[৬ নভেম্বর, ২০২২ ইং তা খ পর্ যন্ত হালনাগাদকৃত]

wWcwRUwi (e¨envwiK) cÖweavbgvjv, 2003

evsjv‡`k †M‡RU
AwZwi³ msL¨v
KZ©„c‣ KZ©„K cÖKvwkZ
iweevi, †g 04, 2003
[8g LÛ-- †emiKvix e¨w³ Ges K‡c©v‡ikb KZ…©K A‡_©i wewbg‡q RvixK…Z weÁvcb I †bvwUkmg~n]

wmwKDwiwUR I G•‡PÄ Kwgkb

SECURITIES AND EXCHANGE COMMISSION

cÖÁvcb
ZvwiL, 01jv GwcÖj 2003Bs/18B ˆPÎ 1409evs

bs-GmBwm/wmGgAviAviwmwW/2001-63/cÖkvmb-01/17-wmwKDwiwUR I G•‡Pà Kwgkb, wWcwRUwi AvBb, 1999 Gi

aviv 17 G cÖ`Ë ‣gZve‡j, c~e© cÖKv‡ki ci, wb‡¤§v³ cÖweavbgvjv cÖYqb Kwij, h_vt-

cÖ_g Aa¨vq
cÖviw¤¢K

1| msw‣ß wk‡ivbvg|- GB cÖweavbgvjv wWcwRUwi (e¨envwiK) cÖweavbgvjv, 2003 bv‡g AwfwnZ nB‡e|

2| msÁv|- (1) welq ev cÖms‡Mi cwicš’x †Kvb wKQy bv nB‡j, GB cÖweavbgvjvq-

(K) ÒAvBbÓ A_© wWcwRUwi AvBb, 1999 (1999 m‡bi 6 bs AvBb) ;

(L) ÒB‡jKUªwbK †hvMv‡hvMÓ A_© Kw¤úDUvi mn B‡jKUªwbK c×wZ‡Z †Kvb †hvMv‡hvM e¨e¯’v;
(M) ÒDc-AvBbÓ A_© AvB‡bi Aaxb RvwiK…Z wWcwRUwii Dc-AvBb;
(N) ÒZdmxjÓ A_© GB cÖweavbgvjvi mwnZ mshy³ †Kvb Zdmxj;
(O) ÒcwiPvjbv g¨vbyqvj” A_© wWcwRUwii cwiPvjbv g¨vbyqvj;

(P) Òe¨w³Ó A‡_© †Kv¤úvbx, mswewae× ms¯’v, Askx`vix Kvievi ev Ab¨ †Kvb †kªYxi cÖwZôvbI
AšÍf©~³ nB‡e|
1
[(Q) Ò‡iKW© †WU(record date)Ó A_© Bm¨yqvi KZ©„K †NvwlZ †Kvb wbw`©ó ZvwiL, †h Zvwi‡L
wWcwRUwi †iwR÷ªv‡i †iKW©f~³ m`m¨MY D³ Bm¨yqv‡ii mvavib mfv, we‡kl mvavib mfv
BZ¨vw`‡Z AskMÖnY Ges †fvU cÖ`v‡bi ‣gZv cÖvß nB‡e Ges †NvwlZ jf¨vsk, ivBU/†evbvm
†kqvi I Ab¨vb¨ myweavw` cÖvc¨ nB‡e|]

(2) GB cÖweavbgvjvq e¨eüZ kã, hvnv Dc-cÖweavb (1) G msÁvwqZ nq bvB Dnv, Securities and
Exchange Ordinance, 1969 (XVII of 1969), wmwKDwiwUR I G•‡PÄ Kwgkb AvBb, 1993
(1993 m‡bi 15bs AvBb), Ges †Kv¤úvbx AvBb, 1994 (1994 m‡bi 18 bs AvBb) mn Dnv‡`i
Aaxb cÖYxZ wewagvjv I cÖweavbgvjvq †hB A‡_© e¨eüZ nBqv‡Q ‡mB A_© eySvB‡e|

1
cÖÁvcb bs GmBwm/wmGgAviAviwmwW/2001-63/cÖkvmb-01/27, ZvwiL, 20 RyjvB, 2006Bs Øviv mwbœ‡ewkZ nBqv‡Q, hvnv ‡m‡Þ¤^i 27,
2006Bs Zvwi‡L evsjv‡`k †M‡R‡U cÖKvwkZ nBqv‡Q|
3| AvcZKvjxb Ae¯’v Rvwi|-(1) wWcwRUwii wbqš¿b wenf©©~Z †Kvb we‡kl cwiw¯’wZi (†hgb f~wgK¤ú, bvkKZvg~jK
Kg©KvÛ, cÖvK…wZK `y‡hv©vM, AwMœKvÛ BZ¨vw`) Kvi‡b †hvMv‡hvM, we`y¨r, †Uwj‡dvb e¨e¯’v ‣wZMÖ¯Í ev wech©¯Í nB‡j
†Kvb wWcwRUwi Kwgk‡bi mv‡_ Av‡jvPbvµ‡g, AvcZKvjxb Ae¯’v Rvwi Kwi‡Z cvwi‡e|

(2) RvwiK…Z AvcZKvjxb Ae¯’vq ‡jb‡`b cªwµqvi Rb¨ wWcwRUwi mvgwqKfv‡e we‡kl e¨e¯’v wb‡Z cwi‡e
hvnvi m¤^‡Ü Awej‡¤^ (m‡e©v”P PweŸk N›Uvi g‡a¨) Kwgkb‡K wjwLZfv‡e AewnZ Kwi‡Z nB‡e|

4| wech©q †gvKv‡ejvi e¨e¯’v I c×wZ|- wWcwRUwii KvwiMix µwU ev Ab¨ †Kvb Kvi‡Y m„ó wech©q Zvr‣wYKfv‡e
‡gvKv‡ejvi Rb¨ ch©vß e¨e¯’v _vwK‡Z nB‡e Ges GZ`msµvšÍ c×wZ GWwgwb‡÷ªkb g¨vbyqv‡j (administration
manual) wea„Z nB‡Z nB‡e|

5| wWcwRUwii Z‡_¨i wbivcËv|- AvcZKvjxb wm‡÷g mn wWcwRUwi GBiƒc mKj e¨e¯’v MÖnY Kwi‡e hvnv‡Z
wWcwRUwi‡Z iw‣Z Z_¨ m¤ú~Y© wbivc` I wbwðZ _v‡K, Dnv †hb bó ev weK…Z bv nq, wWcwRUwii AšÍg~©Lx I
ewng~©Lx (inward and outward) DcvË (data) mÂvjb ‡hb ¸ßvwqZ (encripted) nq Ges wWcwRUwi
AvBb, wWcwRUwi cÖweavbgvjv mn GB cÖweavbgvjv ev wWcwRUwii Dc-AvB‡bi weavb ev c×wZ Qvov Ab¨ ‡Kvb
fv‡eB †hb ‡Kn D³ Z_¨ msMÖn ev e¨envi Kwi‡Z bv cv‡i|

6| Af¨šÍixY g~j¨vqb, ch©‡e‣Y I wbqš¿Y e¨e¯’v|- wWcwRUwi‡Z Dnvi wm‡÷g, Kvh©wewa, wbqš¿Y Ges wbivcËv wbwðZ
Kivi Rb¨ ch©vß Af¨šÍixY g~j¨vqb, ch©‡e‣Y I wbqš¿Y e¨e¯’v _vwK‡Z nB‡e|

7| Z_¨, ‡iKW© BZ¨vw` msi‣Y e¨e¯’v|- (1) wWcwRUwi, Ab¨v‡b¨i g‡a¨, wbgœwjwLZ Z_¨, †iKW© BZ¨vw`, Dc-AvBb
Øviv wba©vwiZ c×wZ Abymi‡Y, msi‣Y Kwi‡e, h_vt-
(K) †hB mKj wmwKDwiwU ARo ev cybtRo Kiv nBqv‡Q Dnvi †iKW© ;
(L) n¯ÍvšÍiKvix I n¯ÍvšÍi MÖnxZvi bvg, wVKvbv Ges n¯ÍvšÍ‡ii ZvwiL ;
(M) mKj wmwKDwiwUi wnmve aviK (account holder) Abyhvqx ZvwjKv ev Bb‡W• (index);
(N) wWcwRUwi AskMÖnbKvix, Bmy¨qvi, Bmy¨qv‡ii cÖwZwbwa Ges wnmve avi‡Ki wbKU †cÖwiZ Ges Zvnv‡`i
wbKU nB‡Z M„nxZ mKj wb‡`©‡ki †iKW© ;
(O) †cøR (pledge) msµvšÍ mKj †iKW© ;
(P) mKj AskMÖnbKvix m¤^‡Ü we¯ÍvwiZ weeiY ;
(Q) †h mKj wmwKDwiwU ARo Ae¯’vq msi‣‡Yi †hvM¨ wnmv‡e †NvwlZ nBqv‡Q Dnvi weeiY ;
(R) cª‡hvR¨ †‣‡Î, wmwKDwiwU avi MÖnY I avi cÖ`vb (security borrowing and lending) msµvšÍ
weeiY; Ges
(S) Ab¨ †h †Kvb Z_¨ ev †iKW© hvnv Kwgkb KZ©„K mgq mgq msi‣‡Yi Rb¨ wba©vwiZ nq|

(2) wWcwRUwi Dnvi Z_¨vw`, †iKW© Ges WKz‡g›U †Kv_vq msiw‣Z nB‡e Zvnv c~‡e©B Kwgkb‡K wjwLZfv‡e
AewnZ Kwi‡e|
(3) Ab¨ †Kvb AvB‡bi weavb cÖwZcvjb mv‡c‡‣, wWcwRUwi Dnvi Z_¨vw`, †iKW© I WKz‡g›U b~¨bc‡‣ mvZ ermi
msi‣Y Kwi‡e|

