Introduction To Peace and Conflict Studies, Lecture Power Point 2 (1) (Repaired)
This document provides an introduction to the objectives and topics covered in a course on Peace and Conflict Studies. The course aims to introduce students to the field of peace and conflict studies and equip them with skills for conflict analysis, resolution, and building peace. It will cover the basic concepts, causes of conflict, strategies for conflict resolution and building sustainable peace. The document discusses the historical development of peace and conflict studies as a discipline, outlining its precursors, foundational period, and consolidation. It also reviews some of the pioneering contributors and disciplines that influenced the emergence of the field.
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Introduction To Peace and Conflict Studies, Lecture Power Point 2 (1) (Repaired)
This document provides an introduction to the objectives and topics covered in a course on Peace and Conflict Studies. The course aims to introduce students to the field of peace and conflict studies and equip them with skills for conflict analysis, resolution, and building peace. It will cover the basic concepts, causes of conflict, strategies for conflict resolution and building sustainable peace. The document discusses the historical development of peace and conflict studies as a discipline, outlining its precursors, foundational period, and consolidation. It also reviews some of the pioneering contributors and disciplines that influenced the emergence of the field.
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Introduction to Peace and
Conflict Studies, PeCS 5011
Fall 2015 Love, work, and knowledge are the well- springs of our life. They should also govern it. (Wilhelm Reich 1971: Epigraph) Objectives of the Course • Introduce Students with the field of Peace and Conflict studies • Introduce students with methodological issues of peace research • Equip students with the basic concepts and theories of peace and conflict studies • Enable students develop skills of conflict analysis, resolution and transformation • Introduce students with strategies of building peace Chapter Outline • Chapter–I OVERVIEW OF PEACE AND CONFLCIT STUDIES • Chapter-II BASIC CONCEPTS IN PEACE AND CONFLICT STUDIES • Chapter-III CAUSES OF CONFLICT AND VIOLENCE : THEORY • Chapter –IV : TOWARDS THE RESOLUTION OF CONFLICT: CONFLICT ANALYSIS • Chapter -V STRATEGIES OF CONFLICT RESOLUTION – PEACE MAKING • Chapter -VI TOWARDS SUSTIENABLE/ POSITIVE PEACE Concluding remarks Chapter–I OVERVIEW OF PEACE AND CONFLCIT STUDIES
What is peace and conflict studies?
What are the objectives of peace and conflict studies? Why should we care about peace and conflict studies? Understanding Peace and Conflict Studies as a field of study On the issue of the Nomenclature/ name of the programs…. … • Peace and conflict studies • Conflict analysis and conflict resolution • Peace studies • Peace and security studies • Peace and conflict transformation
What is at stake in the name of the programs ?
• Issues of value and normative views, eg peace studies, non violence studies • Theory and techniques, eg, conflict resolution programs. • Diverse views on conflict, eg conflict resolution and conflict transformation • Relational vs non relational, security studies vs peace studies. • Writing about the conceptual difference between security and peace, Johan Galtung (2007:14) says that, “The security approach, still dominant, including in the UN Security Council (not Peace, or Peace and Security, Council) sees some party as a threat to be deterred or eliminated”. In the security approach, there is no focus “on improviing relationships”. Peace, is about the relationship between the parties • Regardless of these differences, there are increasing suggestions for harmonization and integration (Dugan, 1989 and Katz 1989) • The professional and technical focus should be integrated with the normative view of peace studies, including social justice, fairness, non violence – i.e the value and ethical orientations that underlie various strategies for dealing with conflict. • According to Katz(1989:21) peace and conflict studies programs need to combine “themes, perspectives and orientations from peace as well as conflict studies( war studies) along with a social change emphasis” • Conflict resolution, peace and conflict Studies should also focus on issues of social conflict and social change – instrumental/ teleological but also on normative values should be combined. Some conceptualization and definition…
• Maire Dugan and Dennis P, Carey (1989) has
defined peace studies as “an academic field which identifies and analyzes the violent and non violent behaviors as well as the structural mechanisms attending social conflicts with a view towards understanding those processes which lead to a more desirable human condition.” Two focal Points 1.Peace and conflict studies takes the violent and non-violent behavior as its topic and aims to gain an accurate understanding of its nature and praxis. 2. Structural mechanisms attending social conflicts, with a view towards understanding those processes which lead to a more desirable human condition. • It is an applied social science which studies the conditions of building “peace by peaceful means”(Galtung 1996). • Science with a value commitment, peace by peaceful means(Galtung 1996) According Galtung, Peace studies, including conflict studies, involves three elements A. Empirical peace studies., based on empiricism, traditional social science, which, is the systematic comparison of theories with empirical reality B. Critical peace studies, value commitment, taking explicit stands with respect to data and values with reference to the future particularly in terms of policy C. Constructive peace studies: based on constructionist, the systematic comparisons of theories with values • Applied social science, mainly, because, peace research involves policy suggestions , advocacy, practical acts of mediation and conflict resolution • Comparison with medicine, social work, architecture • It also involves scholar-mediation, conscientious objection and peace activism What is the difficulty of mixing theory and practice in peace studies ? Is it a discipline ? • The debate Peace studies is both field of studies and discipline, b/c • it has its own theories, literature and academic journals • Distinct from other social science field due to its sharp focus • text books • Expansion of undergraduate, graduate programs Methodological issues with Peace and Conflict Studies
• What kind of science is peace studies ?
Normative science/ value commitment 1.Empirical study/ critical study of reality and constructionism, the systematic comparison of theories with value 2. An applied science: research for the sake of action. Peace research is highly practice oriented and policy focused. What is the strengths and weakness of this methodology? • Strengths Increases knowledge, relevant for policy • Challenges • It challenges the traditional methods of social science, mixes science and politics (Galtung 2000). The peace scholar would be directly engaged with politics. What is a peace research ? What kind of research is a peace research ? A research that contributes to the understanding of violent conflict, reduction of violence and peaceful transformation of conflicts. The aim of peace research is to understand the causes of violence and find ways to reduce and remove violence (Wallensteen, 2001; 2002) • According Peter Wallensteen, peace research like other fields of research is “colored” by major historical changes and events (Do refer Wallensteen’s book for more). • Peace research has been influenced/ or is sensitive to events and changes over time. Changes and historical events have led to new areas of inquiry/ consolidation of the existing one’s Traumas and events forming the peace research agenda
World War I: Trauma League of Nations: Hope
Loss of Crisis Control discouraging Aggression, History, Causes Need for Rules of War International Law
World War II: Trauma
Again: Lost Control Strategic Study vs Peace Research The Historical development of Peace and conflict studies
• Began in 1950’s and 60’s
• Oliver Ramsbotham, Tom Woodhouse and Hugh Miall (2000), has came up with three development phases, • Precursors , 1918-1945 • Foundation , 1945-1965 • Consolidation , 1965-1985 The development of the field can been seen from the perspective of events that contributed to its emergence, founding fathers, Pioneering fields and the development period outlined by Ramsbotham and his colleagues Events • An air of optimism surrounding the formation of the league of nation, • The cold war • The development of nuclear weapons and a threat of nuclear war • Removing glaring inequalities and injustices in the global system and • Achieving ecological balance and control Pioneering Disciplines and Contributors • International relations • Social Psychology • Studies in organizational behavior and labor management relations. • Politics and international studies • Non violence, pacifism and conflict resolution • Empirical studies of war and conflict, studies by Pitrim Sorokin, Lewis Fry Richardson and the Quincy Wright. • These, in particular, were of central significance and acted as a central catalyst in the later emergence of conflict resolution field. They have provided a proper statistical basis for conflict resolution study. Non violent and pacifist traditions and theories of non-violence were cross fertilized with the academic endeavor to enhance understanding of violent political conflict and alternatives to it. Founding fathers of the discipline Kenneth Boulding(1910-1993) • Boulding was mainly focused on prevention of wars through research and improving the “pathological and costly segment of the total social system” • Boulding, with other colleagues at the University of Michigan started the Journal of conflict resolution (1957) • 1959, The center for research on conflict resolution (1959). Johan Galtung(the father of Peace studies) • He is often referred as the father of peace studies • peace and conflict studies was elaborated as a field of study in northern Europe. • The origin of peace research was in Scandinavia • International Peace Research Institute in Oslo (PRIO) (1959) and • the Journal of peace research John Burton (1964-2002) • • Burton was known for his contribution on protracted conflict and needs theory of conflict • His theory of interests and needs • Interests are about material goods and can be traded, bargained or negotiated • Needs, on the other hand, are non material human needs ( and not scarce resources) • A space can be open if conflict are understood in terms of human needs --the understanding of conflicts as unsatisfied needs for recognition, security and development. Adam Curle (1916-2006) • Curle was known for his work on mediation work. • One of his pioneering book is entitled, Making Peace( 1971) • Curle, as a professor of peace and conflict studies in the UK at Bradford University, was one of the founders of the discipline in Europe. Elise Boulding(1920-2010) • Elise is known for her work on culture of peace and peaceful societies. Other leading contemporary scholars • John Paul Lederach, • Peter Wallensteen, • Kevin Clements, • William I Zartman, • Lewis Coser, • John McDonald and Louise Diamond, • Mary B. Anderson, • William Ury, Roger Fisher, Paul Rogers, etc The Three Development Periods • The Pre-cursors , 1918-1845 • The foundations, 1945- 1965 • Consolidation, 1965- 1985. Summary • The topic of peace and conflict studies is violent conflict or destructive conflict and aims at its reduction and non violent conflict transformation of conflicts. • Equally, however, it also focuses on structures attending to social conflicts and transforming these structures. • Peace and conflict studies is a normative and applied science with, a value commitment, peace by peaceful means and on values such as social justice, fairness and non violence. • This has its own strengths and problems. Summary continued
• The Institutional foundations of the field of
peace and conflict studies were laid North America and Northern Europe in the 1950s and 60s • Pioneering fields and studies, included, International relations Social Psychology Studies in organizational behavior and conflict Empirical studies of war and conflict Political science ( the study of revolutions) and international studies(functionalist studies on interstate relations) Non violence theories and pacifist traditions . Summary The founding Fathers of peace studies included, Kenneth Boulding John Burton Adam Curle Johan Galtung Elise Boulding Roger Fisher Betty Reardon • Other Leading peace and conflict scholars include • John Paul Lederach, Peter Wallensteen, Kevin Clements, William I Zartman, Lewis Coser, John McDonald, Louise Diamond, Mary B. Anderson, William Ury, Paul Rogers, etc Chapter -II BASIC CONCEPTS IN PEACE AND CONFLICT STUDIES ?
