Extraction of Metals From Oxides
Extraction of Metals From Oxides
from Oxides
Aluminium
Production
2
Ancient Uses (Before 19th Century)
Ancient Greece & Rome:
• Aluminum compounds, such as alum (KAl(SO₄)₂·12H₂O), were used for dyeing
textiles, tanning leather, and medicinal purposes.
Discovery of Aluminum (18th-19th Century)
• 1808 – Sir Humphry Davy (England): Proposed the name "aluminum" after
attempting to isolate the metal using electrolysis.
• 1825 – Hans Christian Ørsted (Denmark): First successfully extracted aluminum
by reacting aluminum chloride (AlCl₃) with potassium.
• 1827 – Friedrich Wöhler (Germany): Improved Ørsted’s method using metallic
potassium to produce small amounts of aluminum.
• Wöhler is credited as the first scientist to obtain pure aluminum
Aluminum Becomes a Precious Metal (Mid-19th Century)
5
Extraction of Aluminium by
Details ofPyrometallurgical
Al: The most Processaluminium
common
Atomic Number: minerals are:
13 Alumina trihydrates as gibbsite
( In India)
Application of Aluminium and its alloy
Aluminium is a good conductor of heat and electricity, and
it is also less expensive than copper; nowadays it is
replacing the copper in electrical applications. In India,
aluminium is gradually replacing the copper in the power
transmission lines and in other electrical applications.
11
Aluminum Resources and Production
Main Aluminum Ore: Bauxite
Composition: Hydrated aluminum oxides (Al₂O₃·xH₂O) with iron oxides and silica as impurities.
Major Producers: Australia, Guinea, China, Brazil, India.
Largest Reserves:
Guinea (~24% of global reserves)
Australia (~19%)
Vietnam (~12%)
Brazil, Indonesia, India also have significant reserves.
12
Extraction of Aluminium by
carbothermic reduction Pyrometallurgical Process
The aluminium oxide is very stable. The
of aluminium oxide is not
feasible because:
(1) It requires a very high temperature (above
2000°C),
(2) At that temperature, aluminium carbide is
formed,
(3) The refractory required, for such high
temperature, is readily available and very
Discharge potential of aluminium is
expensive.
higher than the discharge potential of
The extraction of aluminium by the electrolysis of
hydrogen. Thus, the aqueous solution
aluminium salts in an aqueous
containing Al3+ and H+ ions, when
medium is not feasible, due to the decomposition
electrolysed, the H+ ions rather
of the aqueous solution which results in the
than Al3+ ions are discharged at
evolution of hydrogen at a much lower voltage than
cathode and hydrogen is evolved.
that needed for the electro-deposition of aluminium
ions.
• Hence, the universally adopted process for the
extraction of aluminium is the
Hall-Heroult process
Bayer process
Bauxite
Crushing Grinding Classification (-100 mesh)
Stea Leaching Caustic soda
m solution
Pregnant
(150-220˚C, 5-25
liquor
Bayer’s Starc Settling Red mud
atm.)
h
Process Washing
for Filtration Red mud cakes
Alumina Hot
Liquor
Production: Heat exchange Effluen
t
𝑨𝒍𝟐 𝑶𝟑 . 𝑯 𝟐 𝟎 + 𝟐 𝑵 𝒂 𝑶 𝑯 = 𝟐𝑵𝒂𝑨𝒍𝑶 𝟐 +
Cooled liquor
𝟐𝑯𝟐 𝑶
Precipitation
Thickening
Al2O3 hydrate
Rotary kiln
Anhydrous alumina
Bayer process
High purity alumina for Hall-Heroult process
Raw material – Bauxite (40-55 % Al2O3)
• Mixture of Gibbsite, Boehmite and Diaspore
• Other minerals : hematite, goethite, Kaolinite,
quartz, rutile, anatase etc.
• Major oxides: Al2O3, Fe2O3, SiO2, TiO2, CaO etc.
