that America may enter into
a separate treaty with England, when she is convinced that England
has insured to her all that she can reasonably ask."
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