What Are the Underlying Concepts of Peace and
Conflict Understanding conflict • What is conflict? • What causes conflict • What is the nature of conflict? Is conflict productive or counter productive ? The meaning of conflict • A struggle over values and claims to scarce status, power and resources in which the aims of the opponents are to neutralize, injure, or eliminate the rivals (Coser, 1956). • This definition highlights the possible causes of conflict. • Conflict was definitely viewed as a win-lose situation. Struggle over values, What are the values that could cause conflict ? Claims to scarce , • Status • Power • Resources • Conflict refers to "any situation in which two or more social entities or ‘parties’ … perceive that they possess mutually in-compatible goals.”(Mitchell, 1981, p.17). • This definition emphasizes the existence of incompatible or contradictory goals and the element of perception that leads to conflict Conflict as a triadic Concept – Johan Galtung Galtung (1996) defines conflict a triadic concept involving three elements – Behavior, Attitudes and Contractions Behavior (B) • The actions/inaction the parties take in pursuit of their goals. • Behavior is manifest/evident • Often equated with destructive acts – the putative understanding of conflict • Conflict is not limited to behavior, there are other elements underneath. Attitudes/ Assumptions (A) • Self and other perceptions and views • These are latent, the latent- manifest dialectic • These are of two types 1. Cognitions/ assumptions 2. Emotions / attitudes Contradictions(C) • These are the contents of the conflict, often are the underlying causes of conflict • Contradictions are caused due to the blocking of the goals we seek • Who are goals seeking systems/ beings? • According to Galtung, the only systems that we shall accept as goal seeking are live- systems, capable of experiencing the realization of the goal as happiness (sukha) and the deprivation as suffering (Dukha). • Conflict is all about life. • All kinds of life are included and all non life is excluded from conflict. • a full conflict involves all these three, conflict is a triadic concept involving contradictions(C), attitudes(A) and Behavior (B) i.e A+B+C Which corner of the triangle does conflict begin ? • Often it starts at the contradiction corner of the triangle, For example, a blocked goal (contradiction) leads to frustration(C), in turn leading to aggressiveness (A) as an attitude, and finally to aggression as a behavior (B). • However the problem is that the process/ conflict does not always start with contradictions. It can also start from A or B. • For example, one party may have accumulated negative attitudes (aggressiveness) or negative behavioral inclination (a capacity, predisposition for aggression) ; when something comes that looks like a problem, either A or B or both might be activated and hitched on to the new problem. • In conclusion, conflict could start any where in the corner of the triangle. What is the relevance of Galtung’s conflict triangle • Discussion • How does the triadic concept helps us in conflict resolution ? Other Related Concepts A. Dispute: two persons, or actors pursuing the same scarce goal. • Disputes are short term disagreements and often on negotiable interests, while conflicts pertain to deep-rooted problems that involve seemingly non-negotiable issues and are resistant to resolution ( John Burton,) B. Dilemma: one person or actor pursuing two incompatible goals Levels of conflict • Six levels of conflict can be mentioned 1) Intra-personal conflict refers to conflicts occurring within a person 2)Interpersonal conflict refers to conflicts occurring between individuals or small groups of people 3. Intra-group conflict refers to those conflicts that happen within a particular group, whether it is a religious, ethnic, political or other type of identity group. • 4)Inter-group conflict refers to conflicts occurring between large organized social or identity groups 5) Inter-state Conflict 6) intra state Conflict Is conflict preventable/inevitable ?
• Conflict is part and parcel of the nature of
human beings • Conflict is as “human as life itself”(Galtung and Jacobsen 2002). Why? • The deep seated causes of conflict are human fault lines What are human fault-lines ?
• Human divisions along different lines.
Divisions along normal/ deviants, nations states, humans/nature, genders, generations, races, etc Is conflict Productive or counter productive ?
• What is the nature of conflict ? Destructive or
productive ? • The traditional approach: destructive • Modern sociology: constructive/ deconstructive • Doubleness of conflict(Galtung 1996) • Conflict as an “danger + opportunity” What is the opportunity ? • It generates energy(force) • It presents a challenge, the mother of creativity (Galtung , 1996) What is the danger ? • The danger is, the energy, can be used for destruction. Self-destruction Other-destruction What should we do to deal with conflicts ?
There have been Different suggestions by
different authors, although the ultimate goal is the same. Conflict Transformation • Conflict transformation is very important to control the danger or constructively use the energy generated by conflict. • What exactly is conflict transformation ? • Conflict transformation goes beyond the concept of conflict resolution. • CT requires a transformation of the parties, their relationships to each other, and the structural elements that underlie the conflict Conflict transformation.. Continued • These relationships and social structures are often unjust and unequal, and transforming conflict seeks to alter these structures in ways that build a more just society. • CT takes a long term perspective on conflict and mainly relational • Other talk about other concepts Conflict resolution • Mainly focuses on Content, Contradictions (C) • Conflict resolution addresses and resolves the deep-rooted sources of conflict. Conflict Management • Emphasis on behavior(B) • It is an effort to contain violent conflict, reduce the levels of violence, or engage par- ties in a process to settle the conflict • is the positive and constructive handling of difference and divergence(Miall, 2004) Conflict settlement • Conflict settlement means the reaching of an agreement between the parties to settle a political conflict, so forestalling or ending an armed conflict (Ramsbotham et al, 2006:31). • Settlement suggests finality, • However, in practice conflicts that have reached settlements are often reopened later. Underlying attitudes and contradictions may not have been resolved Conflict Prevention • Conflict can not be prevented. • Conflict should be understood as the prevention of violence or destructive energy of conflict. Violence • What is violence ? • What is the nature of violence? • What are the characteristics or dimensions of violence ? • What are the types of violence? • Is some form of violence necessary ? • What is the linkage between conflict, violence and peace What is violence ? • Two related definitions by Galtung Violence is an avoidable insult to basic human needs, and more generally to life, lowering the real level of needs satisfaction below what is potentially possible(Galtung, 1990)
What are basic needs ?
