2 Leadership Theories
2 Leadership Theories
Leadership
and Management
1
Objectives
Define leadership and management
Distinguish between leadership and
management
Discuss the qualities and behaviors that
contribute to effective leadership
Discuss the qualities and behaviors that
contribute to effective management
2
Today, all nurses are managers
Must deal with other staff who work with
them
Must know what motivates people
Must be able to collaborate with others,
both as leaders and as members of the
team
Need to be confident in their ability to be
leaders and managers
3
Leadership is the ability to
influence other people
4
TheDefinition
Leadership and
Management
5
A Leadership Story:
A group of workers and their leaders are set a task
of clearing a road through a dense jungle on a
remote island to get to the coast where an estuary
provides a perfect site for a port.
The leaders organise the labour into efficient units
and monitor the distribution and use of capital
assets – progress is excellent. The leaders continue
to monitor and evaluate progress, making
adjustments along the way to ensure the progress is
maintained and efficiency increased wherever
possible.
Then, one day amidst all the hustle and bustle and
activity, one person climbs up a nearby tree. The
person surveys the scene from the top of the tree.
6
A Leadership Story:
And shouts down to the assembled group
below…
“Wrong Way!”
(Story adapted from Stephen Covey (2004) “The Seven Habits of Highly Effective
People” Simon & Schuster).
7
LEADERSHIP
Covey defined a leader as one who “enables people to
work more effectively together in a state of
interdependence”.
9
According to Covey,
“Effectivemanagers are able to
elicit from each employee his or her
deepest commitment, continued loyalty,
finest creativity, consistent excellent
productivity, and maximum potential
contribution toward continuous
improvement of process, product, and
service”.
10
In 1916, Henri Fayol defined
management as:
Planning
Organizing
Commanding
Coordinating
Controlling the work of a given set of
employees
11
management
Mitzberg (1989) said Fayol’s lists did not really
describe what managers do……..
They do whatever is necessary to make sure
that employees do their work and do it well.
This includes interpersonal, informational and
decisional actions.
12
Are you ready to be a leader or
manager?
new graduates should not be given managerial
responsibility under most circumstances, they
time to develop their own clinical skills, breadth
and depth of their experience
14
You do not have to be a manager to be a
leader.
15
Differences Between:
Leadership Management
Based on influence and Based on authority and
shared meaning
influence
A formally designated role
An informal role
An assigned position
Usually responsible for
An achieved position
Part of every nurse’s budgets, hiring, and firing
responsibility people
17
Leadership
18
Types of Leadership Style
19
Types of Leadership Style Autocratic:
(Authoritarian, Directive, Controlling)
Leader makes decisions without reference to
anyone else
High degree of dependency on the leader
Can create de-motivation and alienation
of staff
May be valuable in some types of business
where decisions need to be made quickly and
decisively
20
Types of Leadership Style Autocratic:
(Authoritarian, Directive,
Controlling)
Assumes individuals are motivated by external
forces; therefore leader makes all the decisions
Gives orders
Makes decisions for the group as a whole
Bears most of the responsibility for the
outcomes
21
Types of Leadership Style Autocratic:
(Authoritarian, Directive, Controlling)
this is an efficient way to run things,
it usually stifles creativity
may inhibit motivation,
may be either punitive or benign
22
Types of Leadership Style
Democratic (Participative)
Encourages decision making
from different perspectives – leadership
may be emphasised throughout
the organisation
Consultative: process of consultation before
decisions are taken
Persuasive: Leader takes decision and seeks to
persuade others that the decision
is correct
23
Types of Leadership Style
Democratic (Participative)
24
Types of Leadership Style
Democratic (Participative)
Assumes individuals are motivated by internal forces,
leader uses participation and majority rule to get work
done
25
Types of Leadership Style
Democratic (Participative)
26
Types of Leadership Style
Laissez-Faire (Permissive, nondirective)
(“let it alone”)
‘Let it be’ – the leadership responsibilities
