Phonological Insights in Colonial Mexico
Phonological Insights in Colonial Mexico
THOMAS C. SMITH-STARK
El Colegio de México
RESUMEN
An oral version of this paper was originally presented at the First International Conference on
Missionary Linguistics, at the Voksenåsen Konferansesenter, under the auspices of the University
of Oslo. This written version incorporates additional material, including information kindly brought
to my attention by other participants at the conference. I am also grateful to Yolanda Lastra and to
Cristina Monzón for giving me their comments on a preliminary draft of this paper. This study
develops material that I have been gathering since 1998 for a projected guide to Indomexican
philology.
1
"it is not enough to write or pronounce such words in any way whatsoever [...] by not writing or
pronouncing them with the letters that are called for, one will say things that are just the opposite of
those that one intended to say. And so, instead of speaking the truth, one will speak falsehoods,
placing souls in very great danger."
Missionary Linguistics II / Lingüística misionera II : Orthography and Phonology. Selected papers from the Second International
þÿ Conference on Missionary Linguistics, São Paulo, 10 13 March 2004, edited by Otto Zwartjes, and Cristina Altman, John Benjamins Publishing Company, 2005.
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4 THOMAS C. SMITH-STARK
res mínimos para identificar oposiciones distintivas, y que justificaron sus análisis
con argumentación fonológica. El trabajo de los franciscanos Olmos, Gilberti,
Lagunas y Cárceres, y de los jesuítas Rincón y Carochi, en particular, resaltan por
su agudeza descriptiva. Es importante reconocer que los alcances de este período
fueron posibles en parte gracias a la participación de un elenco de nativohablantes
inteligentes, reflexivos, y experimentados en la manipulación de sus lenguas como
objetos de estudio.
1. Introduction
Until about fifteen years ago or so, studies of the history of linguistics generally
stressed the importance of philosophical and theoretical issues, such as, for
example, the ancient Greek controversy between anomalists and analogists about
the nature of the linguistic sign; interest in the modes of signifying and universal
grammar among Medieval grammarians; and the debates between empiricists and
rationalists during the Renaissance. They paid relatively little attention to des
criptive linguistics per se, though they might refer to the development of certain
basic grammatical notions among the Greek and Latin grammarians or the
development of new writing systems for a variety of languages. Robins (1969) is a
good example of this trend. Though by no means ignoring descriptive linguistics,
he observes that "By far the most interesting and significant development in
linguistics during the Middle Ages is the output of 'speculative grammars'"
(Robins 1969:74). The relative unimportance of empirical practice in our histories
of linguistics reflects to some degree, perhaps, the low esteem in which descriptive
linguistics has been and continues to be held with respect to theoretical linguistics.
However, the art of writing grammars and dictionaries - what I take to be the
principal tasks of descriptive linguistics -, to be done well, requires a good deal of
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thought about the nature of language structure and presupposes a tradition of such
thought which will have provided an author with a conceptual framework within
which to operate. The history of such writing, then, merits serious study for what it
can reveal about the evolution of linguistic thinking as reflected in descriptive
practice.
This apparently self-evident observation has not in fact lead to such study.
Rather, certain preconceptions about pre-modern descriptive work have resulted in
its neglect among contemporary linguists, at least among those in the Western
tradition. In particular, older descriptions are generally conceived of as being
overly dependent upon traditional descriptions of Greek and Latin, casting other
languages into categories which are not the ones in terms of which they are in fact
Missionary Linguistics II / Lingüística misionera II : Orthography and Phonology. Selected papers from the Second International
þÿ Conference on Missionary Linguistics, São Paulo, 10 13 March 2004, edited by Otto Zwartjes, and Cristina Altman, John Benjamins Publishing Company, 2005.
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PHONOLOGICAL DESCRIPTION IN NEW SPAIN 5
organized, and ignoring those that are, but which are not found in the classical
languages of occidental culture.2 As Jorge Suárez (1983:2) observed, speaking
about the missionary period in Mesoamerica, "The grammars written within this
period are generally valued only to the extent that they offer raw materials on the
respective languages, and are usually lumped together and dismissed as merely
latinized descriptions." A good, and influential, example of such a point of view is
that expressed by Boas (1917:6; 1940:206). Speaking about the linguistic catego
ries found in American languages as opposed to those found in European lang
uages, he observes that:
No less interesting are the categories of thought that find expression in grammatical form.
The older grammars, although many of them contain excellent material, do not clearly
present these points of difference, because they are modelled strictly on the Latin scheme,
which obscures the characteristic psychological categories of Indian languages.
Likewise, Stanley Newman, referring to the early grammar of the Meso-
american language Nahuatl, published by the Franciscan friar Alonso de Molina
(C.1513-C.1579) in 1571, observes that "When he [Molina] and other gram
marians discussed the Nahuatl participles3 in -dus (i. e., Nahuatl forms functioning
somewhat like Latin amandus, etc.), they were following the humanistic precept of
measuring the Indian vernacular against the Latin standard" (Newman 1967:180).
An added factor which has inhibited work on pre-modern grammatical
traditions is the difficulty that many modern linguists have when faced with the
philological problems which the adequate interpretation of the older materials
entails, even when they have worked with the corresponding modern languages.
The language used for writing the descriptions is, at the very least, different from
the modern variety and may even be a language unknown to the modern linguist.
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The language being described will have changed, academic practices are different,
typographic styles and conventions are not the same, a different writing system
may have been in use. In other words, one does not just pick up such studies and
use them without investing some, and perhaps a lot of, time and effort in the
enterprise.
Despite such difficulties, there is nonetheless a wealth of material to be studied.
One of the primary motives for the production of such descriptive work was, and
2
Zimmermann (2004:15) observes that already in Humboldt's work, one finds deprecatory
judgements about the descriptive studies of the missionary grammarians.
3
The original text reads principles, an obvious misprint which I have corrected as participles.
Missionary Linguistics II / Lingüística misionera II : Orthography and Phonology. Selected papers from the Second International
þÿ Conference on Missionary Linguistics, São Paulo, 10 13 March 2004, edited by Otto Zwartjes, and Cristina Altman, John Benjamins Publishing Company, 2005.
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6 THOMAS C. SMITH-STARK
Mexico.5 During the period from the conquest of Mexico in 1521 to 1645, at least
20 grammatical descriptions produced in New Spain have survived (Smith Stark
2000b) and by 1611 some 22 dictionaries had been compiled (Smith Stark 1992a).
In this paper, I would like to examine and evaluate the phonological work found in
4
Ostler (2004) notes that, of the three major religions which have actively sought converts,
Buddhism and Islam have not been accompanied by descriptive linguistic work, and that in the case
of Christianity, the association is only found among Roman Catholics and Protestants with the
advent of European political expansion.
5
New Spain, in its widest sense, included the districts of the five audiencias of the West Indies of
New Spain: Mexico, Guadalajara, Guatemala, Santo Domingo and the Philippines (León-Portilla
1995,111:2478). Here I use the term New Spain to refer only to the first three.
Missionary Linguistics II / Lingüística misionera II : Orthography and Phonology. Selected papers from the Second International
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PHONOLOGICAL DESCRIPTION IN NEW SPAIN 7
such descriptions.6 It is generally thought that the Spanish grammarians were quite
poor phonologists. Newman (1967:180), for example, in the grammatical sketch of
classical Nahuatl referred to earlier, considers that:
From the point of view of modern linguistics, the early grammars of Nahuatl were most
deficient in their treatment of phonology. Sounds were conceived in terms of orthography.
Nearly all discussions of Nahuatl sounds began with a list of the letters missing in the
language of the Aztecs, and careful attention was paid to the spelling rules derived from
Spanish orthography.