Which are basic human needs ? 1. Survival needs (negation: death. mortality); 2. Well-being needs (negation: misery, morbidity) 3. Identity, meaning needs (negation: alienation); and 4. Freedom needs (negation: repression). Second definition by Galtung (1969) • Violence is present when human beings are being influenced so that their actual somatic and mental realizations are below their potential realizations. • Violence is the cause of the difference between the potential and the actual, between what could have been and what is. • In other words, when the potential is higher than that of the actual, and by definition avoidable, then violence is present. • Examples, A. People dying from preventable diseases B. Life expectancy today C. restrictions on movement/ freedom Dimensions of violence 1. Physical/Psychological 2. Intended/ unintended 3. latent/manifest 4. Direct/ Indirect 1.Physical/Psychological A. Physical: this is somatic. In physical, human beings are hurt somatically. It could have two forms A. Biological violence, reducing somatic capability B. Physical violence, directed at harming or inflicting damage on our body. • Examples: imprisonments, transportation is unevenly distributed, keeping large segments of a population at the same place with mobility a monopoly of the selected few. B. Psychological • Psychological violence, unlike Physical violence, psychological violence works on the soul and decrease mental capabilities. • Examples: lies, brainwashing, indoctrination of various kinds, threats, etc. that serve to decrease mental potentialities. 2.Intended/ unintended • Intended , with specific subject –action – object • Unintended: with no specific object and subject 3. Latent/Manifest • Manifest is observable, although not always directly since the theoretical entity of 'potential realization' also enters the picture. • Latent violence is something which is not there, yet might easily come about. 4. Direct/indirect • Direct Violence, inflicts damage to an object, effect is immediate • Indirect Violence, inflicts damage non-directly, effect is slow. This is what has been referred by Galtung as a truncated form of violence. Three Forms/Types of Violence • Violence is manifested in three forms. These are 1. Personal /direct violence 2. Structural/ in-direct violence 3. Cultural violence 1. Personal /direct violence • Personal or direct violence is an attempt to inflict pain or injury by an identified subject against an object. • It entails a clear subject-object relationship – the source of the violence and the object is clear. • the violence is intended are visible and clear. • Direct violence works fast and dramatically. • It is personal, visible, manifest and non structural. • Can you give example of personal/direct violence • Homicide/ suicide • Beating, psychological and verbal Abuse, • Robbery, • Wars, genocide are forms of direct violence. Galtung’s examples • Survival Needs: Killing • Well-being Needs: Maiming, Siege, Sanctions, Misery • Identity Needs: Desocialzation, Resocialization, Secondary Citizen • Freedom Needs: Repression, Detention Expulsion, Marginalization, Fragmentation 2.Structural/ In-direct Violence:
• Structural violence is built in the very structure
of the society. • It is sanctioned by the institutions and the cultural values of the social system. • It results from uneven life conditions such as, inequitable distribution of resources and unequal decision making powers. What are the manifestations of structural violence ? Can you give examples • Survival Needs : exploitation, the underdogs may in fact be so disadvantaged that they die (starve, waste away from diseases) from it: exploitation A • Well-being Needs: Or they may be left in a permanent. Unwanted state of misery, usually including malnutrition and illness: exploitation B. • Identity Needs: Penetration (implanting the top dog inside the underdog), Segmentation (giving the underdog only a very partial view of what goes on) • Freedom Needs; Marginalization (keeping the underdogs on the outside), Fragmentation (keeping the underdogs away from each other. • All these prevent consciousness and mobilization needed to remove the system The relationship between Personal and Structural Violence • Are these violence forms pure types ? • Is the manifest presence of one suggests the latent presence of the other ? • Is the manifest presence of one presupposes the manifest presence of the other ? • Is one required to obtain/or sustain the other • Is one required to destroy the other ? Are they pure types ? • No, the distinction is not always clear. The existence of one suggests the slight presence of the other • Examples: A person acting violently is not making decision on individual deliberation, but also on the basis of expectations and norms impinging on him on the basis of his social status and roles expected. • Violent structure can also be seen as a mere abstraction unless upheld by the actions, expected from the social environment • Structural violence is upheld by the summated and concerted action of human beings. Does the manifest presence of one presupposes the manifest presence of the other ? No, the manifest presence of one does not often suggest the manifest presence of the other. Does the manifest presence of one presupposes the latent presence of the other ? • Yes, (violent) social structure is upheld by the threat of personal violence. • A manifest structural violence is protected by the threat or use of personal violence. Second, the Presence of personal violence may presuppose latent structural violence. • This is a situation in which structural violence is assumed to be important to deal with personal violence. • Hierarchies, norms, restrictive laws and others measures might be essential to control the behavior of individuals Is personal/Structural violence necessary ? • What are the very conditions where violence Could be necessary ? • These are topics of debate in political theory. • We do not have simple answers for these questions. • Is some forms of structural violence or a threat of it necessary to control personal violence ? • Yes, it has been argued that some form of structural violence or a threat of it is essential to maintain order and regularity Are there cases where personal violence becomes necessary ? • Yes, personal violence has widely been suggested and practiced as a remedy for crimes. • Personal violence or the threat of it is also used to protect/sustain structural violence. Is personal violence necessary to remove a violent structure. • This is, of course, a famous revolutionary proposition with a certain currency. • People have argued regarding the use of personal violence to deep-root a violent social structure. • However, Galtung argues against this from three perspectives. Empirical, theoretical, and axiology. • Empirically: Empirically one would point to all the cases of structural change decreasing structural violence that seem to take place without personal violence. • Does not often fundamentally bring changes, deep structure often remain. • Theoretically: the means of personal violence against structural violence do no match. • They are qualitatively different. The means to change the structure should be structural. • That is, is it not likely that some, and possibly also more effective means of changing a structure would be structural, for instance systematic changes of interaction networks, rank profiles etc.? • Axiology: Even if personal violence could be seen as indispensable, there still is a good reason for a systematic search for the conditions under which this indispensability would disappear. 3. Cultural violence • Cultural violence refers to any aspect of a culture that can be used to legitimize violence in its direct or Structural form. • Symbolic violence, built into a culture does not kill or maim like direct violence or the is violence built into the structure. • Legitimizes or justifies both • Cultural violence makes direct and structural violence look even feel right - or at least not wrong. Cultural Peace • Is the negation of cultural violence. • Cultural peace refers to aspects of a culture that serve to justify and legitimize direct peace and structural peace. Examples of Cultural Violence • Cultural violence is exemplified in, 1. Religion 2. Ideology 3. Language 4. Art 5. Empirical science 6. Formal science What is Peace ?
Given the diverse forms of violence we have
seen, peace has to be defined the absence of violence. • NEGATIVE PEACE • POSETIVE PEACE, What are the strategies of building Negative peace ? • Diplomacy, negotiations and conflict resolution • Peace through strength, “if you want peace, prepare for war” Balance of power Collective security • Disarmament and arms control • International organizations • International law • World government, supranational authority Building Positive Peace What are the pathways to building positive peace ? These include: A. Promotion and Protection of human rights B. Ecological well being C. Economic well being D. Non-violence E. Personal transformation Chapter 3 Causes of Conflict and Violence – Theory • What are the causes of conflict ? Human fault lines • Human condition is cut through fault lines gender and generation; race, ethnicity and nationality; class (political, economic, military, Cultural depending on the type of power involved); and ecology/environment. These are deep-seated causes of conflict How do these fault lines lead to conflict ? Human nature, aggressiveness Scarcity of resources Social structures, inequality, exploitation, repressions Why do people, groups and states fight ? • Unresolved conflict, underneath violence. • However, this not always the case • People/groups and states also become violent for lots of different other reasons.
Psychological and sociological theories
Psychological and Sociological Theories INDIVIDUAL LEVEL THEORIES Why do individuals tend to be violent ? Two major theories, a. Human Nature theories b. Non Human Nature Theories A. Human Nature Theories
Barash and Webel (2002) had outlined four
major theories of human nature as a source of violence. These are 1.Instinct theory 2) sociobiology 3) Freudian and post-Freudian psycho analysis 4) the postulation of innate human depravity. ALL these theories focus on the role of the inborn, human factors 1.Instinct Theories • These theories maintain that war and violence is a result of human nature. • Aggression is viewed as an instinctive behavior of human beings. • Violence is attributed to our biological heritage, directly to genetic, hormonal and neurobiological and evolutionary mechanisms. • The tendency of Human beings to form dominancy hierarchies, … defend territories (territoriality) and behave aggressively. • This is a behavior comparable with other species. • Key contributors here include Konrad Lorenz • Their works extrapolate war/violence from human drive. 