SUPPORT AND UTILITIES VALIDATION
Dr. D.Y. Patil College Of Pharmacy, Akurdi.
Presented By,
Asmita Rajendra Magare
M. Pharm 1st year (QAT)
Guided By,
Mrs.Sonali Mhaprle
Introduction
•All utilities that could impact on product
quality should be qualified and appropriately
monitored and action should be taken when
limits are exceeded.
•There are different type of utilities in the
pharmaceutical product manufacturing
2
VALIDATION
To prove the performance of processes or
systems under all conditions expected to be
encountered during future operations.
Validation involves proving-
1. Engineering design
2.Operating procedures and acceptable
ranges for control parameters
3. Maintenance procedures to accomplish it
3
utilities
Water
system
Pure
steam
system
HAVC
system
Compr-
essed
air
4
 High-quality water is essential for the
manufacturing of pharmaceuticals. Water is the
most commonly used raw material in
pharmaceutical manufacturing.
 Water is directly or indirectly used in the
pharmaceutical manufacturing such as a major
component in injectable products and in cleaning
of manufacturing equipment.
Water is thus an important raw material in
GMP and in validating the manufacturing process.
Pharmaceutical water system
5
Re- Qualification.
Performance Qualification
Operation Qualification
Installation Qualification
Design Qualification
User Requirement Specification
Validation Master Plan
6
SYSTEM QUALIFICATION
Validation of water system should consist of at
list three phases as follows,
• Phase 1 (investigational phase)
• Phase 2(verification step)
• Phase 3 (verifying long term control)
QUALIFICATION PHASES
7
• A test period of 2-4 weeks – monitor the system
• System to operate continuously without failure or
performance deviation.
• Chemical and microbiological testing should
include in accordance with a defined plan.
Phase 1
(investigationa
l phase)
• A further test period of 2-4 weeks – further
intensive monitoring of the system
• Utilization of all the SOPs after the satisfactory
completion of phase 1.
• Water can be used for manufacturing purposes
during this phase.
Phase 2
(verification
step)
• Over 1 year after the satisfactory completion of
phase 2.
• Water can be used for manufacturing purposes
during this phase.
• sampling frequencies and tests should be reduced
based on established procedures proven during
phases 1 and 2.
Phase 3
(verifying long
term control) 8
 It is prepared by Verification of design documentation,
including-
 Description of installation and functions
 Specification of the requirements
 Instructions for performance control
 Operating procedures
 Maintenance instructions
 Maintenance records
 Training of personnel (program and records)
 Environmental records
 Inspection of plant
Finally certification (Sign.) by Engineer, User
(Production) and QA Heads.
COMPLETE DOCUMENTATION
9
Types of steam system in pharmaceutical industries:
1.House steam-
 contains steam generator and
distribution system made of iron or
steel.
 Constructed with rusting material.
 This system is usually treated with
various substances like amines,
hydrazine or other boiler additives
to arrest corrosion.
2. Clean steam-
 It established when steam is
used for directly treating the
product or product contact
surfaces.
 Constructed with non-rusting
material. E,g. stainless steel.
 This system use either purified
or distilled water as feed water.
Steam System
10
Steam system validation include the
following steps:
 Make a process diagram and identify major
process steps
 Define major equipment in the process
 Carry out IQ, OQ, PQ.
11
water Water
pretreatment
Distillation
equipment
Holding
tank
Steam
generator
Distribution
system
Process outline of clean steam
12
INSTALLATION QUALIFICATION
1. For clean steam generator
 Connect the generator to the reqired utilities and
verify on to their correctness
 Tighten flanges or other fittings, clean generator
chemically and passivate generator after installation.
Label the utilities feeding the generator
 Carry out pressure testing and record the results.
 Check and calibrate all critical processes
instruments.
13
2. Distribution system
material of
construction is
as per the
specification
Compare the
design
drawing
All branches
of the
system
should be
labeled
Clean the
distribution
system
Carry out the
pressure test
14
OPERATIONAL QUALIFICATION
1.Clean steam generator
Acc. To SOP, start up and run the clean steam
generator
Check that all instruments and alarms are working
correctly. Record their status.
Check that the generated steam meet the
specifications and can be produced in quantities
required. 15
2. Distribution system
 Test all the use points of the system for
adequate supply of steam under maximum load
or other production condition.