8| wbqwgZ cwi`k©b e¨e¯’v|- myôzfv‡e cwiPvjbvi D‡Ï‡k¨ wWcwRUwi Dnvi wm‡÷g, Kvh©wew©a, wbqš¿Y I wbivcËv e¨e¯’v
wbqwgZfv‡e cwi`k©b Kwi‡e Ges cwi`k©b cÖwZ‡e`‡bi GK Kwc Kwgk‡b `vwLj Kwi‡e|

9| wWcwRUwi KZ©„K Kvh©Ki B‡jKUªwbK †hvMv‡hvM msi‣Y e¨e¯’v|- wWcwRUwi wmwKDwiwU Bmy¨qvi, wWcwRUwi
AskMÖnbKvix, ÷K G•‡PÃ, wK¬qvwis K‡c©v‡ikb ev nvDR, wK¬qvwis e¨vsK Ges Ab¨ †Kvb wWcwRUwi _vwK‡j Dnv
mn Kwgkb KZ©„K wb‡`©wkZ †Kvb e¨w³, KZ©„c‣ ev cÖwZôv‡bi mwnZ Kvh©Ki B‡jKUªwbK †hvMv‡hvM msi‣Y e¨e¯’v
wbwðZ Kwi‡e|
10| Ab¨vb¨ e¨w³ ev cÖwZôv‡bi mwnZ mn‡hvwMZv|- wWcwRUwi cÖ‡Z¨K wnmve aviK, myweav‡fvMx gvwjK (cÖ‡hvR¨
†‣‡Î), wWcwRUwii AskMÖnbKvix, Bmy¨qvi, Bmy¨qv‡ii G‡R›U, wmwKDwiwUi Kv÷wWqvb, wK¬qvwis e¨vsK, ÷K
G•‡PÃ, wK¬qvwis K‡c©v‡ikb ev nvDR Ges Ab¨ †h †Kvb wWcwRUwi mn Kwgkb KZ©„K wb‡`©wkZ †Kvb e¨w³,
KZ©„c‣ ev cÖwZôv‡bi mwnZ GBiƒc mn‡hvwMZv Kwi‡e hvnv wbf©i‡hvM¨, `ªæZ I wbivc` mKj †mev cÖ`vb wbwðZ
K‡i|

11| wK¬qvwis I ‡m‡Uj‡g›U e¨e¯’vi mv‡_ mgš^q|- wK¬qvwis I †m‡Uj‡g›U e¨e¯’vq cwieZ©‡bi †Kvb cÖ¯vÍ e Kwgkb h_vkxNÖ
m¤€e wWcwRUwi‡K AewnZ Kwi‡e Ges wWcwRUwi Kwgk‡bi Aby‡gvw`Z cwieZ©b Zvnvi wm‡÷‡g `ªæZ mgš^‡qi Rb¨
h‡_vchy³ c`‡‣c MÖnY Kwi‡e|

12| ‣wZc~i‡Yi e¨e¯’v|- wWcwRUwii Kvi‡Y ‣wZMª¯Í e¨w³‡K AvBbvbyhvqx ‣wZ c~iY w`evi Rb¨ wWcwRUwii ch©vß
e¨e¯’v _vwK‡Z nB‡e hvnvi g‡a¨ exgv AšÍf©~³ nB‡Z cvwi‡et
kZ© _v‡K †h, exgvKvix cÖwZôvb, Dnvi †Kvb AsM msMVb wKsev Dnv‡`i †Kvb KZ©KZ©v, †kqvi‡nvìvi ev
cÖwZwbwa, exgvi †gqv`Kvjxb mg‡q wWcwRUwii cl©‡` AšÍf©~³ nB‡Z ev _vwK‡Z cvwi‡e bv|

13| wWcwRUwii `vwqZ¡ ev KZ©e¨ Ac©‡Y (delegation) wb‡lavÁv|- Kwgk‡bi c~e©vbyygwZ e¨wZZ wWcwRUwi Dnvi
wWcwRUwi Kvh© Ab¨ Kvnv‡iv wbKU Ac©b Kwi‡Z cvwi‡e bv|

14| wWcwRUwi Aejywß msµvšÍ weavb|- †Kvb wWcwRUwi Aejyß nB‡Z Pvwn‡j me©cÖ_g Kwgk‡bi wbKU Aejywßi
Aby‡gv`‡bi Rb¨ wbgœwjwLZ Z_¨mn wjwLZ Av‡e`b Kwi‡Z nB‡et
(K) wWcwRUwi Aejyß nBevi Kvib;
(L) wWcwRUwi †hB fv‡e Aejyß nB‡Z Pvq Zvnvi eY©bv;
(M) wWcwRUwi‡Z iw‣Z wmwKDwiwUi wbivcËv I †ndvRZ wKfv‡e msiw‣Z nB‡e Ges wWcwRUwii Aejywßi
ci D³ wmwKDwiwUi wK nB‡e Zvnvi weeib;
(N) wWcwRUwi †hB me e¨w³ ev cÖwZôv‡bi mwnZ wmwKDwiwU msµvšÍ wel‡q Pzw³e× Av‡Q Zvnv mn mswkøó‡`i
mv‡_ `vq`vwq‡Zi wK e¨e¯’v M„nxZ nB‡e Zvnvi we¯ÍvwiZ weeib; Ges
(O) Kwgkb KZ…©K PvIqv Ab¨ †h †Kvb Z_¨t

kZ© _v‡K †h, †KejgvÎ Kwgk‡bi wjwLZ Aby‡gv`b cvIqvi ciB ‡Kvb wWcwRUwi Aejywß msµvšÍ AvbyôvwbKZv
ïiæ Kwi‡Z cvwi‡e|

wØZxq Aa¨vq
msi‣Y‡hvM¨ wmwKDwiwU
15| wWcwRUwi‡Z msi‣Y†hvM¨ wmwKDwiwU|- wWcwRUwi, Dnvi Dc-AvB‡b DwjøwLZ c×wZ‡Z, wWcwRUwi‡Z ARo
(dematerialized) Ae¯’vq msi‣Y†hvM¨ Z_v †hvM¨ wmwKDwiwU wba©viY Kwi‡e|
16| †hvM¨ wmwKDwiwUi †kªbx wefvM|- †Kvb wWcwRUwi †hvM¨ wmwKDwiwU‡K wbgœwjwLZ †kªbx‡Z wef³ Kwi‡Z cvwi‡e Ges,
Dc-AvB‡bi kZ© ¯^v‡c‡‣, †Kvb AskMÖnbKvix wK ai‡bi †hvM¨ wmwKDwiwU i‣Y Z_v †ndvRZ Kwi‡Z cvwi‡e Dnv
wba©vib Kwi‡Z cvwi‡e, h_vt-
(K) ÷K G•‡P‡Ã ZvwjKvfy³ wmwKDwiwU;
(L) miKvi KZ…©K Bmy¨K…Z eÛ gv‡K©U wmwKDwiwU A_ev Ab¨ †Kvb wmwKDwiwU hvnv eÛ gv‡K©U wmwKDwiwU
wnmv‡e MY¨; Ges
(M) Ab¨vb¨ wmwKDwiwU, hvnvi g‡a¨ BKzBwU Ges eÛ wmwKDwiwU, wgDPzqvj dvÛ BDwbU, evwbwR¨K KvMR
(commercial paer) BZ¨vw`I AšÍf~©³ nB‡Z cvwi‡e|
17| wjw÷s Gi Rb¨ †hvM¨ wmwKDwiwU|- (1) wWcwRUwi‡K e¨emv PvjyKib mvwU©wd‡KU Bm~¨i ci Kwgkb GKwU wbw`©ó
ZvwiL wba©vib Kwi‡e hvnvi g‡a¨ ÷K G•‡P‡Ã ZvwjKvfy³ mKj wKsev †Kvb wbw`©ó wmwKDwiwU †hvM¨ wmwKDwiwU
wnmv‡e †NvlYv Kwi‡e| AZtci Kwgkb KZ©„K wba©vwiZ Zvwi‡Li ci mKj ev †Kvb wbw`©ó wmwKDwiwU ARo
(dematerialized) e¨wZZ ÷K G•‡P‡Ã ‡jb‡`b Kiv hvB‡e bvt

Z‡e kZ© _v‡K †h, Kwgkb, cÖ‡qvRb g‡b Kwi‡j, D³ ZvwiL cwieZ©b Kwi‡Z Ges †Kvb wmwKDwiwU‡K †hvM¨
wmwKDwiwU nB‡Z Ae¨vnwZ w`‡Z cvwi‡et

AviI kZ© _v‡K †h, wWcwRUwii Dc-AvBb Kwgkb KZ©„K Aby‡gvw`Z nBevi ZvwiL nB‡Z AZtci ÷K G•‡P‡Ã
bZzb ZvwjKvf~³ mKj wmwKDwiwU †hvM¨ wmwKDwiwU wnmv‡e we‡ewPZ nB‡e hvnv ARo e¨wZZ ÷K G•‡P‡Ã
†jb‡`b Kiv hvB‡e bv|

(2) Dc-cÖweavb (1) Gi weavb mv‡c‡‣, †Kvb ÷K G•‡Pà †mB wmwKDwiwUi wjw÷s myweav Ae¨vnZ ivLv nB‡Z
weiZ _vwK‡e hvnv‡K BwZg‡a¨ †hvM¨ wmwKDwiwU wnmv‡e †Nvlbv Kiv nq bvB|

18| wWcwRUwi‡Z msi‣‡Yi Rb¨ wWcwRUwi I Bmy¨qv‡ii g‡a¨ Pzw³|- wWcwRUwi‡Z msi‣‡Yi Rb¨ wWcwRUwi I
wmwKDwiwU Bmy¨qvi wWcwRUwii Dc-AvBb Øviv wba©vwiZ c×wZ‡Z Pzw³e× nB‡et

Z‡e kZ© _v‡K †h, †hB †‣‡Î wWcwRUwi wb‡RB Bmy¨qvi nB‡e †mB ‡‣‡Î D³iƒc Pzw³i cÖ‡qvRb nB‡e bv, Z‡e
GB ai‡Yi Pzw³i †‣‡Î cÖ‡hvR¨ kZ©vejx Bmy¨qvi wnmv‡e wWcwRUwii Rb¨I cÖ‡hvR¨ ewjqv MY¨ nB‡e|