Suarez, speaking in general terms about grammatical description in New Spain,
considers that:
As is to be expected for that period, the description and recognition of contrasts are weakest
for sounds; in general the friars coped rather well with simple systems like that of the
Nahuatl [...], and even with those of moderate complexity in the consonants. However, rich
vowel systems such as those found in Otomian and Chinantecan languages [...] were
markedly underdifferentiated, and tones were at most dimly recognized but in no case
marked in the orthography. (Suárez 1983:4)
In contradistinction to such opinions, I will show in what follows that the
missionary grammars made significant progress in their phonological descriptions
of the languages of New Spain. However, it is important to bear in mind that it is
possible to take two contrasting positions when evaluating their work. One can
emphasize the errors as seen from a modern perspective, or one can underscore the
achievements found in the most accomplished work as evaluated in terms of
contemporary standards. I will take this second tack.
In order to evaluate phonological work in New Spain, let's first consider the
kinds of knowledge and attitudes about phonology which the friars had at their
disposal. For this purpose, I will take the Spanish grammarian Antonio de Nebrija
(1444-1522) as my standard of comparison.7 Nebrija was deeply immersed in the
6
For an overview of Spanish missionary linguistics in America, the reader is referred to Suárez
Roca's excellent study (1992), which includes such a fine discussion of phonological aspects of
missionary grammars that it was at times difficult for me to avoid simply repeating observations
already made by this scholar.
7
See Esparza Torres and Niederehe (1999) for an excellent bibliography of Nebrija's work. For my
understanding of Nebrija's phonology, I am especially indebted to Quilis' introductory study in his
edition of Nebrija's Gramática castellana (Quilis 1984).
Missionary Linguistics II / Lingüística misionera II : Orthography and Phonology. Selected papers from the Second International
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8 THOMAS C. SMITH-STARK
Latin grammatical tradition and formed part of the resurgence, emanating out of
Italy, of humanistic interest in recuperating an accurate knowledge of classical
Latin. He was an influential teacher and writer, whose Latin studies were fre
quently mentioned by New Spain grammarians and lexicographers. He also wrote
a Spanish grammar, famous for being the first published description of a European
vernacular language, though probably not as influential as his work on Latin
among New Spain grammarians.8
Nebrija had a clear idea of the difference between sound and letter. Consider
his description of the relationship between the two:
el primer inuentor de letras quien quiera que fue: miró quantas eran todas las diversidades
delas bozes en su lengua: & tantas figuras de letras hizo: por las cuales puestas en cierta
orden represento las palabras que quiso: de manera que no es otra cosa la letra: sino figura
por la cual se representa la boz. ni la boz es otra cosa sino el aire que respiramos espessado
enlos pulmones: & herido despues enel aspera arteria, que llaman gargauero: & de alli
començado a determinarse por la campanilla lengua paladar dientes & beços. Assí que las
letras representan las bozes. y las bozes significan como dize aristoteles los pensamientos
que tenemos enel anima. (1492:6v)9
[the first inventor of letters, whoever he was, looked at the number of different sounds
found in his language and made that same number of different letters, by means of which,
placed in a certain order, he represented the words that he wanted, so that the letter is
simply the figure by which the sound is represented, and the sound is simply the air which
we breathe, thickened in the lungs and then modified in the harsh artery that they call the
throat, and from there they begin to be determined by the uvula, tongue, palate, teeth and
lips. Thus, the letters represent the sounds, and the sounds signify, as Aristotle says, the
thoughts that we have in our soul.]10
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8
Nebrija is often mentioned in descriptive studies written in New Spain, but it is usually not clear
which of his works is being referred to. Some linguists (for example, McQuown 1967:3) believe
that such references were usually to his Spanish grammar. Others (such as myself) have assumed
that they were to his Latin grammar. But it now seems to me that both were probably influential,
though this question merits further study.
9
My transcription of Nebrija (1492) is based on the facsimile published in 1946, in conjunction
with the edition of that same year and that of 1984.
10
This and all other translations are my own, unless otherwise indicated.
Missionary Linguistics II / Lingüística misionera II : Orthography and Phonology. Selected papers from the Second International
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PHONOLOGICAL DESCRIPTION IN NEW SPAIN 9
Nebrija was also fully aware of the diversity of sounds in the languages of the
world. He advises that:
algunas lenguas tienen ciertas bozes: que los ombres de otra nacion, ni aun por tormento no
pueden pronunciar [...] que de tal manera son proprias de cada lengua: que por ningun
trabajo ni diligencia ombre de otra nacion las puede espressa mente proferir: si desde la
tierna edad no se acostumbra a las pronunciar. (1492:6v, 7r)
[some languages have certain sounds that the men of another nation, not even by way of
torture, can pronounce [...] so that they are proper to each language and there is no way that
a man from another nation can expressly produce them if he is not accustomed to
pronouncing them from a tender age.]
For Nebrija, the sounds of a language are its minimal units of expression: "The
letter is the smallest part of the sound that can be written [...] if I say señor 'sir',
this word can be divided into two syllables, which are se and ñor, and then se into
s and e; and the s cannot be further divided" ("Que la letra es la menor parte de la
boz que se puede escriuir [...] porque si yo digo «señor», esta boz se parte en dos
síllabas, que son: «se» y «ñor»; y el «se», después, en «s» y «e»; y la «s» ya no se
puede partir", 1977:117[1517:2v])".
Nebrija recognized the distinction between vowels and consonants. Vowels
"have sound on their own, without being mixed with other letters" ("por si mesmas
tienen boz sin se mezclar con otras letras", 1492:7v). They "sound on their own
without being modified by any of the instruments which are used to form the
consonants, but rather just passing the breath through the narrowness of the throat,
forming the different ones by means of the shape of the mouth" ("suenan por si no
hiriendo alguno delos instrumentos con que se forman las consonantes: mas sola
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mente colando el espíritu por lo angosto dela garganta: & formando la diversidad
dellas enla figura dela boca", 1492:8r).11 Consonants, on the other hand, "cannot
sound without modifying the vowels" ("no pueden sonar sin herir las vocales",
1492:7v). "For that reason it is called a consonant, because it sounds with another
vowel letter, as the b cannot sound without the aid of the e" ("por esso se llama
consonante, porque suena con otra letra vocal, como la «b», no puede sonar sin la
ayuda de la «e»", 1517:2v[1977:118]).
The Latin consonants are divided into two groups, mutes (mudas) - which
include b, c, ch, d, f, g, p, ph, t, th, i u - and semivowels (semivocales) - which
11
Robins (1969:118-119) cites a quite similar passage from W. Holder in 1669 as evidence of "The
excellence of his phonetic theory and the conciseness of his expression."
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10 THOMAS C. SMITH-STARK
others are pronounced with a grave accent." ("cualquiera palabra no sola mente en
nuestra lengua mas en cualquiera otra que sea: tiene una silaba alta: que se
enseñorea sobre las otras: la cual pronunciamos por acento agudo: & que todas las
otras se pronuncian por acento grave", 1492:18r). That is, Nebrija identifies the
acute accent and high pitch with the stressed syllable. Although his treatment of
12
The voiced-voiceless distinction is not described explicitly. Robins (1969:118, 142) observes that
William Holder (1616-1698) was the first Western linguist to correctly describe this phonetic
feature in 1669, though it was well understood by ancient Sanskrit grammarians.
13
The curious distinction between h as a sign of breath versus a true letter, repeated by various
authors in New Spain, evidently is due to the fact that [h] is represented by a diacritic, the spiritus
asper ('), in Greek orthography, rather than by an independent letter.
Missionary Linguistics II / Lingüística misionera II : Orthography and Phonology. Selected papers from the Second International
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PHONOLOGICAL DESCRIPTION IN NEW SPAIN 11
stress and pitch together is perhaps adequate for Spanish, it is certainly not
adequate for all languages as Nebrija seems to claim.
