Test Report

Applicant: EAST Group Co., Ltd.

Product: Online high frequency UPS

Trademark: EAST

Model No: EA9020II(3/1), EA9015II(3/1)

Prepared by: Most Technology Service Co., Limited

The safety testing has been performed on the submitted samples and found
in compliance with the council LVD directive 2014/35/EU.

Most Technology Service Co., Limited

No.5, 2nd Langshan Road, North District, Hi-tech Industry Park,
Nanshan, Shenzhen, Guangdong, China
Phone: 86-755-86026850
Fax: 86-755-26013350
http:// [Link]
 Page 2 of 42 Report No.: MTS/DNZ/B17040301

TEST REPORT
EN 62040-1
Uninterruptible power systems (UPS) –
Part 1: General and safety requirements for UPS

Report Number. .............................. : MTS/DNZ/B17040301

Date of issue................................... : 2017-04-07
Total number of pages ................... 42 pages

Applicant’s name ........................... : EAST Group Co., Ltd.

Address ........................................... : No.6 Northern Industry Road, Songshan Lake Sci. & Tech.
Industrial Park, Dongguan City, Guangdong Province, China

Test specification:
Standard ......................................... : EN 62040-1:2008 + A1:2013
Test procedure ............................... : LVD
Non-standard test method ............ : N/A
Test Report Form No. .................... : IEC62040_1C
Test Report Form(s) Originator .... : TÜV Rheinland Japan Ltd.
Master TRF ..................................... : Dated 2014-01
Copyright © 2014 Worldwide System for Conformity Testing and Certification of Electrotechnical
Equipment and Components (IECEE), Geneva, Switzerland. All rights reserved.
This publication may be reproduced in whole or in part for non-commercial purposes as long as the IECEE is acknowledged as
copyright owner and source of the material. IECEE takes no responsibility for and will not assume liability for damages resulting from
the reader's interpretation of the reproduced material due to its placement and context.

Test item description ..................... : Online high frequency UPS

Trade Mark ...................................... : EAST
Manufacturer .................................. : Same as applicant
Model/Type reference .................... : EA9020II(3/1), EA9015II(3/1)
Ratings ............................................ : Input: AC 400V, 50Hz, 3X47A
Output: AC 230V, 50Hz, 91A
Capacity: 20KVA, 18KW
DC input: DC192V
 Page 3 of 42 Report No.: MTS/DNZ/B17040301

Testing procedure and testing location:

Testing Laboratory: Most Technology Service Co., Limited

Testing location/ address ....................... : No.5, 2nd Langshan Road, North District, Hi-tech
Industry Park, Nanshan, Shenzhen, Guangdong, China
Associated Testing Laboratory:
Testing location/ address ....................... :

Tested by (name + signature) .......... :

Damon Zhang

Approved by (name + signature) ..... :

Jack Cheng

Testing procedure: TMP

Testing location/ address ....................... :

Tested by (name + signature) .......... :

Approved by (name + signature) ..... :

Testing procedure: WMT

Testing location/ address ....................... :

Tested by (name + signature) .......... :

Witnessed by (name + signature) .... :
Approved by (name + signature) ..... :

Testing procedure: SMT

Testing location/ address ....................... :

Tested by (name + signature) .......... :

Approved by (name + signature) ..... :
Supervised by (name + signature) .. :

TRF No. IEC62040_1C

 Page 4 of 42 Report No.: MTS/DNZ/B17040301

List of Attachments (including a total number of pages in each attachment):

1. Photos (7 pages)

Summary of testing:
From the result of our tests on the submitted samples, we conclude they comply with the requirements of
the standards
Tests performed (name of test and test Testing location:
clause): No.5, 2nd Langshan Road, North District, Hi-tech
Clause(s) Test(s) Industry Park, Nanshan, Shenzhen, Guangdong,
China
4 General conditions for tests
5 Fundamental design requirements
6 Wiring, connections and supply
7 Physical requirements
Electrical requirements and
8
simulated abnormal conditions

Summary of compliance with National Differences

List of countries addressed:

N/A

The product fulfils the requirements of EN 62040-1:2008 + A1:2013

TRF No. IEC62040_1C

 Page 5 of 42 Report No.: MTS/DNZ/B17040301

Copy of marking plate

TRF No. IEC62040_1C

 Page 6 of 42 Report No.: MTS/DNZ/B17040301

Test item particulars...................................................: Online high frequency UPS

Equipment mobility ....................................................: [X] movable [] transportable
[] stationary [] for building-in
Connection to the mains ...........................................: [X] pluggable equipment [X] type A [] type B
[] permanent connection
[] detachable power supply cord
[X] non-detachable power supply cord
Operating condition ...................................................: [X] continuous
[] rated operating / resting time:
Access location .........................................................: [X] operator accessible
[] restricted access location
Over voltage category (OVC) ...................................: [] OVC I [X] OVC II [] OVC III [] OVC IV
[] other:
Mains supply tolerance (%) or absolute mains ±10%
supply values .............................................................:
Tested for IT power systems ....................................: [] Yes [X] No
IT testing, phase-phase voltage (V) .........................:
Class of equipment ...................................................: [X] Class I [] Class II
[] Not classified
Considered current rating of protective device as 16A
part of the building installation (A) ..........................:
Pollution degree (PD) ................................................: [] PD 1 [X] PD 2 [] PD 3
IP protection class .....................................................: IP20
Elevation during operation (m) ................................: Up to 2000m
Elevation of test laboratory (m) ...............................: Below 2000m
Mass of equipment (kg) ............................................: --

Possible test case verdicts:

- test case does not apply to the test object ........... : N/A
- test object does meet the requirement.................. : P (Pass)
- test object does not meet the requirement ........... : F (Fail)
Testing.......................................................................... :
Date of receipt of test item ........................................ : 2016-10-24
Date (s) of performance of tests ............................... : 2016-10-24 to 2016-11-17

TRF No. IEC62040_1C

 Page 7 of 42 Report No.: MTS/DNZ/B17040301

General remarks:
The test results presented in this report relate only to the object tested.
This report shall not be reproduced, except in full, without the written approval of the Issuing testing
laboratory.
"(See Enclosure #)" refers to additional information appended to the report.
"(See appended table)" refers to a table appended to the report.

Throughout this report a comma / point is used as the decimal separator.

The report only changed applicant name, manufacturer name and trade Mark on the basis of the
report MTS/DNZ/S16111207.
Manufacturer’s Declaration per sub-clause 4.2.5 of IECEE 02:
The application for obtaining a Test Certificate Yes
includes more than one factory location and a Not applicable
declaration from the Manufacturer stating that the
sample(s) submitted for evaluation is (are)
representative of the products from each factory has
been provided ............................................................... :

When differences exist; they shall be identified in the General product information section.
Name and address of factory (ies) .......................... : EAST Group Co., Ltd.
No.6 Northern Industry Road, Songshan Lake Sci. &
Tech. Industrial Park, Dongguan City, Guangdong
Province, China
General product information:
These products are Online High Frequency UPS, electronic components mounted on PWB; external
enclosure is plastic material of V-0 grade, secured by screws.

All models are with same principle, constructional and insulation.

Max. ambient operating temperature: 40oC

TRF No. IEC62040_1C

 Page 8 of 42 Report No.: MTS/DNZ/B17040301
EN 62040-1
Clause Requirement + Test Result - Remark Verdict

4 GENERAL CONDITIONS FOR TESTS P

4.5 Components P
Comply with IEC 62040-1 or relevant component (see appended table 4.5) P
standard
1.5.2/RD Evaluation and testing of components Components, Which are
certified to IEC and/or national
standards, are applied
correctly within their ratings.
P
Components not covered by
IEC standards are tested
under the conditions present
in the equipment.
1.5.3/RD Thermal controls N/A
1.5.4/RD Transformers Transformers used are
suitable for their intended
application and comply with
P
the relevant requirements of
the standard and particularly
Annex C
1.5.5/RD Interconnecting cables P
1.5.6/RD Capacitors bridging insulation Comply with EN 60384-14 P
1.5.7/RD Resistors bridging insulation N/A
[Link]/RD Resistors bridging functional, basic or N/A
supplementary insulation
[Link]/RD Resistors bridging double or reinforced insulation N/A
between a.c. mains and other circuits
[Link]/RD Resistors bridging double or reinforced insulation No such resistor N/A
between a.c. mains and antenna or coaxial cable
1.5.8/RD Components in equipment for IT power systems N/A

4.6 Power interface P

1.6.1/RD AC power distribution systems TN power system. P
1.6.2/RD Input current (see appended table 4.6) P
4.6 Neutral conductor Neutral is insulated from the P
1.6.4/RD body with Reinforced
insulation through the
equipment.

