FMI Important Questions
• What are the important functions performed by an e cient
nancial system in an economy? Does it help in the
economic development of a country? Or Impact of an
e cient nancial system on the economic development of
the country.
• Explain the term ‘Financial Intermediation’ and discuss the
functions performed by the nancial intermediaries in the
Indian nancial system.
• What is Credit Rating? How Credit Rating of a company is
helpful in making investment decisions?
• Give an overview of Indian money market. Explain in brief
di erent money market instruments.
• “Treasury bills are the important short term source of
nance for the government.”.In the light of the statement
explain the features and types of treasury bills.
• Di erentiate between money and capital market.
• An overview of Indian Debt Market.
• Explain the important features of National Stock Exchange
and Bombay Stock Exchange of India.
• SEBI and IRDA are two important regulatory agencies for
capital markets and insurance segment respectively in
India. Discuss the measures taken by SEBI in the recent
past for investor protection.
• What are New Issue Markets? Di erentiate New Issue
Market and Secondary Market. Discuss the procedure of
Issue of shares. How NIM (Primary Markets) and stock
exchanges are interlinked?
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• What is secondary market? Brie y discuss the working of
the stock markets in India.
• Write a short on functions of Reserve Bank of India.
• How Central Bank controls money and credit supply in
India? (Monetary Policy)
• "Commercial Banks plays and important role in the
development of the economy". Discuss.
• What is the role of Commercial banking in working capital
nance and project nance in India?
• Discuss the role of technology in transforming banking
sector in India towards better customer experience and
robust nancial system.
• Mutual funds are extremely important in the nancial
system of an economy. Do you agree? Explain the
important types of mutual funds schemes prevalent in
India? Discuss the structure of mutual funds in India.
• What do you understand by NBFCs? Explain their major
activities. How RBI controls the NBFCs?
• An overview of Financial Service Industry in India.
• Write short note on any two of the following:
1. Process of Dematerialisation
2. India Money Market
3. CART
4. Call Rates
5. Housing nance
6. Letter of credit
7. Leasing contracts (Financial lease and operating lease)
8. Banking Guarantees
9. Venture Capital Finance
10. O er for Sale
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11. Portfolio Management Services
12. Mudra Financing
13. Non performing Assets
14. Factoring Services
• Discuss in brief the life and non-life insurance
organisations in India. Brie y explain Insurance Sector
Reforms in India. Discuss the role of IRDA as a regulator of
the insurance sector.
• What is the regulatory framework for merchant banking in
India? What are the pre & post issue management
activities undertaken by a merchant banker. Financial
services industry in India has grown remarkably during the
last few years. Do you agree? Explain various
developments in brief.
• Are commercial banks the right nancial institution to fund
the capital required for the infrastructure development of
India? If they aren't what nancial institution would be
better suited for the role?
• Alliance Geo Mart limited is planning to come up with IPO
of fS00 crore to expand its E-retailing operations on pan
India basis. They are required to comply with certain pre
issue and post issue obligation stipulated by SEBI along
with underwriting requirements. They need to hire a lead
manager to comply with issue management requirements
and underwriting? Who can be lead manager for issue
management of this company? What are pre issue and
post issue obligations and underwriting requirements that
have to be complied through that lead manager?
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