are shared by all
Can be very useful in businesses
Is a lack of leadership
28
Types of Leadership Style
Laissez-Faire (Permissive, nondirective)
(“let it alone”)
Leaves people feeling confused and frustrated
because there is no goal, no guidance, and no
direction
Some mature individuals enjoy laissez-faire
leadership because they need little guidance
Has few established policies
29
Types of Leadership Style
Paternalistic
Leader acts as a ‘father figure’
Paternalistic leader makes decision but
may consult
Believes in the need to support staff
30
Pavitt summed up the difference
between these styles nicely
a democratic leader attempts to move the
group toward its goals,
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Change Leadership
34
Change Leadership
The most challenging aspect of business is
leading and managing change
The business environment is subject to fast-
paced economic and social change
Modern business must adapt
and be flexible to survive
Problems in leading change stem mainly from
human resource management
35
Self-esteem
Change Leadership
2. Minimisation: As the
change becomes clearer, 3. Depression: as reality
people try to fit in the begins to dawn staff may
change with their own feel alienated and angry, 7
personal position and may feelings of a lack of control
try to believe that it will of events overtake people
not affect them. and they feel depressed as
they try to reconcile what
2 is happening with their own
personal situation.
6
3
1
1. Immobilisation –
as rumours of the 5 4. Acceptance/letting go:
change circulate, the The lowest point in self-
individual feels some esteem finally sees people
sense of shock and starting to accept the
possible disbelief – so inevitable. Fear of the future
much so that they
4 Time
is a feature of this stage.
deem it worthy of
doing nothing. 36
Change Leadership
Self-esteem 6. Search for meaning:
Individuals begin to work
with the change and see
7
how they might be able to
make the change work for
them – self esteem begins 7. Internalisation:
to rise. the change is
understood and
2
adopted within the
individual’s own
6 understanding – they
3 now know how to
work with it and feel a
renewed sense of
1
confidence and self
5 esteem.
5. Testing out:
Individuals begin to
interact with the change,
they start to ask questions
4 Time
to see how they might
work with the change.
37
Leadership
Theories
38
Theories of Leadership
39
Leadership Theories
Many opinions how one becomes a leader
No theory is clear provides the single best answer
to the question: What makes a person a leader?
We are not born to be leaders
Trait, behavioral and contingency theories
represent conventional approaches to leadership
and have provided important foundations for
leadership. We also have contemporary theories
40
Theories of Leadership
May depend on:
Type of staff
History of the business
Culture of the business
Quality of the relationships
Nature of the changes needed
Accepted norms within the institution
41
Theories of Leadership
Trait Theories
(concerned with what a leader is)
“Leaders are born, not made.”
Intelligence
Initiative
Excellent interpersonal skills
High self-esteem
Creativity
Willingness to take risks
Ability to tolerate the consequences of
taking risks
42
Theories of Leadership
Trait Theories
Is there a set of characteristics
that determine a good leader?
Personality?
Dominance and personal presence?
Charisma?
Self confidence?
Achievement?
Ability to formulate a clear vision?
43
Theories of Leadership
Trait Theories
Are such characteristics
inherently gender biased?
Do such characteristics
produce good leaders?
Is leadership more than
just bringing about change?
Does this imply that leaders are born not bred?
44
Theories of Leadership
Behavioural Theories
(concerned with hat the leader does)
Imply that leaders can be trained – focus on the
way of doing things
Structure based behavioural theories – focus on the
leader instituting structures – task orientated
Relationship based behavioural theories – focus on the
development and maintenance of relationships – process
orientated
45
Theories of Leadership
Behavioural Theories
Type of Leadership Style used by the person
Authoritarian
Democratic
Laissex-faire
46
Theories of Leadership
Contingency (Situational)
Theories
47
Theories of Leadership
Contingency (Situational)
Theories
Leadership as being more flexible – different
leadership styles used at different times
depending on the circumstance.