1
[19| *]

Z…Zxq Aa¨vq
wnmve msi¶Y
20| wnmve myweav|- wWcwRUwi wbgœwjwLZ wnmve cwiPvjbvi Rb¨ myweav cÖ`vb Kwi‡Z cvwi‡e, h_v t-

(K) wK¬qvwis (clearing) wnmve|- †UªwWs AskMÖnbKvix, Kv÷wW AskMÖnYKvix, †m‡Uj‡g›U G‡R›U
AskMÖnYKvix Ges ú~Y© ‡mevi AskMÖnbKvix ÷K G•‡P‡Ã †jb‡`b wb®úwËi Rb¨ GB wnmve e¨envi
Kwi‡Z cvwi‡e|

(L) cÖavb (principal) wnmve|- †UªwWs AskMÖnYKvix, Kv÷wW AskMÖnYKvix Ges c~Y© †mevi
AskMÖnbKvix Zvnv‡`i wbR¯^ wmwKDwiwU msi‣‡bi Rb¨ GB wnmve e¨envi Kwi‡Z cvwi‡e|

(M) MÖvnK (customer) wnmve|- ú~Y© ‡mevi AskMÖnbKvix Ges Kv÷wW AskMÖnbKvix wewb‡qvMKvix‡`i bv‡g
wmwKDwiwU msi‣‡bi Rb¨ GB wnmve e¨envi Kwi‡Z cvwi‡e|
(N) wgwjZ (omnibus) wnmve|- c~Y© ‡mevi AskMÖnbKvix Ges Kv÷wW AskMÖnbKvix GKvwaK wewb‡qvMKvixi
wnmve GKmv‡_ msi‣‡bi Rb¨ GB wnmve e¨envi Kwi‡Z cvwi‡e|
(O) cÖZ¨¶ (direct) wnmve|- wWcwRUwi mivmwi wewb‡qvMKvix‡`i wmwKDwiwU msi‣‡bi Rb¨ GB wnmve
e¨envi Kwi‡Z cvwi‡e|

(2) wWcwRUwii Ggb e¨e¯’v _vwK‡Z nB‡e hvnv‡Z ‡h †Kvb wnmve mnmv mbv³ Kiv hvq|

(3) cÖwZwU wnmve Dc-AvB‡b DwjøwLZ c×wZ‡Z †Lvjv nB‡e|

1
evsjv‡`k †M‡R‡U 16 †g 2004Bs Zvwi‡L RixK…Z cÖÁvcb bs-GmBwm/wmGgAviAviwmwW/2001-63/287/cÖkvmb-02/8 ZvwiLt 11 GwcÖj 2004
Gi cÖwewawU wejyß Kiv nBqv‡Q|
21| cÖZ¨¶ wnmve|- (1) wWcwRUwi †Kvb GKK bv‡g ïaygvÎ GKwU cÖZ¨‣ wnmve Lywj‡Z cvwi‡e|
(2) cÖZ¨‣ wnmv‡ei aviK Ab¨ ‡Kvb e¨w³i wmwKDwiwU wb‡Ri wnmv‡e ivwL‡Z cvwi‡e bv|
(3) ïaygvÎ wjwLZ wb‡`©k †gvZv‡eK wWcwRUwi cÖZ¨‣ wnmv‡ei avi‡Ki wmwKDwiwU ¯’vbvšÍi Kwi‡Z cvwi‡e|
(4) †jb‡`b nIqv mv‡c‡‣, wWcwRUwi cÖZ¨‣ wnmve aviK‡K †Kvb †jb‡`b m¤úbœ nIqvi ci wnmv‡ei gvwmK
weeibx cÖ`vb Kwi‡e hvnv‡Z c~e©eZx© weeibx nB‡Z eZ©gvb weeibx ch©šÍ mKj wmwKDwiwUi †jb‡`b wjwce×
_vwK‡e| †Kvb †jb‡`b bv _vwK‡j ‰ÎgvwmK wfwˇZ D³ weeiYx †`Iqv hvB‡e|

22| wnmve wgjvBqv †`Lv|- wWcwRUwi I Dnvi AskMÖnbKvixi Ggb wm‡÷g Z_v e¨e¯’v _vwK‡e hvnvi gva¨‡g Bmy¨qvi,
wWcwRUwi Ges wWcwRUwi AskMÖnbKvixi g‡a¨ wmwKDwiwU m¤úwK©Z mwVK wnmve wgjvBqv †`Lv hvq| Bmy¨qvi
cÖwZevi, Zvnvi wWcwRUwi †iwRóv‡i †Kvb wmwKDwiwU AšÍf~©³ nB‡j A_ev wWcwRUwi †iwR÷vi nB‡Z †Kvb
wmwKDwiwU D‡ËvwjZ nB‡j, wWcwRUwii mwnZ ARo wmwKDwiwUi w¯’wZ wgjvBqv †`wL‡e|

23| wWcwRUwi AskMÖnbKvix KZ©„K wnmve aviK Gi mwnZ Pzw³ m¤úv`b|-wWcwRUwi AskMÖnbKvix, wWcwRUwii Dc-AvB‡b
ewY©Z di‡gU (format) Abyhvqx, mKj wnmve avi‡Ki mwnZ Pzw³ m¤úv`b Kwi‡e|

24| wWcwRUwi AskMÖnbKvix KZ©„K wnmve avi‡Ki Rb¨ c„_K wnmve †Lvjv BZ¨vw`|- (1) wWcwRUwi AskMÖnbKvix
Dnvi mKj wnmve avi‡Ki Rb¨, Dc-AvBb Øviv wba©vwiZ c×wZ‡Z, c„_K wnmve Lywj‡e, Dnv‡`i wmwKDwiwU c„_K
wnmve Abyhvqx msi¶Y Kwi‡e Ges GK wnmv‡ei wmwKDwiwU Ab¨ wnmv‡ei wmwKDwiwUi mwnZ wgwjZ Kwi‡e bv|

(2) wWcwRUwi AskMÖnbKvix, wWcwRUwii Dc-AvB‡b ewY©Z di‡gU (format) Abyhvqx, wnmve avi‡Ki wbKU
nB‡Z wb‡`©k cvIqvi ci Dnv‡`i wnmv‡e wmwKDwiwU n¯ÍvšÍi Kvh©Ki Kwi‡e |

25| wWcwRUwi AskMÖnbKvix KZ…©K wnmv‡ei weeiYx (statement) BZ¨vw` cÖ`vb|-wWcwRUwi AskMÖnbKvix Dnvi
mKj wnmve aviK‡K, Dnv‡`i mwnZ m¤úvw`Z Pzw³ Abyhvqx, Z_v wWcwRUwii Dc-AvB‡bi weavb Abyhvqx, wbw`©ó
mgqv‡šÍ wnmv‡ei weeiYx mieivn Kwi‡e|

26| wWcwRUwi AskMÖnbKvixi mwnZ wnmve †Lvjv BZ¨vw`|- 1[(1) wWcwRUwii †mev MÖnb Kwi‡Z B”QyK e¨w³ Zvnvi
cQ›`g‡Zv wWcwRUwi AskMÖnbKvixi mwnZ wnmve Lywj‡Z cvwi‡e| wWcwRUwi AskMÖnYKvix, wWcwRUwii Dc-
AvB‡b ewYZ wnmve †Lvjvi Rb¨ h_vh_fv‡e c~iYK…Z Av‡e`b Ges mswkøó KvMRcÎ cÖvwß mv‡c‡‣, Av‡e`bKvixi
cwiPq wbwðZ nBqv, Av‡e`bc‡Îi mKj Z_¨ Ges ¯^v‣i wm‡÷‡g cÖ`vb Kwiqv wnmve Lywj‡e Ges wnmve b¤^i
wjwLZfv‡e Av‡e`bKvix‡K RvbvBqv w`‡et

Z‡e kZ© _v‡K †h, cÖvwZôvwbK wewb‡qvMKvix e¨wZZ †Kn GKB wWcwRUwi AskMÖnbKvixi mwnZ GKvwaK wnmve
Lywj‡Z cvwi‡e bv|]

(2) e¨w³ †kªYxi Ges cÖvwZôvwbK wewb‡qvMKvix KZ©„K Dc-AvB‡b DwjøwLZ dig c~iY Kwiqv Zvnv‡`i cQ›`g‡Zv
wWcwRUwi AskMÖnbKvixi wbKU D³ wnmve †Lvjvi Av‡e`b Kwi‡Z nB‡e, Ges wWcwRUwi AskMÖnYKvix
Z`‡cÖw‣‡Z Zvr‣wYK e¨e¯’v MÖnY Kwi‡e|

(3) Dc-AvB‡b DwjøwLZ dig c~iY Kwiqv wWcwRUwi AskMÖnbKvixi mwnZ iw‣Z wnmve eÜ Kivi Av‡e`b Kiv
hvB‡e, Ges wWcwRUwi AskMÖnbKvix †mB Abyhvqx Zvr‣wbK e¨e¯’v MÖnb Kwi‡et

Z‡e kZ© _v‡K †h, mswkøó wnmve Lv‡Z †Kvb †cøR (pledge) wmwKDwiwU _vwK‡j D³ wnmve, eÜK MÖwnZvi
c~e©vbygwZ e¨wZ‡i‡K, eÜ Kiv hvB‡e bv|

1
cÖÁvcb bs GmBwm/wmGgAviAviwmwW/2001-63/cÖkvmb-01/27, ZvwiL, 20 RyjvB, 2006Bs Øviv cÖwZ¯’vwcZ nBqv‡Q, hvnv ‡m‡Þ¤^i 27,
2006Bs Zvwi‡L evsjv‡`k †M‡R‡U cÖKvwkZ nBqv‡Q|
 PZz_© Aa¨vq
wWcwRUwi AskMÖnYKvix

27| wWcwRUwi AskMÖnbKvixi (depository participant) wbeÜb|- (1) GB cÖweavbgvjvi Aaxb cÖvß wbeÜb
mb` e¨vwZ‡i‡K ‡Kn wWcwRUwi AskMÖnbKvix wnmv‡e KvR Kwi‡Z cvwi‡e bv|