Milling
• After mineral beneficiation
• To increase the surface area
• Mixed with lime and spent liquor (alkali solution)
• Lime is added to convert Na2CO3 in the spent
liquor to NaOH
Bayer Process is for the preparation of pure A12O3 and known as the Bayer
Process. This process was concerned with leaching bauxite, discovered in
1821 in France in a small village called Les Baux, near Marseille, with
sodium hydroxide solution above its boiling point in a pressure reactor. After
separating the insoluble material, the pure solution was then seeded to
precipitate pure crystalline aluminum hydroxide which was filtered, washed,
dried, and calcined to pure M2O3 suitable for charging to the electrolytic
reduction cell
Bayer process - stages
Clarification/Settling
• Settling: Flocculent to aid settling
• Washing: to recover caustic soda
• Filtering of pregnant solution : to remove solids
• Solids/slurry: bauxite residue disposal area
Precipitation
• Pregnant solution : supersaturated sodium aluminate
(NaAlO2) solution
• Cooled down to around 70 0C
Al(OH)4- + Na+ → Al(OH)3 + Na+ + OH-
• Addition of Al(OH)3 seeds (nuclei)
• Size and toughness are important
• Passed to thickeners followed by filtration
Calcination
>1100 0C
2 Al(OH)3 → Al2O3 + 3 H2O
suspension calciners, fluidised bed calciners and rotary kilns
Final product: PSD, surface area, α Al2O3 content etc. are
important 16
• The alumina trihydrate solution is then cooled, concentrated and stirred in open top
tanks until it forms into crystals. This part of the process can take several days. Pure
alumina is added to this mixture to assist with the formation of alumina trihydrate
crystals.
• Imagine a tank as tall as a six-story building. Now imagine row after row of those tanks
called precipitators. The clear sodium aluminate from the settling and filtering
operation is pumped into these precipitators. Fine particles of alumina - called “seed
crystals” (alumina hydrate) - are added to start the precipitation of pure alumina
particles as the liquor cools. Alumina crystals begin to grow around the seeds, then
settle to the bottom of the tank where they are removed and transferred to
“thickening tanks.” Finally, it is filtered again then transferred by conveyor to the
“calcination kilns.”
Factors affecting Bayer Process
Finer bauxite (wet grinding) increases the dissolution of alumina in leach liquor.
Dissolution is accelerated by increasing temperatures; above 100°C water would be evaporated, hence high
pressures up to 25 atmospheres are applied to attain a temperature up to 220°C.
The sensible heat, collected from hot liquid, is used for producing steam for dissolution.
In the precipitation stage, complete precipitation of alumina is not allowed because this may lead to the
simultaneous precipitation of dissolved silica, as unsuitable for electrolysis.
The rotary kiln should be able to attain a temperature as high as 1400˚C for efficient calcination of alumina.
Contd…
In the Bayer process, high-purity alumina is produced from bauxite. The bauxite is leached by sodium hydroxide
under high pressure (25 atmospheres) and a temperature at 220°C to form soluble sodium aluminate, from which
Al(OH)3 is precipitated. The alumina is obtained by calcinations of Al(OH)3.
Initially, bauxite obtained from the mines is crushed and ground to a very fine size to separate silica from bauxite. By
comminuting, alumina can be enriched in the coarser fractions. The coarser fractions are further ground along with
caustic soda in a ball mill to form slurry, which is fed into an autoclave (at 220°C temperature and 25 atmospheres
pressure). The alumina, in the bauxite, is dissolved in caustic soda:
The residue left behind after filtration consists mainly of ferric hydroxide, silica, and non-dissolved alumina.
The hot liquid is extracted by heat exchanger for cooling the liquid below the critical temperature, which is
required for alumina precipitation.
Very fine, freshly prepared aluminium hydroxide is added to create nuclei in order to accelerate the precipitation
of Al(OH)3. The precipitate is separated from the liquid in the thickener, and the product is calcined in a rotary
kiln to produce anhydrous alumina. Depending on calcinations temperature, resultant Al 2O3 is either a loose
hygroscopic γ-Al2O3 (800°C) or a more dense α-Al2O3 (1200°C), but generally the product is a mixture of both
components due to flow rate of transformation.
