United States v. James K. Mariea and Jerry M. Smith, United States of America v. James K. Mariea, 795 F.2d 1094, 1st Cir. (1986)
United States v. James K. Mariea and Jerry M. Smith, United States of America v. James K. Mariea, 795 F.2d 1094, 1st Cir. (1986)
2d 1094
The Assimilative Crimes Act ("ACA" or the "Act"), 18 U.S.C. Sec. 13 (1982),
supplements federal criminal law by providing that on federal reservations the
relevant state criminal law is incorporated into federal law in respect to conduct
"not made punishable by any enactment of Congress."1 Thus, if an individual
violates Maine criminal law on a federal reservation in Maine, and his conduct
is not made punishable by any enactment of Congress, the particular Maine
penal provision which is violated becomes a part of federal law, and he may be
prosecuted for the state law violation in the United States District Court for the
District of Maine.
2
At issue in the present case is whether the fact that military personnel charged
with drunken driving on a federal military installation can be prosecuted for that
conduct in a court-martial under a provision of the Uniform Code of Military
Justice ("UCMJ"), 10 U.S.C. Secs. 801 et seq. (1982 & Supp. II 1984), bars
assimilation into federal law of the Maine state law punishing drunken driving.
Defendants argue, and the district court has ruled, that the ACA does not apply
since the conduct is made punishable by an enactment of Congress, namely, the
UCMJ. This ruling, if sustained, leaves the federal district court without
jurisdiction and requires that military defendants be prosecuted, if at all, by
local military authorities. The United States has appealed from this ruling.
I.
3
Defendants James K. Mariea and Jerry M. Smith are both active-duty members
of the armed forces stationed at the Naval Air Station at Brunswick, Maine. On
January 17, 1985, Mariea was arrested after a hit-and-run accident on the
military base, and subsequently charged in federal district court with violating
Maine criminal statutes by driving while intoxicated, Me.Rev.Stat.Ann. tit. 29,
Sec. 1312-B (Supp.1985),2 leaving the scene of an accident, Me.Rev.Stat.Ann.
tit. 29, Sec. 894 (1978),3 and eluding police, Me.Rev.Stat.Ann. tit. 29, Sec.
2501-A(3) (Supp.1985).4 On February 11, 1985, Smith was apprehended on the
Naval Air Station for driving under the influence, and a one-count information
was subsequently filed, charging him with drunken driving in violation of
Me.Rev.Stat.Ann. tit. 29, Sec. 1312-B. Since the state offenses took place on a
federal enclave, the criminal information alleged that they were incorporated
into federal law under the Assimilative Crimes Act.
The district court, on defendants' motion, dismissed the charge of driving under
the influence as to both defendants, reasoning that a similar provision in the
UCMJ precluded federal court jurisdiction under the Act. United States v.
Smith, 614 F.Supp. 454 (D.Me.1985). Thus the entire information against
Smith was dismissed. The court determined, however, that it had jurisdiction
over the two additional charges against Mariea (for leaving the scene of an
accident and eluding the police) because they were not specifically provided for
under the UCMJ. Mariea subsequently entered a conditional guilty plea on
those counts under Fed.R.Crim.P. 11(a), reserving his right to appeal from the
court's pretrial ruling.
Because we hold that the Uniform Code of Military Justice is not an "enactment
of Congress" within the meaning of the Assimilative Crimes Act, and thus that
Under the Assimilative Crimes Act, conduct punishable under state law is
assimilated into federal law if it occurs on land reserved to the federal
government, so long as the conduct is "not made punishable by any enactment
of Congress." See note 1, supra. Thus if a provision of the Federal Criminal
Code, 18 U.S.C. Secs. 1 et seq. (1982 & Supp. II 1984), makes punishable the
same conduct punishable under state law, the ACA does not apply. See, e.g.,
Williams v. United States, 327 U.S. 711, 717, 66 S.Ct. 778, 781, 90 L.Ed. 962
(1946); United States v. Butler, 541 F.2d 730, 732, 734 (8th Cir.1976); United
States v. Patmore, 475 F.2d 752, 753 (10th Cir.1973); Fields v. United States,
438 F.2d 205, 207 (2d Cir.), cert. denied, 403 U.S. 907, 91 S.Ct. 2214, 29
L.Ed.2d 684 (1971); United States v. O'Byrne, 423 F.Supp. 588, 590
(E.D.Va.1973).