(2) †Kvb wWcwRUwi AskMÖnbKvix wnmv‡e wbe܇bi Rb¨t

(K) Kwgkb nB‡Z mb`cÖvß wWcwRUwii mycvwikmn Kwgk‡bi wbKU Zdmxj-Ô1Õ G cÖ`Ë Q‡K mswkøó
wWcwRUwii gva¨‡g Av‡e`b Kwi‡Z nB‡e;

1
[(L) D³ Av‡e`‡bi Q‡K DwjøwLZ `wjjcÎ I Z_¨ mn Kwgk‡bi AbyK’‡j cÖ‡`q wd eve` wb‡¤§v³ As‡Ki
†c-AW©vi ev e¨vsK WªvdU ev B‡jKUªwbK dvÛ UªvÝdv‡ii gva¨‡g Rgv cÖ`vb Kwi‡Z nB‡et

Kv÷wW AskMÖnYKvixi †ÿ‡Î ---------------------UvKv 2,00,000

‡UªwWs AskMÖnYKvixi †ÿ‡Î-----------------------UvKv 50,000
Ab¨vb¨ AskMÖnYKvixi †ÿ‡Î----------------------UvKv 1,00,000|]

(M) wWcwRUwi, cÖvß Av‡e`‡bi wbw`©ó Ask c~iY Kwiqv Dnv, D³ e¨vsK WªvdU ev †c-AW©vi mn, mvZ
Kvh©w`e‡mi g‡a¨ Kwgk‡bi wbKU `vwLj Kwi‡e ;

(N) wWcwRUwi hw` †Kvb Av‡e`b †Kvb Kvi‡Y Kwgk‡bi eive‡i wbe܇bi Rb¨ mycvwik Kiv hvB‡e bv
ewjqv w¯’i K‡i Z‡e Dnv D³, KviY D‡jøL c~e©K, mvZ Kvh©w`e‡mi g‡a¨ Av‡e`bKvix‡K wjwLZfv‡e
RvbvBqv w`‡e hvnvi GKwU Abywjwc GKBmv‡_, cÖvß WªvdU ev †c-AW©vi mn, Kwgk‡bI †cÖiY Kwi‡et

Z‡e kZ© _v‡K †h, †hB Kvi‡Y Kwgk‡bi eive‡i Av‡e`bwU mycvwik bv Kivi wm×všÍ †bIqv nBqv‡Q
Av‡e`bKvix KZ©„K D³ KviY `~ixf~Z Kwiqv cybivq Av‡e`b Kiv hvB‡e, Ges †mB †‣‡Î cybivq wd
cÖ`vb Kwi‡Z nB‡e bv|

28| wWcwRUwi AskMÖnbKvix wnmv‡e wbe܇bi †hvM¨Zv|- †Kn GB cÖweavbgvjvi Aaxb wWcwRUwi AskMÖnbKvix wnmv‡e
wbe܇bi †hvM¨ nB‡e, hw`-(1) Av‡e`bKvix wbgœwjwLZ †h †Kvb GKwU †kªYxf~³ nq, h_vt-
(K) Avw_©K cÖwZôvb AvBb, 1993 (1993 mv‡ji 27 b¤^i AvBb) G msÁvwqZ †Kvb Avw_©K cÖwZôvb ;
(L) The Bank Companies Act, 1991 (XIV of 1991) G msÁvwqZ †Kvb e¨vsK ‡Kv¤úvbx ;
(M) The Insurance Act, 1938 (IV of 1938) G msÁvwqZ †Kvb exgv †Kv¤úvbx ;
(N) †Kv¤úvbx AvBb, 1994 (1994 m‡bi 18 bs AvBb) Gi Aaxb MwVZ †Kvb †Kv¤úvbx ev Ab¨ ‡Kvb AvB‡bi
Aaxb ¯’vwcZ ev MwVZ †Kvb mswewae× ev wewae× ms¯’v;
(O) Kwgkb KZ©„K Aby‡gvw`Z ‡Kvb wK¬qvwis K‡cv©‡ikb, ÷K G•‡P‡Ãi wK¬qvwis nvDR ;
(P) Kwgkb nB‡Z mb` cÖvß †Kvb K‡c©v‡iU ÷K wWjvi, ÷K †eªvKvi, gv‡P©›U e¨vsKvi, m¤ú` e¨e¯’vcK,
Kv÷wWqvb ev Ab¨ †Kvb cyuwRevRvi ga¨¯’ZvKvix t

Z‡e kZ© _v‡K †h, ÷K wWjvi ev ÷K ‡eªvKv‡ii ‡‣‡Î Dnvi bM‡` cwi‡kvwaZ g~jab b~¨bZg cuwPk j‣
UvKv nB‡Z nB‡e hvnvi g‡a¨ AšÍZt 75% mve©¶wYK bxU m¤ú` (net worth) wnmv‡e _vwK‡Z nB‡e t

AviI kZ© _v‡K †h, ÷K wWjvi ev ÷K †eªvKvi †UªwWs AskMÖnYKvix nB‡Z Pvwn‡j †mB †‣‡Î Dc‡iv³ kZ©
cÖ‡hvR¨ nB‡e bvt

1
cÖÁvcb bs weGmBwm/wmGgAviAviwm/2019-392/26/cÖkvmb/126 ZvwiL 30 Ryb 2021 Gi gva¨‡g cÖwZ¯’vwcZ nBqv‡Q, hvnv AvM÷ 22,
2021 Zvwi‡L evsjv‡`k †M‡R‡U cÖKvwk nBqv‡Q|
 AwaKšÍ kZ© _v‡K †h, wWjvi ev ÷K †eªvKvi Gi †‣‡Î cÖweavb 28, Dc-cÖweavb (1) Gi `dv (P) G
DwjøwLZ K‡c©v‡iU msµvšÍ †hvM¨Zv Dnvi Rb¨ ejer Kwgk‡bi wmwKDwiwUR I G•‡Pà Kwgkb (÷K
wWjvi, ÷K †eªvKvi I Aby‡gvw`Z cÖwZwbwa) wewagvjv, 2000 G DwjøwLZ mswkøó wewa cÖ‡hvR¨ nB‡e;

(Q) Kwgkb KZ©„K mgq mgq GZ`y‡Ï‡k wba©vwiZ Ab¨ †Kvb cÖwZôvb; Ges

(2) Av‡e`bKvixi wWcwRUwii Dc-AvBb Øviv wba©vwiZ AeKvVv‡gv, wbivcËv e¨e¯’v Ges Dchy³ †jvKej
_v‡K|

29| wWcwRUwi AskMÖnbKvixi †kªbxwefvM|- †Kvb wWcwRUwi, Dc-AvB‡bi kZ© mv‡c‡‣, AskMÖnbKvix‡K wbgœwjwLZ
†kªbx‡Z fvM Kwi‡Z cvwi‡e, h_vt-
(K) †UªwWs (trading) AskMÖnbKvix|-†KejgvÎ ÷K wWjvi ev ÷K †eªvKvi GB †kªbxi AskMÖnbKvix nB‡Z
cvwi‡e Ges wbR¯^ wnmve cwiPvjbv mn ÷K G•‡P‡Ãi †jb‡`b wb®úwËi Rb¨ wK¬qvwis wnmve cwiPvjbv
Kwi‡Z cvwi‡e|
(L) c~Y© †mevi (full service) AskMÖnbKvix|- GB †kªbxi AskMÖnbKvix wbR¯^ wnmve, wK¬qvwis wnmve Ges
wewb‡qvMKvixi wnmve cwiPvjbv Kwi‡Z cvwi‡e|
(M) Kv÷wW (custody) AskMÖnbKvix|- GB †kªbxi AskMÖnbKvix wbR¯^ wnmve mn Zvnvi MÖvnK‡`i Kv÷wW
wnmve Ges ÷K †eªvKvi ev ÷K wWjv‡ii wK¬qvwis wnmve cwiPvjbv Kwi‡Z cvwi‡e|
(N) †m‡Uj‡g›U G‡R›U (settlement agent) AskMÖnbKvix|-GB †kªYxi AskMÖnbKvix Kwgkb KZ©„K
Aby‡gvw`Z nB‡Z nB‡e Ges ïaygvÎ Kwgk‡bi mb` cÖvß ÷K †eªvKvi ev ÷K wWjvi Gi c‡‣ ÷K
G•‡P‡Ã m¤úvw`Z †jb‡`b wb®úwËi Rb¨ †mev cÖ`vb msµvšÍ wnmve cwiPvjbv Kwi‡Z cvwi‡e|

30| wWcwRUwi AskMÖnbKvix wnmv‡e wbeÜxKiY|- (1) wWcwRUwi AskMÖnbKvix wnmv‡e wbeÜxKi‡Yi Rb¨ †Kvb Av‡e`b
cÖvwßi ci Kwgkb hw` GB g‡g© mš`ó nq ‡h, Av‡e`bwU GB cÖweavbgvjvi Aaxb gÃyi Kivi †hvM¨ Zvnv nB‡j,
Av‡e`b cªvwßi `k Kvh©w`e‡mi g‡a¨, Kwgkb Dnv gÃyi Kwi‡e Ges Av‡e`bKvixi AbyK~‡j Zdmxj-Ô2Õ G cÖ`Ë
Q‡K GKwU wbeÜb mb` cÖ`vb Kwi‡e|
(2) wbeÜxKi‡Yi wbwgË †Kvb Av‡e`b we‡ePbvi Rb¨ AviI AwaK Z_¨ cÖ‡qvRb nB‡j Kwgkb, Av‡e`b cÖvwßi
mvZ w`‡bi g‡a¨, D³ Z_¨ Zje Kwi‡Z cvwi‡e; Ges Kwgkb KZ©„K wba©vwiZ mg‡qi g‡a¨ D³ Z_¨ cÖvwßi
ci Av‡e`bwU MÖnb‡hvM¨ nB‡j Kwgkb Dnv gÃyi Kwi‡e Ges AwZwi³ Z_¨ cÖvwßi `k Kvh©w`e‡mi g‡a¨
Av‡e`bKvixi AbyK~‡j wbeÜb mb` cÖ`vb Kwi‡e 1[t ]

