Daniel Connor

regulatory compliance aml fines sia partners broker dealers financial services consulting firms gdpr privacy personal info glba fraud detection libor transition cfpb ofac nydfs data protection regulatory examinations consulting ffiec banking angola fataf money laundering fintrac africa bank lending dirty money technology seattle denver sanctions data quality licensed in new york attestation finra volcker 2.0 finance french american chamber of commerce fintechbanking cybersecurity 3rd party risk multifactor authentication hedge funds fincen registered investment advisers ccpa big data social media consumers consumer ftc new law data sharing casinos canada retirement panamá central america affiliate marketing risk & compliance consulting nysdfs whistleblower abuse of power awards sales salesforce crm customers relationship management black history banks 2020 covid business pandemic response client retention governance bsa updated banking compliance news examination manual readiness examination priorities net captial short sales liquidity risk surveillance taxes fatca withholdings irs sofr acquisition cuba iran venezuela tips monitoring saas sw tool selection cloud computing public versus private conduct dol rule client relationship summary fiduciary standard elder abuse