4.7 Marking and instructions P

4.7.1 General P

TRF No. IEC62040_1C

 Page 9 of 42 Report No.: MTS/DNZ/B17040301
EN 62040-1
Clause Requirement + Test Result - Remark Verdict

4.7.2 Power rating All required markings are P

1.7.1/RD affixed on labels located on the
rear enclosure of UPS
Input rated voltage/range (V) ........................... : 400V P
Input rated current/range (A) ............................ : 3 X 47A P
Input symbol for nature of supply (d.c.) ........... : Only one mains supply N/A
connections.
Input rated frequency/range (Hz) ..................... : 50Hz P
Number of Input phases and neutral ................ : ~ P
Output rated voltage/range (V) ........................ : 230V P
Output rated current/range (A) ........................ : 91A P
Output rated power factor, if less than unity, or P
active power and apparent power or active power
and rated current ............................................. :
Number of output phases and neutral ............. : One phase P
Output rated active power (W or kW) .............. : 18kW P
Output rated apparent power (VA or kVA) ...... : 20KVA P
Output symbol for nature of supply (d.c.) ........ : ~ P
Output rated frequency/range (Hz) .................. : 50Hz P
Ambient operating temperature range (C) ..... : 0oC-40oC P
Rated short-time withstand current (Icw) or rated N/A
conditional short-circuit current (Icc)
Manufacturer’s name or trademark or identification EAST Group Co., Ltd. P
mark ................................................................. :
Type/model or type reference .......................... : EA9020II(3/1) P
Symbol for Class II equipment only ................. : Class I equipment N/A
Other symbols ................................................. : Additional symbols or marking P
do not give rise to
misunderstanding.
Certification marks ........................................... : N/A
Instructions for units with automatic P
bypass/maintenance bypass, additional input a.c.
supply, or external batteries, having text "See
installation instructions before connecting to the
supply" ............................................................. :
4.7.3 Safety instructions See below. P
[Link] General See below. P

TRF No. IEC62040_1C

 Page 10 of 42 Report No.: MTS/DNZ/B17040301
EN 62040-1
Clause Requirement + Test Result - Remark Verdict

[Link] Installation ........................................................ : User manual inform adequate

information to users and there
P
are such words in user
manuals
Location in a restricted access location only ... : N/A
Permanent connector UPS............................... : N/A
Pluggable type A or Pluggable type B UPS .... : Pluggable type A P
[Link] Operation .......................................................... : The UPS is intended for P
operation by a layperson
[Link] Maintenance ..................................................... : Stated in user’s manual P
[Link] Distribution related backfeed ............................ : P
4.7.4 Main voltage adjustment ................................. : Full range voltage design, no P
1.7.4/RD Voltage adjustment.
Methods and means of adjustment; reference to --
installation instructions .................................... :
4.7.5 Power outlets .................................................... : P
1.7.5/RD
4.7.6 Fuse identification (marking, special fusing There is a marking located
1.7.6/RD characteristics, cross-reference) ..................... : adjacent to each fuse to
P
indicate the specification of the
fuse
4.7.7 Wiring terminals Refer below. P
1.7.7/RD
[Link]/RD Protective earthing and bonding terminals ...... : The protective earthing wiring
terminal is indicated by the P
symbol (IEC60417)
[Link]/RD Terminals for a.c. mains supply conductors ..... : P
[Link]/RD Terminals for d.c. mains supply conductors ..... : Only connector to a.c. mains
supply
4.7.8 Battery terminals ............................................. : P
4.7.9 Controls and indicators See below.
P
1.7.8/RD
[Link]/RD Identification, location and marking ................. : P
[Link]/RD Colours ........................................................... : Colours are acceptable due to
only used for information (no
P
safety involved even if
disregarded).
[Link]/RD Symbols ........................................................... : P
Symbol on the functional
switch
[Link]/RD Markings using figures ................................... : N/A

TRF No. IEC62040_1C

 Page 11 of 42 Report No.: MTS/DNZ/B17040301
EN 62040-1
Clause Requirement + Test Result - Remark Verdict

4.7.10 Isolation of multiple power sources ................. : Warning label provided on the P
1.7.9/RD UPS, that both AC and DC
sources must be
disconnected before service.
4.7.11 IT power systems N/A
[Link]/RD
4.7.12 Protection in building installation P
Rated short-time withstand current (Icw) ........ : P
Rated conditional short circuit current (Icc) ..... : P
a) If higher Icp stated ≤ 10 kA P
a) If higher Icp stated > 10 kA N/A
4.7.13 High leakage current (mA) .............................. : Leakage current of the N/A
5.1/RD equipment does not exceed
3.5mA.
4.7.14 Thermostats and other regulating devices No device is intended to be
1.7.10/RD adjusted during in installation N/A
or normal operation mode
4.7.15 Language(s) .................................................... : English 
[Link]/RD
and
[Link]/RD
4.7.16 Durability of markings The marking plate was P
1.7.11/RD subjected to the permanence
of marking test. The marking
plate was rubbed with cloth
soaked with water for 15s and
then again for 15s with the
cloth soaked with petroleum
spirit. After this test there was
no damage to the marking
plate. The marking on the
label did not fade.
4.7.17 Removable parts N/A
1.7.12/RD
4.7.18 Replaceable batteries Replaceable by server
1.7.13/RD person. The required warning P
is in the safety manual
Language(s) .................................................... : English 
4.7.19 Operator access with a tool .............................. : There is no operator access
[Link]/RD with a tool in normal operation N/A
mode

TRF No. IEC62040_1C

 Page 12 of 42 Report No.: MTS/DNZ/B17040301
EN 62040-1
Clause Requirement + Test Result - Remark Verdict

4.7.20 Battery There is a battery warning

label in the battery
compartment to show the
following information
--- battery type
--- nominal voltage of total
battery
P
--- nominal capacity of total
battery
--- warning label denoting an
energy or electrical shock and
chemical hazard and
reference
See label in Annex Photos
Clearly legible information ............................... : Warning label containing
below
described information placed P
on enclosure of UPS and
battery compartment.
Information clearly legible.
Battery type (lead-acid, NiCd, etc.) and number of See tabel 4.5
P
blocks or cells .................................................. :
Nominal voltage of total battery (V) ................. : P
Nominal capacity of total battery (optional) ..... : P
Warning label .................................................. : P
Instructions ...................................................... : P
[Link]/RD Protection against energy hazards P
4.7.21 Installation instructions No special attention is needed
N/A
[Link]/RD

5 FUNDAMENTAL DESIGN REQUIREMENTS P

5.1 Protection against electric shock and energy
See below. P
hazards
5.1.1 Protection for UPS intended to be used in operator
P
2.1.1/RD access areas

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EN 62040-1
Clause Requirement + Test Result - Remark Verdict