Aluminum dross
Environmental concern and recycling of Al indtustri waste like fly ash, Aluminum dross and spent pot lining (Era)
25
Aluminum
production
Carbothermic reduction – not feasible
• 2000 0C temperature
• Carbide formation
• Limitations with refractories
In 1886 Heroult from France and Hall from USA
independently patented a process
Requisites
• High-purity alumina (>99.5%)
• Cryolite (3NaF.AlF3)
• Ashless carbon electrodes (0.4 to 0.5
kg/kg of Al)
• Electric power (cheap) (13 to 15 kWh/kg Al)
Raw materials for Hall-Heroult
Cryolite
process
• Alumina is not ionic. Limited solubility in many ionic melts.
• Cryolite dissolves 15% of alumina at 1000 C
• Available as mineral. Now exhausted
• Produced from sodium aluminate solution
6HF + NaAlO2 + 2NaOH = Na3AlF6 + 4H2O
Electrolyte
• 75% Cryolite
• CaF2 – 4-8%
• Excess AlF3 – 5-15%
• Alumina – 2-6 % 5 meter long, 2 meter wide and 1 meter
deep.
• LiF – 0-5%
• MgF2 – 0-5%
• Additives lowers the melting point and increases the
current efficiency
• Addition of some of the above compounds required from
time to time to make up the losses by reactions and
evaporations 30
Why Cryolite Dissolves Alumina:
1.Ionic Compatibility: Cryolite is an ionic compound containing Al³⁺, Na⁺, and F⁻ ions,
which helps break the Al₂O₃ lattice and dissolve it.
2.Lowered Melting Point: Pure Al₂O₃ has a very high melting point (~2072°C), but in
molten cryolite, it dissolves at a much lower temperature (~1000°C), making the
electrolysis process energy-efficient.
3.Solvation Effect: The fluoride ions (F⁻) in cryolite interact with Al₂O₃, forming complex
ions like [AlF₆]³⁻, which enhances solubility.
4.Electrolytic Efficiency: The dissolved alumina provides Al³⁺ ions for the electrolysis
reaction, where aluminum is reduced at the cathode.
Hall Heroult Process
• In 1886, Hall in the USA and Heroult in France
independently patented a process for the
commercial production of aluminium.
• This process is based on the electrolytic
decomposition of alumina dissolved in a liquid bath
of cryolite
• The primary requisite for the Hall-Heroult process,
which also requires high-purity alumina, cryolite, and
ashless carbon electrodes.
• The electrolytic cell contains a rectangular
refractory lined steel container which is 5 m long, 2
m wide and 1 m deep.
• The bottom of the container is conducting and acts
as a cathode which consists of refractory bricks of
carbon bonded by tar binder. Iron plate and iron bar
are embedded in the carbon mixed for good
conduction to form cathode.
https://www.youtube.com/watch?v=ktvTyccCIHo
Hall Heroult Process
Anodes are carbon electrodes that are replaced from time to time. The average life is 8–10 days. The
baked carbon anode and the lining cathode must be sufficiently strong (250–300 kg/cm2 of compressive strength)
and dense (< 25% porosity)
A tap hole for the collection of molten aluminium metal is located on the bottom of the furnace. The density of the
bath must be less than that of liquid aluminium, or else the liberated metal will float and upset cell operation.
Molten aluminium is collected at the bottom, as its density (2340 kg/m3) is higher than that of the electrolyte (2030
kg/m3).
Since alumina is not purely ionic compound, hence, very few ionic melts are capable of dissolving it to any
appreciable extent. However, cryolite (3NaF.AlF3), a naturally occurring mineral, can dissolve up to 15% alumina
at 1000°C. Cryolite has been successfully synthesized by passing hydrogen fluoride (HF) through sodium
aluminate (Na6Al2O6) solution,
Hall Heroult Process
Small amounts of CaF2 and NaF are added to the cryolite bath to enhance its conductivity and to improve the
metal recovery. Cryolite melts at 990°C, at this temperature it will dissolve 10% of alumina.
