Ota Testing of Iot Device 11 February 2021
Ota Testing of Iot Device 11 February 2021
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Table of Contents
1 Introduction 5
1.1 Overview 5
1.2 Scope 5
1.3 Abbreviations 5
1.4 References 6
1.5 Conventions 6
2 Overview of Access Technology of Cellular IoT 7
3 Test Set-up 7
3.1 General 7
3.1.1 Anechoic Chamber 8
3.1.2 Reverberation Chamber 8
4 Total Radiated Power 8
4.1 Test Method of Total Radiated Power 8
4.1.1 General requirement for Power measurement 9
4.1.2 Test method of Total Radiated Power in Anechoic Chamber 9
4.1.3 Test method of Total Radiated Power in Reverberation Chamber 9
4.1.4 Calculation method of Total Radiated Power 9
4.2 Total Radiated Power for NB-IoT UE 11
4.2.1 Test Procedures 11
4.2.2 Performance requirement 11
4.3 Total Radiated Power for LTE-M UE 13
4.3.1 Test Procedures 13
4.3.2 Performance requirement 16
4.4 Total Radiated Power for Cat1/Cat1bis 18
4.4.1 Test Procedures 18
4.4.2 Performance requirement 18
5 Total Radiated Sensitivity 20
5.1 Test Method of Total Radiated Sensitivity 20
5.1.1 General requirement for receiver performance measurement 21
5.1.2 Test method of Total Radiated Sensitivity in Anechoic Chamber 21
5.1.3 Test method of Total Radiated Sensitivity in Reverberation Chamber 21
5.1.4 Calculation method of Total Radiated Sensitivity 21
5.2 Total Radiated Sensitivity for NB-IoT UE 23
5.2.1 Test Procedures 23
5.2.2 Performance requirement 23
5.3 Total Radiated Sensitivity for LTE-M UE 25
5.3.1 Test Procedures 25
5.3.2 Performance requirement 28
5.4 Total Radiated Sensitivity for Cat1/Cat1bis 30
5.4.1 Test Procedures 30
5.4.2 Performance requirement 30
Annex A Classification of DUT Catagory 32
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1 Introduction
1.1 Overview
OTA (Over the Air) testing is the key method to evaluate the antenna performance and
radiated performance of wireless devices. Poor OTA performance would result in high Block
Error Rate (BLER) in communication and potential access failure.
The number of IoT connected devices has experienced exceptional growth in recent years.
Some of these IoT devices suffer from very poor radiated antenna performance and cause a
bad user experience.
Unlike traditional devices, IoT devices come in various sizes, shapes, materials and work in
different environments. This presents lots of challenges for OTA testing of IoT devices. CTIA
have set up an IoT working group and have released OTA test methods for LTE-M devices,
however the details about working scenarios and benchmarks have not been defined.
Given the fast development of the IoT industry, the importance of OTA measurements and the
existing standardization status, the GSMA is developing the specification of OTA Testing of
IoT devices, which includes test set-up, test method, test procedures and performance
requirements.
To measure the radiation power and receiver performance of IoT devices, this document
provides test solutions for measuring the Total Radiation Power (TRP) and Total Radiated
Sensitivity (TRS), which can be carried out using two test systems: An Anechoic Chamber
(AC) and a Reverberation Chamber (RC).
1.2 Scope
This document defines the OTA Testing of cellular IoT devices, including test set-up, test
method, test procedure and performance requirements of Total Radiated Power and Total
Radiated Sensitivity for different types of cellular IoT devices.
The cellular IoT devices covered by this document are those using 3GPP communication
technology; for example NB-IoT, LTE-M, Cat1/Cat1bis, etc.
1.3 Abbreviations
Term Description
AC Anechoic Chamber
BER Bit Error Rate
BLER Block Error Rate
DUT Device Under Test
FS Free Space
HARQ Hybrid automatic repeat request
NPDCCH Narrowband Physical Downlink Shared Channel
PUMAX The measured configured maximum UE output power
QPSK Quadrature Phase Shift Keying
RC Reverberation chamber
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Term Description
RF Radio Frequency
TRP Total Radiated Power
TRS Total Radiated Sensitivity
UE User Equipment
1.4 References
Ref Doc Number Title
[1] CTIA Cellular Telecommunications & Internet Association OTA Test Plan
TS 34.114 v12.2.0, TS 37.544 v16.0.0, TS 36.521-1 v16.6.0, TS
[2] 3GPP
36.101 v16.7.0 (or later)
CTIA Test plan for wireless device over the air performance ver 3.8.2
[3] CTIA
(or later)
3GPP TS User Equipment (UE) conformance specification; Radio transmission
[4]
36.521-1 and reception; Part 1: Conformance Testing V16.1.0 (or later)
3GPP TS Common test environments for User Equipment (UE) conformance
[5]
36.508 testing V16.1.0 (or later)
Test Plan for Wireless Large Form Factor Device Over the Air
[6] CTIA
Performance Version 1.2 (or later)
“Key words for use in RFCs to Indicate Requirement Levels”, S.
