Disability and Mental Health 
The Ties that Bind 
Stephan Esser MD, USPTA
Disclosure 
• None 
Or?
Objectives 
• Revisit the basic epidemiology of mental health disorders 
and disability 
• Learn about the connection of mental health and 
disability status 
• Identify risk factors for persistent disability 
• Identify opportunities for change 
• Develop conceptual approaches to improving QOL and 
function and reducing disability
• Define Disability?
– Dis = without 
-Ability = a skill/proficiency/talent
Definitions 
• Disability: 
– ADA: 3 part 
• has a physical or mental impairment that substantially 
limits one or more major life activities 
• has a record of such an impairment 
• is regarded as having such an impairment 
– SSA: 
• You cannot do work that you did before 
• You cannot adjust to other work because of your 
medical condition(s) 
• Your disability has lasted or is expected to last for at 
least one year or to result in death.
Consequence of disease 
ICIDH 1976 
• Something abnormal occurs within the 
individual 
• Exteriorization: Someone becomes aware of 
such an occurrence 
• Objectification: The performance or behavior 
of the individual is altered 
• Socialization: Either the awareness or the 
alterations in performance/behavior place 
individual at a disadvantage
Definitions 
• Impairment: any loss or abnormality of 
psychological, physiological or anatomical structure 
or function. 
• Disability: any restriction or lack (resulting from an 
impairment) of ability to perform an activity in the 
manner or within the range considered normal for a 
human being. 
• Handicap: a disadvantage for a given individual that 
limits or prevents the fulfillment of a role that is 
normal
Disability Definitions 
• Medical Model: 
• disability as a feature of the person, directly caused by 
disease, trauma or other health condition, which 
requires medical care provided in the form of individual 
treatment by professionals 
• Social Model: 
• disability as a socially created problem not an attribute 
of an individual, demands a political response, it is due 
to unaccommodating physical environment brought 
about by attitudes and other features of the social 
environment. 
WHO International Classification of Functioning, Disability and Health
Stats 
• WHO: 15% live with a disability, 2-4% 
experience difficulty in function
Disability and Mental Health:  The Ties that Bind
• Mental Illness
Definitions 
• DSMIII-IV: 
– Mental Health Disorder: 
• a manifestation of a behavioral, psychological, or 
biological dysfunction in the individual. Neither deviant 
behavior (e.g., political, religious, or sexual) nor 
conflicts that are primarily between the individual and 
society are mental disorders unless the deviance or 
conflict is a symptom of a dysfunction in the individual
Primary Classes 
• Anxiety Disorders 
• Mood Disorders 
• Psychotic Disorders 
• Eating Disorders 
• Impulse Control/Addiction Disorders 
• Personality Disorders 
• Other 
Depression
Disability and Mental Health:  The Ties that Bind
Disability and Mental Health:  The Ties that Bind
A Link 
• Depression and Disability 
– Depression in: 
• Those with disabilities: 30-50% 
• Non disabled: 7%
National National I RIRFF A Addmmititss 2 2000088-2-2001100
Case # 1 
• A 26 y/o male 16 days s/p motorcycle accident 
with resultant C6 ASIA A Tetraplegia presents 
to your IRF. 
– Needs: 
• Bladder, Bowel, Skin, Nutrition, Pain Control, DVT 
Prophylaxis, HO Prophylaxis, PT, OT, RT etc 
• Psychology?, Psychiatry, Family Meetings, Clergy etc
• The Disability Dilemma 
“A sick thought can devour the body's flesh more 
“A sick thought can devour the body's flesh more 
than fever or consumption.” 
Guy de Maupassant, Le Horla et autres contes fantastiques 
than fever or consumption.” 
Guy de Maupassant, Le Horla et autres contes fantastiques
Case # 2 
• 54 y/o male postal worker presents with low 
back pain. Pain is out of proportion to exam, 
MRI is relatively unremarkable except for an 
L5-S1 BBDB and facet arthropathy. The 
patient requests you fill out disability 
paperwork as he reports he is “ready to 
retire” and looks forward to traveling.