At 1000°C, the density of the molten cryolite is approximately 2100 kg/m 3 and that of Al2O3 is 3960 kg/m3, which
sink at the bottom of the cell. When the bath containing about 10% CaF2, 80% cryolite, 5% Al2O3, and a small
amount of NaF is electrolyzed, the aluminium (density 2340 kg/m3) is liberated which is heavier than the bath and
collected at the bottom of the bath. In this way, the aluminium metal is protected against atmospheric oxidation.
During operation, the cell is filled with cryolite and the anode is lowered into that. Current is passed through the
cell until the cryolite (melting point 990°C) melts. When the bath attains the molten state, then only alumina is
charged to the cell. The alumina decomposes to alunimium and oxygen, which is an endothermic reaction,
Hall Heroult Process
This oxygen reacts with carbon in anode to form CO and CO2 gases. The agitation of the bath takes place due to
evolution of CO and CO2 gases; as well as magnetic stirring due to the current flowing through the bath from
anode to cathode.
If the alumina content of the bath (normally 5– 10%) decreases below 2%, then normal contact between the
anode and the bath is interrupted by a gas film which increases the resistance and causes the voltage to rise from
5–6 V to as much as 40–50 V. Fluorine gas is deposited at the anode surface where it forms a gas film which is
electrically insulating, causes rise in the voltage. As a result, normal operation is hampered. This effect is known
as the anode effect. With addition of sufficient alumina to the bath the voltage returns to its normal value.
Anode
effect
Decrease in alumina conc. below 2%
• Other reactions takes place
Fluorocarbons (green house gases) generate at anode
• Forms gas layer on anode
• Decreases the contact area with electrolyte
• Voltage increases (10-50 volts)
To overcome
• The alumina concentration must be restored to normal values
as quick as possible
• The layer of gas adhering to the anode bottom must be
removed by moving anodes up and down
37
During electrolysis, several reactions involving all the ions take place simultaneously in the melt
The NaF reacts with Al2O3 to form Na2O
The NaF is dissociated into Na
and F:
Factors influencing electrolysis
Increase in temperature decreases the current efficiency
• every 4 oC decreases 1% CE
• Side reactions
• Metal dissolution in the flux increases
The higher current density, the greater the current efficiency
Decrease in density of the bath increases the CE
• High AlF3/NaF ratio decreases the density. However, it decreases the conductivity
and Al2O3 solubility
• Optimum – NaF/AlF3 slightly less than 3
Distance between electrodes - highest (>90%) efficiency at ~65 mm
CE is higher when Al2O3 content is higher than 4%
39
Hall-Heroult Process
Factors affecting
Electrolysis
Bath temp.: Increases in temp. decreases current efficiency due to increases
in side reactions. Decreases in temp. improves current efficiency upto
certain limit.
Lower the density of bath, higher the rate of separation of metal liberated
from the bath. Density lowered by using high AlF3/NaF ratio.
The process
• https://youtu.be/IaT9WWQA3pM
• https://youtu.be/JBso28su0G4?t=438
43
Anode
effect
Decrease in alumina conc. below 2%
• Other reactions takes place
Fluorocarbons (green house gases) generate at anode
• Forms gas layer on anode
• Decreases the contact area with electrolyte
• Voltage increases (10-50 volts)
To overcome
• The alumina concentration must be restored to normal values
as quick as possible
• The layer of gas adhering to the anode bottom must be
removed by moving anodes up and down
44
Factors influencing
electrolysis
Increase in temperature decreases the current efficiency
• every 4 oC decreases 1% CE
• Side reactions
• Metal dissolution in the flux increases
The higher current density, the greater the current efficiency
Decrease in density of the bath increases the CE
• High AlF3/NaF ratio decreases the density. However, it decreases the
conductivity and Al2O3 solubility
• Optimum – NaF/AlF3 slightly less than 3
Distance between electrodes - highest (>90%) efficiency at
~65 mm
CE is higher when Al2O3 content is higher than 4%
45
Requirement of
flux
46
Efficien
cy
• Theoretical energy
requirement based
on the below
reaction is ~6 -
kwh/kg
• Al2O3+1.5 C =
2Al + 1.5
CO2
• 1 kg Al price ~140
Rs
• Energy
consumption
per kg 18
kwh/kg
47
Carbon
consumption
48
Role of
Cryolite
49
Decomposition
potential
50
Decomposition
potential
51
Volta
ge
52
Electro-refining – three layer proce
53
Electrolytic refining of Aluminium
By the Hall-Heroult process purity is about
99.5%,
for electrical applications and for canning,
a higher degree of purity is required. An
electrolytic method is used which is known
as the three layer process
The graphite electrode is used as cathode
and carbon bottom acts as anode.