 Quality of steam should be tested at all the use
points.
 Use point should also be tested to find out that
excess condensate is not present under
operating conditions.
16
PERFORMANCE QUALIFICATION
Several
tests under
defined
load
conditions
It required
testing
specified
in the
protocol
PERFORMANCE
QUALIFICATION
17
Compressed Air system
 2 types of compressed air system are used in the
pharmaceutical industry.
1. Conventional oil lubricated compressors for
operating instruments and machinery where no
contact with product or the environment, where
product is being mfg. is involved.
2. An oil free compressed air system used in clean
room areas.
 It contains mainly compressor, dryer, storage tank and
distribution system. 18
INSTALLATION QUALIFICATION
1. Oil free compressor
 Check specification on purchase order and actual
delivery specification
 Verify that no oil or other lubricant is used in the
compressor
 Check that all required utility requirements have been
met and connected properly
 Check whether pre-start up procedures were performed
 Check whether all critical instruments have been
calibrated
 Document above all
19
2. Compressed air storage tank
Compressed
air storage
tank
Confirm that
the material of
construction is
as per
specification
Check the
capacity of the
tank against
purchase
specification
Carry out a
pressure hold
test .
Examine the
cleaning
procedure
adopted for the
tank .
Check all
pressure rates
for tank
against the
purchase
specification
20
3. Distribution system
 Confirm the material of construction and design
parameter specified by the company
 Compare the drawing of the system with “as-
built” drawing to show whether any modification
have been made and note the modifications.
 Pressure test the system to confirm its integrity
and record the result
 Examine the cleaning procedures after
installation
21
OPERATIONAL QUALIFICATION
 Check all the use points for the tests mentioned below and
record the results.
 Identity
 Nonviable particle count
 Microbial count
 Check several worst-case locations for purity.
 Test all instrument and alarms for their operational status and
record.
 Test the compressor output for hydrocarbons. 22
PERFORMANCE QUALIFICATION
 It consist of completing the documentation from various
steps mentioned above and repeating operational testing
as specified in the validation protocol.
 In case of the system PQ can be considered as validation.
23
Heating Ventilation and Air Conditioning
system(HVAC)
HVAC systems can have an impact on product quality
It can provide comfortable conditions for operators
The impact on premises and prevention of
contamination and cross-contamination to be considered
at the design stage
Temperature, relative humidity control where
appropriate
Supplement to basic GMP
24
Test procedure
and key aspects
Maximum time
interval
Objective Test Parameter
Particle count test
Readings and
positions
6 months or 12
months depending
on Class
Verifies
cleanliness
Particle count
Measure pressure
difference
12 months Absence of
cross-
contamination
Air pressure
difference
Measure supply and
return air, calculate air
change rate
12 months Verify air
change rates
Airflow volume
Velocity measurement 12 months Verify
unidirectional
airflow and or
containment
condition
Airflow velocity
2
5
SCHEDULE OF TESTS TO DEMONSTRATE CONTINUING
COMPLIANCE
 Air flow measurement
 Filter Integrity Testing
 Pressure Differentials
 Particulate count measurement
 Recovery test
 Temperature and Relative Humidity
 Air Flow Pattern
 Microbial Count
2
6
VALIDATION PARAMETERS
NON-VIABLE PARTICLE COUNTS
 Equipment
 Optical Particle Counter .
 Air sample is drawn into the instrument & passed through
light scattering device. The signal that this generates is
electronically processed to display particle counts at different
size ranges.
 Acceptance criteria:
The particle concentration under the dynamic
condition should not more than 100 particle of
0.5µm and larger per cubic meter (for class 100
area)
27
PRESSURE DIFFERENTIALS
- Correct degree of overpressure can be maintained
relative to the adjacent areas of lower classification to
ensure that air moves from clean areas to less clean
areas.
- It is calculated by making use of the manometer
attached at the walls of the adjacent area.
- The pressure difference is generally kept between 5
and 20 mmHg pressure.
28
AIRFLOW VELOCITY
 Equipment :- Anemometer
 Reading should be taken 10cm from the surface of filter.
 Record velocity reading from all the four corners and the
Centre of the filter surface.