The district court rejected the government's position because it found no reason
to depart from what it saw as the plain language of the Act by restricting the
scope of the phrase "any enactment of Congress." Rather it found that the
purpose of the ACA is to fill gaps in the federal law "where no action of
Congress has been taken to define the missing offenses." Williams, 327 U.S. at
719, 66 S.Ct. at 782. The district court concluded that since drunken driving by
servicemen was already punishable by court-martial under the UCMJ, there
was no "gap" in criminal law to be filled by state law. Prosecution under the
Act, the court observed, would mean "duplicative punishments for the same
We, of course, agree that "a statute's plain language is the primary indicator of
its meaning." Massachusetts Financial Services, Inc. v. Securities Investor
Protection Corp., 545 F.2d 754, 756 (1st Cir.1976), cert. denied, 431 U.S. 904,
97 S.Ct. 1696, 52 L.Ed.2d 388 (1977). But we do not find the language in the
phrase "made punishable by any enactment of Congress" to be "plain" as
respects the precise question before us: whether the ACA refers only to penal
laws of general application, or whether it was intended to include the UCMJ--a
code not generally applicable to the citizenry, designed solely to regulate the
military. We note that the "any enactment" phraseology was of recent
invention, having been preceded by other language which was changed several
times, all without apparent intent to alter the Act's basic meaning. Williams,
327 U.S. at 722-23, 66 S.Ct. at 783-84. Thus the question before us cannot be
answered without examining the Act's design and historical purpose. See
United States v. Fulkerson, 631 F.Supp. 319, 322 n. 5 (D.Hawaii 1986).
10
As reviewed in United States v. Sharpnack, 355 U.S. 286, 288-94, 78 S.Ct. 291,
293-96, 2 L.Ed.2d 282 (1958), 7 the history of the ACA strongly suggests that
the present phrase "any enactment of Congress" means only those criminal laws
of general applicability, and not a specialized, internal disciplinary code like the
UCMJ which covers only military personnel. The only other circuit to face this
issue has reached a similar conclusion, United States v. Walker, 552 F.2d 566
(4th Cir.), cert. denied, 434 U.S. 848, 98 S.Ct. 157, 54 L.Ed.2d 116 (1977), as
have two district courts, Fulkerson, 631 F.Supp. 319; United States v. O'Byrne,
423 F.Supp. 588 (E.D.Va.1973); see also United States v. Best, 573 F.2d 1095,
1098 (9th Cir.1978) (citing Walker with approval); United States v. Holley,
444 F.Supp. 1361, 1367 (D.Md.1977) (same). We find the reasoning of these
courts persuasive, particularly that of Judge King in Fulkerson, whose decision
earlier this year followed the opinion below.
III.
11
The first Federal Crimes Act, enacted in 1790,8 legislated a number of federal
crimes applicable to federal enclaves, but it soon was apparent that a more
comprehensive set of penal laws was needed to govern offenses committed on
federal property. Sharpnack, 355 U.S. at 288-89, 78 S.Ct. at 293. Rejecting the
option of enacting a separate criminal code for federal lands, Congress chose in
1825 to add a provision to the Federal Crimes Act, adopting as federal law the
offenses made punishable by the laws of the state in which the enclaves were
located, unless the offenses were "specially provided for by any law of the
United States."9 Id. at 289-90, 78 S.Ct. at 293-94. It appears obvious that the
state offenses which were to apply in the federal enclaves were generally
applicable state crimes, and the federal offenses which might prevent operation
of the state laws were, likewise, generally applicable federal crimes. There was
never any suggestion that the Articles of War and similar articles for the Navy
(precursors to the UCMJ) which were in existence in 1825 and thereafter would
toll the operation of the ACA.
12
While the language of the Act now reads "any enactment of Congress," 10 this
change cannot be construed as transforming clear congressional intent to
supplement generally applicable federal criminal laws (primarily, the Federal
Criminal Act, later codified as the Federal Criminal Code) to include statutes of
restricted applicability.11 1] Many courts, including the Supreme Court, that
have examined the scope and purposes of the ACA have acknowledged that the
Act refers to the Federal Criminal Code, or to generally applicable federal
criminal laws.12 Here, while Congress itself penalized an increasing number of
major offenses when committed on federal enclaves,13 it has not dealt with
drunken driving in the Federal Criminal Code or in any other generally
applicable criminal statute. It follows that assimilation of the state offense is
appropriate.