2. Sociobiology and evolutionary psychology • These two theories emphasize on evolution. • They focus on the adaptive significance of behavior , not on spontaneous behavior. • Scholars in this field emphasize on the particular behavior patterns that are maintained or promoted in a population because they contribute to the reproductive success of individuals that posses those traits. • Violence is thus seen as instrumental for adaptation and survival and reproducing. • The focus here is thus, on the biological nature of creatures and phenomenon such as ecological competition for food, nesting sites etc, male to male competition for dominance and for mates. Violence is seen as adaptive and reproducing strategy. • Charles Darwin, the struggle for survival, survival of the fittest Charles Darwin 3. Freudian and post-Freudian Psychoanalytic theory. • In his work Freud attributed much of humanity’s more “ inhumane ” behavior to the operation of the death instinct, Thantos as opposed to the Eros, life instinct. • The death instinct works in every species. • People need to repress primitive tendencies toward destructive and aggressive behavior if they are to live together with a minimum of violent conflict According to Freud, Parents must provide discipline for their children Society must restrict its citizens Some form of supra national authority is necessary to enforce the systems of world government over individual states that would otherwise function anarchically. Freud’s concept of narcissistic injury • Narcissism implies Excessive or erotic interest in oneself and one's physical appearance. • Narcissism involves infatuation with oneself • When the individual associates himself or herself with a larger group, especially, with the nation state, slights of injuries to the group are easy to perceive as injuries to oneself. • Narcissistic injury leads to Narcissistic rage, the compulsion to revenge and undo the hurt • This has often resulted in the perpetration of self righteously employed violence. Sigmund Freud(1856-1939) 4.Innate depravity and human Nature • This claim is based on a arguments drawn from biology, moral outrage and on theology. • It views human nature as “innately deprived, nasty, and evil.” • Hobbes, for instance, writing during the English civil war (1642-1649), talked about the the lust for power which only ceases with death. • The argument from conservative Christian tradition, which teaches human nature is inherently flawed. Suffused with original sin, human beings are deemed to be inherently incapable of becoming good. • Not only the capacity for violence but also a deep seated love for blood letting, hatred and destruction. Limitations of the Human Nature theories • What are the limitations/ weaknesses of human nature theories ? 1. Though it is a widespread human trait, war is not a universal. There are cultures and people who have not been engaged in war. Examples: Tasaday of the Philippines island, South African Bush men( San) • Semai, in South east Asia and the Inuit, apparently have never been engaged, tough there are instances of personal violence. • http://www.peacefulsocieties.org/ 2.Even in war prone cultures, there have been many years of peace. if human nature causes war, it must also cause peace. How do we explain the years that follows after the end of a war ? 3. The existence of war conscientious objectors • War resisters, peace advocates and long time non violent traditions such as the Quakers and Mennonites. Are these people less human or natural ? 3. The fact that animals behave in certain way does not necessarily lead us to conclude that Humans also behave in the same way. Human beings seem to be unique given with their capacity to reason. 4. If war is a result of fixed human nature, then it is “predestined and unavoidable.” This discourages people from seeking to end war and seeking solutions Non-human nature Theories These theories do not depend on explicit assumptions about human nature. • Frustration-aggression: According to this theory aggressiveness is caused by frustration, which is in turn is an interference in the pursuit of one’s goal. Social Learning • Violence is the result of the experience of the individuals than their genetic constitution • Fighting does not arise spontaneously from our body. • It rather comes from learning and socialization Conditioning • This was developed by B.F Skinner • Violence is a result of conditioning • conditioning theory suggest that people tend to behave aggressively when such behavior leads to reinforcing (i.e) positive results and the likely hood of aggression minimizes when it leads to negative results. • Examples: Appeasement policy of Europeans against Nazi Germany in the 1930s (Positive reinforcement) • America’s adventures in south east Asia and Somalia was negatively reinforced ultimately leading to reluctance by the US to commit American ground troops to combat Socialization to aggressiveness • Some societies socialize their members with aggressive behaviors • They actively encourage aggressiveness from early childhood. • Children, especially male children learn to embody the values of aggressive dominance • Example: The Fulani children in Nigeria learn to beat their cattle to prevent them off wandering, to fight unhesitatingly. • We learn not only to fight but also to “hate” Self-full filling Behaviors • Self-full filling Prophecy is a theory which states that a belief becomes true if enough people believe in it • In the field of aggressiveness it means that people may create their own environment simply by behaving with certain expectations. • For example if someone is secretive, suspicious and blameful, he or she is likely to elicit comparable behavior. • aggressive behavior and hostility often begets Redirected aggression • This is a form of aggression generated by other sources but not directed to the source. • Usually the victims of redirected aggression are smaller weaker, or subjects of social abuse already Authoritarian personality • Following the death of 6 million European Jews, scholars had focused on the personal traits and experiences which predispose people to anti-Semitism and related authoritarianism and antidemocratic ideologies. • Authoritarianism is correlated with hierarchical family structure. • The husband dominant over the wife, and parents especially the father demanding unquestionable obedience and loyalty from their children. Alienation and Totalism
• Unlike other scholars who focus on drives,
some scholar such as Erich Fromm and Erik Erikkson has focused on how societal culture and the environment contributes on people’s propensity for engaging in violent behavior and other anti social conduct. • Alienation: acute loneliness and disconnection from others • Alienation results in revenge by acts of violence and revenge with extreme destruction • Alienated people are also ripe candidates for inclusion in violent organizations. • Alienation is not always expressed in terms of psychological health of the individual • Alienation could also be the feelings of social and political alienation may also motivate people to employ violence. • Totalism: this refers susceptibilities to all or nothing simplification, us versus them, good versus evil. Causes of violence at Group Level • Even if individuals are key, war is a group endeavor • What makes groups violent against others ? 1.The Quest for survival and adaptation • 17thC is often taken as the beginning of the modern era • These apply, particularly, to pre-modern wars. • Primitive and pre-modern wars were functional and adaptive than they were maladaptive Pre-modern intergroup wars • Pre modern in the sense of wars before the 17thc • 17thc is often regarded as the beginning of the modern era in the west • These were primary non technological, mortality was low Why were they adaptive ? • Because they had positive contribution to human evolution • They have provided social solidarity for each competing unit, • Yielded access to resources( notably, food territory or mates) • Good comradeship and personal trustworthiness and the capacity of individuals to subordinate • These were instrumental for developing individual social and moral qualities essential for effective cooperation and higher forms of social organization. • In addition to these, pre-modern wars have also served a number of other functions. Functions of pre-modern wars • Outlets for aggressiveness of young men and thus reduce within-soceity tensions • Provide opportunities for social development • Gain access to food resources • Obtain women from neighboring groups • Obtain land from neighboring groups • Correct imbalance in sex ratio – in some societies female infanticide create an excess of males, which can be corrected by mortality during war • Achieve revenge. • Provide opportunity for enlargement of tribal dominion and for certain individual to establish large kingdoms or empires Characteristics of pre-modern wars • Fighting, private and angry: this has a criminal character • Fighting, collective and organized, among groups having the same cultural trait • Armed raids, the purpose could be as type of man hunting sport • Warfare as a political expression of early nationalism 2. Dehumanization • This refers to the tendency to dehumanize members of the other group. • to give the impression to compatriots , and at least on subconscious level to oneself that , the others are not or fully human beings. • This is easy to apply to those groups who are recognizably different because of language, appearance, cultural practices, religion and political ideology • Dehumnization deprives members of the other group their humanity, as a result of which they can be killed with little or no remorse 3.Nationalism • This is one of the most powerful forces of modern times. • What is nationalism and how does it cause group violence ? • Its root word is derives from the Latin, natio, referring to birth • Nationalism also refers to, Yearning of a people to constitute themselves as part of a nation, typically to form a nation state and often to adjust geographic boundaries so as to increase the size of their domain to incorporate other who share the same sense of national identity and to establish their nation as significant ,if not prominent. Nationalism as a cause of violence • Valuing and devaluing: the love of one nation is often combined with antagonism toward other nations. The tendency to value oneself and devalue the other • National independence: the clamor to form a nation state, eg Algeria, Portuguese colonies in southern Africa • National prestige: many of the classic interstate wars of modern history have been stimulated by issues of national prestige. • This could be at the state level or individual level. • The aggressiveness by the US, Japan and Germany to become great nations • The maintenance of national prestige and avoidance of humiliation looms large in the calculation of every state • Secessionism: yearning to secede from a larger collectivity of which they do not feel a part. • Examples, • the ibos in Nigeria, the Biafra war • Kosovars in the former Yugoslavia • Chechens in Russia Why do countries are often determined to defeat secessionism? • It is an issue of national pride • The people who want to leave often tend to have resources • The hope for larger or greater state • Demands of national self determination may lead to other similar questions Re-intergrationism
• People in a region may seek to become
associated with a homeland in which their nationality is represented • Example: the Greco –Turkish hostility in Cypres. In part, this was caused due to efforts on the part of Greece Cypriots to reintegrate their population into the Greek nation • Catholics in Northern Ireland who would like their province to join the republic of Ireland. Irredentism • Irredentism, the yearning by a nation to incorporate their kin in other states. • This has led to violence in the form of uniting the nations • Example: the Greater Somalia Ideology International or transnational solidarity • This national solidarity builds on the belief that Nationhood extends across boundaries • This incites strong sense of empathy and connectedness with fellow nationals living in another state. • It prompts intervention when fellow nationals living elsewhere are assumed to be abused • Examples: India’s intervention in the Pakistani civil war in 1971 Arabs support to the Palestinians African countries solidarity against apartheid south Africa. • Turkey aiding the Turkish population in Cyprus • Hitler’s invasion of Czechoslovakia and Poland to protect ethnic Germans 3.Racial and cultural intolerance • many hostilities in the world involve different nationalities and ethnic groups in conflict. • This refers to group intolerance, racial or cultural. • However, the mere fact of ethnic difference is far from sufficient. • Many plural societies live in fact peacefully, examples, Belgium, Switzerland • There also cases in which similar ethnic groups have fought wars, these include North an south Korea, north and south Vietnam, Prussians and Austrians Ethiopia and Eritrea etc Cause of violence at State Level • Why do states fight ? • What makes states violent ? 1. State sovereignty
• What is State sovereignty ?