Nebrija is quite clear about how a language should be written: "we must
presuppose what everyone who has written about orthography presupposes: that
we should write like we pronounce, and pronounce like we write; otherwise letters
would have been discovered in vain." ("avernos aqui de presuponer: lo que todos
los que escriven de orthographia presuponen: que assi tenemos de escrivir como
pronunciamos: & pronunciar como escrivimos: por que en otra manera en vano
fueron halladas las letras." 1492:8v). The ideal relationship between letter and
sound should be one-to-one. That is, each sound should be represented by a single
letter and each letter should represent a single sound. Nebrija fully endorses
Quintilian's recommendation for setting a language to writing, which he explains
as follows and which I refer to as Quintilian's method: "he who would reduce to
art some language should first know if some of the letters in use are superfluous,
and, on the contrary, if some are lacking." ("el que quiere reduzir en artificio algun
lenguaje: primero es menester que sepa: si de aquellas letras que estan enel uso:
sobran algunas: & si por el contrario faltan otras", 1492:7r).14
One last point about Nebrija's practice seems to me to be worth mentioning.
When discussing Spanish orthography, he criticizes having a single grapheme with
more than one interpretation. In particular, he wants to avoid using <ch> for both
/c/, as in muchedumbre "crowd", and for /k/, as in monarchia "monarchy", and
using <x> for both /s/, as in xabon "soap", and for /ks/, as in Latin (cf. Nebrija
1492, libro 1, cap. 6, ff. 10v-llv). In each case he advocates a new letter for the
innovative values, not found in Latin - <ch > for Icl and <x> for /š/- though his
actual practice (or that of his editors) is inconsistent in this regard.15 He even seems
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14
Nebrija refers to a passage in book 1 of Quintilian's Institutio oratoria (chapter iv, paragraphs 7
and 9 in Butler's edition), in which the author recommends that teachers of literature should discuss
which letters are absent from the Latin alphabet but should be there -he illustrates with the
digamma, for instance- and which are superfluous -he mentions h, k, q, and x as possible
candidates-: "desintne aliquae nobis necessariae litterarum [...] an rursus aliae redundent"
("whether certain necessary letters are absent from the alphabet [...] Again there is the question
whether certain letters are not superfluous", Butler 1920:65-66). As far as I know, the extension of
this pedagogical principal for the teaching of Latin to the setting down in writing of new languages
is of Nebrija's own concoction.
15
I say inconsistent because there are clear cases of <ch> used for /č/ instead of <ch> (for example,
f. 7v 1. 23 <ocho>) and of <x> for /š/ instead of <x> (for example, f. 7v, 1. 27 <diximos>).
Moreover, in his Spanish-Latin dictionary (1495), there are cases where /k/ is written as <ch>, as in
Missionary Linguistics II / Lingüística misionera II : Orthography and Phonology. Selected papers from the Second International
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12 THOMAS C. SMITH-STARK
to want to avoid using the same grapheme with different values in different
languages. For example, he says that "if we were to leave cħ without a mark, we
would commit the error of pronouncing the same letters differently in Spanish and
in Latin" ("si dexassemos la .cħ. sin señal: verniamos | en aquel error: que con
unas mesmas letras pronunciaríamos diversas cosas enel castellano & enel latin",
1492:10v-llr). However, he does not apply this principle systematically.
Now, with this important antecedent in mind, let's look at how sounds were
dealt with in the languages of New Spain, especially, though not exclusively,
during the first century or so of grammar writing (1547-1645). Specifically, I will
examine seven aspects of phonological description: the graphic representation of
sounds (§3), the articulatory description of sounds (§4), the concept of a sound
system (§5), the relation between graphemes and phonemes (§6), phonotactics
(§7), argumentation (§8), and phonological processes (§9). I will then conclude
with a consideration of the role of native speakers in the descriptions of their
languages (§10).
no hay que levantar misterios en la falta de ésta y de otras letras, sino reducirlo a cosa
natural de que no todas las lenguas se conforman en una misma pronunciaciòn y asì
tampoco tienen unos mismos caracteres. La griega tiene màs que la latina y otras menos.
(1975[1642]:7)16
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PHONOLOGICAL DESCRIPTION IN NEW SPAIN 13
[there is no reason to create mysteries about the lack of this or other letters, but rather it
should be treated as something natural since not all languages are alike in having the same
pronunciation and so neither do they have the same characters. Greek has more than Latin
and others fewer.]
When the sounds of a new language were quite distinct from those of Spanish,
the friars had problems, but in some cases - though, of course, not all - they
achieved an orthography which was in principle adequate, though in practice not
necessarily applied consistently. For many, the correct pronunciation of the words
of a language was something to be taken quite seriously. For example, the
Franciscan Maturino Gilberti (c. 1507-1585) quotes Saint Jerome in this regard.
La orthographia y recta pronunciacion, siempre ha sido, y es muy necessaria en qualquier
lengua. La qual segun dize Sant Hieronymo en vna epistola, en tanto excede alaque no esta
assi pronunciada ni orthographiada con deuidas letras, como difiere el hombre biuo, al
pintado o muerto, por tanto como ya tengo dicho enlos auisos, despues del prologo: no se
acertaria en dezir que esta lengua se puede bien pronunciar o escreuir, con qualesquieras
letras, que poco mas o menos es intelligible, y que en escreuir esta lengua con tantas
aspiraciones, y con letras no acostumbradas, es muy gran | estonio para daprender la lengua,
todas estas y semejantes razones carescen de esperiencia enla orthographia dela lengua
segun alcançan los que bien la entienden (Gilberti 1558:109r-v)
[Orthography and correct pronunciation have always been, and continue to be, very neces
sary in any language, and, according to Saint Jerome in an epistle, exceed that which is not
so pronounced or spelled with fitting letters, as a living man differs from one that is painted
or dead, for which reason, as I have already said in the preliminary notices, which follow
the prologue: it would not be correct to say that in this language one can write and pro
nounce with any letter whatsoever, which is more or less intelligible, and that writing this
language with so many aspirations, and with unaccustomed letters is a great bother for
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learning the language. These and all such reasons show a lack of experience in the ortho
graphy of the language according to what those who do understand it well have achieved]
In general the designers of new orthographies used letters based on their values
in Spanish or, rarely, in Latin. For new sounds, they employed five strategies:
a. they used familiar letters with novel values;
b. they created special combinations of letters;
c. they used modified forms of conventional letters;
d. they invented completely new letters; and
e. they borrowed letters from another non-Latin-based writing system.17
My thanks to Toru Maruyama for bringing this fifth possibility to my attention during the
Missionary Linguistics II / Lingüística misionera II : Orthography and Phonology. Selected papers from the Second International
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14 THOMAS C. SMITH-STARK
In this way, they were able to represent most of the unfamiliar sounds
encountered in the languages of New Spain. Among the consonantal phenomena
represented successfully are aspiration, ejecrives, a preglottalized stop, the glottal
stop, an alveolar affricate, a lateral affricate, a lateral fricative, a uvular stop, and a
retroflex rhotic. Among the vocalic phenomena registered we find nasalized
vowels, non-open central vowels, and different degrees of vowel height among
mid vowels. Among the prosodic phenomena recognized were stress, vowel length
and, in incipient form, tone.
3.1 Consonants
3.1.1 Aspiration. The letter <h> was used in 16th century Spanish to represent a
glottal fricative /h/ which resulted from the weakening of an earlier /f/ and which
was later lost altogether: for example, fazer /fadzer/ > hazer /hazer/ > hacer /aser/
"to do, to make". This letter was thus a natural choice for representing sounds like
[h] and aspiration, as occurred in Otomi and Purepecha.18 For example, in the
Otomi vocabulary attributed to the Franciscan friar Alonso Urbano (c. 1529-
1608)19 (his vocabulary dates from 1605), who continued the practice of the
Franciscan Pedro de Cárceres (fl. 1580) in this regard, we find the following
graphemes (cf. Lastra 1992, Smith Stark 1992b).
conference in Oslo, based on his own experience with systems of romanization for Japanese. If the
tresillo is in fact modeled on cayn (ξ), then it would illustrate this fifth strategy (see §3.1.2).