[7] RFC 2119
Bradner, March 1997. Available at [Link]
[8] RFC 8174 Ambiguity of Uppercase vs Lowercase in RFC 2119 Key Words
1.5 Conventions
The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD",
"SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and "OPTIONAL"
in this document are to be interpreted as described in BCP 14 (RFC2119) [7] (RFC8174) [8]
when, and only when, they appear in all capitals, as shown here.
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LTE-M
NB-IoT LTE TDD LTE FDD Cat1/Cat1bis
Cat. M Cat. M
Bandwidth 200kHz 1.4MHz 1.4MHz 10MHz/20MHz
Mode A: about Mode A: about 148
Coverage 148 dB dB
About 164dB About 130dB
(NOTE 1) Mode B: about Mode B: about 156
156 dB dB
R13:
R13:62kbit/s(M
FD:1Mbit/s
T)
R13:200kbit/s HD:375kbit/s
Uplink R14:150kbit/s( 5Mbilt/s
R14:655kbit/s R14:
MT)
FD:2.98Mbit/s
(NOTE2)
HD:1.11Mbit/s
Bitrate
R13:
FD:800kbit/s
R13:21kbit/s R13:750kbit/s HD:300kbit/s
Downlink 10Mbit/s
R14:120kbit/s R14:750kbit/s R14:
FD:1Mbit/s
HD:588kbit/s
3 Test Set-up
3.1 General
The Device Under Test (DUT) can be evaluated in either an Anechoic Chamber or
Reverberation Chamber already specified in both 3GPP and CTIA specifications. Test
equipment is described below.
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measurement
Stirrers can be moved continuously or step by step to create a uniform distribution of waves
around the DUT.
The number of sample measurements need to be set at least for 200 for TRP (Total Radiated
Power) measurement and 300 for TRS (Total Radiated Sensitivity) measurement.
Network simulator
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The radiated Radio Frequency (RF) performance of the DUT is measured by sampling the
radiated transmit power of the mobile at various locations surrounding the device. All of the
measured power values will be integrated to give a single figure of merit referred to as TRP.
Due to the diversity working scenarios of IoT devices, tests shall be configured according to
the DUT’s working scenarios, i.e., free space configurations to metering devices, forearm
phantom to wrist worn devices.
Coordinating systems and positioning requirements for all configurations are described in
Appendix A of CTIA Test plan for wireless device over the air performance [3]. The
requirements for the wrist worn devices are also defined in Appendix Q of ref [3].
It is the responsibility of the manufacturer to define which options represent the “baseline”
configuration and to provide adequate supporting data that validates assumptions for reduced
testing of the remaining options. At a minimum, a complete set of measurements is required
for the baseline DUT configuration.
For NB-IoT type devices, since NB-IoT is a separate system different from LTE, a separate
parameter set is required in the system configuration, and the test configuration is different.
For LTE-M type devices, the OTA test methodology is fundamentally same as the LTE
devices.
In the maximum transmission power test, since the NB-IoT has no closed loop power control
and only open loop power control, it is not possible to adjust the DUT to the maximum transmit
power through closed loop power control. The DUT can reach the maximum transmit power
by setting a higher open-loop target power. At the same time, unless it is demonstrated that
there is negligible impact to performance with different options, tests shall be performed on all
possible DUT configurations such as battery pack configurations, and different working
scenarios. The test can be executed either using and Anechoic Chamber or a Reverberation
Chamber
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Where Ω is the solid angle describing the direction, f is frequency. θ and ϕ are the
orthogonal polarizations. EIRPθ and EIRPϕ are the actually transmitted power-levels in
corresponding polarizations.
π
∑ ∑ [EIRPθ (θ ,ϕ ; f ) + EIRPϕ (θ n ,ϕ m ; f )]sin(θ n ) (Formula 4.1.4-2)
N −1 M −1
TRP ≈ n m
2 NM n=0 m=0
In these formulas N and M are the number of sampling intervals for theta and phi. θ n and
ϕ m are the measurement angles.