• How does it leads to violence ? • Sovereignty is state’s supreme authority over citizens and subjects (Jean Bodin 1576). • The state is the final arbiter of earthly disputes and issues, there is not higher recourse. • the Dutch Jurist Hugo Groitus, considered the relationship of sovereign rulers to each other. • According to him, in light of sovereignty, no ruler could be subjected to legal control by the other. • These implies the two key dimensions of sovereignty 1. Internal 2. External Sovereignty as a source of violence – internally • The state has supremacy over its citizens • the state is elevated over the individual, ex. Communism, conservatism • the state has the legitimate monopoly over violence • The state claims the right tokill and perpetrate violence against its own citizens • Treason, sedition, murder and such activities such as war, reprisals and pacifications provide the state the privilege to kill its own citizens. • The state also tries to prevent any other person from killing within its jurisdiction by enforcing laws against homicide, insurrections and invasions. State sovereignty as source of violence- externally • State sovereignty created international anarchy, a world composed of states which are sovereign and legally equal, and cannot by definition, recourse to a higher authority in the solving of disputes • The doctrine of sovereignty has resulted in the lack of an overriding central authority with the legitimacy and power to carry out its decrees. • Even the UN Charter clearly states that it does not seek to restrict the sovereignty of the states. • When states disagree seriously, given that they are legal equals, they are in theory free for violent test of strength. • Disagreement between states are more likely to lead to violence – disagreements over boundary, territory and one’s role regionally or internationally 2. Ideology • Competing ideologies have also been a source of violence internationally. • Among other things the cold war was caused by ideological differences 3. Internal cohesion • A state may cause wars for enhancing its internal cohesion and raise nationalist feelings. 4.Diversionary wars • These are wars undertaken for diverting attentions • The state/ government may wage war to divert the attention of the population from local problems and issues, i.e key socio-political problems and failures at home. 5. Arms Race • Short of war, arms race is the most prominent and war like form of competition • Intense competition between opposed powers, each trying to get a military advantage over the other The interstate system and its contributions to violence • How did the current interstate system came into being ? • How does the system serves as a source of violence ? The Origins of the Current State System • Anthropologists have focused on various issues, such as production of agricultural surpluses and the emergence of centralized organization to store it • Still others focus on the beginning of pre- technological civilization with arid environments, particularly, the beginning of irrigation agriculture • Many social scientists and historians, however ascribe greater emphasis on conquest. • the conquest theory explains the origin of the state as follows – larger well integrated sociopolicial groups succeeded in conquering smaller, less integrated rivals , eventually leading to a modern state system. • This is widely thought to have originated in Europe with the peace of Westphalia (1648) which ended the thirty years war. • The organization of the people into states constitutes a major fact of life in today’s world crucial to issues of war and peace. • This is due to the sovereignty principle which the system is based on. • They states are left to freely act with other states to maintain and enhance their power and international position. • In the current interstate system, states fight in order to “acquire, enhance or perserve their capacity to function as an independent actors in the international system.”(Michael Howard). • Similarly, French Political Theorist, Raymond Aron says that the stakes for war are the existence, creation or the elimination of the states. • Therefore, the very structures of the state- system seems to serve as a cause of violence. • Peace activists and progressive scholars have criticized the existing state system and its excessive focus on states. • In particular, the state centered view of the world politics makes the continuation of the state a foregone conclusion, thereby shutting out the possibility of other kinds of peaceful organization. • However, it has also been argued that the problem does not entirely lie on the entire state system. This is based on arguments of, 1. Since the end of the second world war, the number of states has tripled. On the other hand, the number of interstate wars has declined. 2. Certain states are disproportionately involved in wars, these overwhelmingly tend to be the great powers in Europe. For example, of the 2,600 most important battles involving European states between 1480-1940, France participated in 47%, great Britain and Russia in 22%(Quincy Wright) • Thus, this leads us to two ways of thinking regarding the reasons for war. 1. Systemic analysis: here the most significant factor is considered to be the pre-existing organization of the states, ideologies or individual or .group inclinations. 2. Situational analysis: each war is different in its own ways, a function of specific events, actors and unique situations. Chapter -IV: TOWARDS THE RESOLUTION OF CONFLICTS: CONFLICT ANALYSIS
• What is conflict analysis ?
• Why do we need to analyze conflicts ? • How can we analyze conflict ? Meaning • Conflict analysis is “a practical process of examining and understanding the reality of the conflict from a variety of perspectives”(Fisher, et al, 2000:17). • This understanding then forms the basis on which the strategies can be developed and actions planned (Ibid). • Conflict analysis informs decision making with the aim of improving the effectiveness of conflict prevention, conflict management and peace building interventions, including the effectiveness of development and humanitarian assistance. • Put differently, Conflict analysis enables us to gain a better understanding of the dynamics, relationships and issues of the situation”(Fisher, et al, 2000) • This in turn help the conflict resolution experts to plan and carry out better actions and strategies Why do we need to analyze conflicts? • The definition above makes the objectives clear. • However, Simon Fisher and his colleagues have identified the following specific objectives. • To understand the background and history of the situation in the past and in present. • To identify all the relevant groups involved, and not just the main or the obvious one’s • To understand the perspectives of all the parties involved and to know more about how they relate to each other • To identify factors and trends that underpin the conflict • To learn from failures as well as successes How can we analyze conflicts ? • there are a number of tools for analyzing conflicts • Simon Fisher, Dekha Ibrahim Abdi, Jawed Ludin, Richard Smith, Steve Williams, Sue Williams (2000) identified the following Nine techniques of conflict analysis. • These are: stages of conflict, Timelines, conflict mapping, the ABC triangle, the onion tool, • the conflict tree, force-field analysis, Pillars, Pyramid 1.Stages of Conflict • This is a graphic illustration which shows the increasing or decreasing intensity of the conflict plotted along a particular time scale. • The stages of conflict tool of analysis is useful, To identify points of escalation and de- escalation to identify where the situation is now To identify a period of time to be analyzed later using other tools. • The stages of conflict can be used early in a process of analysis to identify patterns in the conflict or later to help the process of strategy building. • The analysis of the stages should be done from the viewpoints of the different sides or different parts of a country in conflict. • Use a fire analogy, seeing the stages as the increasing and decreasing intensity of a fire. • The Stages in conflict • Simon fisher and his colleagues have identified the following stages. • Pre-conflict: the period where we have incompatibility of goals between two or more parties. the conflict is hidden from the general view. • Confrontation: the conflict has become open, the relationship between the parties is strained and get polarized. • Outcomes include one side or the other side defeated. One or the other party may surrender or give into the demands of the other party. The parties may agree to negotiations. a third party may impose an end to the fighting. • Often at this stage the intensity of the tensions, the violence of the party’s decreases with some prospect of settlement • Crisis: this is the peak of the conflict, when the tension or the violence is tense. • In large scale conflict this is the time where people get killed, normal communication between the parties has probably ceased. • Outcome: this refers to the consequence of the conflict. • Post Conflict Stage: at this phase, the conflict is resolved, incompatibilities addressed, violent confrontations are ended, and tensions decrease and more normal relationship between the parties emerge. • If the deep seated issues of the conflict are not resolved, however, there would be a return to a pre conflict situation. 2. TIMELINES • Timelines is a graphic illustration that shows events plotted against a particular time scale. • It lists dates (years, months, or days depending scale) and depicts events in chronological order. • Timeline shows the succession of events and is often used in historical chronology and analysis the timeline tool is useful,
To show the different views of the history of
the conflict. To clarify and understand each side’s perception of events. To identify which events are most important to each side. 3. CONFLICT MAPPING • Conflict mapping is a technique used to represent the conflict graphically, placing the parties in relation to both to the problem and to each other. • A visualizing technique for showing the relationships between parties to conflict. • When people with different viewpoints map, their situation together, they learn about each other’s perceptions experiences and perceptions • Conflict Mapping enables us, Identify the parties in relation to the problem To see where allies or potential allies lie To see where the power lies How can we map Conflicts ? 1. Decide what you want to map, when and from what point of view. Choose a particular moment in a specific situation. Mapping the whole of a regional conflict might be time consuming, so large and so complex, that is is not really helpful. 2. Put yourself and your organization on the map as a reminder that you are part of the situation, not above it when you analyze it. 3. Mapping Is Dynamic – it reflects a particular point in a changing situation – do several mapping of the same situation from a variety of view points. 4. In addition to the objective aspect of conflict, include also the issues which the conflict is about. why does the conflict exists ? 4. THE ABC Triangle This analysis is based on the premise that conflicts have THREE major components, the Context, or the situation, the Behavior of those involved, and their Attitudes. These three factors influence each other. For instance a context which denies the demand of one group might lead to an attitude of frustration which may lead in protests. The ABC tool is useful • To identify these three set of factors for each of the major parties. • To analyze how these influence each other • To relate these to the needs and fears of each party • To identify a starting point for intervention. How can we use the ABC triangle 1.Draw up an ABC triangle for each of the major parties in the conflict situation 2. On each triangle, list the key issues related to attitudes, behavior and context from the view point of each of the party. if the parties are participating in the analysis they can make each their own triangles each from their own perspective 3.Indicate for each party what you think are their most important needs or fears in the middle of their triangle. this will be YOUR perception 4. Compare the triangles, noting similarities and differences between the perceptions of the parties. 