18
In the case of Purepecha, the aspirated consonants were only partially represented and in a much
less consistent and symmetrical way than in Otomi (cf. Monzón 2001).
19
Acuña (1990:lxx) is of the opinion, for not very convincing reasons, that Urbano is not the author
of the Vocabulario trilingüe, though his annotations may have influenced it.
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PHONOLOGICAL DESCRIPTION IN NEW SPAIN 15
Some languages had more than one h-like sound. For example, in the Motul
dictionary of Yucatec Maya, probably written by the Franciscan Antonio de
Ciudad Real (c. 15457-1617) towards the end of the 16th century, there are two
sections devoted to <h>. One is for strong <h> (H. rezia, Ciudad Real 1984[16th
century] ff.l70r-202v) and the other is for weak <h> (H. simple, ff. 202v-209v).
That is, there is clear recognition of two h-like sounds, but they are not
distinguished in the orthography. However, at least one author does make an
explicit distinction; Gabriel de San Buenaventura (1996[1684]), also a Franciscan
(c.l620?-post 1695), uses <h> for the weak h and barred <h> for the strong ft,
which was probably a velar or uvular fricative.21
represent it, and referred to it as the saltillo, the little jump, because it seemed to
be produced by a little jump in the voice (cf. Smith Stark 1996). However,
20
The IPA symbol for a retroflex s stands here for an apico-alveolar s.
21
Such is Fox's interpretation (1978:45). The distinction is no longer made in the modern language,
but it can be verified etymologically and can be argued for on morphophonological grounds (Orie
& Bricker 2000). Of course, <j> was not considered a possible candidate for representing this
sound since it still represented /š/, /ž/, or /i/ in late 16th century Spanish, not [x].
22
Cf. Smith Stark (1995). The use of <h> was probably motivated by the fact that the glottal stop
was pronounced as [h] in many forms of Nahuatl, a value which <h> also had, at times, in 16th
century Spanish. However, <h> was also a reasonable candidate for representing a real glottal stop
since it could represent a hiatus in 16th century Spanish as well, which, after /h/ > 0 in the 17th
century, became virtually its only possible value in modern Spanish.
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16 THOMAS C. SMITH-STARK
Rincón's proposal was not widely followed. After 1600, a grave accent was often
used for the saltillo (Smith Stark 1995). Thus, a word such as /λa?toa:ni/
"governor", can be found written in any of the following ways (and many others as
well): tlatoani, tlahtoani, tlãtoani, tlàtoani, tlàtoāni.
In Mixtec, the glottal stop has been represented traditionally by an <h>, a usage
which is still employed in some modern practical orthographies.
doho "adobe" (Alvarado 1593)
ndoho "adobe" (Stark Campbell et al, 1986)
This solution was possible since the <h> in Spanish orthography which was
derived from Latin <h> was not pronounced in Spanish and probably was
unpronounced in the Latin of Spanish speakers. Furthermore, after the Spanish
<h> mentioned above which was derived from prior /f/ lost its value as a fricative
towards the end of the 16th century, it became an even more natural choice for
representing some sort of hiatus, which is how Spanish speakers often perceive the
glottal stop.
In the Mayan family, the glottal stop never received adequate representation
during the colony. Sometimes it was indicated by writing a double vowel, but not
always. The difficulty which the missionaries had with this sound probably
demonstrates the little influence that a solid knowledge of Arabic or Hebrew,
languages in which the glottal stop is an important element, had on their linguistic
preparation or thinking.
In sharp contrast to the problems occasioned by the glottal stop, the
missionaries were rather successful at identifying and representing glottalized
consonants, which are found in many Otomanguean languages, where they are
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usually analyzed as consonant clusters of a plain consonant plus a glottal stop, and
in Mayan languages, where they form unitary phonemes. The solutions to the
problem of how to represent these segments were both diverse and creative,
illustrating all five of the strategies mentioned above for representing new sounds.
In Otomi as written by the Franciscan friar Alonso Urbano (1605), consonants
were doubled to indicate glottalization.24
23
The Rinconian saltillo is, however, found in a few manuscripts, such as Cantares mexicanos,
where Bierhorst (1985:692-694; 702-704) interprets its use as evidence for a Jesuit presence in the
transmission of that important document.
24
Cárceres (c. 1580) used a similar system, but with <k> representing /k'/, rather than <cc/cqu>.
Notice that physical doubling of the non-glottalized grapheme is not really a complete description
of this convention.
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PHONOLOGICAL DESCRIPTION IN NEW SPAIN 17
In Yucatec Maya, ad hoc solutions were used for each point of articulation.25
pp/ = [p']26 th/th = [f ] /dz = [ts'] ch = [c'] k = [k']
25
Cf. Tozzer (1967[1921]:21) and Pellicer Ugalde (1997:46).
26
The barred p's should have the bar crossing the lower part of the setter, which we have been
unable to reproduce. A fourth grapheme used to represent this sound, but which we have been
unable to reproduce typographically, is a <p> with the vertical stroke doubled.
27
Neither Tozzer (1921) nor Pellicer (1997) mentions the use of <dz> for but it is common in
place names and family names in Yucatan, such as Dzibilchaltun (an archaeological site in northern
Yucatan) or Dzib (a Mayan family name).
28
Parra was a Galician who was in Guatemala by 1542. His invention of several special letters was
considered an inspiration from God and was followed in all subsequent Franciscan writings on
languages such as Quiché, Cakchiquel, Tzutujil, Pocomchí, Pocomam and Choltí (Vázquez
1937[1714], vol. 1:126-127 and Sánchez García 1919 apud Herbruger and Díaz Barrios 1956:34).
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18 THOMAS C. SMITH-STARK
3.1.3 The alveolar affricate. The alveolar affricate, [ts], is very common in
Mexican languages. It was usually written as <tz>, though there are early
examples in Nahuatl documents where it was represented as <t> or <tç>.29
3.1.4 The lateral affricate. The lateral affricate [X] was a particularly prominent
sound in Nahuatl (Smith Stark 1995) and was also found in Totonac (Romero
1990[lst third of 17th century]).30 In both cases it was written as <tl> and caused
little trouble.
3.1.5 The lateral fricative. Totonac also has a phonemic lateral fricative, [ł]. The
grammar attributed to Eugenio Romero (fl. 1st third of 17th century) (1990)
represents this sound as <hl>. A similar sound, [1], occurs in Nahuatl as an
allophone of HI in syllable final position. Andrés de Olmos (c. 1485-1568)
proposes recording this sound as <lh> (1972[1547]:200).
3.1.6 The uvular stop. Several Mayan languages in Guatemala have a simple
uvular stop, [q], which was generally written as a <k>. See, for example, Carmack
and Mondloch (1983:33) for Quiché and Pantaleón de Guzmán (c.1652-1708) for
Cakchiquel (1704). In Totonac in Mexico, this sound was written as <g> (Romero
1990[lst third of 17th century]).