[Link]/RD Access to energized parts There is adequate protection P

against operator contact with
bare parts at ELV or
hazardous voltage or parts
separated from these with
basic or functional insulation
only (except protective earth),
also after operator detachable
parts are removed and doors
and covers are opened. No
hazardous voltages
exceeding 1000V a.c. or
1500V d.c. ref. Sub-clause
2.10. Checked by test finger
and test pin.
Test by inspection ........................................... : Complies. P
Test with test finger (Figure 2A) ...................... : Complies. P
Test with test pin (Figure 2B) .......................... : Complies. P
Test with test probe (Figure 2C) ...................... : No TNV circuits within the N/A
equipment.
[Link]/RD Battery compartments No battery compartments N/A
provided and no TNV circuits
within the equipment
[Link]/RD Access to ELV wiring No internal wiring at ELV N/A
accessible to the operator.
Working voltage (Vpeak or Vrms); minimum (see appended table 5.7) 
distance through insulation (mm)
[Link]/RD Access to hazardous voltage circuit wiring No internal wiring at N/A
hazardous voltage circuit
accessible to the operator.
[Link]/RD Energy hazards ............................................... : No energy hazard in operator P
access area. Checked by
means of the test finger.
(see appended table [Link])
[Link]/RD Manual controls No conductive shafts of N/A
operating knobs, handles,
levers and the like in operator
access areas.
[Link]/RD Discharge of capacitors in equipment P
Measured voltage (V); time-constant (s) .......... : 26V, after 1s 
[Link]/RD Energy hazards – d.c. mains supply N/A
a) Capacitor connected to the d.c. mains supply .. : N/A
b) Internal battery connected to the d.c. mains N/A
supply .............................................................. :
[Link]/RD Audio amplifiers in information technology N/A
equipment ........................................................ :

TRF No. IEC62040_1C

 Page 14 of 42 Report No.: MTS/DNZ/B17040301
EN 62040-1
Clause Requirement + Test Result - Remark Verdict

5.1.2 Protection for UPS intended to be used in service No energy hazard in operator P
[Link] c) access areas access area. Checked by
/RD means of the test finger.
(see appended table [Link])
Hazardous energy level ................................... : P
5.1.3 Protection for UPS intended to be used in N/A
[Link] c) restricted access areas
/RD
Hazardous energy level ................................... : --
5.1.4 Backfeed protection (see appended table 5.7) P
Shock hazard after de-energization of a.c. input for P
UPS
Measured voltage (V); time-constant (s) .......... : 
Description of the construction ........................ : N/A
Air gap is employed for backfeed protection N/A
5.1.5 Emergency switching (disconnect) device Pluggable equipment type A,
no emergency-switching N/A
device for the load required.

5.2 Requirements for auxiliary circuits P

5.2.1 Safety extra low voltage circuit - SELV P
2.2/RD
2.2.1/RD General requirements P
2.2.2/RD Voltages under normal conditions (V) ............. : (See appended table 5.2.1) P
2.2.3/RD Voltages under fault conditions (V) ................. : (See appended table 5.2.1) P
2.2.4/RD Connection of SELV circuits to other circuits .. : N/A
5.2.2 Telephone network voltage circuits - TNV N/A
2.3/RD
2.3.1/RD Limits N/A
Type of TNV circuits ......................................... : 
2.3.2/RD Separation of TNV circuits from other circuits and N/A
from accessible parts
[Link]/RD General requirements N/A
[Link]/RD Protection by basic insulation N/A
[Link]/RD Protection by earthing N/A
[Link]/RD Protection by other constructions .................... : N/A
2.3.3/RD Separation from hazardous voltages N/A
Insulation employed ......................................... : 
2.3.4/RD Connection of TNV circuits to other circuits N/A
Insulation employed ......................................... : 

TRF No. IEC62040_1C

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EN 62040-1
Clause Requirement + Test Result - Remark Verdict

2.3.5/RD Test for operating voltages generated externally N/A

5.2.3 Limited current circuits N/A
2.4/RD
2.4.1/RD General requirements N/A
2.4.2/RD Limit values 
Frequency (Hz) ................................................. : 
Measured current (mA) .................................... : 
Measured voltage (V) ....................................... : 
Measured circuit capacitance (nF or µF).......... : 
2.4.3/RD Connection of limited current circuits to other N/A
circuits
5.2.4 External signaling circuits N/A
3.5/RD
3.5.1/RD General requirements N/A
3.5.2/RD Types of interconnection circuits ..................... : N/A
3.5.3/RD ELV circuits as interconnection circuits N/A
3.5.4/RD Data ports for additional equipment N/A
5.2.5 Limited power source N/A
2.5/RD
a) Inherently limited output N/A
b) Impedance limited output N/A
c) Regulating network limited output under normal N/A
operating and single fault condition
d) Overcurrent protective device limited output N/A
Max. output voltage (V), max. output current (A), 
max. apparent power (VA) ............................... :
Current rating of overcurrent protective device (A) .: 
Use of integrated circuit (IC) current limiters 

5.3 Protective earthing and bonding P

5.3.1 General P
2.6/RD Provisions for earthing and bonding See below. P
2.6.1/RD Protective earthing UPS are class I equipment,
connection of relevant
conductive parts to the PE P
terminal (appliance inlet) via
green/yellow insulated wires.
2.6.2/RD Functional earthing All eartheing is separated
from parts at hazardous P
voltages

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EN 62040-1
Clause Requirement + Test Result - Remark Verdict

2.6.3/RD Protective earthing conductors and protective P

bonding conductors
[Link]/RD General P
[Link]/RD Size of protective earthing conductors Size of protective earthing
conductors comply with the P
requirements in table 3B/RD
Rated current (A), cross-sectional area (mm2), 
AWG ................................................................. :
[Link]/RD Size of protective bonding conductors Size of protective earthing
conductors comply with the
requirements in table 3B/RD P
Same as [Link]/RD
Rated current (A), cross-sectional area (mm2), 
AWG ................................................................. :
Protective current rating (A), cross-sectional area 
(mm2), AWG ..................................................... :
[Link]/RD Resistance of earthing conductors and their Resistance of the protective
terminations; resistance (), voltage drop (V), test bonding conductor is less
current (A), duration (min) ................................ : than 0.1Ω P
See table 5.3 [Link]/RD
Ground continuity Test
[Link]/RD Colour of insulation........................................... : The insulation of the
protective eatthing conductor
in power cord supplied with
P
equipment and the protective
bonding conductor is green-
and yellow
2.6.4/RD Terminals See below. N/A
[Link]/RD General Appliance inlet as protective
N/A
earth terminal.
[Link]/RD Protective earthing and bonding terminals The earthing terminal in the
appliance inlet is regarded as
N/A
the main protective earthing
terminal
Rated current (A), type, nominal thread diameter 4.0mm 
(mm) ................................................................. :
[Link]/RD Separation of the protective earthing conductor The earthing terminal in the
from protective bonding conductors appliance inlet is regarded as
the main protective earthing
terminal
P
Separate wiring terminals are
provided to protective earthing
conductor and protective
bonding conductor
2.6.5/RD Integrity of protective earthing See below. P

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EN 62040-1
Clause Requirement + Test Result - Remark Verdict

[Link]/RD Interconnection of equipment This unit has its own earthing

connection. PE terminals of
P
outlets reliably connected to
PE terminal of unit
[Link]/RD Components in protective earthing conductors and No switch or overcurrent
protective bonding conductors protective device in protective P
bonding conductors.
[Link]/RD Disconnection of protective earth P
[Link]/RD Parts that can be removed by an operator Earthing connected before
and disconnected after
P
hazardous voltage. No other
operator removable parts.
[Link]/RD Parts removed during servicing The relevant potential hazard
is removed at the same time
when protective earthing P
connection is disconnected for
servicing
[Link]/RD Corrosion resistance All safety earthing
connections in compliance P
with Annex J.
[Link]/RD Screws for protective bonding Self-tapping screws are used
to provided protective bonding
connection and is threaded P
into more than twice the pitch
of the screw thread
[Link]/RD Reliance on telecommunication network or cable Protective earthing does not
N/A
distribution system rely on a TNV circuit
5.3.2 Protective earthing P
2.6.1/RD
2.10/RD Clearances, creepage distances and distances P
through insulation
4.2/RD Mechanical strength P
5.2/RD Electric strength P
5.3.3 Protective bonding P

5.4 AC and d.c. power isolation P

5.4.1 General P
3.4/RD Disconnection from the mains supply P
3.4.1/RD General requirement P
3.4.2/RD Disconnect devices AC inlet used P
3.4.3/RD Permanently connected equipment N/A
3.4.4/RD Parts which remain energized N/A
3.4.5/RD Switches in flexible cords N/A
3.4.6/RD Number of poles - single-phase and d.c. equipment P

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EN 62040-1
Clause Requirement + Test Result - Remark Verdict

3.4.7/RD Number of poles - three-phase equipment N/A

3.4.8/RD Switches as disconnect devices N/A
3.4.9/RD Plugs as disconnect devices N/A
3.4.10/RD Interconnected equipment N/A
3.4.11/RD Multiple power sources UPS under test receives N/A
power from singe AC source.
5.4.2 Disconnect devices Ungrounded battery, the
internal battery DC supply of
the UPS can be disconnected
by the quick connectors of the P
battery and the appliance
coupler of the external battery
pack in both poles.