5. The Onion Tool/ Doughnut Tool • This is a way of analyzing what the different parties to the conflict are saying. • The onion tool helps us to move beyond the public position of each party and understand each parties interests and positions. • The tool is based on the analogy of onion forming three parts, the outer layer, inner layer and the core. • The outer layer contains the position that we take publicly for all to see and hear. These are the position of the parties. • The inner layer underlines the outer layer and refers to the interests of the parties – what the parties want to achieve • The core: these lie beneath the inner layer and refer to the most important needs that we require to be satisfied. • This tool is useful for the parties involved in negotation. • Helps the parties and the negotiator to see the interior layers of the conflict • In times of instability and conflict, do not often reveal their needs • The onion tools helps to uncover interior layers beyond the positions of the parties. 6. The Conflict Tree • This is graphic tool using the image of a tree to sort out the key issues of the conflict. • This can particularly be used when the group is having a difficulty in agreeing about the core problem in their situation. • The tool is based on the analogy of the tree as having, the roots, the trunk, and branches The conflict tree tool is useful • to stimulate discussion with regard to causes and effects of conflicts • To help the actors agree on the core problem • To relate the causes and the effects each other. • To identify the core problem and issues especially when the parties disagree • That is, the conflict tree is very appropriate when the parties have disagreements with regard to: • what the core problem is, • what the root causes are, • What the Effects of the conflict are • what the important issue for the group to address first • With the use of the tree, the conflict tree helps us to identify, The Core problem(s) – The trunk Causes – the root Effects – the branches • Video How to use it ? 1. draw a picture of a tree, including its roots, trunk and branches on a large sheet of paper, a chalkboard or a flipchart 2. give each person a card or a paper to write a word or two or draw a symbol or a picture indicating a key issue in the conflict as they see it. 3. Invite people what they have written to put it on the picture of the tree, on the trunk if they think, it is the core problem, on the roots if they see it is a root cause, on the branches, if they see it as an effect. 4. After all the cards are placed on the tree, engage the group in discussion to reach some form of agreement on the placement of issues, particularly, the core problem. 5. If an agreement is reached, ask the people which issues they want to be addressed first in dealing with conflict. 6.This process may take a long time and may need to be continued in further group meetings. 7. Force-Field Analysis • The Force- field analysis is a tool for analyzing both the negative and positive forces in a conflict. • It can particularly be used when planning a strategy or action to clarify the forces that might support or hinder what you intend to do. • In particular, this tool is very important , To identify those forces which either support or hinder a plan of action or a desired change To assess the strength of these forces and our own abilities to influence them. To determine ways of increasing the positive forces and decreasing the negative forces How can we do the force-field Analysis ? 1. Begin by naming your specific objective, i.e. the action you intend to take or the change you desire to achieve. Write this objective at the top of the page and draw a line the center of the stage 2. On one side of the line, list all the forces that seem to support and assist change that is to happen. Next to each one draw an arrow towards the center, varying the length and or/ thickness of the arrow to indicate the relative strength of each force 3. On the other side of the line, list all the forces that seem to restrain or hinder the desired action or change from happening. Next to each one draw an arrow pointing back towards the center, against the direction of the desired change. Again the length and/or thickness of each arrow can indicate its relative strength. 4. Consider the forces which you can influence either to strengthen the positive forces or to minimize in some way the negative forces, so as to increase the likely hood of the desired change taking place. 5. Reviewing: review your plan of action and make modification to your strategy in order to build up on the strengths of positive forces and , while also trying to minimize or remove the effects of negative forces. 8. Pillars • This is a graphic illustration of elements or forces that are holding up an unstable situation. • It is based on the assumption that some situations are not really stable, but are “held up” by a range of factors or forces – the pillars (Fisher et al , 2000:31). • And thus, If we can identify these pillars and try to find ways to remove them or minimize their effects on the situation, we will be able to topple a negative situation and build a positive one. • In particular, this tool is particularly relevant, • For understanding how structures are sustained • To identify the factors that are maintaining an undesirable situation. • To consider ways to weaken or remove negative factors or perhaps to change them to more positive forces. How can we the use Pillars tool? 1.Identify the conflict, the problem or injustice and show this as an inverted triangle standing in one point. 2. Identify the forces or the factors seeming to maintain the situation. Show them as supporting pillars on both sides of the triangle. 3.Consider how each of these pillars might be weakened or removed from the situation. Breifly list your strategy for each pillar. 4. Consider what stable situation would replace the unstable one. 9. The Pyramid • This tool is useful when one wants to analyze conflict that have more than one layer. • This is a graphic tool which shows you the level of stakeholders in a conflict. • With this method we can identify, the key actors or parties at each level. • In particualry, the Pyramid tool helps us, • it helps us to identify key parties of conflict at each level including leadership at each level • It helps us to identify the level which we are working and find out how we might include other levels. • To assess what types of approaches or actions are appropriate for work at each level • To consider ways to build links between the levels. When to use the Pyramid The pyramid tool is appropriate, • When analyzing a conflict that seems to include actors at various levels. • When planning actions to address multilevel conflicts • When deciding where to focus one’s actions. The levels could be three, two or even more. Other Tools of Analysis The conflict wheel
• The conflict wheel is a “meta” conflict
analysis tool introducing other tools • The wheel is divided into sections • Each sections of the wheel represents the elements of a conflict. • As appropriate, each conflict analysis tool is used to further analyze the various elements of the conflict. Uses of the wheel • To organize the other conflict analysis tools • To serve as an overview when first approaching a conflict. How to use the wheel 1. Draw a wheel; 2. List the various aspects of the conflict in the six sections of the wheel. 3. Choose further conflict analysis tools for those aspects you want to examine in more depth. INMEDIO’S CONFLICT PERSPECTIVE ANALYSIS (CPA)
• CPA is a method to analyze a conflict in a step
by step process, developed by Inmedio mediators for micro (interpersonal),meso (organizational) and macro area. • CPA focuses on the different perspectives of the involved parties; this helps conflict parties to broaden their view. • Ulterior motives become more visible and seem less threatening. • This is particularly useful for a mediator involving in a conflict • It helps him deal the conflict constructively by illuminating the contradictory perspectives of the parties. Needs-Fears Mapping • The Needs-Fears Mapping is an actor oriented clarification tool. • For each actor, the issues, interests ,expectations, needs, fears, means and options are identified. • This enables comparison and quick reference Multi-Causal Model • This is based on the assumption that violent conflict often have multiple causes and layers • Disputes have their roots in psycho-sociological, socioeconomic, political, and international conditions. • The concept differentiates structural from actor- oriented factors by synthesizing system and actor approaches. • . • It focuses on causation, on the different quality of reasons, triggers, channels, catalysts, and targets. • Content and actors, dynamics and structures are also considered. Glasl’s Escalation Model • The model aims to fit our conflict intervention strategy to the conflict parties’ escalation level. • As the level of escalation increases, the intervening party has to become more forceful in its form of intervention, because the potential for self-help of the involved parties decreases. • The forcefulness of an intervention increases from level one, where the parties may accept a conflict management intervention based on trust, to level nine where parties often have to be forced to accept an intervention. • Interactive forms of conflict intervention are suitable in low- or mid-level escalated conflicts where the involved parties are still willing to sit together to discuss the conflict. • In later stages, forceful intervention might become appropriate. The 3PS • This is an analysis tool developed by John Paul Lederach (1995) • It emphasizes on three elements of conflict – People, Process and Problem. • The tool helps us to understand the problem and the dynamics of the conflict and be able to identify the peopel who can work with us in peace building People • People refers to the relational and psychological elements of the conflict including people’s feelings, emotions, individual and group perceptions of the problem. • Questions to ask include: Who is involved in the conflict? Who are the primary parties in the conflict? Who are the secondary parties? How does an individual or group perceive the situation? How do perceptions of the conflict differ between the groups? Process • This refers to decision making by the people/ parties. • Questions to ask include: What methods are being used, if any, to resolve the conflict? Are groups using violence or is the conflict playing out in other ways (e.g. demonstrations, protests, legal battles)? What is the phase of the conflict? How has the behavior of the various parties influenced the conflict? Problem • Problem refers to the specific issues involved in the conflict and the differences people have between them. • These are the roots causes of the conflict and may involve different values, opposing views about how to make a decision, incompatible needs or interests, and concrete differences regarding use, distribution, or access to scarce resources (land, money, time). • Questions to ask include: What are the issues in the conflict? What are people fighting over? What are the underlying needs of the various parties in conflict? SPITCEROW • This tool is developed by Christopher Mitchell, at Gorge Mason university. • SPITCEROW short form of the elements/aspects that we need to examine in conflict analysis • SPITCEROW refers to, • Sources Change over time • Parties Escalation • Interests Resources • Tactics Outcomes and Winners Chapter -V STRATEGIES OF CONFLICT RESOLUTION – PEACE MAKING How can we manage, regulate and control conflicts? What are the strategies for achieving negative peace ? Approach to Conflict resolution • There are various approaches to conflict resolution. • These approaches and our understanding of them influences the conflict resolution techniques and strategies we employ. • There are THREE core approaches to conflict resolution. THREE Major Approaches • Interest-based Approach • Needs-based approach • Rights-based approach Interest-based Approach • It encourages a compromise based on the division of loss and gains. • Interest-based bargaining models are suitable for organizational, industrial, matrimonial, and other types of dispute that do not involve widespread violence, confrontations with authorities, or defiance of legal norms. • Issues are framed in terms of manifest interests, but the process is not appropriate when responding to underlying grievances and deeper concerns or needs. • The “utilitarian value of the greatest good to the greatest number” is applied to interest- based approaches. • This approach is particularly useful for the distribution of material resources and settling disputes on land and price differences. Needs-Based Approach • This approach has been promoted by John Burton and Edward Azar. • This approach emphasizes on the fulfillment of basic human needs. • This approach is relevant to conflicts that involve less tangible issues of self-esteem and respect enmeshed with territorial or other types of tangible objects that antagonists fight over. • In the Israel–Palestinian conflict, for example, interests (tangible, such as land and water) are associated with identity (intangible) issues. • Identity needs can not be traded or compromised. • They rather need to be recognized and satisfied. • When needs are at stake traditional forms of conflict resolution focusing on interest-based negotiation and distributions of resources would be insufficient. Rights-based approach • This emphasis on restorative justice and protection of human rights. • Rights-based approaches range from a court verdict to an arbitration to grievance procedures. • Emphasizes on punishing responsible actors. • Limits the possibility for mutual coexistence and reconciliation. Conflict Resolution Tools There are TWO general forms of resolving conflicts. 1. Litigation/ Judicial Settlement 2. Alternative Dispute Resolutions Mechanisms (ADR) 1. Litigation / Judicial Settlement
