NURS411 PROFESSIONL DEVELOPMENT
AND MANAGEMENT
COLLEGE OF SCIENCE, TECHNOLOGY & APPLIED
ARTS OF TRINIDAD & TOBAGO
PRESENTER: D. MC PHERSON
DATE: TUESDAY 17TH SEPTEMBER, 2024
GROUP: FINAL YEAR NURSING STUDENTS
SEMESTER: 1: 2024 - 2025
COURSE CREDITS: THREE (3)
FOCUS: UNDERSTANDING HEALTH CARE
SYSTEMS
Objectives
At the end of the lesson, students will be able
to:
1. Define quality assurance
2. Identify terms related to quality assurance
3. Explain the terms related to quality
assurance and give examples
4. Discuss the importance of accountability in
providing quality patient care
5. Discuss the relevance of effective clinical
policy to providing quality healthcare services
Quality Assurance
Definition:
Quality Assurance (QA) is an on-going comprehensive
process to prevent problems within organizations by
ensuring conformity to preset standards. It involves
detection and correction of errors.
TERMS RELATED TO QUALITY ASSURANCE:
Quality Improvement
Total Quality Management / Continuous Quality
Improvement
Quality Control
The Goal / Objective of Quality Assurance
To ensure the delivery of quality patient care
To improve the quality of patient care
To demonstrate the ability of health care
providers to provide the best possible
outcomes
Components of Quality Assurance
The components of a QA programme are often grouped
into three levels, variously labelled:
The strategic or organizational level (dealing with
the quality policy, objectives and management and
usually produced as the Quality Manual)
The tactical or functional level (dealing with
general practices such as training, facilities, operation
of QA)
The operational level (dealing with the Standard
Operating Procedures (SOPs) worksheets and other
aspects of day to day operations).
Evaluating the Components of Quality
Assurance
Structure Evaluation
Process Evaluation
Outcome Evaluation
Factors Affecting Quality Assurance in Nursing
Practice
Lack of resources
Personality problem
Improper maintenance of systems and
equipment
Unreasonable patients and attendants
Absences of accreditation laws
Lack of incidence review procedure
Lack of good hospital information system
Absence of patient satisfaction survey
Lack of nursing care research
Question:
What are some things observed in the clinical
area that impact on patient safety and quality of
care? (Consider the physical environment as well
as the processes).
Quality Improvement
Definition:
Quality Improvement
Quality improvement (QI) involves a series of
activities undertaken to reduce the gap
between current practice and desired
practice.
Quality Improvement
Quality Improvement (QI) offers a way to
organize and harmonize the provision of care
by engaging service providers at point of
service delivery to reflect on and assess
programme performance to determine how
service can be improved
QI builds on the concept that improvement
will occur only when changes are made in the
system
Effective clinical and organizational leadership
contributes to quality improvement
Effective clinical and organizational leadership:
Prioritizes
Establishes partnership between healthcare and other
social care agencies to improve the quality of patient care
Establishes partnership between patients and the public
to improve the health of the population
Creates leadership development programmes to motivate
and develop staff – patient-centered, practical, needs-led
Creates a system for reviewing performance for
accountability
Quality Assurance: Quality Improvement In
Action
In order to create an active environment for
quality improvement, the following must be
put in place:
Clinical Audit
Risk Management
Complaints
Research effectiveness
Incident Reporting
Support from other agencies
Clinical Audit
Definition:
Clinical Audit
The systemic and critical analysis of the quality of
clinical care including the procedures used for
diagnosis, treatment and care, the associated use of
resources and the resulting outcome and quality of
life for the patient
Objectives of clinical audit
To improve patient care by informing the health
professionals’ understanding of their clinical
practices
Clinical Audit
A clinical audit should be led by the clinical
staff involved with the issue being reviewed
in collaboration with managers, audit staff
and patients
Benefits of Clinical Audits:
Promote a patient-focused approach to care
Encourage multi-professional team work
Enable open discussion and practice and
learning from mistakes
Example of Clinical Audit
QUALITY ASSURANCE
TOPIC: Clinical Audit Of Pressure Sores at Hospital
(Royal Brompton Hospital 1991)
Background: There is concern about the provision
of Pressure-relieving devices for those identified as
high risk patients for pressure sores
Development of pressure sores:
Has increased hospital stay
Has increased discomfort
The cost implications were extremely high with a
Grade 4 pressure sore estimating cost £25,000 or
approximately $225,000 to treat
QUALITY ASSURANCE
TOPIC: Clinical Audit Of Pressure Sores
Main Findings:
50% of the patient population were at risk of
developing pressure sores
A number of mattresses were in poor condition
There was lack of knowledge amongst ward
nurses on areas related to pressure-relieving
equipment
Lack of lifting aids on the wards – discouraging
Main Findings (cont’d):
Pain was likely to be a contributing factor as
patients were prevented from moving in bed
An increased risk of costly litigation – health
authorities were being sued any where between
£100,000 and £10,000,000 by patients who had
developed sores during their hospital stay
Methodology:
All of the above reasons including that 95% of
pressure sores are preventable, led to a pressure
audit group for pressure area care being formed.