 Repeat twice at each location
 For Grade A laminar flow workstations, the air flow rates
shall be 0.3 meter per second + 20% (for vertical flows)
and 0.45 + 20% (for Horizontal flows)
 Solution : Alteration of fan speed or HEPA filter
replacement
29
HEPA filter integrity test (DOP test)
 Purpose :
To confirm that no damage to filter, seals and no leakage of
particles.
 Equipment :
1. Aerosol generator
2. Photometer
 Acceptance criteria:
An unacceptable leak is defined as a penetration of
0.03% or more of particle, 0.3µm and larger than the
reference calibration curve for 99.97% efficient filter
30
Recovery test
The recovery of temperature and humidity is
checked. For this, the humidity and temperature are
checked at the off position of the HVAC system.
Then the humidity is increased to 75% and
temperature to 400°C and again the temperature and
humidity are measured after switching on the HVAC
system, and the time required to stabilize the
temperature and humidity is noted.
31
MICROBIOLOGICAL TESTS
Solid growth media (e.g. settle and contact plates)
Soybean Casein Digest Agar medium can be used for
both Bacteria & Fungi tested.
The recommended size of solid media is 90 mm in
diameter (for settle plates)
55 mm for contact plates.
32
Air flow or smoke pattern
For the evaluation of this parameter, a titanium
tetrachloride stick is taken and burnt and the burning stick
is placed in front of the AHU. The distribution of smoke
is observed.
It should be uniform.
Particle count
A particle counter is used to conduct the test. Particle
count is taken before the operation as well as during the
working condition.
The particle count should be within the range as per the
standards of Grade A, B, C, and D area.
33
 Validation in pharmaceutical industry” edited by
P.P.sharma ;first edition 2007 ; 193-220.
References
Pharmaceutical validation Dr.Sohan S. Chitlange
First Edition April 2014,Page no :5.1-5.40.
Demand of pharmaceutical facility functionality: Validation
and qualification of HVAC system Anamika Singh, Sapna
Malviya, Anil Kharia, Asian Journal of Pharmaceutics -
April-June 2014 Page no: 125-129.
34
Validation Of HVAC Systems In Pharmaceutical
& Biotechnology Facilities Part 1 Brian Scott, Jeff
Hargroves, and Jerry Bauers,Page No:32-37.
Guidelines On Validation – Appendix 6 3 Validation On
Qualification Of Systems, Utilities 4 And Equipment
5 (June 2016) Page No:1-24.
Potdar MA. Pharmaceutical Quality Assurance,
Nirali Prakashan, Pune, Edition II, 2012. Page No:
154-162.
35
36

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Support utilities validation.pptx (asmita magare)

  • 1. SUPPORT AND UTILITIES VALIDATION Dr. D.Y. Patil College Of Pharmacy, Akurdi. Presented By, Asmita Rajendra Magare M. Pharm 1st year (QAT) Guided By, Mrs.Sonali Mhaprle
  • 2. Introduction •All utilities that could impact on product quality should be qualified and appropriately monitored and action should be taken when limits are exceeded. •There are different type of utilities in the pharmaceutical product manufacturing 2
  • 3. VALIDATION To prove the performance of processes or systems under all conditions expected to be encountered during future operations. Validation involves proving- 1. Engineering design 2.Operating procedures and acceptable ranges for control parameters 3. Maintenance procedures to accomplish it 3
  • 5.  High-quality water is essential for the manufacturing of pharmaceuticals. Water is the most commonly used raw material in pharmaceutical manufacturing.  Water is directly or indirectly used in the pharmaceutical manufacturing such as a major component in injectable products and in cleaning of manufacturing equipment. Water is thus an important raw material in GMP and in validating the manufacturing process. Pharmaceutical water system 5
  • 6. Re- Qualification. Performance Qualification Operation Qualification Installation Qualification Design Qualification User Requirement Specification Validation Master Plan 6 SYSTEM QUALIFICATION
  • 7. Validation of water system should consist of at list three phases as follows, • Phase 1 (investigational phase) • Phase 2(verification step) • Phase 3 (verifying long term control) QUALIFICATION PHASES 7
  • 8. • A test period of 2-4 weeks – monitor the system • System to operate continuously without failure or performance deviation. • Chemical and microbiological testing should include in accordance with a defined plan. Phase 1 (investigationa l phase) • A further test period of 2-4 weeks – further intensive monitoring of the system • Utilization of all the SOPs after the satisfactory completion of phase 1. • Water can be used for manufacturing purposes during this phase. Phase 2 (verification step) • Over 1 year after the satisfactory completion of phase 2. • Water can be used for manufacturing purposes during this phase. • sampling frequencies and tests should be reduced based on established procedures proven during phases 1 and 2. Phase 3 (verifying long term control) 8