2
Cf. Anderson, Berdan and Lockhart (1976:34) and Téllez Nieto (2004:207-208). Interestingly,
there is no unequivocal evidence in the linguistic work of the 16th century in New Spain for the
retention of an affricated pronunciation of <ç> or <z> in Spanish. As Canfield (1934) clearly
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argued, if these letters had still been pronounced as something like [ts] in 16th century Mexico, as
many hispanists believe, one would expect them to be used in the representation of such affricates
in newly romanized Mexican languages. However, such was not the case. Monzón (2005) observes
that Molina (1571b, "Aviso segundo"), when discussing alphabetical order, says that he is going to
"also put tza, tze, tzi, tzo, tzu with the letter T [since it is written with it] even though it is
pronounced like ça, ce, ci, go, çu" ("poner tambien el. tza. tze. tzi. tzo. tzu. enla letra. T. [pues se
escriue con ella] aunque se pronuncie a manera de. ça. ce. ci. ço. çu." ). She takes this as evidence
that Molina pronounced <ç> as an affricate in Spanish or that he was at least familiar with such a
pronunciation. However, it is also possible to understand him to be saying that the pronunciation is
similar to that of <ç>, but not necessarily identical. Impressionistically, / / was compared to /s/, but
distinguished as being stronger or more forceful (cf. Carochi's description of / / in §3.1, Gilberti's
in §3.2.1, and Cárceres' in §3.2.7).
McQuown's useful edition of this text includes his reconstruction of the phonological
representation of the Totonac forms found in this grammar.
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PHONOLOGICAL DESCRIPTION IN NEW SPAIN 19
3.1.7 The retroflex rhotic. Purepecha has two rhotics. One is a simple flap and is
generally represented as <r>. The other is usually described as being a more
retroflex [ ]. The Franciscan friar Maturini Gilberti (1559) does not distinguish
them, writing them both as <r>,31 but his fellow Franciscan Juan Baptista de
Lagunas (1574:72-73) proposed using <rh> for the second, a grapheme which is
still utilized to this day in most practical orthographies for the language, as, for
example, in Monzón (1997) and Medina Pérez and Alveano Hernández (2000).
3.2 Vowels
The main oppositions found in the vowel systems of Mexican languages, in
addition to those of vowel quality, are nasalization and laryngealization. Laryn-
gealization, which is found in Totonacan and Zapotec languages, was not resolved
adequately. Nasalization was registered well in at least one case, Otomi. Vowel
qualities unlike those of Spanish were also problematical, as Suárez observed in
the passage quoted above (§1), but Otomi was a notable exception in this regard as
well.
3.2.1 Nasalization. Many Mexican languages, above all those in the Otomanguean
family, distinguish between oral and nasalized vowels. In the case of Otomi, as
registered by the Franciscan friars Pedro de Cárceres (fl. 1580) and Alonso
Urbano, nasalized vowels were distinguished by writing a small omega-shaped
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diacritic above them, < >, which, following a suggestion by Heriberto Avelino
(personal communcation), might be called a little bat, or 'murcielaguito' in
Spanish.
In striking contrast to the success of the Franciscans with Otomi, the Domi
nicans in Oaxaca, friars Antonio de los Reyes (c.1538-1603) and Francisco de
Alvarado (c. 1553-1603), did not register the nasalized vowels of Mixtee in a
systematic way. In fact, they were only registered in a couple of special
circumstances. A /t/ followed by a nasalized vowel was written as <tn>, a
31
Cristina Monzón informs me that Gilberti uses <hr> on one or two occasions to represent this
sound.
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20 THOMAS C. SMITH-STARK
3.2.2 Vowel quality. Various Mexican languages have vowels with qualities
distinct from the five standard vowels found in Spanish. In Zoque, there is a sixth
vowel, which is a high central unrounded vowel, /i/. In the colonial Zoque
documents published by Ruz (1997), attempts can be seen to represent this sixth
vowel with an ash, <æ>, or with a caudated e, < >.33 However, it is not adequately
represented on the whole (Smith Stark 1997).
Otomi is a language endowed with a rich system of nine vowel qualities.
i u
e o
e a
Table 1: Vowel qualities of Otomi
The Franciscan friars Pedro de Cárceres (ca. 1580) and Alonso Urbano (1605)
employ <œ> for the mid central unrounded vowel, /A/, and for the high
central unrounded vowel, /i/, although Urbano, at least, often does not maintain
this distinction, writing <œ> for both.34 Cárceres uses <é> and <è> to represent
half close and half open mid front vowels, respectively; and <o> and <o> for the
corresponding back vowels. Urbano (1605) uses the graphemes <ê> and <o>,
which might possibly be related to /ε/ y , respectively, but this usage is far from
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clear (cf. Lastra 1992, Smith Stark 1992b). In the 18th century, Neve y Molina
(1767) uses for /e/ and for ; in addition, he uses two invented letters for
and , a <u> whose rightmost stroke continues vertically downwards for the
32
The only other case of a syllabic sign that I am aware of, is one recently brought to my attention
by Michael Knapp; in a colonial Mazahua document which he is editing, the letter <k> is used to
represent the syllables /ka/, kha/ and /k'a/.
33
In the Latin based orthographies of New Spain, these two letters were familiar from the tradition
of writing Latin, where they both are derived from the sequence <ae>, the tail on the < > originally
being a reduced form of the vowel <a>.
34
I interpret this letter as an o-e ligature, though Acuña (Urbano 1990) reads it as an a-e ligature,
which would perhaps better explain why there are occasional uses of a caudated < > instead of
<œ>.
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PHONOLOGICAL DESCRIPTION IN NEW SPAIN 21
first, and an <e> with a line rising from the top right edge, curving leftwards, and
with another line falling from the bottom right edge and also curving leftwards for
the second. He thereby registered all nine vowel qualities in an adequate, though
antiesthetic, way.
Chinantec (Jmiih) is another language which distinguishes various vowel
qualities. Highland Chinantec, that spoken by the dzämo' (Hernández López
2000), for example, has the following inventory of nine contrastive vowel
qualities.35
i y u
e o
æ a
Table 2: Vowel qualities in Chinantec
Barreda (1960[1730]) (fl. 1730) seems to distinguish seven of these vowels
orthographically. In addition to the five vowels shared with Spanish, <i, e, a, o, u>,
he also writes <ui> for and <æ> for /Ә/. This claim is based on a superficial
examination of the text, where one finds <mui> "woman" and "water" for forms
that Rensch (1989) reconstructs as Proto-Chinantec * and * respectively,
and <næ> "now" and <quæh> "give" for Proto-Chinantec *nә'HL and *kwә...,
respectively. The vowels, /æ/ and /y/, on the other hand, do not seem to be
distinguished. For example, Barreda has <na> "I" and <ña> "five" where
Hernández López (2000, Anexo: "Lista de palabras") registers /hnæ:/ (#1) and
/' æ:/ (#105) in Yolox; and Barreda has <nu> "casa" and <ynuh> "suck" where
Yolox has /'nüh/ (#32) and /y 7 "chúpalo" (#67) according to Hernández López.36
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3
In addition, there is a contrast of nasalization and vowel length, yielding 33 different vowels in
all (Hernández López 2000:45).
36
I have not studied Barreda's orthography in detail, nor does Cline say very much in his edition of
the text (1960:74-76), which includes useful, though brief, Spanish-Chinantec (1960:81-118) and
Chinantec-Spanish (1960:125-131) vocabularies. The orthography of this document merits a de
tailed study, now that more descriptively adequate materials are available on the language. In
Hernández López, u with dieresis is used for the high front rounded vowel and underscoring marks
nasalization.
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22 THOMAS C. SMITH-STARK
3.3.1 Stress accent. During the 16th century, stress accent was not represented in
Spanish orthography, although Nebrija's comments (cf. §2) show that it was well
understood in Spanish at least. It is rarely represented when writing Indian
languages. In some cases, this may simply be because it was not constrastive. For
example, in Classical Nahuatl stress regularly falls on the penultimate syllable,
except in forms with the vocative suffix -e, which always receives stress: "Note
that the acute accent is never placed on the final syllable if it is not on the e of the
vocatives" ("Nota que nunca se pone accento agudo en la vltima sino es en la. e.
de los vocatiuos", Rincón 1967[1595]:64).
In Purepecha, stress was contrastive, but not written. Even so, the Franciscan
friar Maturino Gilberti (1558) clearly recognized the contrastive nature of stress.