2
[Z‡e kZ© _v‡K †h, wbeÜb wd eve` Kwgk‡bi AbyK’‡j wb‡¤§v³ As‡Ki †c-AW©vi ev e¨vsK WªvdU ev
B‡j±ªwbK dvÛ UªvÝdvi Gi gva¨‡g Rgv cª`vb Kwi‡Z nB‡et

Kv÷wW AskMÖnYKvixi †ÿ‡Î ---------------------UvKv 5,00,000

‡UªwWs AskMÖnYKvixi †ÿ‡Î-----------------------UvKv 1,00,000
Ab¨vb¨ AskMÖnYKvixi †ÿ‡Î----------------------UvKv 2,00,000|]

(3) wbeÜxKi‡Yi Rb¨ †Kvb Av‡e`b cix‣vi ci Kwgkb hw` GB g‡g© wm×v‡šÍ DcbxZ nq †h, Av‡e`bwU GB
cÖweavbgvjvi Aaxb gÃyi Kivi †hvM¨ b‡n, ev Dnv gÃyi Kiv cyuwR evRvi ev Rb¯^v‡_©i mnvqK nB‡e bv,
Zvnv nB‡j wjwLZfv‡e KviY D‡jøL Kwiqv Dnv cÖvwßi c‡bi Kvh©w`e‡mi g‡a¨, ev Dc-cÖweavb (2) Gi
Aaxb AwaK Z_¨ cÖvwßi `k Kvh©w`e‡mi g‡a¨, Kwgkb Dnv bvgÃyi Kwi‡Z cvwi‡e t

1
cÖÁvcb bs weGmBwm/wmGgAviAviwm/2019-392/26/cÖkvmb/126 ZvwiL 30 Ryb 2021 Gi gva¨‡g [|] Gi ¯’‡j [t} cÖwZ¯’vwcZ nBqv‡Q, hvnv
hvnv AvM÷ 22, 2021 Zvwi‡L evsjv‡`k †M‡R‡U cÖKvwk nBqv‡Q|
2
cÖÁvcb bs weGmBwm/wmGgAviAviwm/2019-392/26/cÖkvmb/126 ZvwiL 30 Ryb 2021 Gi gva¨‡g cÖwZ¯’vwcZ nBqv‡Q, hvnv AvM÷ 22,
2021 Zvwi‡L evsjv‡`k †M‡R‡U cÖKvwk nBqv‡Q|
 Z‡e kZ© _v‡K †h, D³ KviY `~ixf~Z Kwiqv Av‡e`bKvix cybivq wWcwRUwii gva¨‡g Kwgk‡b Av‡e`b
Kwi‡Z cvwi‡e|

1
[(4) Kwgkb KZ©„K cÖ`Ë †Kvb wbeÜb mb` Dnv‡Z DwjøwLZ kZ©vax‡b cÖ`v‡bi ZvwiL nB‡Z (K) Kv÷wW
AskMÖnYKvixi †‣‡Î cvuP eQi, Ges (L) †UªwWs I Ab¨vb¨ AskMÖnYKvixi ‡‣‡Î GK eQi ch© šÍ Kvh©Ki
_vwK‡e|]

(5) wWcwRUwii AskMÖnYKvix KZ©„K mieivK…Z †Kvb Z_¨ cieZx©Kv‡j cwiewZ©„Z nB‡j Dnv wWcwRUwi Ges
Kwgkb‡K Zvr‣wbKfv‡e wjwLZfv‡e AewnZ Kwi‡Z nB‡e|

2
[(6) cÖ‡Z¨K †ÿ‡Î Kwgk‡bi eive‡i cÖ‡`q bevqb wd eve` wb‡¤§v³ As‡Ki †c-AW©vi ev e¨vsK WªvdU ev
B‡jKUªwb• dvÛ UªvÝdvi Gi gva¨‡g cÖ`vb mn wWcwRUwii gva¨‡g Zdmxj-3 G cÖ`Ë Q‡K GKwU Av‡e`b
Kwgk‡b `vwLj KiZt wbÜb mb` (K) Kv÷wW AskMÖnYKvixi †ÿ‡Î cuvP eQi, Ges (L) †UªwWs I Ab¨vb¨
AskMÖnYKvixi †ÿ‡Î GK eQ‡ii Rb¨ bevqb Kiv hvB‡et

Kv÷wW AskMÖnYKvixi †ÿ‡Î ---------------------UvKv 5,00,000

‡UªwWs AskMÖnYKvixi †ÿ‡Î-----------------------UvKv 1,00,000
Ab¨vb¨ AskMÖnYKvixi †ÿ‡Î----------------------UvKv 3[UvKv 50,000:

Z‡e kZ© _v‡K ‡h, Ab¨vb¨ AskM«nYKvixi ‡‣‡Î bevqb wd UvKv 50,000 AvM÷ 22, 2021 ZvwiL
nB‡Z Kvh©Ki nBqv‡Q g‡g© MY¨ nB‡e|]

(7) Dc-cÖweavb (6) G DwjøwLZ wbeÜb mb` bevq‡bi Av‡e`b wbeÜb mb‡` DwjøwLZ †gqv` AwZµvšÍ nIqvi
GK gvm c~‡e©B Kwgk‡b `vwLj Kwi‡Z nB‡e; e¨_©Zvq cÖwZ wejw¤^Z w`‡bi Rb¨ 4[UvKv 5,000 nv‡i]
Rwigvbv Kwgk‡b Rgv Kwi‡Z nB‡e|

31| Mªvn‡Ki mwnZ Pzw³|- (1) AskMÖnbKvix KZ©„K MÖvn‡Ki wnmve Ges wgwjZ wnmve msi‣b Kivi †‣‡Î cÖ‡Z¨K
MÖvn‡Ki mwnZ wjwLZ Pzw³ _vwK‡Z nB‡e|
(2) D³ Pzw³c‡Îi aib wWcwRUwii Dc-AvBb Øviv wba©vwiZ nB‡e|

32| wWcwRUwi AskMÖnbKvix KZ…©K wnmv‡ei Dci wbqš¿b|-(1) wK¬qvwis wnmv‡e iw‣Z wmwKDwiwU e¨wZZ MÖvn‡Ki
wmwKDwiwU nB‡Z AskMÖnbKvixi wmwKDwiwU c„_Kfv‡e msi‣b Kwi‡Z nB‡e|
(2) †UªwWs AskMÖnbKvix, Kv÷wW AskMÖnYKvix, †m‡Uj‡g›U G‡R›U AskMÖnYKvix Ges c~Y© †mevi AsMÖnbKvix
‡jb‡`b wb¯úwËi Rb¨ Dc-AvBb †gvZv‡eK wK¬qvwis wnmve Lywj‡Z cvwi‡e|
(3) c~Y© †mevi AskMÖnbKvix Ges Kv÷wW AskMÖnbKvix wewb‡qvMKvixi bv‡g wnmve Ges, cvi¯úwiK Pzw³
mv‡c‡‣, wgwjZ wnmve Lywj‡Z cvwi‡e|
(4) †m‡Uj‡g›U G‡R›U AskMÖnYKvix Zvnvi MÖvnK A_©vr ÷K †eªvKvi ev ÷K wWjv‡ii Rb¨ wK¬qvwis wnmve Lywj‡Z
cvwi‡e|

1
bs-GmBwm/wmGgAviAviwmwW/2001-63/cÖkvmb/01-38 ZvwiL 11B gvP© 2009 Gi Øviv cÖwZ¯’vwcZ nBqv‡Q|
2
cÖÁvcb bs weGmBwm/wmGgAviAviwm/2019-392/26/cÖkvmb/126 ZvwiL 30 Ryb 2021 Gi gva¨‡g cÖwZ¯’vwcZ nBqv‡Q, hvnv AvM÷ 22,
2021 Zvwi‡L evsjv‡`k †M‡R‡U cÖKvwkZ nBqv‡Q|
3
cÖÁvcb bs bs-weGmBwm/wmGgAviAviwm/2022-407/44/c«kvmb/137 ZvwiL 22 ‡m‡Þ¤^i 2022 Gi gva¨‡g cÖwZ¯’vwcZ nBqv‡Q, hvnv
A‡±vei 26, 2022 Zvwi‡L evsjv‡`k †M‡R‡U cÖKvwkZ nBqv‡Q|
4
cÖÁvcb bs weGmBwm/wmGgAviAviwm/2019-392/26/cÖkvmb/126 ZvwiL 30 Ryb 2021 Gi gva¨‡g cÖwZ¯’vwcZ nBqv‡Q, hvnv AvM÷ 22,
2021 Zvwi‡L evsjv‡`k †M‡R‡U cÖKvwkZ nBqv‡Q|
 (5) ÷K †eªvKvi ev ÷K wWjvi KZ…©K Zvnv‡`i MÖvn‡Ki wbKU nB‡Z ‡KejgvÎ weµq Av‡`k cvIqvi ciB
MÖvn‡Ki wnmve nB‡Z wK¬qvwis wnmv‡e wmwKDwiwU ¯’vbvšÍi Kwi‡Z nB‡e| weµq Av‡`k Kvh©Ki Kiv nB‡j
w`‡bi Kvh©w`em †kl nBevi Av‡MB Zvnv wK¬qvwis wnmv‡e ¯’vbvšÍi Kiv nB‡e| weµq Av‡`k evwZj Kiv nB‡j
w`‡bi Kvh©w`em †kl nBevi Av‡MB Zvnv wK¬qvwis wnmve nB‡Z MÖvn‡Ki wnmv‡e cybivq ¯’vbvšÍi Kwi‡Z nB‡et