When using
N
Pn
∑ C (1 − R )
TRP ≈
n =1 n n
N
∑P
n =1
ref , n
(Formula 4.1.4-3)
Where Pref ,n is the reference power transfer function for fixed measurement antenna n, Rn
is the reflection coefficient for fixed measurement antenna n and Cn is the path loss in the
cables connecting the measurement receiver to fixed measurement antenna n.
Pn is the average power measured by fixed measurement antenna n and can be calculated
using the following expression:
M
∑S
2
21, n , m
Pn = m =1
M
(Formula 4.1.4-4)
Where S 21,n ,m is sample number m of the complex transfer function measured with fixed
measurement antenna n and M is the total number of samples measured for each fixed
measurement antenna.
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• Set the initial conditions as per Table 6.2.2F.4.1-1 test ID3 in sub clause 6.2.2F UE
Maximum Output Power for category NB1 and NB2 of 3GPP TS 36.521-1 and they
are specified in the table below:
Configuration Downlink
Uplink Configuration
ID Configuration
Subcarrier
Modulation Ntones
1 N/A spacing
QPSK 1@0 15kHz
• System simulator sends uplink scheduling information for each UL HARQ process via
NPDCCH as per 3GPP TS 36.521-1,6.2.2F to make sure UE transmit PUMAX after
Initial Conditions setting.
• When using Anechoic chamber Rotate the device in 3D dimensions using 15° step
(when using RC, 200 samples need to be measures at least).
• Measure the EIRPθ and EIRPϕ with a sample step of 15° in theta (θ) and phi (φ)
directions.
• Calculate TRP with formula detailed in section 4.1.4-2 when using anechoic chamber
and calculate TRP with formula detailed in section 4.1.4-3 when using reverberation
chamber.
Stationary IoT devices-(Free Space): Devices will not perform handover or extreme cell edge
radio conditions for example: smoke detectors, temperature probes, etc.
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Mobile IoT devices-(Body Phantoms): The testing condition should be similar to the usage,
e.g. with wrist phantom hand or torso etc. However, given that the phantom torso is not yet
standardized, the requirements defined will cover wrist phantom hand only.
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Mobile IoT devices-(Free Space): those devices can be in a handover process in the live
network or in extreme radio conditions.
The power can be measured using a spectrum analyser, a receiver of test equipment, or
power meter.
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• Calculate TRP with formula in section 4.1.4-2 when using anechoic chamber and
calculate TRP with formula in section 4.1.4-3 when using a reverberation chamber.
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Stationary IoT devices-(Free Space): such device will not perform handover or extreme cell
edge radio condition in example: smoke detector, temperature probe, etc.
Mobile IoT devices-(Body Phantoms): The testing condition should be similar to the usage,
e.g. with a wrist phantom hand or torso, etc. However, given that the phantom torso is not yet
standardized, the requirements defined will cover wrist phantom hand only.
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Mobile IoT devices-(Free Space): These devices can be in the handover process in the live
network or in extreme radio condition.
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The power can be measured using a spectrum analyser, a receiver of test equipment, or
power meter.
Test shall be carried out for different frequency pairs (FDD) or frequencies (TDD) and RB
allocations across the bands supported by the UE, as defined in the table below.
Channel
UL DL
Band Bandwidth Channel Power Class
RB allocation RB Allocation
(MHz)
10 Low 3 12 50
1,2,3,4,7,66 10 Mid 3 12 50
10 High 3 12 50
5,8,12,13,18, 10 Low 3 12 50
20,26,28,31, 10 Mid 3 12 50
72 10 High 3 12 50
10 Low 3 12 50
34,39,40,41 10 Mid 3 12 50
10 High 3 12 50
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Stationary IoT devices-(Free Space): such device will not perform handover or extreme cell
edge radio condition.
Mobile IoT devices-(Body Phantoms): The testing condition should be similar to the usage,
e.g. with a wrist phantom hand or torso, etc. However, given that the phantom torso is not yet
standardized, the requirements defined will cover wrist phantom hand only.
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Mobile IoT devices-(Free Space): These devices can be in the handover process in the live
network or in extreme radio condition.
The receiver performance of the DUT is measured utilizing BLER, or other error criteria. A
three-dimensional characterization of the receiver performance of the DUT is pieced together
by analyzing the data from the spatially distributed measurements. All of the measured
sensitivity values for each DUT test condition will be integrated to give a single figure of merit
referred to as Total Radiated Sensitivity.