Electrolytic refining takes place in a cell in
which the anode is at the bottom, the
current travelling up through the bath and
being collected at the top by graphite
electrodes.
A dense electrolyte (which consists of
36%
aluminium fluoride, 30% cryolite, 18%
barium fluoride, and 16% calcium fluoride)
forms the middle layer (density is 2800
kg/m3).
The impure metal is alloyed with copper
(28–30% Cu), and this heavy alloy (density
is 4500 kg/m3) forms the bottom layer.
Three layer process
28 to 30 percent copper that makes the density of the alloy about 4.5
Electrolyte density is adjusted to 2.8 and pure aluminum 2.3
aluminum fluoride 36 percent, cryolite only 30 percent
and barium fluoride (barium is a heavy), 18 percent, calcium fluoride 16
percent.
Temperature -950 0C
Energy consumption is high 12 kwh/kg
Produces 99.99% purity (99.5% from Hall-Heroult)
Issues with Al
production
High energy consumption
• Thermal power – CO2 generation
Red mud (bauxite residue)
Aluminum dross – generate ammonia and
poisonous gases when react with water
Spent pot lining – cyanides and fluorides
Land acquisition, deforestation, toxic
residues etc.
56
Primary aluminium smelting is the process of extracting aluminium
metal from aluminium oxide (also known as alumina). The process
takes place in electrolytic cells that are known as pots. The pots are
made up of steel shells with two linings, an outer insulating or
refractory lining and an inner carbon lining that acts as the cathode of
the electrolytic cell. During the operation of the cell, substances,
including aluminium and fluorides, are absorbed into the cell lining.
After some years of operation, the pot lining fails and is removed.
The removed material is spent pot lining (SPL)
Production of Al in india. (23)
Production of Al in world scenario (26)
Newer process for aluminium production Alcoa process (19),
Toth process and Alcan process (22)
Recovery of Al and Fe from red mud (21)
NEWER PROCESS FOR ALUMINIUM
PRODUCTION
ALCOA Alumina from Bayer
PROCESS: process
Reaction: Coke
Chlorin Fluid bed chlorination 700-
Al2O3(c) + 2C (c) +
900˚C
3Cl2(g) e
AlCl3(g), CO(g), CO2(g)
2AlCl3(g) + CO(g) +
2CO2(g) Fluid bed condensation, 70˚C CO2, CO
AlCl3
Molten
aluminium
ALCOA BIPOLAR
CELL:
ALCAN PROCESS:
Bauxite is reduced to aluminium alloy contains Al = 50%, Fe = 30%, Si =
10%, Ti = 5% and C = 5%
Reduction carried out at 2000˚C and reversed at 700˚C
Reaction:
2Al + 3AlCl (reversible
AlCl3 reaction)
Alumina production – Bayer
process
Alumina is an amphoteric oxide
Acid leaching
• Not selective
• Reagent consumption
• Energy consumption
Alkali leaching (Bayer process) is
economically viable
• Alkali regeneration
• Selective
• Crystalline Al(OH)3 product
Karl Joseph Bayer invented the process in
1887 and modified it in 1892
13
Summa
ry
Aluminum production by Hall-Heroult process
Raw materials
Flux
Current efficiency and energy consumption
Three layer process
Energy and environmental issues
63