5.5 Overcurrent and earth fault protection P

5.5.1 General P
2.7.3/RD Short-circuit backup protection Building installation is P
considered as providing.
Shortcircuit backup protection.
2.7.4/RD Number and location of protective devices ..... : Over current protection by
one fuse in equipment
Protection devices considered P
to provide sufficient protection
against earth faults.
2.7.5/RD Protection by several devices Only one protection device
N/A
provided.
2.7.6/RD Warning to service personnel .......................... : No double-pole fusing inside
this pluggable equipment type N/A
A UPS.
5.5.2 Basic requirements Equipment relies on circuit
breaker in the equipment in
regard to L to N short-circuit.
P
Over current protection is
provided by the built-in circuit
breaker.
5.5.3 Battery circuit protection See below P
[Link] Overcurrent and earth fault protection P
[Link] Location of protective device Battery supplies are protected
by fuses located adjacent to
the batteries before any
P
components which may fail
short-circuited, such as
capacitors, semi-conductor
[Link] Rating of protective device See below. P
5.3.1/RD Protection against overload and abnormal (see appended table 8.3) P
operation
5.5.4 Short-time withstand current P

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EN 62040-1
Clause Requirement + Test Result - Remark Verdict

[Link] General P
[Link] Modes of operation P
[Link] Test procedure P
[Link].1 General application P
Rated UPS output current/(r.m.s) (A) .............. : <16 
Prospective test current/(r.m.s) (A) ................. : 3000 
Typical power factor ........................................ : 0.4 
Initial asymmetric peak current ration (Ipk / Icw) . : 1.42 
Minimum durating of prospective test current 1.5
(cycles 50/60 Hz) ............................................. :
[Link].2 Exemption from testing N/A

5.6 Protection of personnel – Safety interlocks N/A

5.6.1 Operator protection N/A
2.8/RD General principles N/A
2.8.1/RD Protection requirements N/A
2.8.2/RD Inadvertent reactivation N/A
2.8.3/RD Fail-safe operation N/A
2.8.4/RD Protection against extreme hazard N/A
2.8.5/RD Moving parts N/A
2.8.6/RD Overriding N/A
2.8.7/RD Switches, relays and their related circuits N/A
[Link]/RD Separation distances for contact gaps and their N/A
related circuits ................................................. :
[Link]/RD Overload test N/A
[Link]/RD Endurance test N/A
[Link]/RD Electric strength test N/A
2.8.8/RD Mechanical actuators N/A
5.6.2 Service person protection N/A
[Link] Introduction N/A
[Link] Covers N/A
[Link] Location and guarding of parts N/A
[Link] Parts on doors N/A
[Link] Component access N/A
2.8.3/RD Fail-safe operation N/A
[Link] Moving parts N/A
[Link] Capacitor banks N/A

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EN 62040-1
Clause Requirement + Test Result - Remark Verdict

[Link] Internal batteries N/A

5.7 Clearances, creepage distances and distances through insulation P

2.10/RD
2.10.1/RD General P
[Link]/R Frequency ....................................................... : 50Hz
P
D
[Link]/R Pollution degrees ............................................. : Pollution Degree 2. P
D
[Link]/R Reduced values for functional insulation The functional insulation P
D complied with clause 5.3.4.
[Link]/R Intervening unconnected conductive parts Considered. —
D
[Link]/R Insulation with varying dimensions No such transfomer used. N/A
D
[Link]/R Special separation requirements Special separation is not N/A
D used.
[Link]/R Insulation in circuits generating starting pulses The circuit will not generate N/A
D starting pulse.
2.10.2/RD Determination of working voltage (See appended table 5.7) P
[Link]/R General Refer below: —
D
[Link]/R RMS working voltage (See appended table 5.7) P
D
[Link]/R Peak working voltage (See appended table 5.7) P
D
2.10.3/RD Clearances (See appended table 5.7)
[Link]/R General Refer below: —
D
[Link]/R Mains transient voltages 2500V peak P
D
a) AC mains supply ......................................... : 400V P
b) Earthed d.c. mains supplies ........................ : N/A
c) Unearthed d.c. mains supplies .................... : N/A
d) Battery operation ......................................... : N/A
[Link]/R Clearances in primary circuits (see appended table 5.7) P
D
[Link]/R Clearances in secondary circuits (see appended table 5.7) P
D
[Link]/R Clearances in circuits having starting pulses The circuit will not generate N/A
D starting pulse.

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EN 62040-1
Clause Requirement + Test Result - Remark Verdict

[Link]/R Transients from a.c. mains supply .................. : Considered. P

D
[Link]/R Transients from d.c. mains supply .................. : Not connected to d.c mains N/A
D supply.
[Link]/R Transients from telecommunication networks and Not connected to N/A
D cable distribution systems ............................... : telecommunication networks
and cable distribution
systems.
[Link]/R Measurement of transient voltage levels See below. —
D
a) Transients from a mains supply Measurement not relevant. N/A
For an a.c. mains supply ................................. : N/A
For a d.c. mains supply ................................... : N/A
b) Transients from a telecommunication network : Not connected to N/A
telecommunication networks.
2.10.4/RD Creepage distances (see appended table 5.7)
[Link]/R General Considered. P
D
[Link]/R Material group and comparative tracking index See below. P
D
CTI tests .......................................................... : Material group IIIb is —
assumed.
[Link]/R Minimum creepage distances (see appended table 5.7) P
D
2.10.5 /RD Solid insulation Considered. P
[Link]/R General P
D
[Link]/R Distances through insulation (see appended table 5.7) P
D
[Link]/R Insulating compound as solid insulation N/A
D
[Link]/R Semiconductor devices P
D
[Link]/R Cemented joints Not used cemented joints. N/A
D
[Link]/R Thin sheet material – General Two layers insulation tape P
D used as reinforced insulation
for transformers
[Link]/R Separable thin sheet material Two layers insulation tape P
D used as reinforced insulation
for transformers
Number of layers (pcs) .................................... : 2 layers (test 1 layer) 
[Link]/R Non-separable thin sheet material Not used. N/A
D

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EN 62040-1
Clause Requirement + Test Result - Remark Verdict

[Link]/R Thin sheet material – standard test procedure The clause [Link] is used. N/A
D
Electric strength test (see appended table 8.2) 
[Link] Thin sheet material – alternative test procedure refer to Annex C P
/RD
Electric strength test (see appended table 8.2) 
[Link] Insulation in wound components See cl.[Link]. P
/RD
[Link] Wire in wound components N/A
/RD
Working voltage ............................................... : 
a) Basic insulation not under stress ................ : N/A
b) Basic, supplementary, reinforced insulation : N/A
c) Compliance with Annex U ........................... : N/A
Two wires in contact inside wound component; N/A
angle between 45 and 90 ............................. :
[Link] Wire with solvent-based enamel in wound No wire with solvent-based N/A
/RD components enamel in wound
components.
Electric strength test (see appended table 8.2) 
Routine test N/A
[Link] Additional insulation in wound components No additional insulation used N/A
/RD
Working voltage ............................................... : 
- Basic insulation not under stress .................. : N/A
- Supplementary, reinforced insulation ............ : N/A
2.10.6/RD Construction of printed boards See below. —
[Link]/R Uncoated printed boards (See appended table 5.7) P
D
[Link]/R Coated printed boards No special coating in order to N/A
D reduce distances.
[Link]/R Insulation between conductors on the same inner N/A
D surface of a printed board
[Link]/R Insulation between conductors on different layers N/A
D of a printed board
Distance through insulation N/A
Number of insulation layers (pcs) .................... : N/A
2.10.7/RD Component external terminations No special coating in order to N/A
reduce distance.
2.10.8/RD Tests on coated printed boards and coated N/A
components