Z‡e kZ© _v‡K †h, Kwgkb nB‡Z wbeÜb mb` cÖvß Kv÷wWqvj †mev cÖ`vbKvix cÖwZôv‡bi †‣‡Î Zvnv‡`i
Rb¨ GZ`msµvšÍ we`¨gvb weavb cÖ‡hvR¨ nB‡e|
(6) ÷K G•‡P‡Ãi gva¨‡g K…Z ‡jb‡`b mswkøó †m‡Uj‡g›U wbqg Abyhvqx wb®úwË nB‡e|
(7) AskMÖnbKvix mKj mg‡q wK¬qvwis Ges wgwjZ wnmv‡ei cÖK…Z gvwjKvbv msµvšÍ weeibx msi‣b Kwi‡e Ges
wWcwRUwi A_ev Kwgkb Gi Pvwn`v †gvZv‡eK Dnv mieivn Kwi‡Z eva¨ _vwK‡e|

33| wWcwRUwi AskMÖnbKvix KZ…©K Kvh©Ki B‡jKUªwbK ms‡hvM msi‣Y BZ¨vw`|- wWcwRUwi AskMÖnbKvix, wWcwRUwii
Dc-AvB‡b ewY©Z c×wZ‡Z, Dnv †h wW‡cvwRUwii AskMÖnbKvix Zvnvi mwnZ, Kvh©Ki B‡jKUªwbK ms‡hvM msi‣Y
e¨e¯’v wbwðZ Kwi‡e|

34| wWcwRUwi AskMÖnbKvixi Z_¨, †iKW© BZ¨vw` msi‣Y|- (1) Dc-AvBb Øviv wba©vwiZ c×wZ‡Z, wWcwRUwi
AskMÖnbKvix KZ©„K h_vh_ Z_¨, †iKW© BZ¨vw` msi‣Y wbwðwZi wbwg‡Ë Dnvi Af¨šÍixY g~j¨vqb I wbix¶vi
ch©vß e¨e¯’v _vwK‡Z nB‡e|
(2) wWcwRUwi AskMÖnbKvix KZ©„K wWcwRUwii mwnZ Dnvi †iKW© cÖ‡Z¨K Kg©w`e‡m wgjvBqv †`wL‡Z nB‡e|
(3) wWcwRUwi AskMÖnbKvix KZ©„K, wWcwRUwii Dc-AvB‡b ewY©Z c×wZ‡Z, wbw`©ó mgq mgvw߇Z wWcwRUwii
wbKU wbw`©ó Q‡K wiUvb© (return) Rgv w`‡Z nB‡e|
(4) Kwgkb KZ…©K PvwnevgvÎ Pvwn`vc‡Î DwjøwLZ Z_¨ cÖ‡Z¨K wWcwRUwi AskMÖnbKvix Kwgkb‡K mieivn
Kwi‡e|
(5) wWcwRUwi AskMÖnbKvix, Ab¨v‡b¨i g‡a¨, wbgœwjwLZ Z_¨ Kwgkb, wWcwRUwi ev Kwgkb KZ©„K wb‡`©wkZ
†Kvb e¨w³ ev cÖwZôvb Øviv cwi`k©b I cix‣vi Rb¨ me©`v msi‣Y Kwi‡e I cÖ¯`Z ivwL‡e, h_vt-
(K) wWcwRUwi Ges wnmve aviK Gi cÖ‡Z¨KwU †jb‡`b msµvšÍ Z_¨;
(L) wWcwRUwi AskMÖnbKvixi gva¨‡g m¤úvw`Z ARo (dematerialized) Ges cybtRoK…Z
(rematerialized) wmwKDwiwU m¤úwK©Z mKj †iKW©;
(M) cÖ‡Z¨K wnmve avi‡Ki wbKU nB‡Z cÖvß mKj wb‡`©k Ges Zvnv‡`i wbKU †cÖwiZ wnmv‡ei †÷U‡g‡›Ui
Kwc; Ges
(N) †cøR msµvšÍ mKj Z_¨|
(6) wWcwRUwi AskMÖnbKvix Dnvi Z_¨, †iKW© BZ¨vw` †Kvb ¯’v‡b msi‣Y Kwi‡Z‡Q Zvnv Kwgkb I wWcwRUwi‡K
c~‡e©B wjwLZfv‡e RvbvBqv w`‡e Ges Dnvi †Kvb cwieZ©bI Zvr‣wYKfv‡e Kwgkb I wWcwRUwi‡K
wjwLZfv‡e RvbvB‡Z nB‡e|

(7) cÖ‡hvR¨ Ab¨ †Kvb AvB‡bi weavb cvjb mv‡c‡‣, wWcwRUwi AskMÖnbKvix Dnvi Z_¨, †iKW© Ges WKz‡g›U
b~¨bZg mvZ ermi msi‣Y Kwi‡e|

35| GKvwaK wWcwRUwii AskMÖnbKvixi †‣‡Î c„_K Z_¨ msi‣Y|-†Kn GKvwaK wWcwRUwii AskMÖnbKvix nB‡j
cÖweavb 34 G DwjøwLZ Z_¨, †iKW© BZ¨vw` cÖ‡Z¨K wWcwRUwii Rb¨ c„_K fv‡e msi‣Y Kwi‡e|

36| wWcwRUwi AskMÖnbKvixi Kvh©vejx cwi`k©b|- wWcwRUwi AskMÖnbKvix †h †Kvb mgq Kwgkb ev wWcwRUwi KZ©„K
wbhy³ †Kvb Aby‡gvw`Z e¨w³‡K Dnvi Kvh©vj‡q cÖ‡ek Ges Dnvi Kvh©vejx, †iKW©, BZ¨vw` cwi`k©b Kwi‡Z w`‡Z
eva¨ _vwK‡e|

37| wWcwRUwi AskMÖnbKvixi Kvh©vejx Ac©‡b (delegation) wb‡lavÁv| -

 †Kvb wWcwRUwi AskMÖnbKvix Dnvi wWcwRUwi AskMÖnYKvixi Kvh©, wWcwRUwii c~e©vbygwZ e¨wZZ, A‡b¨i wbKU
Ac©b Kwi‡Z cvwi‡e bv|

cÂg Aa¨vq
wmwKDwiwU ARo ev cybtRoKiY

38| wmwKDwiwU ARo Kivi Rb¨ Rgv †`Iqv BZ¨vw`|- (1) wWcwRUwi †Kvb wmwKDwiwU ARo Kivi †hvM¨ †NvlYv Kwi‡j
D³ wmwKDwiwUi gvwjK wWcwRUwi‡Z A_ev wWcwRUwi AskMÖnbKvixi mv‡_ wnmve Lywjqv wbR¯^ bv‡gi wmwKDwiwU,
A_ev Kv÷wWqvb nB‡j Zvnvi MÖvn‡Ki bv‡gi wmwKDwiwU, ARo Kivi Rb¨ Bm¨yqv‡ii wbKU Rgv w`‡Z cvwi‡e|
1
[(2) wmwKDwiwU ARo (demat) Kivi †‣‡Î, wgwjZ wnmve (Omnibus account) e¨wZZ, GKK bv‡gi
wmwKDwiwU Abyiƒc GKK bv‡gi wWcwRUwi wnmv‡e Ges †hŠ_ bv‡gi wmwKDwiwU Abyiƒc †hŠ_ bv‡gi
wWcwRUwi wnmv‡e AšÍf©~³ nB‡e|
(3) AvBwcI (IPO) Gi gva¨‡g cÖv_wgK †kqvi eiv‡Ïi †‣‡Î, wgwjZ wnmve (Omnibus account)
e¨wZZ, GKK bv‡g Av‡e`b Kiv nB‡j wWcwRUwi‡Z Abyiƒc GKK wWcwRUwi wnmv‡e Ges †hŠ_ bv‡gi
Av‡e`‡bi †‣‡Î Abyiƒc †hŠ_ bv‡gi wWcwRUwi wnmv‡e AšÍf©~³ Kwi‡Z nB‡e|]

39| ARoK…Z wmwKDwiwU cybtRo Ae¯’vq cwieZ©b|- Dc-AvB‡bi weavb mv‡c‡‣, †Kn B”Qv Kwi‡j Zvnvi wnmv‡e
RgvK…Z ARo wmwKDwiwU‡K cybivq Ro Ae¯’vq cwieZ©b Kwi‡Z cvwi‡e|

40| wmwKDwiwU ARo Ges cybtRo Kivi cÖwµqv (procedure) Dc-AvBb Øviv wba©vwiZ nB‡e|

lô Aa¨vq
wmwKDwiwUi gvwjKvbvq cwieZ©b

41| wmwKDwiwUi gvwjKvbvq cwieZ©‡bi †‣‡Î g~j¨ cwi‡kv‡ai wbðqZv|-wWcwRUwi GB g‡g© wbwðZ Kwi‡e †h, Dnvi
Ggb e¨e¯’v iwnqv‡Q hvnvi gva¨‡g ÷K G•‡P‡Ã wmwKDwiwU †jb‡`‡bi ‡ejvq, cÖ‡hvR¨ †‣‡Î, g~j¨ cwi‡kv‡ai
wbðqZv cÖvwßi ciB †Kej wmwKDwiwUi gvwjKvbv n¯ÍvšÍwiZ nB‡e|