Case # 2.5 
• A 65 y/o male former Marine presents with 
chronic knee pain requesting your assistance 
with paperwork. He comments he is 35% 
service connected for his knees and really 
thinks he should be 60% because that is what 
other friends have. His BMI is 32, and he 
smokes 1.5 ppd.
Case # 2.75 
• A 45 y/o female presents on long term 
disability for fibromyalgia and her Type 2 
diabetes. She has a BMI of 38.65, takes 
Oxycontin and percocet daily for her pain. 
She is on Celexa and nightime Ambien in 
addition to her T2D medications. She 
requests you complete paperwork to increase 
her long term disability for new onset low 
back pain.
• Crisis of Conscience……..or?
Disability and Mental Health:  The Ties that Bind
Disability and Mental Health:  The Ties that Bind
Disability and Mental Health:  The Ties that Bind
Disability and Mental Health:  The Ties that Bind
A Few Stats 
• 2.8 million new Social Security Disability 
Insurance (SSDI) applications in 2012 
• 29% higher than in 2007 
• 67% higher than 2002 levels 
• Individuals collecting disability (10.8 million) : 
entirety of manufacturing (12 million). 
• There is now 1 person collecting disability for 
every 12 in the workforce
Reflections 
• Disability status is increasing 
• Are more people really “disabled”? 
• How “abusable” is the system? 
• Individuals and systems are imperfect 
Is there something deeper?
Disability and Mental Health:  The Ties that Bind
• The Ties that Bind 
Depression can seem worse than terminal cancer, 
because most cancer patients feel loved and they have 
Depression can seem worse than terminal cancer, 
because most cancer patients feel loved and they have 
hope and self-esteem. 
hope and self-esteem. 
David D. Burns 
David D. Burns
Case # 3 
• A 65 y/o male with 25 years of chronic low 
back pain presents to clinic for evaluation. He 
has CAD, HTN, T2D, HLD, Peripheral 
Neuropathies and is s/p 2 lumbar fusions. He 
takes Celebrex, Tramadol, Gabapentin and 
occasional Percocet 5/325 for severe pain. His 
wife died last August of Breast Cancer and his 
children live out of state.
Chronic Pain and Depression 
• Single Central Nervous System 
– How much can it handle? 
• Chronic Pain is more about the central 
nervous system and less about the peripheral 
– Central Sensitization 
• Anxiety, Fear, Lack of understanding, 
inadequate support, underdeveloped coping 
techniques
• Depression and Disability
In Review 
• Increase Risk of disability: 
• Excess body weight 
• Tobacco use 
• High risk activities or behaviors 
• Chronic conditions such as; diabetes, high blood pressure, back pain, 
anxiety or depression, frequent alcohol consumption or substance 
abuse. 
• Decrease Risk of Disability: 
• Maintaining a healthy body weight 
• No tobacco use 
• Healthy diet and sleep habits 
• Regular exercise 
• Moderate to no alcohol consumption 
• Avoidance of high risk behaviors including substance abuse 
• Maintaining a healthy stress level 
• Effective treatment of chronic health conditions.
Risk of Depression with Disability 
Lazarus and Folkman (1984) and Haley and colleagues (1987) 
• the number and nature of negative life events 
that a person faces 
• the person’s view or appraisal of those events in 
terms of the perceived degree of threat to his or 
her future and current well-being 
• the support that the person receives from other 
people, both instrumentally and emotionally 
• the coping methods that the person uses to help 
deal with these stressors 
• the person’s underlying personality
Depression and Function 
• 5-year period 
• ADL decreased nearly twice as much for people who 
were depressed compared to people who were not 
depressed. 
• Kemp and colleagues (2004) assessed community 
activities and life satisfaction in people with 
spinal cord injuries who were depressed. 
• One-third the number of community activities 
compared with the number for the nondepressed 
individuals, and their life satisfaction scores were 40 
percent below those for people who were not 
depressed.
Where this has left me 
• Disability is increasing 
• The full picture is unclear 
• The science supports the notion that mental 
health is an important predictor of disability 
status 
• Depression can impair function/QOL and 
increase morbidity and mortality
Take Homes 
• We all will work with “disabled” individuals 
• Identify risk factors 
• Look for the “Heart of the Matter” 
• Ask questions 
• Don’t make assumptions 
• You can’t always “see” disability 
• Love……….