He explains that:
En esta lengua ay muchos vocablos que en latin llamamos Æquiuocos, de dos significados,
en los quales muy facilmente se podrían engañar los menos auisados: por que su significado
solamente se conosce en el accento: el qual se ha de hechar conforme al significado de los
dichos vocablos Equiuocos (signature bi r)
[In this language there are many words that in Latin we call Equivocal, with two meanings,
by which the less well-informed can easily be fooled: because their meaning can only be
known by the accent: which must be placed according to the meaning of said equivocal
words]
He goes on to give a series of seven minimal pairs which depend solely on the
position of the stress, which in this language nearly always falls on one of the first
two syllables of the word. For example, tecándini is "incorrigible" and técandini is
"deaf. He uses an acute accent over the stressed vowel in all these pairs. In this,
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he seems to follow Nebrija, who likewise uses an acute accent to distinguish pairs
like ámo "I love" and amó "he loved" in Spanish.37
One case where stress accent was written fairly consistently was in the
Dominican friar Juan de Cordova's Zapotec dictionary (1578; cf. Smith Stark
2003). In Zapotec, stress is predictable grammatically, but not in terms of the
surface phonological string. It generally falls on the first syllable of lexical roots.
Cordova (c. 1501-1595) marks stress with any one of the three graphic accents he
uses in his vocabulary: the acute accent ('), the grave accent ('), and the circumflex
37
Cf. Nebrija in Quilis'edition (1492 book 2, chapter 2:18r; 1984:138-139). Nebrija cites Quintilian
as his model and says that the Latin rhetorician uses an apex for signalling stress, by which he
apparently means an acute accent.
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PHONOLOGICAL DESCRIPTION IN NEW SPAIN 23
accent (^).38 The written accents in this dictionary serve an important cumulative
function as well, allowing the reader to pick out the lexical morphemes quite
easily, since spaces are often omitted at word boundaries and compounding and
incorporation are quite common.
3.3.2 Duration, The marking of vowel length was especially difficult, it seems, for
the Europeans. For example, vowel length is contrastive in Classical Nahuatl (and
most modern forms as well), but was not adequately identified as such until the
Jesuit priest Antonio del Rincón published his grammar in 1595, and was only
written consistently on rare occasions, such as when Rincón's successor and
fellow Jesuit, Horacio Carochi (1579-1662), published his grammar in 1645.
Classical Nahuatl vowel length continued to be largely ignored in modern studies
of the language, until Andrews (1975) and Launey (1979, 1986) published their
ground-breaking grammars, and Karttunen, her dictionary (1983). Even studies of
the modern dialects tend to pay inadequate attention to this feature of the language.
Rincón suggested representing vowel length with a grave accent (') in final
position and an acute accent (') elsewhere. Short vowels would be left unmarked.
Carochi, who improved upon Rincón's grammar in many ways (cf. Smith Stark
1996), used a macron (¯) to mark long vowels and an acute accent (') for short
vowels.
In the case of other languages with contrasting vowel length, for example many
Mayan languages, I know of no cases where the distinction was marked
successfully.
The difficulty caused by vowel length is somewhat surprising when one takes
into account that Latin, the major cultural language in Europe during the Middle
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Ages and the missionaries' primary model for grammatical description, had an
opposition between long and short vowels. However, knowledge of the nature of
vowel length seems to have been largely forgotten by the 16th century. For
example Nebrija makes the following wry observation in this regard: "But the
38
According to Radin (1943-1944:8), Cordova uses both a breve (ˇ) and a circumflex (^) accent in
his grammar. Whitecotton and Whitecotton (1993:xxii), on the other hand, say that he used the
circumflex (^), the hachek ( ˇ ), and the dieresis ("). De la Cruz (2001:28-29) notes that the
circumflex and the hachek predominate, though there are also cases of the breve and, possibly, the
acute accents. The examples of the latter, however, may in fact be damaged examples of the
circumflex accent. Like Smith Stark in the case of the Vocabvlario, he claims that these diverse
accents in the Arte are all used to mark stressed vowels.
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24 THOMAS C. SMITH-STARK
Castilian cannot sense this difference [in vowel length], not even those who
compose verse can distinguish between long and short syllables, no more than
those who composed some works in Latin verse in past centuries could sense it"
("Mas el castellano no puede sentir esta diferencia [en la longura de las sílabas], ni
los que componen versos pueden distinguir las sílabas luengas de las breves, no
más que la sintían los que compusieron algunas obras en verso latino en los siglos
passados", 1492:17r).
3.3.3 Tone. Of all the phonological characteristics of the languages of New Spain,
tone, which is particularly common in the languages of the Otomanguean family,
was the one that caused the most difficulty for the early linguists. In many cases,
the tonal nature of a language was not really recognized until the 20th century.
Such was the case with Yucatec Maya, for example, which was first identified as a
tone language by Kenneth Pike in 1946.39 However, there are some commentaries
which indicate that the friars were aware of tonal phenomena and even made some
attempts to represent them, though not with much success. For example, the
Dominican friar Francisco de Alvarado observes that "The meanings of many
words vary a lot with the accent, and some not only in having or losing an accent
mark, but even as to pronouncing the tip with softness or with fullness of voice"
("En el acento varían muchas palabras la significacion, y algunas no solamente en
tener o perder vna tilde pero aun en pronunciar el punto con blandura o con la boz
llena", Alvarado 1593, "Prologo":6r). His contemporary and fellow Dominican
Antonio de los Reyes also attempts to talk about tone:
En todos los verbos aqui puestos y en los demas de su <r>alea que propriamente son equí
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vocos se han de mirar los acentos como van señalados, y donde no ay señal, entiendan que
la pronunciacion ha de ser llana, que de otra manera sera mucha la equiuocacion y
39
Contrast this situation with that of Vietnamese. According to Thompson (1987:56) in 1624 the
Jesuit missionary Alexandre de Rhodes (1591-1660), a native of Avignon in southern France,
arrived in Indochina and in 1651 published his Dictionarium annamiticum, lusitanum et latinum in
which the writing system was close to phonemic, including, apparently, the representation of six
tones, five by way of overt diacritics (', ~, ?, .). The Jesuits Michele Ruggieri (1573-1607) and
Matteo Ricci (1552-1610) did not represent tone in their Chinese dictionary of ca. 1580, but the
Dominican friar Francisco Varo (1627-1687) did do so systematically by way of five diacritics (",
, ,̀ ,́ ˇ) in his grammar of Mandarin (2000[1703]). It seems reasonable to suppose that traditional
Chinese language studies may have provided an important stimulus which made these early and
sophisticated analyses of tone systems possible in Asia.
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PHONOLOGICAL DESCRIPTION IN NEW SPAIN 25
confusion, y fuera cosa enfadosa pretender poner en esto reglas, de mas de que fueran sin
prouecho." (Reyes 1976[1593]:54)
[In all the verbs given here and in the rest of their kind which properly speaking are
equivocal, it is necessary to observe the accents which are marked, and where there is no
sign, understand that the pronunciation is plain, and that otherwise there would be much
error and confusion, and it would be a vexing thing to try to reduce this to rules, in addition
to which they would be of no use.]
The evidence is extremely ambiguous and sporadic, but it appears that the
Dominicans might have recognized three tones: acute (written with an acute
accent), plain (unmarked), and grave (written with a grave accent). For example,
the following possibly contrastive pairs appear in Alvarado (A) and in Reyes (R).40
a. yo+sànu÷ndi "crecer [to grow]" (R:54, A)
yo+sánu÷ndi "doblar [to bend]" (A)
yo+sánu site÷ndi "doblar la rodilla, haziendo reuerencia
[to bend the knee, bowing]" (R:54)
b. yo+sani÷ndi "soñar [to dream]" (R:54, A)
yo+sàni÷ndi "ordeñar [to milk]" (R:54)
yo+sáni÷ndi "ordeñar" (A)
c. yo+ndayu÷ndi "temblar [to tremble]" (R:55 "llano"; A)
yo+ndàyu÷ndi "llorar [to cry]" (R:55 "acento")
yo+ndayu÷ndi "llorar" (A)
However, the examples of this sort are too few and too contradictory to allow a
clear conclusion to be drawn at this time.