13
be exempt from state laws that would otherwise apply to every other person in
the state.16
14
Unlike the district court, we see little reason to tolerate "[d]isparate treatment of
civilians and soldiers" in this case. To be sure, courts have "long recognized
that the military is, by necessity, a specialized society separate from civilian
society," with "laws and traditions of its own...." Parker v. Levy, 417 U.S. 733,
743, 94 S.Ct. 2547, 2555-56, 41 L.Ed.2d 439 (1973). But this has never been
deemed to mean wholesale exemption from the penal laws that govern the rest
of society,17 and we do not think Congress meant to create such an exception
under the Act. It is one thing not to apply state criminal law when Congress has
legislated its own general criminal law for the same conduct, but quite another
to exempt stateside military personnel from accountability under any and all
general criminal law when an offense occurs on federal land, leaving them
subject only to such discipline as their commanders choose to impose.
15
It stands to reason that the federal laws Congress had in mind as barring
assimilation of state laws were federal laws of a character similar to the state
laws they preempted--i.e., criminal laws of general application. The articles of
the UCMJ, however, pertain only to members of the armed forces. And they
differ from civilian criminal statutes in a number of important respects. Parker,
417 U.S. at 743-52, 94 S.Ct. at 2555-60. For one, the primary goal of the
UCMJ, unlike that of state and federal criminal law, is instilling and
maintaining discipline, on the notion that "a hierarchical structure of discipline
and obedience to command, unique in its application to the military
establishment and wholly different from civilian patterns" are key to an
effective fighting force. Chappell v. Wallace, 462 U.S. 296, 300, 103 S.Ct.
2362, 2366, 76 L.Ed.2d 586 (1983); see also United States ex rel. Toth v.
Quarles, 350 U.S. 11, 17, 22, 76 S.Ct. 1, 8, 100 L.Ed. 8 (1955). As a result, the
UCMJ regulates military life far more comprehensively than a typical state
criminal code regulates civilian life,18 Parker, 417 U.S. at 750-51, 94 S.Ct. at
2559, with "strict discipline and regulation that would be unacceptable in a
civilian setting," Chappell, 462 U.S. at 300, 103 S.Ct. at 2365. Another key
difference is that minor offenses under the UCMJ are often enforced only by
"forms of administrative discipline which are below the threshold of what
would normally be considered a criminal sanction...."19 Parker, 417 U.S. at 750,
94 S.Ct. at 2559.
16
Finally, military courts-martial and the civilian court system constitute totally
separate systems of justice, with different procedures, protections and
personnel. See O'Callahan v. Parker, 395 U.S. 258, 262-66, 89 S.Ct. 1683,
1685-87, 23 L.Ed.2d 291 (1969); Toth, 350 U.S. at 15-19, 76 S.Ct. at 4-6. It is
We do not share the district court's concern that finding jurisdiction under the
ACA would render court-martial jurisdiction meaningless. Concurrent
jurisdiction is a well-established doctrine. Under 18 U.S.C. Sec. 3231 (1982),
federal district courts share concurrent jurisdiction with military courts over "all
offenses against the laws of the United States"20 committed by military
personnel. See Gosa v. Mayden, 413 U.S. 665, 673, 93 S.Ct. 2926, 2932-33, 37
L.Ed.2d 873 (1973); Grafton v. United States, 206 U.S. 333, 348, 27 S.Ct. 749,
752, 51 L.Ed. 1084 (1907); Walker, 552 F.2d at 567, 568 n. 5. Many offenses
under the UCMJ are also punishable under the Federal Criminal Code.21 This
overlap in civilian and military jurisdiction makes it clear that Congress did not
intend to preclude assimilation of state law under the ACA with provisions in
the UCMJ. See Fulkerson, 631 F.Supp. at 324. Concurrent jurisdiction simply
gives the applicable authorities a choice of where to prosecute, an election
generally resolved by considerations of comity. See Ponzi v. Fessenden, 258
U.S. 254, 259, 42 S.Ct. 309, 310, 66 L.Ed. 607 (1922). Military authorities can
move swiftly to invoke court-martial jurisdiction where issues of military
discipline are paramount. It can be anticipated that the United States Attorney,
in determining whether to bring charges in federal court or to leave matters to a
military court, will take into account proper interests of the military as well as
other considerations.