For the TRS test, tests shall be configured according to DUT’s working scenarios, i.e., free
space configurations to metering devices, forearm phantom to wrist worn devices.
Coordinate systems and positioning requirements for all configurations are described in
Appendix A of ref [3]. The requirements for the wrist worn devices are defined in Appendix Q
of ref [3].
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For NB-IoT type devices, since NB-IoT is a separate system different from LTE, a separate
parameter set is required in the system configuration, and all frequencies and resource block
(RB) allocations should be tested.
For LTE-M type devices, the OTA test methodology is the same as LTE devices.
Total Radiated Sensitivity shall be fully measured and calculated pursuant to ref [3] [6] for the
channel(s) specified in Section 4.2 and 4.3 for all frequency bands supported by the DUT.
Since the process of measuring effective radiated receiver sensitivity is typically less accurate
than measuring transmitter radiated power, this test specification allows for a relaxation in the
spatial separation to 30 degrees in the theta (ɵ) and in the phi (ɸ) axis for TRS. The test can
be executed either using AC or RC.
CTIA have provided two test methods of scanning the DUT are proposed, the “conical” cut
method and the “great circle” cut method, which can be found in sections 2 of ref [3].
The TRS is a measure of the minimum power required to achieve a specified Block error rate
(BLER). The TRS is defined as:
4π
TRS =
1 1
∫ EISθ (Ω; f ) + EISϕ (Ω; f ) dΩ
(Formula 5.1.4-1)
Where the effective isotropic sensitivity (EIS) is defined as the power available at the
antenna output such as the sensitivity threshold is achieved for each polarization. Ω is the
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solid angle describing the direction, f is frequency. θ and ϕ are the orthogonal
polarizations.
2 NM
TRS ≈
N −1 M −1
sin (θ n )
1 1
π ∑ ∑ +
EISθ (θ n ,ϕ m ; f ) EISϕ (θ n ,ϕ m ; f )
n=0 m=0
(Formula 5.1.4-2)
In these formulas N and M are the number of sampling intervals for theta and phi. θ n and
ϕ m are the measurement angles.
The TRS can also be calculated from measurements in a Rayleigh fading 3 dimensional
isotropic environment with in average uniform elevation and azimuth distribution. The
calculation of the TRS is in this case based on searching for the lowest power received by
the UE/MS for a discrete number of field combinations in the chamber that gives a BLER
that is better than 5% (BLER <5%). By calibrating the average power transfer function, an
absolute value of the TRS can be obtained. The following expression can be used to find the
TRS.
−1
N
∑ (C n (1 − Rn )Pthres ,n )
TRS ≈ 2 N n =1 N
∑ Pref ,n n =1
(Formula 5.1.4-3)
where Pref ,n is the reference power transfer function for fixed measurement antenna n, Rn is
the reflection coefficient for fixed measurement antenna n and Cn is the path loss in the
cables connecting the measurement receiver to fixed measurement antenna n. These
parameters are calculated from the calibration measurement. Pthres , n is calculated by using
the following equation:
M
1
∑
m =1
thres 2
S 21, n , m
Pthres ,n =
M
(Formula 5.1.4-4)
thres
where S 21,n ,m is the m:th value of the transfer function for fixed measurement antenna n,
which gives 5% BLER threshold. M is the total number of values of the BLER threshold
power measured for each fixed measurement antenna.
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• Set the initial conditions as per Table 7.3F.1.4.1-1 in sub-clause 7.3F.1 of 3GPP TS
36.521-1 and they are specified in the table below:
Configuration Downlink
Uplink Configuration
ID Configuration
Modulatio Subcarrier Subcarrier
Modulation Ntones
1 n s spacing
QPSK 12 BPSK 1@0 15kHz
Table 14: Initial Conditions
Stationary IoT devices-(Free Space): Devices will not perform handover or extreme cell edge
radio conditions for example: smoke detectors, temperature probes, etc.
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Mobile IoT devices-(Body Phantoms): The testing condition should be similar to the usage,
e.g. with wrist phantom hand or torso, etc. However, given that the phantom torso is not yet
standardized, the requirements defined will cover wrist phantom hand only.
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Mobile IoT devices-(Free Space): those devices can be in handover process in the live
network or in extreme radio condition.
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Stationary IoT devices-(Free Space): such device will not perform handover or extreme cell
edge radio condition in example: smoke detector, temperature probe, etc.