  • 9.  It is prepared by Verification of design documentation, including-  Description of installation and functions  Specification of the requirements  Instructions for performance control  Operating procedures  Maintenance instructions  Maintenance records  Training of personnel (program and records)  Environmental records  Inspection of plant Finally certification (Sign.) by Engineer, User (Production) and QA Heads. COMPLETE DOCUMENTATION 9
  • 10. Types of steam system in pharmaceutical industries: 1.House steam-  contains steam generator and distribution system made of iron or steel.  Constructed with rusting material.  This system is usually treated with various substances like amines, hydrazine or other boiler additives to arrest corrosion. 2. Clean steam-  It established when steam is used for directly treating the product or product contact surfaces.  Constructed with non-rusting material. E,g. stainless steel.  This system use either purified or distilled water as feed water. Steam System 10
  • 11. Steam system validation include the following steps:  Make a process diagram and identify major process steps  Define major equipment in the process  Carry out IQ, OQ, PQ. 11
  • 13. INSTALLATION QUALIFICATION 1. For clean steam generator  Connect the generator to the reqired utilities and verify on to their correctness  Tighten flanges or other fittings, clean generator chemically and passivate generator after installation. Label the utilities feeding the generator  Carry out pressure testing and record the results.  Check and calibrate all critical processes instruments. 13
  • 14. 2. Distribution system material of construction is as per the specification Compare the design drawing All branches of the system should be labeled Clean the distribution system Carry out the pressure test 14
  • 15. OPERATIONAL QUALIFICATION 1.Clean steam generator Acc. To SOP, start up and run the clean steam generator Check that all instruments and alarms are working correctly. Record their status. Check that the generated steam meet the specifications and can be produced in quantities required. 15
  • 16. 2. Distribution system  Test all the use points of the system for adequate supply of steam under maximum load or other production condition.  Quality of steam should be tested at all the use points.  Use point should also be tested to find out that excess condensate is not present under operating conditions. 16
  • 17. PERFORMANCE QUALIFICATION Several tests under defined load conditions It required testing specified in the protocol PERFORMANCE QUALIFICATION 17
  • 18. Compressed Air system  2 types of compressed air system are used in the pharmaceutical industry. 1. Conventional oil lubricated compressors for operating instruments and machinery where no contact with product or the environment, where product is being mfg. is involved. 2. An oil free compressed air system used in clean room areas.  It contains mainly compressor, dryer, storage tank and distribution system. 18
  • 19. INSTALLATION QUALIFICATION 1. Oil free compressor  Check specification on purchase order and actual delivery specification  Verify that no oil or other lubricant is used in the compressor  Check that all required utility requirements have been met and connected properly  Check whether pre-start up procedures were performed  Check whether all critical instruments have been calibrated  Document above all 19
  • 20. 2. Compressed air storage tank Compressed air storage tank Confirm that the material of construction is as per specification Check the capacity of the tank against purchase specification Carry out a pressure hold test . Examine the cleaning procedure adopted for the tank . Check all pressure rates for tank against the purchase specification 20
  • 21. 3. Distribution system  Confirm the material of construction and design parameter specified by the company  Compare the drawing of the system with “as- built” drawing to show whether any modification have been made and note the modifications.  Pressure test the system to confirm its integrity and record the result  Examine the cleaning procedures after installation 21
  • 22. OPERATIONAL QUALIFICATION  Check all the use points for the tests mentioned below and record the results.  Identity  Nonviable particle count  Microbial count  Check several worst-case locations for purity.  Test all instrument and alarms for their operational status and record.  Test the compressor output for hydrocarbons. 22
  • 23. PERFORMANCE QUALIFICATION  It consist of completing the documentation from various steps mentioned above and repeating operational testing as specified in the validation protocol.  In case of the system PQ can be considered as validation. 23