Representatives of the multi-professional teams
comprised of nurses, occupational therapists,
physiotherapists and dietitians
Pilot Audit (1992) 8 months from the raising of the
first concerns through to completion of the
objectives and criteria
A small convenience sample of 4 patients and 4
nurses were audited from each ward
Outcome Measure
Every year, the standard and point prevalence
study have been reviewed, re-audited and local
and hospital action plan devised to address
new issues:
A mattress replacement programme and the
writing of a policy to maintain this
Identifying a nurse to coordinate both in-house
and external programmes
Hold regular meetings with the link nurses to
encourage information sharing
Outcome Measure (cont’d)
Local and hospital action plan devised to
address new issues (cont’d):
The initial Audit (1992) identified the
prevalence of pressure sores to be 19% of the
patient population. This figure dropped
dramatically over subsequent years.
1997 results was just 3% of the patient
population which is within the 1993 guidelines
that stated a commitment to reduce pressure
sores in the National Health Service (NHS) by
5%.
An overview of the aspect of care under
review:
Letters from patients’ complaints or comments
from external agencies
Critical accidents reports – where numbers of
staff have described and analyzed important
concerns following one incident
Summaries of team meetings or good round
where issue has been discussed
Information from routine data sources including
patients involved
Patients’ stories or feedback from focus group
Direct observation of care
Risk Management
Definition:
Risk management
The identification, assessment and
prioritization of risks, followed by
coordinated and economical application of
resources to minimize, monitor, and
control the probability and/or impact of
unfortunate events, or to maximize the
realization of opportunities.
Incident Reporting
Definition:
Incident Reporting:
A nursing intervention defined as written and
verbal reporting of any event in the process
of patient care that is inconsistent with
desired patient outcomes or routine
operations of the health care facility.
Accountability and Responsibility
DEFINITIONS:
Accountability: This refers to the ability to answer for
your actions. Potter & Perry (2003)
Responsibility: This refers to the execution of duties
associated with a nurse’s particular role. Potter & Perry
(2003)
The nurse demonstrates professional commitment to
accountability when he/she takes actions to prevent
injury to the client by adhering to externally agreed
standards for practice.
Accountability at All Levels
1. Professional Level
Accountability is an integral part of professional
practice
Associated with individuals recognizing that they
are members of a profession and therefore
accepting the status, rights and responsibilities
that attend this
Dependent on certain preconditions:
That the nurse has the ability (appropriate knowledge,
skills, values)
That the nurse has appropriate responsibility and
authority
Accountability at All Levels:
Professional level (cont’d)
Two interrelated concepts – ability and competence
Ability – is understood as the relevant knowledge skills
and values to make decisions and act upon them (the
requirement to update knowledge and skills is enshrined in
professional codes of practice)
Competence – is described as the ability to perform a
responsibility with appropriate knowledge and skill, and
to perform that responsibility in terms of appropriate
scope and quality.
Accountability at All Levels
2. Contractual level (ethical)
Accountability related to conditions of
employment since there is an agreement
between two or more parties
This is derived from the relationship of implicit
trust as a result of the informal contract between
the client and the nurse
There is a moral obligation to be answerable for
the care rendered to clients
Accountability at All Levels
3. Legal level
Accountability is enshrined/preserved by law
through:
Acts of Parliament
Case law
Tribunals
Inquiries
Systems for Accountability and
Responsibility
Question: What are some of the systems
present at the facility at which you work that
require nurses to be accountable?
Systems for Accountability and
Responsibility (cont’d)
Answer:
Customer Relations Officer (CRO) Department
Register for Arrival and Departure
Nurses Documentation / Nurses Notes / I&O
Charts
Incident Reporting
Policy: Definition
A statement of expectations that sets
boundaries for action taking and decision
making.
(Paige, 2003)
A designated plan or course of action to be
taken in a specific situation
(Ellis & Hartley,
2008)
Effective Clinical Policy contributes to
quality
What is an Effective Policy?
A policy must meet two basic criteria to be
considered effective:
It should effectively and unambiguously
communicate what is expected of employees along
with the intent and purpose behind the
expectations.
It should be able to withstand legal scrutiny and
adequately defend the organization’s rights in
case of litigation.