Suggests leadership is not a fixed series of
characteristics that can be transposed into
different contexts
48
Theories of Leadership
Contingency (Situational)
Theories
suggest managers adapt their leadership
styles in relation to changing situations
May range from authoritarian to
permissive and vary in relation to current
needs and future probabilities
49
Contemporary
Theories
50
Trait, behavioral, and contingency theories
leadership and have provided important
foundations for leadership
Quantum leadership is based on the
concept that reality is a set of relationships
expressed at varying and continuously
changing levels of complexity
Charismatic Leadership
Transactional and transformational
Leadership
Connective Leadership
51
Theories of Leadership
Charismatic Leadership
Leadershipbased on valued
personal characteristics and
beliefs
52
Theories of Leadership
Transformational
Recognized process as very complex
Something was missing:
Recognized inspiration and vision as
outstanding features
People need a sense of mission that goes
beyond good interpersonal relationships
or the appropriate reward for a job well
done
Goals should become fused, creating
unity, wholeness, and a collective purpose
53
Theories of Leadership
Transformational
Widespread changes
to a business or organisation
Requires:
Long term strategic planning
Clear objectives
Clear vision
Leading by example – walk the walk
Efficiency of systems and processes
54
Theories of Leadership
Transactional Theories
A leadership style based on principles of
social exchange theory in which social
interaction between leaders and followers is
essentially economic and success is
achieved when needs are met, loyalty is
enhanced, and work performance is
enhanced
55
Theories of Leadership
Transactional Theories
56
Theories of Leadership
Connective Theories
A leadership style that values collaboration
and teamwork;
interpersonal skills are used to promote
collegiality in achieving organizational goals
57
Theories of Leadership
Invitational Theories
58
Qualities of Effective
Leaders
Effective leadership is defined as the
accomplishment of the goals shared by
leader and followers.
Integrity Perseverance
Courage Balance
59
Qualities of Effective
Leaders
Integrity.
Integrity is expected of healthcare professionals.
Our clients, colleagues, and employers all expect
nurses to be honest, law-abiding, and trustworthy.
Adherence to both a code of personal ethics and a
code of professional ethics (see the American Nurses
Association Code for Nurses in Appendix 1) is
expected of every nurse. Would-be leaders who do
not exhibit these characteristics cannot expect them
of their followers either.
60
Qualities of Effective Leaders
Courage. Sometimes, being a leader means
taking some risks.
Initiative. Good ideas are not enough. To
be a leader, you must act on those good
ideas. This requires initiative on your part.
Energy. Leadership also requires energy.
Both leadership and management are hard
but satisfying work that requires effort on
your part. Of course, it is also important that
you use your energy wisely.
61
Qualities of Effective Leaders
Optimism. When the work is difficult and one
crisis seems to follow another in rapid succession,
it is easy to become discouraged. However, it is
important not to let discouragement keep you and
your coworkers from seeking ways to resolve your
difficulties. In fact, the ability to see a problem as
an opportunity is part of the optimism that makes a
person an effective leader. Like energy, optimism
is “catching.” An optimistic leader can remotivate
a discouraged group. Holman (1995) calls this
being a winner instead of a whiner
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Winner or Whiner—Which Are
You?
A winner says . . . A whiner says . . .
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Qualities of Effective Leaders
• Balance. In our effort to become the best nurses we
can be, we may forget that other aspects of life are
equally important. As important as our clients and
colleagues are to us, family and friends are important
too. Although school and work are meaningful
activities, cultural, social, recreational, and spiritual
activities also have meaning. The most effective
leaders have found a balance between work and play in
their lives.
• Ability to Handle Stress. There is some stress
in almost every job. Coping with stress in as positive
and healthy a manner as possible helps you conserve
your energy and be a model for others.
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Behaviors of Effective Leaders
As mentioned earlier, leadership requires
action. The effective leader not only takes
action but also chooses the action carefully.