18
Finally, it must be borne in mind that drunken driving is not an offense peculiar
to military society, as disobeying an order by a superior or leaving an assigned
post may be. See Toth v. Quarles, 350 U.S. at 18, 76 S.Ct. at 5-6. While
drunken driving belongs appropriately in the UCMJ for situations where there
is no adequate civilian enforcement mechanism (such as abroad or in a war
theatre), or where military discipline is strongly implicated (such as where the
driver is on duty), it is also an offense which may often be better left to civilian
authorities even when occurring on a military base. The laws governing the
safety of state roads (which will often interconnect with those in a federal
installation) are precisely the kind of laws that a state has a strong interest in
seeing enforced uniformly as to all persons, on or off a military base.
19
We conclude, in keeping with the views of the Fourth Circuit and other district
courts, as well as those of the United States, that "any enactment of Congress"
in the ACA refers to penal enactments of general applicability, not to the
UCMJ. In view of our conclusion, we need not specifically address the question
of whether the district court properly found that there were no UCMJ
provisions making punishable the two additional charges against Mariea-eluding the police and leaving the scene of an accident--upon which he was
convicted. Even assuming that the UCMJ contains sufficiently similar offenses,
Maine state law as to those offenses would still be assimilated into federal law
since the UCMJ is not an enactment of Congress under the Act that could
preclude federal jurisdiction. We are not aware of, and the parties have not
argued, that there is any other federal statute specifically providing for either
offense.
20
Accordingly, we hold that the district court had jurisdiction to hear the two
additional charges against Mariea, and his conviction is affirmed. The dismissal
of the drunken driving counts as to both defendants is vacated, and the cases are
remanded to the district court for trial or any other proceedings consistent
herewith.22
21
In No. 85-1770, the judgment of the district court is vacated and remanded; in
No. 85-1946, the judgment of the district court is affirmed.
In support, defendants rely on United States v. Butler, 541 F.2d 730 (8th
Cir.1976), which held that the National Firearms Act, 18 U.S.C.App. Sec.
1202(a) (1982 & Supp. II 1984), was a congressional enactment precluding the
application of the ACA. We find this case inapposite since Butler only
addressed the issue of whether a specific federal statute of general applicability
was an enactment under the Act. While the Butler court refused to construe
"any enactment" as referring only to laws dealing with federal enclaves, it
recognized that federal enactments under the ACA must, unlike provisions of
the UCMJ, be of general applicability. Id. at 734
Section 911 provides that "[a]ny person subject to this chapter who operates
any vehicle while drunk, or in a reckless or wanton manner, shall be punished
as a court-martial may direct."
In its appellate brief, the government contends that it does not concede that
drunken driving under the UCMJ is the same as the charge of operating under
the influence of intoxicating liquor under Maine law. The district court,
however, stated that the government "does not dispute that operating under the
influence, see 29 M.R.S.A. Sec. 1312-B, is an 'act or omission' punishable
under Article 111 of the UCMJ." We need not resolve this issue since, even
assuming that the two offenses are the same, we hold that the UCMJ provision
does not preempt the assimilation of Maine state law in this case.
For a discussion of the legislative history of the Act, see also Williams v.
United States, 327 U.S. 711, 718-24, 66 S.Ct. 778, 782-85, 90 L.Ed. 962
(1946); Johnson v. Yellow Cab Transit Co., 321 U.S. 383, 398-401, 64 S.Ct.
622, 630-31, 88 L.Ed. 814 (1944) (Frankfurter, J., dissenting); United States v.
Press Publishing Co., 219 U.S. 1, 9-13, 31 S.Ct. 212, 213-15, 55 L.Ed. 65
(1911)
Act of March 3, 1825, ch. 65, Sec. 3, 4 Stat. 115, provided in part:
[I]f any offence shall be committed in any of the places aforesaid, the
punishment of which offence is not specially provided for by any law of the
United States, such offence shall, upon a conviction in any court of the United
States having cognisance thereof, be liable to, and receive the same punishment
as the laws of the state in which such fort, dock-yard, navy-yard, arsenal,
armory, or magazine, or other place, ceded as foresaid, is situated, provide for
the like offence when committed within the body of any county of such state.
