Legal Compliance in
Professional Issues
Group 3
What is Legal Compliance?
▪ Legal compliance refers to the
practice of adhering to all relevant
laws, regulations, and rules that
govern an individual, organization,
or industry. It is the process of
ensuring that one’s activities,
policies, and procedures align with
the established legal framework
and standards.
Key Aspects of Legal
Compliance
▪ Understand Relevant Laws
▪ Adhering to Ethical Codes
▪ Maintaining records and
documentation
▪ Continuing education
KEY ASPECTS OF LEGAL COMPLIANCE
Understand Relevant Laws
▪ Professionals must be aware of the laws
and regulations that applies to their
specific fields.
Adhering ethical codes
▪ Many professions have ethical codes that
they expected behavior of practitioners.
KEY ASPECTS OF LEGAL COMPLIANCE
Maintaining records and documentation
▪ Professionals may be required to keep records
of their work, client interactions, and decisions.
Continuing education
▪ Many professions require ongoing education to
stay updated on changes in laws, regulations,
and best practices.
EXAMPLES OF LEGAL COMPLIANCE IN
SPECIFIC PROFESSIONS
▪ Healthcare
▪ Law
▪ Accounting
▪ Engineering
EXAMPLES OF LEGAL COMPLIANCE IN
SPECIFIC PROFESSIONS
Healthcare
▪ Doctors, nurses, and other health care
professionals must adhere to medical licensing
laws, patient privacy regulations (like HIPPA), and
ethical guidelines for medical practice
Law
▪ Lawyers must follow ethical rules of conduct, and
comply with court rules and procedures.
EXAMPLES OF LEGAL COMPLIANCE IN
SPECIFIC PROFESSIONS
Accounting
▪ Accountants must adhere to accounting
standards, tax laws, and regulations related
to financial reporting.
Engineering
▪ Engineers must follow building codes, and
ethical standards for their profession.
By understanding and adhering to
legal compliance requirements,
professionals can protect themselves
from legal issues, maintain their
reputations, and provide high-
quality services to their clients .
MEMBERS
Zyrell Juaneza
Neña Garcia
Jessa
THANK YOU!! Puropadlao
Vergie Gonzales
Eric Caudillosa
Jane Lorenzo