Important leadership behaviors include thinking
critically, solving problems, respecting people,
communicating skillfully, setting specific goals
and communicating a vision for the future, and
developing oneself and others
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Behaviors of Effective Leaders
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Behaviors of Effective Leaders
Critical thinking
is reflective, reasoned analysis that focuses on
thinking before deciding what to believe or do
(Miller & Malcolm, 1990). The essence of critical
thinking is questioning and analyzing ideas,
suggestions, habits, routines, common practices,
and policies before deciding to accept or reject
them. To avoid falling prey to the assumptions
and biases of oneself and others, ask yourself
frequently, “Why do I believe that . . .?” (Ulrich
& Glendon, 1999).
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Behaviors of Effective Leaders
Solving Problems.
Client problems, paperwork problems, staff
problems: these and others occur
frequently and need to be solved. The
effective leader helps people to identify
problems and to work through the problem-
solving process to find a reasonable
solution.
69
Behaviors of Effective Leaders
Respecting the Individual.
Although we all have much in common as thinking,
feeling human beings, each of us has different wants
and needs and has had different life experiences. For
example, some people really value the psychological
rewards of helping others, and other people are more
concerned about earning a decent salary. There is
nothing wrong with either of these points of view; they
are simply different. The effective leader recognizes
these differences in people and helps them find the
rewards in their work that mean the most to them.
70
Behaviors of Effective Leaders
Listening to Others and Communicating
Skillfully. The only way to find out people’s
individual wants and needs is to watch what
they do and to listen to what they tell you. It is
amazing how often leaders fail simply because
they did not listen to what other people were
trying to tell them. We have separated listening
from communicating with other people just to
emphasize that communication involves both
giving and receiving information, not just
giving out information. Skillful communication
includes the following:
71
Behaviors of Effective Leaders
—Encouraging the Exchange of Information. Many
misunderstandings and mistakes occur because people failed to
share enough information with each other. The leader’s role is to
make sure that the channels of communication remain open and that
people use them.
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Factors Affecting Style
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Factors Affecting Style
Leadership style may be dependent
on various factors:
Risk - decision making and change initiatives
based on degree of risk involved
Type of business – creative business
or supply driven?
How important change is –
change for change’s sake?
Organisational culture – may be long embedded
and difficult to change
Nature of the task – needing cooperation?
Direction? Structure?
77
What Makes a
Person a Manager?
78
What Makes a Person a Manager?
79
Although there are many management theories,
it is most important to be familiar with the two
major but opposing schools of thought in
management: the human relations approach to
management and scientific management. As
you will see, one emphasizes the relationship
aspects of managing people, and the other
emphasizes the task aspects of management
80
Scientific Management
Frederick Taylor believed that most jobs
could be done more efficiently if they were
thoroughly analyzed and that most
workers could work more efficiently given
a properly designed tasks and sufficient
incentive to get the work done
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Scientific Management
Nurse managers who use the principles of
scientific management emphasize the task
aspects of providing health care. They pay
particular attention to the type of treatments and
procedures done on the unit, the equipment
needed to provide this care efficiently, and
strategies that would facilitate efficient
accomplishment of these tasks. These nurse
managers keep careful records of the amount of
work accomplished and reward those who
accomplish the most.
83
Human Relations-Oriented
Management
McGregor’s X, keeping employee morale and
Y Theory motivation as high as possible,
assuming that satisfied,
motivated employees will do the
best work
84
Human Relations-Oriented
Management
McGregor’s (Theory X)
Most people do not want to work very hard
and the manager’s job is to see that they do
work hard
Employees need strict rules, constant
supervision, and the threat of punishment
(in the form of reprimands, withheld raises,
and threats fo job loss) to make them
careful, conscientious workers
85
Human Relations-Oriented
Management
McGregor’s (Theory Y)
Managers believe the work itself can be
motivating and people will work hard if their
managers provide an atmosphere in which
they are supported and encouraged to do
so
Emphasizes guidance rather than control,
development rather than close supervision,
and reward rather than punishment
86
X Y
Work is something to be The work itself can be
avoided motivating
87
A human relations–oriented nurse manager
is concerned with keeping employee
morale as high as possible, assuming that
satisfied, motivated employees will do the
best work. Employees’ attitudes, opinions,
hopes, and fears are important to this type
of nurse manager. Considerable effort is
expended to work out conflicts and promote
mutual understanding among the staff to
provide an atmosphere in which people can
do their best work.