42| ÷K G•‡P‡Ä †jb‡`b e¨wZZ wmwKDwiwUi gvwjKvbv GK wnmve nB‡Z Ab¨ wnmv‡e ¯’vbvšÍi BZ¨vw`|-(1)
wWcwRUwi AskMÖnbKvix Dnvi wnmve avi‡Ki wjwLZ AbygwZ e¨wZZ †Kvb wmwKDwiwU ¯’vbvšÍi Kwi‡Z cvwi‡e bv|
(2) †Kvb wnmve aviK ev cÖZ¨‣ wnmve aviK Zvnvi wnmve nB‡Z Ab¨ wnmv‡e wmwKDwiwU ¯’vbvšÍi Kwi‡Z Pvwn‡j
Dc-AvB‡b DwjøwLZ dig c~iY Kwiqv, cÖ‡hvR¨ †‣‡Î ÷K G•‡Pà ev Kwgk‡bi AbygwZcÎ mn, wWcwRUwi
AskMÖnbKvixi ev wWcwRUwii wbKU Rgv w`‡e| wWcwRUwi AskMÖnbKvix ev wWcwRUwi Zvr‣wbK fv‡e D³
di‡g cÖ`Ë Z_¨vw`i h_v_©Zv cix‣v Kwiqv mwVK cvB‡j Z‡e Zvnv Dnvi wm‡÷‡g wjwce× Kwi‡e|
(3) †Kvb wnmve aviK ev cÖZ¨‣ wnmve aviK Zvnvi wnmv‡e wmwKDwiwU ¯’vbvšÍi Kwi‡Z Pvwn‡j Dc-AvB‡b
DwjøwLZ dig c~iY Kwiqv wWcwRUwi AskMÖnbKvix ev wWcwRUwii wbKU n¯ÍvšÍi Kwi‡e Ges wWcwRUwi
AskMÖnbKvix ev wWcwRUwi Zvnv Dnvi wm‡÷‡g wjwce× Kwi‡e|
(4) †Kn B”Qv Kwi‡j wWcwRUwi AskMÖnbKvix‡K mywbw`©ó mgq ev mKj mg‡qi Rb¨ ejer wmwKDwiwU n¯ÍvšÍi
msµvšÍ wb‡`©k w`‡Z cvwi‡e Ges †mB †‣‡Î Zvnv‡K cÖwZevi Dc-AvB‡b DwjøwLZ dig c~iY Kwi‡Z nB‡e
bv|
(5) hLb wmwKDwiwU n¯ÍvšÍi Ges ¯’vbvšÍi Av‡`k wgwjqv hvB‡e ZLb ¯^qswµq c×wZ‡Z wmwKDwiwU GK wnmve
nB‡Z Ab¨ wnmv‡e Awej‡¤^ ¯’vbvšÍi I n¯ÍvšÍi nB‡Z nB‡e|

1
cÖÁvcb bs GmBwm/wmGgAviAviwmwW/2001-63/cÖkvmb-01/27, ZvwiL, 20 RyjvB, 2006Bs Øviv mwbœ‡ewkZ nBqv‡Q, hvnv ‡m‡Þ¤^i 27,
2006Bs Zvwi‡L evsjv‡`k †M‡R‡U cÖKvwkZ nBqv‡Q|
 (6) fyj wjwce×Zvi Kvi‡Y wWcwRUwi hw` †Kvb wmwKDwiwUi ¯’vbvšÍi ev n¯ÍvšÍi Kwi‡Z bv cv‡i Z‡e ‡mB †‣‡Î
Awej‡¤^ GB e¨vcv‡i cix‣v ev AbymÜvb †kl bv nIqv ch©šÍ wWcwRUwi Dnv GKwU mvgwqK wnmve Lv‡Z Rgv
Kwi‡e|
(7) †Kvb wnmve aviK ev cÖZ¨‣ wnmve avi‡Ki g„Zy¨ nB‡j Zvnvi ‰ea Iqvwim Dc-AvB‡b DwjøwLZ dig c~iY
Kwiqv UªvÝwgkb (transmission) Gi Rb¨ †h wWcwRUwi AskMÖnbKvix ev wWcwRUwii wbKU wmwKDwiwU
Mw”QZ Av‡Q Dnvi wbKU Av‡e`b Kwi‡e| wnmve avi‡Ki †‣‡Î AskMÖnYKvix Ges cÖZ¨‣ wnmve avi‡Ki
†‣‡Î wWcwRUwi cÖ‡qvRbxq KvMRcÎ cix‣v c~e©K UªvÝwgkb Kvh©Ki Kwi‡e|

43| wWcwRUwi †iwR÷v‡i wjwce× gvwjKvbvavix e¨w³ m¤ú‡K© Bmy¨qvi‡K Z_¨ mieivn|- (1) cÖ‡Z¨K wWcwRUwi
wbqwgZfv‡e Bmy¨qvi‡K Aa©-evwl©K cÖwZ‡e`b †cªiY, evwl©K cªwZ‡e`b †cÖiY, K¨vk A_ev ÷K wWwf‡WÛ †cÖiY,
†iwR÷v‡ii wbKU wiUvb© `vwLj BZ¨vw`i Rb¨ H Bmy¨qv‡ii wWcwRUwi †iwR÷v‡i wjwce× wmwKDwiwUi gvwjKvbvi
Z_¨ (bvg, wVKvbv, wmwKDwiwUi msL¨v, BZ¨vw`) wm‡÷‡gi gva¨‡g mieivn Kwi‡e Ges Bmy¨qvi D³ Z_¨ Abyhvqx
KvR Kwi‡e|
(2) Z_¨ Av`vb-cÖ`vb msµvšÍ hveZxq c×wZ (procedure) Dc-AvBb Øviv wba©vwiZ nB‡e|

mßg Aa¨vq
Ab¨vb¨ myweav cÖ`vb

44| †cøR myweav|- (1) wWcwRUwi A_ev wWcwRUwii AskMÖnYKvix Dnvi MÖvnK‡K ‡cøR myweav w`‡Z cvwi‡e|

(2) †cøR Gi Rb¨ wWcwRUwii Dc-AvB‡b cÖ`Ë ‡cøR Gi Aby‡iva dig (pledge request form) †cøR `vZv
Ges †cøR MÖwnZvi ¯^v‣imn Rgv w`‡j wWcwRUwi A_ev wWcwRUwii AskMÖnYKvix †cøR Kvh©Ki Kwi‡e|
(3) †cøR _vKv Ae¯’vq wWcwRUwii wnmv‡e Dnv †cøR`vZvi bv‡g wjwce× _vwK‡e|
(4) †hB wmwKDwiwU †cøR ivLv nBqv‡Q Dnv †cøR _vKvKvjxb, †cøR MÖwnZvi wb‡`©‡k, Dc-AvBb Øviv wba©vwiZ
c×wZ‡Z, n¯’všÍi Kiv hvB‡e|

45| wmwKDwiwU avi ‡`Iqv I †bIqv msµv¯Í myweav|- Kwgk‡bi c~e©vby‡gv`b mv‡c‡‣, wWcwRUwi, Kwgkb KZ©„K
RvwiK…Z wmwKDwiwU avi †`Iqv-†bIqv msµvšÍ wewagvjvi weavb mv‡c‡‣, wmwKDwiwU avi †`Iqv I †bIqv msµvšÍ
myweav cÖ`vb Kwi‡Z cvwi‡e|

46| †evbvm I ivBU †kqvi Bmy¨|- 1[(1)] mKj Bmy¨qv‡ii wmwKDwiwU wWcwRUwi‡Z msiw‣Z _vwK‡e †mB mKj Bmy¨qvi
†Kvb †evbvm ev ivBU †kqvi Bmy¨ Kwi‡j Z‡e D³ wmwKDwiwUi eivÏ, wm‡÷‡gi gva¨‡g, wWcwRUwi‡Z AšÍf©~³
Kwi‡Z nB‡e hvnv mswkøó WKz‡g›U mn cÖvß Bm¨yqv‡ii wjwLZ wb‡`©k cÖvwßi ci Dnv cix‣v mv‡c‡‣ Kvh©Ki Kiv
hvB‡e|
2
[(2) †hvM¨ ‡NvwlZ wmwKDwiwUi †‣‡Î (†h mg¯Í †Kv¤úvbxi wmwKDwiwU ÷K G•‡P‡Ã ARo Ae¯’vq †jb‡`b
nB‡Z‡Q) K‡c©v‡iU †NvlYvi (h_vt jf¨vsk, ivBU Bm¨y BZ¨vw`) Rb¨ Bm¨yqvi GLb nB‡Z eyK †K¬vRv‡ii
cwie‡Z© wba©vwiZ ‡Kvb Zvwi‡L (GKw`b) †iKW© †WU (record date) wnmv‡e †NvlYv Kwi‡e Ges D³
†iKW© †W‡Ui Kvh©w`em †k‡l †h mg¯Í †kqvi‡nvìv‡ii bvg wWcwRUwi †iwR÷v‡i AšÍf©~³ _vwK‡e ZvnvivB
†NvlYv Abyqvqx jf¨vsk, ivBU †kqvi BZ¨vw` cvIqvi AwaKvix nB‡e|
(3) ‡iKW© †W‡U ÷K G•‡P‡Ã mswkøó wmwKDwiwUi †Kvb †jb‡`b nB‡e bv|

1
cÖÁvcb bs GmBwm/wmGgAviAviwmwW/2001-63/cÖkvmb-01/27, ZvwiL, 20 RyjvB, 2006Bs Øviv c~bt msL¨vwqZ nBqv‡Q, hvnv ‡m‡Þ¤^i 27,
2006Bs Zvwi‡L evsjv‡`k †M‡R‡U cÖKvwkZ nBqv‡Q|
2
cÖÁvcb bs GmBwm/wmGgAviAviwmwW/2001-63/cÖkvmb-01/27, ZvwiL, 20 RyjvB, 2006Bs Øviv mwbœ‡ewkZ nBqv‡Q, hvnv ‡m‡Þ¤^i 27,
2006Bs Zvwi‡L evsjv‡`k †M‡R‡U cÖKvwkZ nBqv‡Q|
 (4) ÷K G•‡Pà †iKW© †W‡Ui wbKUZg c~‡e©i GKwU †m‡Uj‡g›U mvB‡Kj (Settlement Cycle) ïaygvÎ
¯úU †UªW (Spot Trade) Gi e¨e¯’v Kwi‡e|
(5) ‡iKW© †W‡U †Kvb wWcwRUwi AskMÖnYKvix Dnvi wK¬qvwis wnmv‡e (Clearing Account) mswkøó
wmwKDwiwU ivwL‡Z cvwi‡e bv|
(6) ‡iKW© †W‡U †Kvb †eªvKvi ev wWjvi wK¬qvwis wnmv‡e (Clearing Account) mswkøó wmwKDwiwU ivwL‡Z
cvwi‡e bv|
(7) ivBU ev †evbvm †kqvi Bm¨yi mgq †h mg¯Í †kqvi‡nvìv‡ii wWcwRUwi wnmve (BO Account) Bm¨yqvi
AeMZ b‡n Zvnv‡`i‡K wjwLZfv‡e wWcwURwi wnmve (BO Account) wb`©ó mg‡qi g‡a¨ Bm¨yqv‡ii
wbKU `vwL‡ji Rb¨ Aby‡iva Kwi‡e| Z‡e, †Kvb †kqvi‡nvìv‡ii wWcwRUwi wnmve Bm¨yqvi KZ©„K wbw`©ó
mg‡qi g‡a¨ cvIqv bv †M‡j Zvnv Bm¨yqvi KZ©„K †Lvjv GKwU mvgwqK wnmv‡e (Suspense Account)
†kqv‡nvìvi KZ©„K wWcwRUwi wnmve cÖ`vb bv Kiv ch©šÍ msi‣Y Kwi‡Z cvwi‡e|
(8) ivBU ev †evbvm Bm¨yi †‣‡Î GKwU c~Y© †kqvi mswkøó †kqvi‡nvìv‡ii wcwRUwi wnmv‡e AšÍf©~³ Kwi‡Z
nB‡e| Z‡e, GKwU wmwKDwiwUi fMœvs‡ki †‣‡Î (1wUi Kg †hgb 0.75 ev 0.25 BZ¨vw`) mKj fMœvsk
†kqvi GKwÎZ Kwiqv c~Y© msL¨vi †kqvi †Kv¤úvbx †m‡µUvwii bv‡g †Lvjv wWcwRUwi wnmv‡e AšÍf©~³ Kwi‡Z
nB‡e, Ges D³ wmwKDwiwU ÷K G•‡P‡Ã weµq Kwiqv AwR©Z A_©, LiP ev‡`, AvbycvwZK nv‡i (jf¨vsk
cwi‡kv‡ai mgq mxgvi g‡a¨) mswkøó †kqvi‡nvìvi‡`i g‡a¨ weZiY Kwi‡Z nB‡ e|]|