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Mobile IoT devices-(Body Phantoms): the testing condition should be similar to the usage,
e.g. with wrist phantom hand or torso, etc. However, given that the phantom torso is not yet
standardized, the requirements defined will cover wrist phantom hand only.
Mobile IoT devices-(Free Space): those devices can be in handover process in the live
network or in extreme radio condition.
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Channel
UL DL
Band Bandwidth Channel Power Class
RB allocation RB Allocation
(MHz)
10 Low 3 12 50
1,2,3,4,7,66 10 Mid 3 12 50
10 High 3 12 50
5,8,12,13,18, 10 Low 3 12 50
20,26,28,31, 10 Mid 3 12 50
72 10 High 3 12 50
10 Low 3 12 50
34,39,40,41 10 Mid 3 12 50
10 High 3 12 50
Stationary IoT devices-(Free Space): such device will not perform handover or extreme cell
edge radio condition.
Reference
Final DUT Size Referenc
Average
Reference (The largest e Average
Power TRS for
Band sensitivity dimension in any TRS for
Class Cat1
(NOTE 1) direction should be Cat1bis
(dBm)
within these limits) (dBm)
(NOTE 2)
Less than or equal to
-85 -88
1, 3, 7 -94dBm 5cm
Greater than 5cm -89 -92
Less than or equal to
Cat1/1 -83 -86
3 8, 20 -94dBm 5cm
bis
Greater than 5cm -89 -92
Less than or equal to
34,39,4 -85 -88
-94dBm 5cm
0,41
Greater than 5cm -89 -92
NOTE 1: Reference sensitivity for the test bands are set to -94dBm in GSMA referring to sub clause
7.3.1E of 3GPP TS.36.101.
NOTE 2: Cat1 assumes 2 antennas. If only 1 antenna is used, the TRS value cannot be be more
than 3dB worse.
NOTE 3: No measured channel shall be more than 2dB worse than the performance limits defined
for that frequency band.
Table 23: Average TRS test requirement for Cat1/1bis UE Category A
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Mobile IoT devices-(Body Phantoms): the testing condition should be similar to the usage,
e.g. with wrist phantom hand or torso, etc. However, given that the phantom torso is not yet
standardized, the requirements defined will cover wrist phantom hand only.
Reference
Final DUT Size Referenc
Average
(The largest e Average
Power Reference TRS for
Band dimension in any TRS for
Class sensitivity Cat1
direction should be Cat1bis
(dBm)
within these limits) (dBm)
(NOTE 1)
Less than or equal to
-82 -85
1, 3, 7 -94dBm 5cm
Greater than 5cm -86 -89
Less than or equal to
Cat1/1 -80 -83
3 8, 20 -94dBm 5cm
bis
Greater than 5cm -86 -89
Less than or equal to
34,39,4 -82 -85
-94dBm 5cm
0,41
Greater than 5cm -86 -89
NOTE 1: Cat1 assumes 2 antennas. If only 1 antenna is used, the TRS value cannot be more than
3dB worse
NOTE 2: No measured channel shall be more than 2dB worse than the performance limits defined
for that frequency band.
Table 24: Average TRS test requirement for Cat1/1bis UE Category B
Mobile IoT devices-(Free Space): those devices can be in handover process in the live
network or in extreme radio condition.
Reference
Final DUT Size Referenc
Average
(The largest e Average
Power Reference TRS for
Band dimension in any TRS for
Class sensitivity Cat1
direction should be Cat1bis
(dBm)
within these limits) (dBm)
(NOTE 1)
Less than or equal to
-85 -88
1, 3, 7 -94dBm 5cm
Greater than 5cm -89 -92
Less than or equal to
Cat1/1 -83 -86
3 8, 20 -94dBm 5cm
bis
Greater than 5cm -89 -92
Less than or equal to
34,39,4 -85 -88
-94dBm 5cm
0,41
Greater than 5cm -89 -92
NOTE 1: Cat1 assumes 2 antennas. If only 1 antenna is used, the TRS value cannot be more than
3dB worse
NOTE 2: No measured channel shall be more than 2dB worse than the performance limits defined
for that frequency band.
Table 25: Average TRS test requirement for Cat1/1bis UE Category C
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UE Catagory Description
UE Catagory A Stationary IoT devices-(Free Space)
UE Catagory B Mobile IoT devices-(Body Phantoms)
UE Catagory C Mobile IoT devices-(Free Space)
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