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EN 62040-1
Clause Requirement + Test Result - Remark Verdict

[Link]/R Sample preparation and preliminary inspection N/A

D
[Link]/R Thermal conditioning N/A
D
[Link]/R Electric strength test 
D
[Link]/R Abrasion resistance test N/A
D
2.10.9/RD Thermal cycling N/A
2.10.10/RD Test for Pollution Degree 1 environment and N/A
insulating compound
2.10.11/RD Tests for semiconductor devices and cemented N/A
joints
2.10.12/RD Enclosed and sealed parts N/A

6 Wiring, connections and supply P

6.1 General P
6.1.1 Introduction P
3.1/RD General P
3.1.1/RD Current rating and overcurrent protection All wirings meet the
P
requirement
3.1.2/RD Protection against mechanical damage Wires do not touch sharp
edges and heatsinks, which
P
could damage the insulation
and cause hazard.
3.1.3/RD Securing of internal wiring Internal wirings are routed,
supported, clamped, secured P
in place
3.1.4/RD Insulation of conductors P
3.1.5/RD Beads and ceramic insulators Not used. N/A
3.1.6/RD Screws for electrical contact pressure All screws for electrical
contact pressure are threaded
P
into more than two complete
threads
3.1.7/RD Insulating materials in electrical connections There is not non-metallic
material to be used in N/A
electrical connections in EUT
3.1.8/RD Self-tapping and spaced thread screws No self- tapping or spaced
thread screws used for
N/A
connection of current-carrying
parts.
3.1.9/RD Termination of conductors P
10 N pull test P

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EN 62040-1
Clause Requirement + Test Result - Remark Verdict

3.1.10/RD Sleeving on wiring P

6.1.2 Dimensions and rating of busbars and insulated P
conductors

6.2 Connection to power P

6.2.1 General provisions for connection to power P
3.2.2/RD Multiple supply connections Single supply connection N/A
3.2.3/RD Permanently connected equipment P
Number of conductors, diameter of cable and 
conduits (mm) .................................................. :
3.2.4/RD Appliance inlets P
3.2.5/RD Power supply cords N/A
[Link]/RD AC power supply cords N/A
Type ................................................................. : 
Rated current (A), cross-sectional area (mm²), 
AWG ................................................................ :
[Link]/RD DC power supply cords N/A
3.2.6/RD Cord anchorages and strain relief N/A
Mass of equipment (kg), pull (N) .................... : 
Longitudinal displacement (mm) ..................... : 
3.2.7/RD Protection against mechanical damage N/A
3.2.8/RD Cord guards N/A
Diameter or minor dimension D (mm); test mass 
(g) .................................................................... :
Radius of curvature of cord (mm) ..................... : 
6.2.2 Means of connection ....................................... : P
More than one supply connection ................... : P

6.3 Wiring terminals for external power conductors P

3.3/RD Wiring terminals for connection of external
P
conductors
3.3.1/RD Wiring terminals P
3.3.2/RD Connection of non-detachable power supply cords N/A
3.3.3/RD Screw terminals N/A
3.3.4/RD Conductor sizes to be connected P
Rated current (A), cord/cable type, cross-sectional <6A, 0.75mm2 
area (mm2)........................................................ :
3.3.5/RD Wiring terminal sizes N/A

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EN 62040-1
Clause Requirement + Test Result - Remark Verdict

Rated current (A), type, nominal thread diameter


(mm) ................................................................ :
3.3.6/RD Wiring terminal design N/A
3.3.7/RD Grouping of wiring terminals N/A
3.3.8/RD Stranded wire N/A

7 Physical requirements P
7.1 Enclosure P

7.2 Stability P
4.1/RD
Angle of 10 N/A
Test force (N) .................................................. : N/A

7.3 Mechanical strength P

4.2/RD
4.2.1/RD General P
4.2.2/RD Steady force test, 10 N 
4.2.3/RD Steady force test, 30 N N/A
4.2.4/RD Steady force test, 250 N P
4.2.5/RD Impact test P
Fall test P
Swing test P
4.2.6/RD Drop test; height (mm) ..................................... : N/A
4.2.7/RD Stress relief test P
4.2.8/RD Cathode ray tubes N/A
Picture tube separately certified ...................... : 
4.2.9/RD High pressure lamps N/A
4.2.10/RD Wall or ceiling mounted equipment; force (N) . : N/A

7.4 Construction details P

7.4.1 Introduction P
4.3.1/RD Edges and corners P
4.3.2/RD Handles and manual controls; force (N)........... : N/A
4.3.3/RD Adjustable controls N/A
4.3.4/RD Securing of parts No loosening of parts P
impairing creepage distances
or clearances is likely to
occur.

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Clause Requirement + Test Result - Remark Verdict

4.3.5/RD Connection by plugs and sockets P

4.3.7/RD Heating elements in earthed equipment N/A
4.3.11/RD Containers for liquids or gases N/A
4.4/RD Protection against hazardous moving parts N/A
4.4.1/RD General N/A
4.4.2/RD Protection in operator access areas ................ : N/A
4.4.3/RD Protection in restricted access locations ......... : N/A
4.4.4/RD Protection in service access areas N/A
4.4.5/RD Protection against moving fan blades N/A
[Link]/RD General N/A
Not considered to cause pain or injury. a) ....... : N/A
Is considered to cause pain, not injury. b) ....... : N/A
Considered to cause injury. c) ....... : N/A
[Link] Protection for users N/A
Use of symbol or warning ................................ : N/A
[Link] Protection for service persons N/A
Use of symbol or warning ................................ : N/A
4.5/RD Thermal requirements P
4.5.1/RD General P
4.5.2/RD Temperature tests P
Normal load condition per Annex L ................. : P
4.5.3/RD Temperature limits for materials P
4.5.4/RD Touch temperature limits P
4.5.5/RD Resistance to abnormal heat .......................... : (see appended table 7.4) P
7.4.2 Openings P
7.4.3 Gas Concentration N/A
7.4.4 Equipment movement N/A

7.5 Resistance to fire P

4.7/RD
4.7.1/RD Reducing the risk of ignition and spread of flame See below. P
Method 1, selection and application of components Use of materials with the
wiring and materials required flammability classes. P
Method 2, application of all of simulated fault N/A
condition tests
4.7.2/RD Conditions for a fire enclosure See below. P

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EN 62040-1
Clause Requirement + Test Result - Remark Verdict

[Link]/RD Parts requiring a fire enclosure With having the following

components: Components in P
primary circuits Insulated
wiring The fire enclosure is
required.
[Link]/RD Parts not requiring a fire enclosure N/A
4.7.3/RD Materials P
[Link]/RD General PCB rated accordingly. For P
details see table 4.3.
[Link]/RD Materials for fire enclosures Metal enclosure with P
thermoplastic front panel. For
details see table 4.3.
[Link]/RD Materials for components and other parts outside See subclause 4.7.2/RD. N/A
fire enclosures
[Link]/RD Materials for components and other parts inside Internal components except P
fire enclosures small parts are V-2, HF-2 or
better.
Batteries have a flammability
class of V-1 (or better).
[Link]/RD Materials for air filter assemblies No air filters provided. N/A
[Link]/RD Materials used in high-voltage components No high voltage components N/A
provided.

7.6 Battery location P

7.6.1 Battery location and installation Separate battery rooms P
7.6.2 Accessibility and maintainability P
7.6.3 Distance The batteries are fixed in P
place and the temperature of
mounting parts meet
requirement of less than 45
degree temperature rise
7.6.4 Case insulation P
7.6.5 Wiring P
7.6.6 Electrolyte spillage P
7.6.7 Ventilation P
7.6.8 Charging voltage Contact, connections and P
wiring are protected against
effects of ambient tem.,
moisture, gas, vapour and
mechanical stress.