88
Qualities of An Effective
Manager
The effective nurse manager possesses a
combination of qualities:
Leadership
Clinical Expertise
Business Sense
None of these alone is enough; it is the
combination that prepares an individual for the
complex task of managing a group or team of
healthcare providers.
89
Qualities of An Effective Manager
Leadership.
All of the people skills of the leader are essential to
the effective manager. They are the core skills needed
to function as a manager.
Clinical Expertise.
It is very difficult to either help others develop their
skills or evaluate how well they have done this without
possessing clinical expertise oneself. It probably is not
necessary (or even possible) to know everything every
other professional on the team knows, but it is
important to be able to assess the effectiveness of their
work in terms of patient outcomes.
90
Qualities of An Effective Manager
• Business Sense.
Nurse managers also need to be concerned with
the “bottom line,” that is, with the cost of providing
the care that is given, especially in comparison
with the benefit received from that care. In other
words, nurse managers need to be able to
analyze how much is spent to provide a given
amount of client care and how effective that client
care has been. This is a very complex task and
requires knowledge of budgeting, staffing, and
measurement of patient outcomes
91
Qualities of An Effective Manager
There is some controversy over the amount of
clinical expertise versus business sense that is
needed to be an effective nurse manager.
Some argue that a person can be a “generic”
manager, that the job of managing people is the
same no matter what tasks they perform.
Others argue that the manager must understand
the tasks better than anyone else in the work
group.
Our position is that both are needed, along with
excellent leadership skills.
92
Behaviors of An
Effective Manager
Mintzberg (1989) divides the manager’s activities
into three categories
Interpersonal
Informational
Decisional
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Behaviors of An Effective Manager
Representing employees Informational
Representing the organization
Dissemination
Networking Interpersonal
Conflict negotiation and resolution
Employee development
Rewards and punishment
Employee evaluation Decisional
Resource allocation
Planning
Job analysis and redesign 94
Behaviors of An Effective Manager
95
Behaviors of An Effective
Manager Interpersonal
Networking (The position of nurse managers in
the hierarchy provides them with many
opportunities to develop positive working
relationships with other disciplines, departments,
and units within the organization)
99
Behaviors of An Effective Manager
Decisional
Employee Evaluation. Managers are responsible
for conducting formal performance appraisals
of their staff members.
Resource Allocation. In decentralized
organizations, nurse managers are often given a
set amount of money for running their units or
departments and must allocate these resources
wisely, especially when they are very limited.
Hiring and Firing Employees. Most nurse
managers participate in or carry out themselves
the hiring and firing for their units or departments.
100
Behaviors of An Effective Manager
Decisional
Planning for the Future. Even though the day-to-day
operation of most units is a sufficiently complex and
time-consuming responsibility, nurse managers must
also look forward and prepare themselves and their
units for future changes in budgets, organizational
priorities, and patient populations.
Job Analysis and Redesign. In a time of extreme cost
consciousness, nurse managers are frequently being called
on to analyze and redesign the work of their units or
departments to make them as efficient and cost effective
as possible.
101
Thinking critically is something an
effective leader uses
The essence of critical thinking is
questioning and analyzing
The effective leader influences others
successfully
A leader-manager is both a leader and a
manager
A leader may be an informal position
A manager has a formal position
102
Effectiveleadership is
defined as the
accomplishment of the
goals shared by leaders
and followers…….inspiring
commitment
103
Effective managers should be
leaders
104