The difficulty with tone remains with us to this day. Indeed there is a
40
In my analysis of the following examples, a prefix is separated by a plus sign (+) and a suffix, by
a division sign (÷).
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26 THOMAS C. SMITH-STARK
41
A similar observation is also made by the Jesuit Antonio del Rincón (1595:64v[1967:68]).
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PHONOLOGICAL DESCRIPTION IN NEW SPAIN 27
("Esta lengua tiene vna letra Hebrayca, que es tsade. La qual se hade escreuir con.
t y, s, o con .t. y .z: y ase de pronunciar como. t. y. s.", 1571a:5r).42 Carochi says
that "They have another letter which is pronounced like z or c, but stronger; it
corresponds to the Hebrew letter tsade; it is written in this language as t plus z. [...]
but it is a single letter, even though it is written as two." ("Otra letra tienen
parecida en la pronunciacion à la z. y à la c. pero es de mas fuerte pronunciacion,
corresponde à la letra Hebrea llamada, Tsade; escriuese en esta lengua con f. y z.
[...] pero es vna sola letra, aunque se escriue con dos.", 1983[1645]:lv).
42
This description is quite disturbing since it seems to evidence confusion between apical and
laminal in Molina's Spanish. However, Suárez Roca (1992:84) notes that Molina corrects this
statement in the 1576 edition of his grammar, where he states that "one should write t. plus z. and
not t plus s, and one should pronounce t plus z" ("se ha de escreuir con [Link].y no con t. y s, y hase
de pronunciar como t y z.", Arte 1576:133).
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28 THOMAS C. SMITH-STARK
43
Translation (based on Lucas 2002, with help from Beatriz Arias, Aurelia Vargas and Bulmaro
Reyes; but of course I am accountable for any errors): A "we mention [it] with a single and
convenient puff of air immediately upon opening the mouth"; B "we exhale, the lips opened by the
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force of the breath"; C "it is pronounced with the contact of the back of the tongue on the molars";
D "it comes from the contact of the tongue around the upper teeth"; E "the breath makes a bit of
pressure on the tongue"; F "it is sweetened with the tongue and the palate, the teeth pressing
against the lower lip"; G "the breath with the palate"; H "air is exhaled, constricting a bit the
throat"; I "the breath with the teeth almost closed"; K "it is formed by the throat and the palate"; L
"it is sweetened with the tongue and the palate"; M "it is made with the lips"; N "the tongue is
struck in contact with the teeth"; O "it is compared to a more rounded sound"; P "the breath bursts
forth from the lips"; Q "by contact with the palate, with the mouth narrowed"; R "the curling
tongue is bunched up in the breath"; S "it makes a whistling sound, dashing against the teeth"; T "it
is produced by the contact of the tongue against the teeth"; V "it is produced with the mouth tight
and the lips in contact"; X "whatever formed c and s makes a whistling sound"; Y "tightening with
the lips the breath that goes forth"; Z "truly for this reason, Appius Claudius is detested, because
when it is pronounced, it sounds like the teeth of a dead man".
44
Betzayda is apparently his rendition of the Biblical name Bethsaida, an ancient town of Israel
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PHONOLOGICAL DESCRIPTION IN NEW SPAIN 29
represented
near the shores of the Sea of Galilee, mentioned various times in the New Testament of the
Christian Bible (for example, in Matthew 2:21; Mark 6:45, 8:22; Luke 9:10; John 1:44).
45
A parallel difference was also surely found between <ç> and <s> . The apical sibilants
<ts, s> only occurred before <i>, and so were in complementary distribution with the
corresponding palatal sibilants <ch, x>, which never occurred before <i> (cf. Monzón 2001, 2005)
(note that the symbol stands here for an apico-alveolar s).
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30 THOMAS C. SMITH-STARK
[The little jump accent is when a short syllable is pronounced with some roughness, as in
tlahçolli "trash".
This roughness is not properly speaking an h in all regards, because in the province of
Tlaxcala, and in some other parts of Mexico, they pronounce this spiritus asper with much
affectation, so much so that not only is it an h, it is even more roughly and strongly
pronounced, as in, for example, tlacohtli "slave", tlahtoani "great lord". And therefore, for
good reason, some people have called this spiritus asper the saltillo, the little jump,
because it should not really be an h as in Tlaxcala, nor the suspension of the syllable, as
some have claimed.
The suspended accent: because this is the function of the acute accent which is long and
which suspends the syllable, and thus it is no more than a kind of jump, a jiggle, in the
syllable, and this is only found on short syllables.]
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Here Rincón refers to two different realizations of the saltillo, both of which are
still present in modern varieties of Nahuatl. One was a glottal fricative, a spiritus
asper as he calls it, which may even have had some velar friction as pronounced in
Tlaxcala. The other was a true glottal stop. He rejects the description of this accent
as the suspension of the voice, which he feels more properly describes vowel
length.
Similarly, the Dominican Antonio de los Reyes, in his grammar of Mixtec
published in 1593, gives a fairly clear description of the glottal stop.
Solo se puede notar acerca de ¿numerables vocablos que se hallaran en esta lengua que por
46
Karttunen (1992[1983]:271) gives this form as tlahzolli "trash".
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PHONOLOGICAL DESCRIPTION IN NEW SPAIN 31
mas claridad se escriben con h antes de la vocal, y no por eso se ha de entender, que es
aspiracion, sino que la pronunciacion ha de ser de tal | suerte que parezca dexar la vocal
sola como yosini mani ñahandi es amar, la pronunciacion ha de ser como esta aqui escripto:
yosi inimani ña andi, que haga diuision, pero como en nuestra lengua Castellana se escribe
desta manera, muchos dias ha, sin ser aquella ha aspiracion sino que al parecer se declara
mejor ansi lo que se escribe, se puede tambien escriuir en la Mixteca con la h para las
vocales, y comunmente se vsa esto entre los curiosos de la lengua. (1976[1593]:2-3)
[Just one thing can be noted about the innumerable words that are found in this language
that for clarity's sake are written with an h before the vowel, which should not be
understood to mark aspiration but rather that the pronunciation should be such as to appear
to leave the vowel alone, as in yosini mani ñahandi "love", which should be pronounced as
follows: yosini mani ña andi,47 with a division between ña and andi. But since our Castilian
language has been written this way for some time now, where the aitch is not aspiration,
but rather it appears that it is clearer to write it this way, it can be done so in the Mixtec
area as well, and commonly those interested in the language do so.]
4.2.4 Nasalization. Nasalization is described as such by various authors. For
example, the Dominican Antonio de los Reyes (1972[1593]:2) explains that "the
pronunciation of q with n or with h is pronounced through the nostrils" ("la
pronunciacion de la q con n o con h se pronuncia por las narizes"). Reyes' fellow
Dominican Francisco de Alvarado, in a rare display of ethnocentrism, speaks
rather disparagingly of the same phenomenon: "this language goes so far as not to
be content with what nature has given us for pronouncing, but rather it rises to the
nostrils: and these are used in some pronunciations which would otherwise be
incomplete" ("llega a tanto esta lengua: que no se contenta con la que nos dio
naturaleza para pronunciar sino que sube a las narizes: y dellas se vale en algunas
pronunciaciones; que sin este socorro quedan faltas", 1962[1593], "Prologo":6r).