7.7 Temperature rise P

4.5/RD Thermal requirements P

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Clause Requirement + Test Result - Remark Verdict

4.5.1/RD General P
4.5.2/RD Temperature tests (see appended table 7.4) P
Normal load condition per Annex L ................. : P
4.5.3/RD Temperature limits for materials P
4.5.4/RD Touch temperature limits P
4.5.5/RD Resistance to abnormal heat .......................... : P

8 Electrical requirements and simulated abnormal conditions P

8.1 General provisions for earth leakage P
5.1.1/RD General P
5.1.7/RD Equipment with touch current exceeding 3,5 mA N/A

8.2 Electric strength P

5.2/RD
5.2.1/RD General (see appended table 8.2) P
5.2.2/RD Test procedure (see appended table 8.2) P

8.3 Abnormal operating and fault conditions P

8.3.1 General P
5.3.1/RD Protection against overload and abnormal (see appended table 8.3) P
operation
5.3.2/RD Motors N/A
5.3.3/RD Transformers See appended Annex C. P
5.3.4/RD Functional insulation......................................... : EUT meet the requirement P
5.3.5/RD Electromechanical components No electromechanical N/A
component (except for
approved relays) provided.
5.3.9/RD Compliance criteria for abnormal operating and P
fault conditions
[Link]/RD During the tests ---No fire accurs
---EUT do not emit molten
P
metal
---Enclosures do not deform
[Link]/RD After the tests No hazards P
8.3.2 Simulation of faults P
8.3.3 Conditions for tests N/A

9 Connection to telecommunication networks N/A

6/RD

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Clause Requirement + Test Result - Remark Verdict

6.1/RD Protection of telecommunication network service persons, and users of other N/A
equipment connected to the network, from hazards in the equipment
6.1.1/RD Protection from hazardous voltages N/A
6.1.2/RD Separation of the telecommunication network from N/A
earth
[Link]/RD Requirements N/A
Supply voltage (V) ........................................... : 
Current in the test circuit (mA) ...................... : 
[Link]/RD Exclusions ....................................................... : N/A
6.2/RD Protection of equipment users from overvoltages on telecommunication networks N/A
6.2.1/RD Separation requirements N/A
6.2.2/RD Electric strength test procedure N/A
[Link]/RD Impulse test N/A
[Link]/RD Steady-state test N/A
[Link]/RD Compliance criteria N/A
6.3/RD Protection of the telecommunication wiring system N/A
from overheating
Max. output current (A) .................................... : 
3.5/RD Interconnection of equipment N/A
3.5.1/RD General requirements N/A
3.5.2/RD Types of interconnection circuits ..................... : N/A
3.5.3/RD ELV circuits as interconnection circuits N/A
3.5.4/RD Data ports for additional equipment N/A
2.1.3/RD Protection in restricted access locations N/A
2.3.1/RD Limits N/A
Type of TNV circuits ......................................... : 
2.3.2/RD Separation from other circuits and from accessible N/A
parts
[Link]/RD General requirements N/A
[Link]/RD Protection by basic insulation N/A
[Link]/RD Protection by earthing N/A
[Link]/RD Protection by other constructions .................... : N/A
2.3.3/RD Separation from hazardous voltages N/A
Insulation employed ......................................... : 
2.3.4/RD Connection of TNV circuits to other circuits N/A
Insulation employed ......................................... : 
2.3.5/RD Test for operating voltages generated externally N/A

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EN 62040-1
Clause Requirement + Test Result - Remark Verdict

[Link]/RD Reliance on telecommunication network or cable N/A

distribution system
[Link]/R Clearances in primary circuits N/A
D
[Link]/R Clearances in secondary circuits N/A
D
2.10.4/RD Creepage distances N/A
[Link]/R General N/A
D
[Link]/R Material group and comparative tracking index N/A
D
CTI tests ........................................................... : 
[Link]/R Minimum creepage distances N/A
D
M/RD Annex M, CRITERIA FOR TELEPHONE RINGING SIGNALS (see 2.3.1/RD) N/A
M.1/RD Introduction N/A
M.2 /RD Method A N/A
M.3/RD Method B N/A
M.3.1/RD Ringing signal N/A
M.3.1.1/RD Frequency (Hz) ................................................ : 
M.3.1.2/RD Voltage (V) ...................................................... : 
M.3.1.3/RD Cadence; time (s), voltage (V) ........................ : 
M.3.1.4/RD Single fault current (mA) .................................. : 
M.3.2/RD Tripping device and monitoring voltage .......... : N/A
M.3.2.1/RD Conditions for use of a tripping device or a 
monitoring voltage
M.3.2.2/RD Tripping device N/A
M.3.2.3/RD Monitoring voltage (V) ..................................... : N/A

A/RD Annex A, Tests for resistance to heat and fire N/A

A.1/RD Flammability test for fire enclosures of movable equipment having a total mass N/A
exceeding 18 kg, and of stationary equipment (see [Link]/RD)
A.1.1/RD Samples............................................................ : 
Wall thickness (mm) ......................................... : 
A.1.2/RD Conditioning of samples; temperature (C) ..... : N/A
A.1.3/RD Mounting of samples ....................................... : N/A
A.1.4/RD Test flame (see IEC 60695-11-3) N/A
Flame A, B, C or D .......................................... : 
A.1.5/RD Test procedure N/A

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A.1.6/RD Compliance criteria N/A

Sample 1 burning time (s) ................................ : 
Sample 2 burning time (s) ................................ : 
Sample 3 burning time (s) ................................ : 
A.2/RD Flammability test for fire enclosures of movable equipment having a total mass not N/A
exceeding 18 kg, and for material and components located inside fire enclosures
(see [Link]/RD and [Link]/RD)
A.2.1/RD Samples, material............................................. : 
Wall thickness (mm) ......................................... : 
A.2.2/RD Conditioning of samples; temperature (°C) ..... : N/A
A.2.3/RD Mounting of samples ....................................... : N/A
A.2.4/RD Test flame (see IEC 60695-11-4) N/A
Flame A, B or C ............................................... : 
A.2.5/RD Test procedure N/A
A.2.6/RD Compliance criteria N/A
Sample 1 burning time (s) ................................ : 
Sample 2 burning time (s) ................................ : 
Sample 3 burning time (s) ................................ : 
A.2.7/RD Alternative test acc. to IEC 60695-11-5, cl. 5 and 9 N/A
Sample 1 burning time (s) ................................ : 
Sample 2 burning time (s) ................................ : 
Sample 3 burning time (s) ................................ : 
A.3/RD Hot flaming oil test (see 4.6.2/RD) N/A
A.3.1/RD Mounting of samples N/A
A.3.2/RD Test procedure N/A
A.3.3/RD Compliance criterion N/A

B/RD Annex B, Motor tests under abnormal conditions (see [Link]/RD and 5.3.2/RD) N/A
B.1/RD General requirements N/A
Position ............................................................ : 
Manufacturer ................................................... : 
Type ................................................................. : 
Rated values .................................................. : 
B.2/RD Test conditions N/A
B.3/RD Maximum temperatures N/A
B.4/RD Running overload test N/A
B.5/RD Locked-rotor overload test N/A

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Test duration (days) ........................................ : 

Electric strength test: test voltage (V) ............. : 
B.6/RD Running overload test for d.c. motors in secondary N/A
circuits
B.6.1/RD General N/A
B.6.2/RD Test procedure N/A
B.6.3/RD Alternative test procedure N/A
B.6.4/RD Electric strength test; test voltage (V) ............. : N/A
B.7/RD Locked-rotor overload test for d.c. motors in N/A
secondary circuits
B.7.1/RD General N/A
B.7.2/RD Test procedure N/A
B.7.3/RD Alternative test procedure N/A
B.7.4/RD Electric strength test; test voltage (V) ............. : N/A
B.8/RD Test for motors with capacitors N/A
B.9/RD Test for three-phase motors N/A
B.10/RD Test for series motors N/A
Operating voltage (V) ...................................... : 

C/RD Annex C, Transformers (see 1.5.4/RD and 5.3.3/RD) P

Position ............................................................ : Primary and secondary 
Manufacturer ................................................... : See table 4.5 
Type ................................................................. : See table 4.5 
Rated values .................................................. : See table 4.5 
Method of protection......................................... : 
C.1/RD Overload test P
C.2/RD Insulation P
Protection from displacement of windings........ : N/A

D/RD Annex D, Measuring instruments for touch current tests (see 5.1.4/RD) P
D.1/RD Measuring instrument P
D.2/RD Alternative measuring instrument N/A