• Litigation refers to law suits, the process of
filing claims in courts, and ultimately going to trial. • Litigation makes an award based on facts and evidence. • Domestically, the parties employ the structure of the judicial system , while internationally states employ, the International Court of Justice(ICG) Pros of Litigation • Litigation is appropriate for interest-based conflict, in the sense of making an adjudication over disputes on material goods and commodities. • As a formal legal process, adjudication can handle disputes in the areas of property rights between individuals, an election result and territorial disputes between states. • Decisions are binding, court decisions are binding having their own enforcement mechanisms. • A party reluctant for ADR can be forced for judicial settlement Cons of Litigation • Parties in the conflict have little control over the process. The parties cannot choose a judge or jury who delivers a verdict on their cases and the outcomes. • Court arguments are guided by precedents and legal norms rather than an analysis of the values and needs of the disputants. • Litigation is EXPENSIVE! • Litigation can become protracted and time taking. 2. Alternative Dispute resolution Mechanisms (ADR) • ADR is a collection of alternative mechanisms for resolving a dispute without the need for court proceedings. • The THREE most common forms of ADR are Negotiation, Mediation And Arbitration. • ADR has a number of advantages over litigation Advantages of ADR • It gives a chance for the quick resolution of the dispute • ADR provides for confidentiality • It provides an opportunity for long lasting solutions • It provides for better communication and preserving existing relationships. • ADR provides parties control over the process of conflict resolution and shape the outcomes. • It provides a forum for fair decision making and flexible remedies. Limitations of ADR • ADR requires the agreement of the other party which might not be forthcoming. • ADR is almost always a voluntary procedure, since both parties must agree to use it to settle a dispute. One exception to this rule is court- annexed ADR. • Enforcement is left up to the parties. • ADR might retain the status quo leading to the continued exploitation of vulnerable sections of the society, such as women. Negotiations 1. Meaning • Negotiation is a process whereby the parties within the conflict seek to settle or resolve their conflict (Ramsbotham, et al, 2005:29). • Negotiation is “puzzle to be solved”, a bargaining game involving an exchange of concessions”(Druckman, 2007:111). • Negotiation is“ a communication process that may takes place whenever you want something from someone else or they want something from you( Richard Shell,2005) • According Fred Ikle (1964:3-4) Negotiation is “a process in which explicit proposals are put forward” for the “realization of a common interest where conflicting interests are present”. • In contemporary world, negotiation is an inevitable part of our daily life. • In their best selling books, Roger Fisher (1981) say that “like it or not you are a negotiator”. “Negotiation is a fact of life.” • In the broadest terms, negotiating activities entail trading of concessions and invention of options for mutual gain. • The essence of negotiations is bargaining. • The level of trust and past history of cooperation affect a commitment to openness and collaborative discussion. What Do We Aim In Negotiation? • Preventing or stopping violence • Advancing and protecting interests • Building durable peace • Changing attitudes and behaviors • Defining a process • Jointly solving problems • Building relationships When To Use Negotiation ?
• To prevent violence before it has taken hold
• To stop violence once it has begun • To prevent its recurrence and create conditions for a lasting peace in the aftermath of violence Useful Perspectives in negotiation
• A good negotiator is aware of that
negotiations may now show positive results. • Negotiations could be ploys! • What do you do when negotiations fail ? • The BATNA Helps you deal with this. • The BATNA – Best alternative to a Negotiated agreement. • BATNAs are the alternatives that both sides would take if they did not negotiate—or will take if the negotiation fails. • As Fisher and Ury state, “the reason you negotiate is to produce something better than the results you can obtain without negotiating”; therefore, your BATNA is “the standard against which any proposed agreement should be measured.” • BATNA is the standard which can protect you both from accepting terms that are too unfavorable and from rejecting terms it would be in your interest to accept. Positions, Interests and needs Creating value vs distributing value • This contrasts with haggling over a “fixed pie,” where “one person gains at the expense of the other”. • creating value entails an integrative solution, which involves finding an agreement “that is better for both parties” through the joint search for intelligent trade-offs. Styles/types of negotiations • There are different styles. But the two most common style of negotiation are: 1. Competitive Negotiation: this is most often viewed as a process of competitive bargaining, as when haggling over price. • The goal of the competitive negotiator is to make the greatest possible gains for his or her side, to the detriment of the other. • The interests of the parties are seen as antagonistic A model of Competitive Negotiation 2.Collaborative Problem Solving • The goal of negotiation from the problem- solving perspective is to solve common problems that the parties face in order to benefit everyone. • Therefore, the issue under negotiation is best defined not as a conflict between parties that must be resolved but rather as a common problem confronting all parties that must be solved • Collaborative problem solving is more likely to get at fundamental interests and needs, and more likely to lead to joint gains, than competitive bargaining. • Collaborative negotiations are particularly helpful in disputes that involve several issues, a variety of possible solutions, and where the parties will have an ongoing relationship that they wish to preserve. • This form of negotiation assumes that underneath the issues on the table are other interests that need to be identified and satisfied. • Cooperative negotiation requires more skill than competitive negotiating, and also takes more time and money in that the negotiator will thoroughly analyze the case and identify all possible options. 2. The Negotiation Process It involves three core processes 1. Preparation Phase: research and understand your case, identify goals and develop a strategy and plan for the negotiation. Preparation also entails the assessment and prioritization of issues, a glimpse into common interests or differences in goals as well as the identification of a minimally acceptable agreement 2. Preliminary stage: establish the tone of the negotiation and a working relationship with the other party. Pre- negotiation focuses on decisions on what will be on and off the table, venue, time, and structure of the meeting space. More specifically, it involves making decisions on the frequency of the meetings, the length of each meeting, facilities for a caucus or private discussion, and the size and composition of negotiating teams. 3. Formal Bargaining: this is the actual process of negotiation. • In general, bargaining starts with the clarification of assumptions, the exchange of each other’s list of priorities and bottom lines. What are the essential skills of you need as a negotiator ? • Communication skills • Listening skill • The ability to process information • Planning: the negotiator should plan his strategy of negotiation • Openness/ empathy Mediation • Mediation is a process whereby a neutral third party, acceptable to all disputants, facilitates communication that enables parties to reach a negotiated settlement. • A negotiation process can be modified or extended by the involvement of a third party. • The participation of a mediator in negotiation creates dynamics which are different from straight negotiation • The involvement of a third party in the conflict creates a triangular relationship – it creates a Triadic dynamics. What is the role of the Mediator ? • Facilitating communication, support communication hampered by the conflict. • Ability to manage adversarial relationships • Identify concerns which each party is not willing to openly disclose. • Identify areas of agreement and disagreement • Make Recommendations • In short, the mediator is ‘a facilitator, educator or communicator who helps to clarify issues, identify and manage emotions, and create options, thus making it possible to reach an agreement avoiding an adversarial battle in court (Horowitz, 2007) traits of a good mediator • Credibility (being trusted and respected) • Impartiality, commitment to serve all the parties • Neutrality • communication skills Key skills of Mediation • VIDEO Arbitration • Arbitration shares a great similarity with the court proceedings. • This is a quasi judicial process within a legal system. • The parties select and present their claims to a adjucating body known as arbitrators. • In contrast with litigation, however, the merit of arbitration permits private arrangements as well as a certain level of informality and flexibility. • The arbitrator provides disputants with an opportunity to be heard and considers all the presented claims with supporting facts and evidence prior to rendering an award which is final. • Communication patterns are characterized by the procedures in which both parties make arguments, respond to the other side, and answer arbitrators’ questions at a hearing • Since participants have to assent to accept the outcome, goodwill, trust, and cooperation between parties are not required. • Impartial judgment is the most important reference point of arbitration. • In weighing the merits of a case, arbitrators consider objective factual matters, and • The major concerns for arbitrators ought to be fairness, impartiality, equity, good conscience, and natural justice. The International Permanent Court of Justice (PCA) and tribunals and commissions under the auspices of the PCA have examined not only territorial and human rights disputes between states but also commercial and investment disputes. • Ethiopia and Eritrea boundary dispute • In the aftermath of armed conflict in Abyei, the government of Sudan and the Sudan People’s Liberation Army submitted their dispute to arbitration in July 2008. The steps in Arbitration The steps that involve in arbitration are Selection of the arbitrators Agreement on the procedural matters, such as the law to be applied filing of claims hear the evidence give an award Other concepts Conciliation: Conciliation is often confused with mediation since it also involves a third party. But conciliation can be taken as the early stage in