(Emphasis added.)
10
The language of the ACA underwent various changes through the years. In
1940, for example, the phrasing was changed to refer to doing or omitting to do
"any act or thing which is not made penal by any laws of Congress...." 18
U.S.C. Sec. 468, 54 Stat. 234, quoted in Williams, 327 U.S. at 712, 66 S.Ct. at
779
11
12
See, e.g., Williams, 327 U.S. at 718-19, 66 S.Ct. at 782; Yellow Cab, 321 U.S.
at 398-401, 64 S.Ct. at 630-31 (Frankfurter, J., dissenting); Press Publishing,
219 U.S. at 10-13, 31 S.Ct. at 214-15; United States v. Walker, 552 F.2d 566,
568 n. 3 (4th Cir.1977); United States v. Butler, 541 F.2d 730, 734 (8th
Cir.1976); United States v. Fulkerson, 631 F.Supp. 319, 323-24 (D.Hawaii
1986); United States v. Adams, 502 F.Supp. 21, 24 (S.D.Fla.1980); United
States v. Chapman, 321 F.Supp. 767, 770 (E.D.Va.1971)
13
See, e.g., 18 U.S.C. Sec. 81 (1982) (arson); 18 U.S.C. Sec. 1111 (1982 & Supp.
II 1984) (murder); 18 U.S.C. Sec. 2031 (1982) (rape); 18 U.S.C. Sec. 2111
(1982) (robbery). For further examples, see Sharpnack, 355 U.S. at 289 n. 5, 78
S.Ct. at 294 n. 5
14
15
16
We note that in this case a person convicted of drunken driving under Maine
law, Me.Rev.Stat.Ann. tit. 29, Sec. 1312-B, will automatically have his driver's
license suspended for a minimum period of 90 days. A military court, however,
is not empowered to impose this penalty on a military defendant. Cf. United
States v. Lee, 786 F.2d 951, 954 (9th Cir.1986) (quoting a district court judge
as observing that "[t]he Air Force 'in house' handling of its own military
offenders [in traffic violation cases] often provide[s] for noncriminal
adjudication")
17
For example, if defendants had been arrested for drunken driving while on
Maine state roads, there is no question that they could be prosecuted under state
law in state court. Moreover, defendants are subject to federal criminal law
under the Federal Criminal Code. For good reason, there is no general concept
in our society that military offenders are ordinarily exempt from civilian
criminal jurisdiction
18
Article 133 of the UCMJ, for example, provides for the punishment of "conduct
unbecoming an officer and a gentleman," 10 U.S.C. Sec. 933 (1982), while
Article 134 proscribes, inter alia, "all disorders and neglects to the prejudice of
good order and discipline in the armed forces," 10 U.S.C. Sec. 934 (1982). See
Parker v. Levy, 417 U.S. 733, 749-52, 94 S.Ct. 2547, 2558-60, 41 L.Ed.2d 439
(1973) (discussing differences between the UCMJ and the civilian criminal
code)
19
21
See, e.g., 10 U.S.C. Sec. 918 (1982) (murder); 10 U.S.C. Sec. 920 (1982)
(rape); 10 U.S.C. Sec. 922 (1982) (robbery); 10 U.S.C. Sec. 926 (1982) (arson).
Compare with note 13
22
Defendants argue that if this court finds concurrent jurisdiction between the
district court and the military court martial, their cases should nonetheless be
heard in the military forum. In support, they cite a "Memorandum of
Understanding" between the Departments of Defense and Justice contained in
the Manual for Courts Martial, App. 3 (1984), which establishes informal
guidelines for handling cases of concurrent jurisdiction. These internal
guidelines, however, were promulgated for purposes of administrative
convenience, and defendants cannot rely on them to deprive the district court of
jurisdiction. See Massachusetts Department of Correction v. Law Enforcement
Assistance Administration, 605 F.2d 21, 25-26 (1st Cir.1979) (holding that
internal agency guidelines designed to serve administrative convenience, and
not to protect rights of private parties, cannot serve as basis for claim). We have
considered the other arguments by defendants and find them without merit