E/RD Annex E, Temperature rise of a winding (see Annex E/RD) N/A

F/RD Annex F, Measurements of clearances and creepage distance (see 2.10/RD and P
Annex G/RD)

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G/RD Annex G, Alternative method for determining minimum clearances N/A

G.1/RD Clearances N/A
G.1.1/RD General N/A
G.1.2/RD Summary of the procedure for determining minimum clearances N/A
G.2/RD Determination of mains transient voltage (V) N/A
G.2.1/RD AC mains supply ............................................. : N/A
G.2.2/RD Earthed d.c. mains supplies ............................ : N/A
G.2.3/RD Unearthed d.c. mains supplies ........................ : N/A
G.2.4/RD Battery operation ............................................. : N/A
G.3/RD Determination of telecommunication network N/A
transient voltage (V) ........................................ :
G.4/RD Determination of required withstand voltage (V) N/A
G.4.1/RD Mains transients and internal repetitive peaks : N/A
G.4.2/RD Transients from telecommunication networks . : N/A
G.4.3/RD Combination of transients N/A
G.4.4/RD Transients from cable distribution systems N/A
G.5/RD Measurement of transient voltages (V) N/A
a) Transients from a mains supply N/A
For an a.c. mains supply N/A
For a d.c. mains supply N/A
b) Transients from a telecommunication network N/A
G.6/RD Determination of minimum clearances ............ : N/A

H Annex H, Guidance on protection against ingress of water and foreign objects N/A
(see IEC 60529)

I Annex I, Backfeed protection test P

I.1 General P
I.2 Test for pluggable UPS P
I.3 Test for permanently connected UPS N/A
I.4 Load-induced change of reference potential N/A
I.5 Solid-state backfeed protection P
(see clause 7.1-7.5 of IEC 62040-2 and clause 7.1-
7.2 of IEC 62040-3)

J/RD Annex J, Table of electrochemical potentials (see [Link]/RD) P

Metal(s) used ................................................... : 

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EN 62040-1
Clause Requirement + Test Result - Remark Verdict

K/RD Annex K, Thermal controls (see 1.5.3/RD and 5.3.8/RD) N/A

K.1/RD Making and breaking capacity N/A
K.2 /RD Thermostat reliability; operating voltage (V) .... : N/A
K.3/RD Thermostat endurance test; operating voltage (V) N/A
.......................................................................... :
K.4/RD Temperature limiter endurance; operating voltage N/A
(V) .................................................................... :
K.5/RD Thermal cut-out reliability N/A
K.6/RD Stability of operation N/A

L Annex L, Reference loads P

L.1 General P
L.2 Reference resistive load P
L.3 Reference inductive-resistive load 
L.4 Reference capacitive-resistive loads P
L.5 Reference non-linear load P
L.5.1 General P
L.5.2 Test method P
L.5.3 Connection of the non-linear reference load 

M Annex M, Ventilation of battery compartments P

M.1 General P
M.2 Normal conditions P
M.3 Blocked conditions P
M.4 Overcharge conditions P

N Annex N, Minimum and maximum cross-sections of copper conductors suitable for P

connection (see 6.3)

U/RD Annex U, Insulated winding wires for use without interleaved insulation N/A
(see [Link]/RD)


V/RD Annex V, AC POWER DISTRIBUTION SYSTEMS (see 1.6.1/RD) P

V.1/RD Introduction P
V.2/RD TN power distribution systems P
V.3/RD TT power distribution systems N/A
V.4/RD IT power distribution systems N/A

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EN 62040-1
Clause Requirement + Test Result - Remark Verdict

4.6, TABLE: Electrical Data (in normal conditions) P

1.6.2/RD
fuse # I rated U (V) P (KW) I (A) I fuse (A) condition/status
(A)
EA9020II(3/1) By AC mains supply:
Input Normal operation at rated load
47 360Vac 17.52 48.19 48.19
breaker
Input Normal operation at rated load
47 400Vac 17.60 44.08 44.08
breaker
Input Normal operation at rated load
47 440Vac 17.69 40.21 40.21
breaker
EA9020II(3/1) BY internal battery:
-- -- 192Vdc 17.18 9.05 -- Normal operation at rated load
Supplementary information:--

5.1.1 TABLE: Max. V, A, VA Test N/A

[Link]/RD
Voltage (rated) Current (rated) Voltage (max.) Current (max.) VA (max.)
(V) (A) (V) (A) (VA)
-- -- -- -- --
-- -- -- -- --
Supplementary information:

5.1.1 TABLE: Stored Energy N/A

[Link]/RD
Capacitance C (µF) Voltage U (V) Energy E (J)
-- -- --
-- -- --
Supplementary information:

5.1.1 TABLE: discharge of capacitors in the primary circuit N/A

[Link]/
RD
Condition  calculated  measured t u 0V Comments
(s) (s) (s)

-- -- -- -- --
-- -- -- -- --

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EN 62040-1
Clause Requirement + Test Result - Remark Verdict

5.1.1 TABLE: discharge of capacitors in the primary circuit N/A

[Link]/
RD
Supplementary information:

5.2.1 TABLE: Evaluation Of Voltage Limiting Components In SELV Circuits N/A

2.2/RD
Component (measured between) max. voltage (V) Voltage Limiting Components
(normal operation)
V peak V d.c.
-- -- -- --
Fault test performed on voltage limiting Voltage measured (V) in SELV circuits
components (V peak or V d.c.)
-- --
Supplementary information:

5.2.5 TABLE: Limited Power Sources N/A

2.5/RD
Circuit output tested:
Note: Measured Uoc (V) with all load circuits disconnected:
Components Sample No. Uoc (V) Isc (A) VA
Meas. Limit Meas. Limit

Supplementary information:
Sc=Short circuit, Oc=Open circuit

5.7 Table: Working Voltage Measurement P

2.10.2/RD
Location RMS voltage Peak voltage (V) Comments
(V)
Primary to Secondary 240 340
Primary to enclosure 240 340
Output to enclosure 240 340
supplementary information:

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EN 62040-1
Clause Requirement + Test Result - Remark Verdict

5.7 TABLE: Clearance And Creepage Distance Measurements P

2.10.3/RD
clearance cl and creepage Up U r.m.s. Required cl required dcr dcr
distance dcr at/of: (V) (V) cl (mm) (mm) (mm) (mm)
Functional:
Different polarity across fuse 340 240 1.5 4.0 2.5 4.0
Basic:
Transformer primary to core 340 240 2.0 6.0 2.5 7.0
Transformer secondary to
340 240 2.0 6.0 2.5 7.0
core
Reinforced:
Primary to Secondary 340 240 4.0 11.0 5.0 11.0
Transformer primary to
340 240 4.0 11.0 5.0 11.0
secondary
Primary to enclosure 340 240 4.0 11.0 5.0 11.0
Output to enclosure 340 240 4.0 8.0 5.0 8.0
Supplementary information:

5.7 TABLE: Distance Through Insulation Measurements P

[Link]/
RD
Distance through insulation di at/of: U r.m.s. Test voltage Required di di
(V) (V) (mm) (mm)
Insulation tape 240 3000AC 2 layers 2 layers
Transformer Bobbin 240 3000AC 0.4mm 1.0mm
Plastic enclosure 240 3000AC 0.4mm 1.5mm
Supplementary information:

7.7 TABLE: Heating Test P

4.5/RD
Test voltage See below －
(V) ……….…:
t1(℃) ……..……… -- －
………..:
t2(℃) …………… -- －
……..…..:
Maximum temperature T of T (℃) T (℃) Allowed Tmax(℃)
part/at: 207V/ 50Hz 253V/ 50Hz
- - - -
Connector 29.2 -- 29.8 -- 95-(40-25)=80
Input wire 33.5 -- 34.2 -- 105-(40-25)=90

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EN 62040-1
Clause Requirement + Test Result - Remark Verdict