Key Components of an Effective Clinical Policy
Why Writing Effective Policies is Challenging?
Legal language is difficult to understand for most
people
Simple language is often not able to withstand legal
scrutiny
Many policies are mixed with procedures and
processes making the policy lose focus and
effectiveness
Policies sometimes overlap with other policies, making
it hard to find or follow the correct rules of the
organization
Usefulness of Policies for organizational
effectiveness
Policies can also be thought of as plans of an
organization that are condensed into
comprehensive statements or instructions that
direct organizations in their decision-making.
Policies are derived from an organization’s
philosophy, goals, and objectives
Policies explain how goals will be met and guide
the general course and scope of an organization’s
activities
Usefulness of Policies for Organizational
Effectiveness
Policies tend to be specific to individual institutions,
and provide management with a means for internal
control
Policies direct individual behavior toward the
organization’s mission and identify desired outcomes
Policies define broad limits or boundaries
Policies help to assure quality care and safe practice
by providing guidelines for nursing actions in
particular circumstances
Key Components of an Effective Clinical
Policy
First, understand the difference between a policy,
procedure and a standard:
Policy – a statement of expectations that set the
boundaries for action taking and decision making.
Procedure – a step by step process of how a
particular activity/task is to be completed
Standard – a predetermined, authoritative
statement that detail the level of excellence that
serves as a guide for practice
COMPANY NAME POLICY & PROCEDURE
Subject Title: Manual Section Number/Page
RESTRAINTS
Approved By: Date Issued: 03/08/05
Date Revised:15/08/05
Date Revised:
Date Approved: Date Revised:
POLICY:
Restraints (chemical / physical) are used under certain conditions for
specified duration at (Company Name). This is in compliance with,
charter of patient rights and obligation.
PURPOSE:
Protect medical personnel, other patients, visitors and the patient from
injury.
Prevent damage to property / assets.
Ease of treatment by clinicians.
PROCEDURE:
Restraints are to be used ONLY in fully documented emergencies, or as
authorized in writing after examination by a patient’s physician /
authorized office for a specified and limited period of time and only when
necessary to protect him/her from self injury or injuring others (charter
of patient rights and obligation 5.2).
Assessing Effectiveness of Clinical Policy
Estimate the behavioural responses to the
policy
Determine the efficiency of policy measures
(cost-benefit analysis)
Determine the impacts of policy measures
Measure the impact of the policy
Assess the consumer response
Determining the efficiency of policy
measures (cost-benefit analysis)
It is necessary to determine whether the economic
costs of implementing the policy are outweighed by
the benefits.
For the policy to be beneficial to the society, the net
benefits must be positive.
Define the objectives and scope to the policy
Identify and screen the alternatives
Identify and value the costs and benefits for the
remaining alternatives
Rank the alternatives in order of preference
Conduct a risk analysis for the preferred alternative(s)
Make a final recommendation
Measuring the impact of the policy
The impact of a policy may be defined as
changes in the quality and/or supply of a
service that result from the policy.
Types of Impact
Types of Impacts Description
Positive normally referred to as benefits
Negative referred to as damages
On-site occurs on the site where the policy is
applied
Off-site occurs off the project site
Physical exposure to carcinogenic or other
hazardous substances
Social and Economic lost income, employment generation,
displacement of people
Psychological increased stress as a result of
implementation of the policy
Types of Impact
Types of Impacts Description
Short-termed impacts that can occur at the onset of or soon
after the policy is put in place
Long-termed • impacts that extend several years after the
policy
• some impacts may be irreversible
Internal • impacts that are reflected in the prices or
costs of services
• only affect the consumers or providers of
care
External impacts not reflected in prices or which affect
those directly involved as consumers or
providers of care
Assessment
Do not stop after the implementation on the policy
Assess effectiveness at 1 to 3 months (short term)
Assess effectiveness at 3 months to 1 year (long
term)
Evaluate over a longer period (1 to 3 years)
Assessment data assist in justifying changes to the
policy
Revise policy after 3 years if necessary
Framework for Evidence-based Policy
Any framework should share the following characteristics:
It tests a theory as to why the policy will be effective and
what the impacts of the policy will be if it is successful
Inclusion of a counterfactual: what would have occurred
if the policy had not been implemented
They incorporate some measurement of the impact
Examines both direct and indirect effects that occur
because of the policy
Separates the uncertainties and controls for other
influences outside of the policy that may have an effect
on the outcome
Should be able to be tested and replicated by a third
party
Policies related to Risk Management
Patient falls
Restraints
Harassment
Patient abuse
Discrimination
Occupational health and safety
Question: Name other risk management
policies that you have encountered in the
clinical area?
THE END
THANK YOU