Thank You! 
Stephan Esser MD, USPTA

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Disability and Mental Health: The Ties that Bind

  • 1. Disability and Mental Health The Ties that Bind Stephan Esser MD, USPTA
  • 3. Objectives • Revisit the basic epidemiology of mental health disorders and disability • Learn about the connection of mental health and disability status • Identify risk factors for persistent disability • Identify opportunities for change • Develop conceptual approaches to improving QOL and function and reducing disability
  • 5. – Dis = without -Ability = a skill/proficiency/talent
  • 6. Definitions • Disability: – ADA: 3 part • has a physical or mental impairment that substantially limits one or more major life activities • has a record of such an impairment • is regarded as having such an impairment – SSA: • You cannot do work that you did before • You cannot adjust to other work because of your medical condition(s) • Your disability has lasted or is expected to last for at least one year or to result in death.
  • 7. Consequence of disease ICIDH 1976 • Something abnormal occurs within the individual • Exteriorization: Someone becomes aware of such an occurrence • Objectification: The performance or behavior of the individual is altered • Socialization: Either the awareness or the alterations in performance/behavior place individual at a disadvantage
  • 8. Definitions • Impairment: any loss or abnormality of psychological, physiological or anatomical structure or function. • Disability: any restriction or lack (resulting from an impairment) of ability to perform an activity in the manner or within the range considered normal for a human being. • Handicap: a disadvantage for a given individual that limits or prevents the fulfillment of a role that is normal
  • 9. Disability Definitions • Medical Model: • disability as a feature of the person, directly caused by disease, trauma or other health condition, which requires medical care provided in the form of individual treatment by professionals • Social Model: • disability as a socially created problem not an attribute of an individual, demands a political response, it is due to unaccommodating physical environment brought about by attitudes and other features of the social environment. WHO International Classification of Functioning, Disability and Health
  • 10. Stats • WHO: 15% live with a disability, 2-4% experience difficulty in function
  • 13. Definitions • DSMIII-IV: – Mental Health Disorder: • a manifestation of a behavioral, psychological, or biological dysfunction in the individual. Neither deviant behavior (e.g., political, religious, or sexual) nor conflicts that are primarily between the individual and society are mental disorders unless the deviance or conflict is a symptom of a dysfunction in the individual
  • 14. Primary Classes • Anxiety Disorders • Mood Disorders • Psychotic Disorders • Eating Disorders • Impulse Control/Addiction Disorders • Personality Disorders • Other Depression
  • 17. A Link • Depression and Disability – Depression in: • Those with disabilities: 30-50% • Non disabled: 7%
  • 18. National National I RIRFF A Addmmititss 2 2000088-2-2001100
  • 19. Case # 1 • A 26 y/o male 16 days s/p motorcycle accident with resultant C6 ASIA A Tetraplegia presents to your IRF. – Needs: • Bladder, Bowel, Skin, Nutrition, Pain Control, DVT Prophylaxis, HO Prophylaxis, PT, OT, RT etc • Psychology?, Psychiatry, Family Meetings, Clergy etc
  • 20. • The Disability Dilemma “A sick thought can devour the body's flesh more “A sick thought can devour the body's flesh more than fever or consumption.” Guy de Maupassant, Le Horla et autres contes fantastiques than fever or consumption.” Guy de Maupassant, Le Horla et autres contes fantastiques
  • 21. Case # 2 • 54 y/o male postal worker presents with low back pain. Pain is out of proportion to exam, MRI is relatively unremarkable except for an L5-S1 BBDB and facet arthropathy. The patient requests you fill out disability paperwork as he reports he is “ready to retire” and looks forward to traveling.
  • 22. Case # 2.5 • A 65 y/o male former Marine presents with chronic knee pain requesting your assistance with paperwork. He comments he is 35% service connected for his knees and really thinks he should be 60% because that is what other friends have. His BMI is 32, and he smokes 1.5 ppd.
  • 23. Case # 2.75 • A 45 y/o female presents on long term disability for fibromyalgia and her Type 2 diabetes. She has a BMI of 38.65, takes Oxycontin and percocet daily for her pain. She is on Celexa and nightime Ambien in addition to her T2D medications. She requests you complete paperwork to increase her long term disability for new onset low back pain.