Output wire 32.4 -- 33.7 -- 105-(40-25)=90

DC wire 30.8 -- 31.5 -- 105-(40-25)=90
C1 body 34.5 -- 36.4 -- 105-(40-25)=90
PCB near fuse 32.7 -- 33.9 -- 130-(40-25)=115
L1 coil 31.7 -- 33.0 -- 130-(40-25)=115
L4coil 46.8 -- 47.2 -- 130-(40-25)=115
PCB near Q11 42.5 -- 44.2 -- 130-(40-25)=115
C10 32.4 -- 34.5 -- 105-(40-25)=90
PCB near Q113 44.2 -- 46.1 -- 130-(40-25)=115
RY2 near fan 36.2 -- 38.5 -- 130-(40-25)=115
TX1 coil 67.4 -- 69.7 -- 130-(40-25)=115
Big capacitor body 33.4 -- 34.7 -- 105-(40-25)=90
PCB near Q1 body 62.2 -- 63.1 -- 130-(40-25)=115
DC fan body 28.5 -- 30.1 -- 85-(40-25)=70
Panel 28.7 -- 29.5 -- 85-(40-25)=70
Enclosure 30.2 -- 30.7 -- 60-(40-25)=45
Output terminal 28.6 -- 29.5 -- 95-(40-25)=80
Ambient 25.0 -- 25.0 -- --
Note(s): 1. The temperatures were measured under worst normal mode defined in [Link] and as
described in [Link] and as described in sub-clause 1.6.2 and at voltages as described above.
2. The maximum ambient temperature permitted by the manufacturer’s specification is 40℃

Temperature rise of R1 (Ω) R2 (Ω) ΔT (K) Max. dT Insulation

winding (K) class
-- -- -- -- -- --
Supplementary information:

7.4 TABLE: Ball Pressure Test of Thermoplastics P

4.5.5/RD
Allowed impression diameter (mm) ...................: 
Part Test temperature (C) Impression diameter
(mm)
Transformer Bobbin 125 1.1
Supplementary information:

TRF No. IEC62040_1C

 Page 39 of 42 Report No.: MTS/DNZ/B17040301
EN 62040-1
Clause Requirement + Test Result - Remark Verdict

5.7 TABLE: Dielectric Strength P

2.10.5
Test voltage applied between: Test potential applied Breakdown / flashover
(V) (Yes/No)
Primary to SELV 3000Vac No
Input L/N to front Panel 3000Vac No
Input L/N to earth 1500Vac No
Output L/N to earth 1500Vac No
Supplementary information:

7.5 TABLE: Resistance to fire P

4.7/RD
Part Manufacturer of Type of material Thickness Flammability Evidence
material (mm) class
PCB Kingboard Laminates
Ltd ZHONG SHAN
UL
BAO YUE JIA FR-4 1.0mm V-0
E123995
ELECTRONICS CO.,
LTD
Plastic enclosure Shenzhen Xin Quan PA765 Min.1.5 V-0 UL
Plastic Co., Ltd E56070
Supplementary information:

8 TABLE: touch current measurement P

5.1/RD
Measured between: Measured Limit Comments/conditions
(mA) (mA)
L/N to metal enclosure 1.9 3.5 Swith on
RS232 to L/N 0.007 0.25 Swith on
Supplementary information:--

8.3 TABLE: Fault condition tests P

5.3/RD
Ambient temperature (C) : -- 
Power source for EUT: Manufacturer, -- 
model/type, output rating :
Component Fault Supply Test Fuse # Fuse Observation
No. voltage time current
(V) (A)

TRF No. IEC62040_1C

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EN 62040-1
Clause Requirement + Test Result - Remark Verdict

Max. temperature:
L1 on main bord: 75.1℃
TX1 coil: 74.1 ℃TX1 core:71.1℃
Ventilation Blocked 400 30mins -- --
PCB near Q1: 80.8℃
Ambient: 25.0℃
No damaged, no hazards.
Max. temperature:
L1 on main bord: 82.0℃
TX1 coil: 80.1. ℃TX1 core:
DC FAN Block 400 30mins -- -- 75.1℃
PCB near Q1: 81.8℃
Ambient: 25.0℃
No damaged, no hazards.
T Pin 1-2 s-c 400 4mins -- -- Unit working nirmal, no hazard.
T Pin 6-7 s-c 400 4mins -- -- Unit working nirmal, no hazard.
U8 Pin1-2 s-c 400 4mins -- -- Unit working nirmal, no hazard.
U8 Pin3-4 s-c 400 4mins -- -- Unit working nirmal, no hazard.
U9 Pin1-2 s-c 400 4mins -- -- Unit working nirmal, no hazard.
U9 Pin3-4 s-c 400 4mins -- -- Unit working nirmal, no hazard.
s-c Unit shut sown.
Q 1-2 400 4mins -- --
non-recoverable, no hazard
Supplementary information: s-c means short-circuit.o-l means overload.o-c means open-circuit.

TRF No. IEC62040_1C

 Page 41 of 42 Report No.: MTS/DNZ/B17040301
EN 62040-1
Clause Requirement + Test Result - Remark Verdict

M Ventilation of battery compartments N/A

The required dimension for the ventilation openings will be calculated with
the following formula:
A ≥ Q/360 [m²]
with Q = 0.054 * n * I * C
where:
Q : airflow in m³/h
n : number of battery cells
I : constant factor (0,2A/100Ah for valve regulated lead acid
batteries)
C : is the battery nominal capacity in Ah at the 10h discharge rate
N/A
With the specific data for the UPS the following dimension for the
ventilation openings is required:
n :?
C :?
A ≥ (0.054 * n * 0.2 A/100 Ah * C)/360
A ≥ ? m²
Verdict
The size of ventilation openings in battery cabinet exceeds the required
airflow by far (as well as the UPS).

TRF No. IEC62040_1C

 Page 42 of 42 Report No.: MTS/DNZ/B17040301
EN 62040-1
Clause Requirement + Test Result - Remark Verdict

4.5 TABLE: Critical components information P

Object / part Manufacturer/ Type / model Technical data Mark(s) of
No. trademark Conformity1)
MING RONG
ELECTRICAL
Fuse RS15Φ10.3×38 500V/32A TUV
PROTECTION CO.,
LTD
Relay SONG CHUAN RELAY,735-2C-C 25A,250VAC UL
YATE LOON
DC fan ELECTRONICS CO., D12BH-D DC 12V,0.30A UL E189702
LTD
XIAMEN
X -cap. MKP62 275VAC,2.2uF VDE 40000358
FARATRONIC
Nanjing Yuyue,
Y -cap. CT7 Y2, 4700pF VDE 40008013
electronics Co.,Ltd.
ZHONG SHAN BAO
YUE JIA
PCB FR-4 130C, 94V-0 UL
ELECTRONICS CO.,
LTD
Shenzhen Yuyuan Test with the
inductor INV 1.2mH
Power Co. Ltd. appliance
PACIFIC ELECTRIC
Magnet Wire WIRE & CABLE PEWH 180℃,94V-0 E201757
(SHENZHEN) CO LTD
PANYU TIANYU
BASE 301-G20 Ul94-0 PBT E152735
LAIWEITE

TAPE YAHUA CT280 T0.025mm E165111

EPOXY EATTO 3300A/B-1 EQUIVALENT E218090

FGH40T120SMD/IK Test with the

IGBT FAIRCHILD/IFINEON 40A,1200V
W40N120T2 appliance
Test with the
Thyristor IR 40TPS12APBF 35A1200V appliance
Supplementary information:
1) Provided evidence ensures the agreed level of compliance. See OD-CB2039.

TRF No. IEC62040_1C

 Appendix 1

Front and rear views of ‘Online High Frequency UPS’

Model: EA9020II(3/1)
 Appendix 2

Internal views of ‘Online High Frequency UPS’

Model: EA9020II(3/1)
 Appendix 3

General PCB views of ‘Online High Frequency UPS’

Model: EA9020II(3/1)
 Appendix 4

General PCB views of ‘Online High Frequency UPS’

Model: EA9020II(3/1)
 Appendix 5

PCB views of ‘Online High Frequency UPS’

Model: EA9020II(3/1)
 Appendix 6

Internal component views of ‘Online High Frequency UPS’

Model: EA9015II(3/1)
 Appendix 7

Front and rear views of ‘Online High Frequency UPS’

Model: EA9015II(3/1)

---END OF REPORT--