the process of mediation and conflict resolution. Conciliation is a process in which a third party, called a conciliator, restores damaged relationships between disputing parties by bringing them together, clarifying perceptions, and pointing out misperceptions. Successful conciliation reduces inflammatory rhetoric and tension, opens channels of communication and facilitates continued negotiations. • Frequently, conciliation is used to restore the parties to a pre-dispute status quo, after which other ADR techniques may be applied. • Conciliation is pertinent when parties are unwilling, unable, or unprepared to come to the bargaining table. Reconciliation • This is healing the wounds of the past • A process that attempts to transform intense or lingering malevolence among parties previously engaged in a conflict or dispute into feelings of acceptance and even forgiveness of past animosities or detrimental acts. • Reconciliation is very essential for creating durable peace and long term stablity. • Reconciliation is crucial to heal the trauma and prevent perpetual cycles of retributory violence. Strategies of Reconciliation • Recourse to Justice • Compensation • Sincere expression of regret and remorse; and elements of forgiveness Problem Solving Workshops • Herbert Kelman • Christopher Mitchell Lecture Other Strategies of Building Negative Peace 1. Peace through Strength: this is a strategy of maintaining peace through military strength, • This has been the most politically potent and influential concept of war prevention throughout the 20th century. • The motto of peace through strength is a modern version of the Latin vis pacem, parabellum – if you want peace, prepare for war. • This strategy thus uses violence or the threat of violence to maintain negative peace. • The two key strategies of peace through strength are, 1. Balance of power: this is obtained when the two contending states are roughly equal in their military strength. Balance of power primarily relies on deterrence, the expectation that a would be aggressor would refrain from attacking opponents who are more powerful than itself. • the purpose is then to maintain the mutual threat symmetrical. 2. Collective Security: in collective security states refrain from using force against any member who is within a group, except that they agree to band together against any member who any other within the group. • Collective security differs from balance of power in that it relies on the participation of each state as an individual, non aligned entity, as opposed to a balance of unstable, constantly shifting alliances. 2. Disarmament and Arms control • Ideally, this could be a general disarmament of all countries and complete in the sense of all weapons. • this is however very problematic. Some countries posit an inalienable right to bear arms. • Some weapons are also usable for peaceful purposes, such as construction and energy. Forms of disarmaments • National disarmament to the lowest point consistent with domestic safety, states would maintain police forces, but nothing capable of threatening of other states (Widrow Wilson) • Selective disarmament: this a form of disarmament focusing on offensive weapons, notably, weapons of mass destruction, mainly, refers to atomic, biological and chemical weapons, known as weapons of mass destruction or the so called ABC weapons. Weapons Free Zones: The aim of weapons free zones is to agree on the elimination of weapons within a designated geographic area. For instance, under the treaty of Tlatelolco, most of the states in the western hemisphere, not to develop or deploy nuclear weapons. The Rush-Bagot treaty of 1817, which arranged for the demilitarization of the US Canada border helped set the stage for persistently good relations between these two north American neighbors. Arms Control • The ongoing arms race has heightened citizen anxiety and pushed the west to recognize the growing dangers posed by radio active fallout from above ground nuclear testing. • Arms control focuses on setting up regulations for the control of weapons. • This is especially the case for weapons of mass destruction at the international level. • By regulating weapons and possession, arms control aims at reducing the risk of a war breaking out. • In the event of a war breaking out, arms control could still be useful in the sense that it reduces the level of destruction sinc some arms would not be deployed. • Arms control also prevents competition and creates an environment of mutual trust and confidence 3. International Organizations • According to Kenneth Boulding, conflict situations can be addressed by associative and dissociative ways. • The latter involves relying on military strength and political separation, based on the notion that “good fences make good neighbors.” • International organizations are part of the associative solutions that go beyond the current state and look toward larger patterns of integration. International organizations could of two types, 1. Regional 2. Global The role of International Organizations in Building (Negative) • Brokering peace, UN played a key role in brokering peace and ceasefires • Peace keeping • Third-party mediation • It is a forum for debate • Prevents major power conflicts 4. International law • This is the law of states • International law comes from treaties, customary practices, court precedent and opinions of jurists • International law plays a core role in peace building Roles of international law in realizing Negative Peace • Create some kind of international order and norms • International law creates tacit acceptance and expectation. Governments often respect the law • International law provides for law of war, Just ad bellum and Jus in bellum • International law is an instrument for punishing the perpetrators, the Nuremberg tribunals 5. World Government • This pertains to the idea of forming a world government by erasing existing political boundaries and replacing them with government at the largest level, a most inclusive one, namely, world government. • This is an attempt to form some form of world wide government which acts as political restraint on war making. • Philosophers have been suggesting for a world government to address the inherent problems of the current international system since the 17th and 18th C. • The most prominent of proponent of a world government was Immanuel Kant • In his small book, Perpetual Peace, Kant made the first major effort to focus specifically on the dangers of arms race and armaments. • Consistent with the philosophy of enlightenment, Kant maintained that the ethical and intellectual truth exists independent of time, place and matter. • This truth is binding on all people because our rational capacities transcend day to day circumstances and permit us to grasp certain fixed principles. Pros and Cons of a world government Pros The world government can enforce peace just like the domestic government, treating the diverse government as municipal governments. • Avoids the effects of the existing anarchical state system. Cons • The world government could become more repressive; there is a danger of it being much repressive. • Given the current reality, the idea of a world government might be quite unrealistic, large states in particular are reluctant to accept the idea. • By focusing on the world government, we are likely to lose touch with the world and its serious problems as they now exist. • This is especially important, given time needed for establishing a world government. World government will certainly not happen 6. Ethical and Religious Perspectives • The role of moral teaching and religious perspective in war has been ambiguous. • Advocates of peace have often derived inspiration and strength from such teachings. • On the other hand, the warring parties have also turned to religious and moral authorities. • Religious leaders at times have been cheer leaders of war, at other times, their role has been acquiescence. • Religion and moral teachings are crucial for the establishment of peace. • Church leaders should work for conflict resolution, moral teachings of individuals can help minimize personal violence. • We have seen the transformative power of religion and religious leaders in Iran, south Africa and the US civil rights movements Chapter-VI: TOWARDS SUSTIENABLE/ POSITIVE PEACE – PEACE BUILDING • Preventing war is a necessary condition for the establishment of real peace, but it is not sufficient. • A world without war is certainly to be desired , but even this would not really produce a world at peace. • We should not only be against something, we should also be in favor of something, and that something is positive and affirmative peace. Strategies for Realizing Positive Peace Protection and Promotion of Human rights • A great number of human beings are denied of some of their basic human rights. • Over one half of Asia and black Africa do not have access to safe water • Jails are filled with political prisoners, many of them held without trial and victimized by torture • Child labor is widespread, women are deprived of the basic rights men are for granted. • Billions of people are illiterate • Communities are denied of their cultural rights and the rights for self determination • So, one key approach for building positive peace is protection and promotion of human rights 2. Ecological wellbeing • Here we are focusing on the relationship between human kind and their environment • All things are quite literally linked, ecology in Greek means, house and peace must take into account this interconnectedness. • Some of the core environmental problems today are pollution, global warming, soil degradation, drought, depletion of resources. • The solution that has been suggested to the increasing environmental challenges of the world is sustainable development 3. Economic wellbeing • Peace implies satisfaction, basic needs need to be satisfied. • Many people also rarely feel peaceful, when they think their economic conditions are inferior to the others – the concept of relative deprivation • In addition, there is little peace in the world in which there is a “painful difference between the rich and the poor and the haves and the have not's. Peace – the Human security approach • The concept of human security, as defined by the UN, embraces to twin objectives, i.e “freedom from fear” (referring to the threat of violence, crime, and war) and “freedom from want” (referring to economic, health, environmental and other threats to people’s well-being). • The concept of Human security shifts the focus from state/national security to the individual • human secutity is understood to supersed state security – further legitmizing “ humantarian intervention where the state is unwilling or unable to guarantee the security of its citizens. • There have been concerted international efforts for the addressing the security of individual citzens. These included the MDGS and the global development goals. 4. Non Violence • Non violence consists of two words most people regard as negative: no and violence. • Although there are some ideas that it shares, Non violence is different from Pacifism and non-violent resistance. • Pacifism denotes the rejection of the use of violence as a personal decision on moral or spiritual grounds, but does not inherently imply any inclination toward change on a sociopolitical level. • Pacifism is a personal ethic and does not involve a not necessarily involve political action. • Non-violence involve a daring and risk taking course of action aimed at socio-political change. • The so called peace-churces are common examples of pacfist communties. • These include, 1. Brethren 2. Quakers 3. Mennonites Mohandas Karamchand Gandhi • According Mahatma Gandhi’s, Non violence basically involves two elements These are: unwavering firmness vigils and fasts 1. Satyagraha: • 2. Ahimsa, translates into non-violence in English. It is the bed rock of Satyagraha, love of non-violence for change. Non-violence strategies • Non-violent protests • Non-cooperation • Non-violent interventions • Civil disobedience Non-violence today – Discussion Concluding Remarks • Johan Galtung’s Lecture on Goals, triumphs of the past and the future
(Cambridge Studies in International Relations) John A. Vasquez-The Power of Power Politics. From Classical Realism To Neotraditionalism-Cambridge University Press (1999) PDF
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