  • 24. Heating Ventilation and Air Conditioning system(HVAC) HVAC systems can have an impact on product quality It can provide comfortable conditions for operators The impact on premises and prevention of contamination and cross-contamination to be considered at the design stage Temperature, relative humidity control where appropriate Supplement to basic GMP 24
  • 25. Test procedure and key aspects Maximum time interval Objective Test Parameter Particle count test Readings and positions 6 months or 12 months depending on Class Verifies cleanliness Particle count Measure pressure difference 12 months Absence of cross- contamination Air pressure difference Measure supply and return air, calculate air change rate 12 months Verify air change rates Airflow volume Velocity measurement 12 months Verify unidirectional airflow and or containment condition Airflow velocity 2 5 SCHEDULE OF TESTS TO DEMONSTRATE CONTINUING COMPLIANCE
  • 26.  Air flow measurement  Filter Integrity Testing  Pressure Differentials  Particulate count measurement  Recovery test  Temperature and Relative Humidity  Air Flow Pattern  Microbial Count 2 6 VALIDATION PARAMETERS
  • 27. NON-VIABLE PARTICLE COUNTS  Equipment  Optical Particle Counter .  Air sample is drawn into the instrument & passed through light scattering device. The signal that this generates is electronically processed to display particle counts at different size ranges.  Acceptance criteria: The particle concentration under the dynamic condition should not more than 100 particle of 0.5µm and larger per cubic meter (for class 100 area) 27
  • 28. PRESSURE DIFFERENTIALS - Correct degree of overpressure can be maintained relative to the adjacent areas of lower classification to ensure that air moves from clean areas to less clean areas. - It is calculated by making use of the manometer attached at the walls of the adjacent area. - The pressure difference is generally kept between 5 and 20 mmHg pressure. 28
  • 29. AIRFLOW VELOCITY  Equipment :- Anemometer  Reading should be taken 10cm from the surface of filter.  Record velocity reading from all the four corners and the Centre of the filter surface.  Repeat twice at each location  For Grade A laminar flow workstations, the air flow rates shall be 0.3 meter per second + 20% (for vertical flows) and 0.45 + 20% (for Horizontal flows)  Solution : Alteration of fan speed or HEPA filter replacement 29
  • 30. HEPA filter integrity test (DOP test)  Purpose : To confirm that no damage to filter, seals and no leakage of particles.  Equipment : 1. Aerosol generator 2. Photometer  Acceptance criteria: An unacceptable leak is defined as a penetration of 0.03% or more of particle, 0.3µm and larger than the reference calibration curve for 99.97% efficient filter 30
  • 31. Recovery test The recovery of temperature and humidity is checked. For this, the humidity and temperature are checked at the off position of the HVAC system. Then the humidity is increased to 75% and temperature to 400°C and again the temperature and humidity are measured after switching on the HVAC system, and the time required to stabilize the temperature and humidity is noted. 31
  • 32. MICROBIOLOGICAL TESTS Solid growth media (e.g. settle and contact plates) Soybean Casein Digest Agar medium can be used for both Bacteria & Fungi tested. The recommended size of solid media is 90 mm in diameter (for settle plates) 55 mm for contact plates. 32
  • 33. Air flow or smoke pattern For the evaluation of this parameter, a titanium tetrachloride stick is taken and burnt and the burning stick is placed in front of the AHU. The distribution of smoke is observed. It should be uniform. Particle count A particle counter is used to conduct the test. Particle count is taken before the operation as well as during the working condition. The particle count should be within the range as per the standards of Grade A, B, C, and D area. 33
  • 34.  Validation in pharmaceutical industry” edited by P.P.sharma ;first edition 2007 ; 193-220. References Pharmaceutical validation Dr.Sohan S. Chitlange First Edition April 2014,Page no :5.1-5.40. Demand of pharmaceutical facility functionality: Validation and qualification of HVAC system Anamika Singh, Sapna Malviya, Anil Kharia, Asian Journal of Pharmaceutics - April-June 2014 Page no: 125-129. 34
  • 35. Validation Of HVAC Systems In Pharmaceutical & Biotechnology Facilities Part 1 Brian Scott, Jeff Hargroves, and Jerry Bauers,Page No:32-37. Guidelines On Validation – Appendix 6 3 Validation On Qualification Of Systems, Utilities 4 And Equipment 5 (June 2016) Page No:1-24. Potdar MA. Pharmaceutical Quality Assurance, Nirali Prakashan, Pune, Edition II, 2012. Page No: 154-162. 35
  • 36. 36