47| jf¨vsk weZib|- Bmy¨qvi KZ…©K Aby‡iva Kiv nB‡j Dnvi †NvwlZ jf¨vs‡ki Iqv‡i›U wWcwRUwii gva¨‡g weZib
Kiv hvB‡e| Z‡e †mB †‣‡Î mgqg‡Zv jf¨vsk weZib Ges jf¨vsk weZib †k‡l Kwgk‡b wi‡cvU© `vwL‡ji `vwqZ
h_vixwZ Bmy¨qv‡ii DciB envj _vwK‡e|

Aóg Aa¨vq
wewea

1
[48| Av‡`k ev wb‡`©k cwicvjb|- Kwgkb KZ©„K AÎ cÖweavbgvjvi Aax‡b mgq mgq cÖ`Ë Av‡`k ev wb‡`©kmg~n Ges
GB cÖweavbgvjvq DwjøwLZ cwicvjbxq weavbmg~n wWcwRUwi AvBb, 1999 Gi Aaxb cÖ`Ë Av‡`k ev wb‡`©k Ges
cwicvjbxq weavb wnmv‡e MY¨ nB‡e|

2
[48K|] wWcwRUwi cÖ`Ë †mevi wd|- wWcwRUwi, Dnvi cÖ`Ë †mevi Rb¨, Zdmxj-Õ4Õ-G DwjøwLZ wd MÖnb Kwi‡Z cvwi‡et

Z‡e kZ© _v‡K †h, D³ wd e¨wZZ Ab¨ †Kvb Lv‡Z [†hgb, LiP cybiæ×vi (recoverable cost), Rgv
(deposit) BZ¨vw`] A_© Av`vq Kwi‡Z nB‡j Zvnv Dc-AvBb Øviv wba©viY Kwi‡Z nB‡e|

3
[48L| Kwgk‡bi AbyK’‡j wd, BZ¨vw` Rgv cÖ`vb|-evsjv‡`k wmwKDwiwUR A¨vÛ G•‡Pà Kwgk‡bi AbyK’‡j wewfbœ
wd, BZ¨vw` †c-AW©vi, e¨vsK WªvdU A_ev B‡jKUªwbK dvÛ UªvÝdvi Gi gva¨‡g Rgv cÖ`vb Kiv hvB‡e|]

49| me©mvavi‡bi Rb¨ cwi`k©b|- wWcwRUwi Awdm PjvKvjxb mg‡q Rbmvavi‡bi cwi`k©‡bi Rb¨ wbgœwjwLZ Z_¨,
KvMRcÎ BZ¨vw` cÖ¯ÍZ ivwL‡e, h_vt-
(K) †hvM¨ wmwKDwiwUi ZvwjKv;
(L) wWcwRUwi AskMÖnbKvix‡`i bvg, wVKvbv I †Uwj‡dvb b¤^i;

1
cÖÁvcb bs GmBwm/wmGgAviAviwmwW/2001-63/cÖkvmb-01/27, ZvwiL, 20 RyjvB, 2006Bs Øviv mwbœ‡ewkZ nBqv‡Q, hvnv ‡m‡Þ¤^i 27,
2006Bs Zvwi‡L evsjv‡`k †M‡R‡U cÖKvwkZ nBqv‡Q|
2
cÖÁvcb bs GmBwm/wmGgAviAviwmwW/2001-63/cÖkvmb-01/27, ZvwiL, 20 RyjvB, 2006Bs Øviv c~bt msL¨vwqZ nBqv‡Q, hvnv ‡m‡Þ¤^i 27,
2006Bs Zvwi‡L evsjv‡`k †M‡R‡U cÖKvwkZ nBqv‡Q|
3
cÖÁvcb bs weGmBwm/wmGgAviAviwm/2019-392/26/cÖkvmb/126 ZvwiL 30 Ryb 2021 Gi gva¨‡g mwbœ‡ewkZ nBqv‡Q, hvnv AvM÷ 22,
2021 Zvwi‡L evsjv‡`k †M‡R‡U cÖKvwk nBqv‡Q|
 (M) wWcwRUwi AvBb, wWcwRUwi cÖweavbgvjv, Dc-AvBb, g¨vbyqvj BZ¨vw`;
(N) wWcwRUwi †iwR÷vi; Ges
(O) Kwgkb KZ©„K wb‡`©wkZ Ab¨ †Kvb Z_¨, KvMRcÎ BZ¨vw`|

50| Awf‡hvM I mgvavb|- wWcwRUwi Zvnvi eive‡i `vwLjK…Z mKj Awf‡hvM h_vh_fv‡e wjwce× ivwL‡e Ges
Awf‡hvM mgvav‡b Zvr‣wbK h_vwenxZ e¨e¯’v MÖnY Kwi‡e|

51| Kwgk‡b wi‡cvU© `vwLj|- (1) wWcwRUwi Kwgk‡b, Ab¨v‡b¨i g‡a¨, wbgœwjwLZ wi‡cvU© `vwLj Kwi‡e, h_vt-
(K) c~e©eZx© Kvh© w`e‡m ÷K G•‡P‡Ã †jb‡`b e¨wZZ wmwKDwiwUi gvwjKvbv cwieZ©‡bi weeibx-cieZx© Kvh©
w`e‡mi g‡a¨;
(L) c~e©eZx© Kvh© w`e‡m n¯ÍvšÍiKvixi wnmv‡e wmwKDwiwU bv _vKvi Kvi‡b ÷K G•‡P‡Ã ‡jb‡`b wb®úwË bv
nB‡j Dnvi weeibx- cieZ©x Kvh© w`e‡mi g‡a¨;
(M) †Kvb AskMÖnbKvixi weiæ‡× †Kvb kvw¯Íg~jK e¨e¯’v MÖnb Kiv nB‡j Dnvi weeibx-cieZ©x wZb Kvh©
w`e‡mi g‡a¨;
(N) wm‡÷‡g †Kvb wech©q †`Lv w`‡j Zvnv Zvr‣wbK AewnZ Kib msµvšÍ wi‡cvU©; Ges
(O) wWcwRUwii Aa©-evwl©K wi‡cvU©-cieZ©x GKgv‡mi g‡a¨ Ges evwl©K Avw_©K weeibx- cieZ©x wZb gv‡mi
g‡a¨|

(2) Kwgkb mg‡q mg‡q Ab¨ ‡h †Kvb Z_¨ Pvwn‡j Zvnv Kwgk‡bi wb‡`©k Abyhvqx wWcwRUwi mieivn Kwi‡Z eva¨
_vwK‡e|

52| wWcwRUwi I Ab¨v‡b¨i AwaKvi I `vq-`vwqZ¡|- wWcwRUwi, wWcwRUwi AskMÖnbKvix, Bmy¨qvi Ges Bmy¨qv‡ii
G‡R‡›Ui AwaKvi I `vq-`vwqZ¡ wWcwRUwi AvBb, wWcwRUwi cÖweavbgvjv mn GB cÖweavbgvjv, wWcwRUwii Dc-
AvBb Ges mswkøó c‣ mg~‡ni g‡a¨ m¤úvw`Z AvBbvbyM Pzw³i gva¨‡g wba©vwiZ nB‡et

Z‡e kZ© _v‡K †h, GB †‣‡Î KL‡bv †Kvb mgm¨v D™€~Z nB‡j ZLb GB e¨vcv‡i cÖ`Ë Kwgk‡bi wm×všÍ P~ovšÍ
ewjqv MY¨ nB‡e|

1
[53| kvw¯Í|- GB cÖweavbgvjvi †Kvb cÖwewa ev Dnvi Aaxb cÖ`Ë ‡Kvb wb‡`©k jsNb ev Kwgk‡bi Z`‡šÍ Awfhy³ e¨w³i
weiæ‡× A_ev Zdwmj-5 G ewY©Z AvPiYwewa ev Dc-AvB‡bi †Kvb weavb jsN‡bi Rb¨ Kwgkb, AvBb Øviv
cÖ‡hvR¨ kvw¯Íi AwZwi³ kvw¯Íg~jK e¨e¯’v wnmv‡e, mswkøó wbeÜb mb` evwZj ev Dnvi Kvh©KvwiZv ¯’wMZ Kwi‡Z
cvwi‡et
Z‡e kZ© _v‡K †h, mswkøó e¨w³‡K KviY `k©v‡bv mn ïbvbxi my‡hvM cÖ`vb e¨wZ‡i‡K ‡Kvb kvw¯Íg~jK e¨e¯’v MÖnb
Kiv hvB‡e bv t
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