  • 24. • Crisis of Conscience……..or?
  • 29. A Few Stats • 2.8 million new Social Security Disability Insurance (SSDI) applications in 2012 • 29% higher than in 2007 • 67% higher than 2002 levels • Individuals collecting disability (10.8 million) : entirety of manufacturing (12 million). • There is now 1 person collecting disability for every 12 in the workforce
  • 30. Reflections • Disability status is increasing • Are more people really “disabled”? • How “abusable” is the system? • Individuals and systems are imperfect Is there something deeper?
  • 32. • The Ties that Bind Depression can seem worse than terminal cancer, because most cancer patients feel loved and they have Depression can seem worse than terminal cancer, because most cancer patients feel loved and they have hope and self-esteem. hope and self-esteem. David D. Burns David D. Burns
  • 33. Case # 3 • A 65 y/o male with 25 years of chronic low back pain presents to clinic for evaluation. He has CAD, HTN, T2D, HLD, Peripheral Neuropathies and is s/p 2 lumbar fusions. He takes Celebrex, Tramadol, Gabapentin and occasional Percocet 5/325 for severe pain. His wife died last August of Breast Cancer and his children live out of state.
  • 34. Chronic Pain and Depression • Single Central Nervous System – How much can it handle? • Chronic Pain is more about the central nervous system and less about the peripheral – Central Sensitization • Anxiety, Fear, Lack of understanding, inadequate support, underdeveloped coping techniques
  • 35. • Depression and Disability
  • 36. In Review • Increase Risk of disability: • Excess body weight • Tobacco use • High risk activities or behaviors • Chronic conditions such as; diabetes, high blood pressure, back pain, anxiety or depression, frequent alcohol consumption or substance abuse. • Decrease Risk of Disability: • Maintaining a healthy body weight • No tobacco use • Healthy diet and sleep habits • Regular exercise • Moderate to no alcohol consumption • Avoidance of high risk behaviors including substance abuse • Maintaining a healthy stress level • Effective treatment of chronic health conditions.
  • 37. Risk of Depression with Disability Lazarus and Folkman (1984) and Haley and colleagues (1987) • the number and nature of negative life events that a person faces • the person’s view or appraisal of those events in terms of the perceived degree of threat to his or her future and current well-being • the support that the person receives from other people, both instrumentally and emotionally • the coping methods that the person uses to help deal with these stressors • the person’s underlying personality
  • 38. Depression and Function • 5-year period • ADL decreased nearly twice as much for people who were depressed compared to people who were not depressed. • Kemp and colleagues (2004) assessed community activities and life satisfaction in people with spinal cord injuries who were depressed. • One-third the number of community activities compared with the number for the nondepressed individuals, and their life satisfaction scores were 40 percent below those for people who were not depressed.
  • 39. Where this has left me • Disability is increasing • The full picture is unclear • The science supports the notion that mental health is an important predictor of disability status • Depression can impair function/QOL and increase morbidity and mortality
  • 40. Take Homes • We all will work with “disabled” individuals • Identify risk factors • Look for the “Heart of the Matter” • Ask questions • Don’t make assumptions • You can’t always “see” disability • Love……….
  • 41. Thank You! Stephan Esser MD, USPTA

Editor's Notes

  • #7: http://www.ssa.gov/dibplan/dqualify4.htm http://www.dhs.wisconsin.gov/disabilities/physical/definition.htm
  • #11: http://www.who.int/disabilities/world_report/2011/report/en/
  • #12: http://www.cdc.gov/Features/dsAdultDisabilityCauses/index.html?s_cid=w_c_ds_cont_001 http://www.nami.org/Content/NavigationMenu/Inform_Yourself/About_Public_Policy/New_Freedom_Commission/Goal_1_Americans_Understand_Mental_Health_Essential_to_Overall_Health.htm
  • #35: http://www.nimh.nih.gov/health/publications/the-numbers-count-mental-disorders-in-america/index.shtml#Intro
  • #38: http://www.nap.edu/openbook.php?record_id=11579&page=234
  • #39: http://www.nap.edu/openbook.php?record_id=11579&page=234
  • #40: Ssa.gov