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47
I have corrected the second repetition of this phrase so that the only difference is that being
illustrated. In Alvarado's dictionary, the closest expression for "love" that I can find is chidzu-
maniyosiniñahandi "amar fuerte mente" (f. 18r).
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32 THOMAS C. SMITH-STARK
4.2.5 Aspiration. Aspiration was also clearly described in some grammars. For
example, Gilberti (1987[1558]:110r), in his description of the pronunciation of the
aspirated affricate thz, explains that "it is necessary to let out your breath
abundantly from the depths of your chest" ("menester es sacar el huelgo
abundosamente del profundo del pecho").
4.2.6 Vowel height. One of the most remarkable examples of the description of the
pronunciation of unfamiliar sounds is that found at the beginning of the Franciscan
friar Pedro de Carceres' grammar of Otomi. The notes on pronunciation are
entitled "Clave para entender la pronunciacion figurada de la lengua otomi en el
arte de Fr. Pedro de Cárceres" ("Key for understanding the notated pronunciation
of the Otomi language in Friar Pedro de Cárceres' grammar") in the printed
version, but simply "On some observations about the Otomi language" ("De
algunos apuntamientos de la lengua otomj") on the first page of the original
manuscript, which Nicolás Leon fortunately reproduces in his edition of the
grammar.48 There, Cárceres refers to many of the unfamiliar characteristics of
Otomi phonology (to a European). For example, he explains the mid and high
central vowels as follows:
Tienen otra pronunciacion que ni bien es e. ni bien es o. ni v. y usan unas veces, la
pronuncian mas obscura y apretada que otras apretando mas la garganta; y asi cuando es
media y no tan apretada la significaremos con este diptongo œ [...] y cuando es mas
apretada la significaremos con este ("Clave")
[They have a pronunciation which is not quite e nor quite o, nor u and they at times are
accustomed to pronounce it more obscurely and tightly than at others, tightening more the
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throat. Thus, when it is only about half as tight, we will indicate it with the diphthong œ [...]
and when it is more tightly articulated, we will indicate it with this.]
Likewise, the "Clave" describes Otomi's half open [ε, Ɔ] and half closed [e, o]
mid vowels as follows: "Sometimes they open the mouth', put on top this ` which
falls to the right [...] Other times they close it, and one should put on top this ´
which falls to the left" ("Otras vezes abren la boca; ponerse encima esta ` caida a
mano derecha [...] Otras la sierran, ponerse ha esta ' caida a mano izquierda").49
48
I am grateful to Klaus Zimmermann for bringing the existence of this facsimile to my attention.
49
Toru Maruyama informs me that the Portuguese grammarians Oliveyra (1507-1681) (1536) and
Barros (1496-1570) (1540) distinguished closed and open mid vowels in their respective
orthographies. The normal vowel signs were used for the closed varieties. Oliveyra (1536) used an
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PHONOLOGICAL DESCRIPTION IN NEW SPAIN 33
4.2.7 Laryngealization. The "Clave" also does a pretty good job at describing the
glottalized sounds in Otomi. The ejectives /k'/, /t'/ and /¢'/ are described as
follows:
Tienen otras [letras] pronunciaciongutural, apretando la garganta, dando un como
castañeda. Escriuese con esta letra k [...] Otras veces pronuncian la t apretadamente
serrando la boca y hiriendo con alguna fuerza con la punta de la lengua en los dientes de
arriba. Significasse con dos tt [...] Tienen otras que ni es z ni c. Escriuese con tz. [...] Otra
tienen con mas behemencia, escriuese con ttz ("Clave")
[Other [letters] have a guttural pronunciation, tightening the throat, and producing a sort of
click. It is written with the letter k[...] At other times they pronounce ttightly, closing the
mouth and articulating with some force with the tip of the tongue against the upper teeth.
This is represented with two tt's [...] They have others that are neither z nor c. It is written
with tz. [...] They have another with more vehemence, it is written with ttz.]
Here, the glottalized sounds are described as being made by tightening the
throat and making a click, or by pronouncing forcefully, or by being produced
with greater vehemence.
The glottalized /?d/ was likewise described with some degree of acuity in the
"Clave": "They have other [letters] that are not quite a d nor a soft r, it is a d
pronounced in the throat and difficult to pronounce. It will be indicated with å "
("Otras [letras] tienen que ni es bien. d. ni r. blanda; es d pronunciada en la
garganta y difícil de pronunciar Significarse ha con esta, â "). Here, "in the throat"
apparently refers to the laryngeal activity involved in the production of this sound.
epsilon, <e> for open /ε/ and an omega, <ω>, for open /ɔ/. Barros (1540) used a caudated e, <ę>,
for open /ε/ and an accented o, <ó>, for open /ɔ/.
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34 THOMAS C. SMITH-STARK
[And it is also to be noted that henceforth, for correct pronunciation, the r's that are
pronounced halfway between l and r will be written with aspiration, rather than with some
unusual character which the presses generally lack, unlike the rest [of the r's], which are
written in the middle without bunching or raising the tongue in their pronunciation and
diverse meaning [...] Although, in fact, in some they are very little different from our r. [...]
And so I raise this word of warning: so that no-one from today onward will ignore reason
and that which the very language itself requires, in order to follow his own opinion.]
Notice that even at this early date, the practical consequences of inventing
totally new symbols were considered when attempting to decide how best to
represent new sounds.
4.2.9 Liquids. The term liquid is used on at least two occasions (Olmos
1972[1547]:201, Cárceres 1907[1580]:88). Both times it refers to the use of [u] (or
the letters <u/v>) as a semivowel of some sort rather than as a full vowel. For
example, Olmos says that in the sequence <cu> "Sometimes the u becomes liquid"
("Algunas vezes [...] se haze la u liquida"), by which he means that the sequence
represents /kw/, rather than /ko/. Cárceres refers to verbs which begin with "liquid
v" ("v liquida"), by which he means verbs which begin with /w/.
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PHONOLOGICAL DESCRIPTION IN NEW SPAIN 35
vna letra Hebrayca, que es tsade"). In this case it is understood that the
unmentioned letters of the alphabet are shared with Spanish.
The phonological and orthographic descriptions tend to treat sounds
atomistically and in alphabetical order, with little or no sense of natural classes
beyond the common distinction between consonants and vowels. For example,
Friar Juan Baptista de Lagunas (1983[1574]:1) presents the sounds of Purepecha
as follows: "These Indians have 21 letters, without counting the h, which is a sign
of aspiration. There are 5 vowels, a, e, i, o, u and 16 consonants, b, c, d, g, h, k. m,
n, p, ph, q, r, s, t, x, y, z" ('Tienen estos Yndios veynte y vna letras, sin la H, nota
de aspiracion. Las quales son cinco vocales, a, e, i, o, u. Consonantes diez y seys.
b, c, d, g, h. k. m, n, p, ph, q, r, s, t, x, y, z."). One is struck by the little coherence
found in the texts on the matter of the alphabet. For example, Lagunas includes ph
in his alphabet, but not th, tz, thz or rh, all of which are also special combinations
discussed in his grammar.
There are, nonetheless, occasional indications of a more systematic notion of
the phonetically motivated groupings of sounds. For example, two authors refer to
the class of rough sounds ("letras asperas"), which is an evident reference to
sibilants. The Jesuit Antonio del Rincón (1967[1595]:67-68) uses this term in his
discussion of a process which affects tz, ch, x, and ç, which are all the sibilants of
Nahuatl. His successor Horacio Carochi (1983[1645]:53v) also mentions letras
asperas, and gives the two fricative sibilants, x and z, as examples.
There is also a striking case where a natural class is recognized implicitly by
the symbols chosen to represent sounds. Here I have in mind the convention used
by Alonso Urbano to represent ejective stops systematically by means of doubling
(see §2.1.2 above).
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36 THOMAS C. SMITH-STARK
[But, with respect to the letters which we have said that they don't have, there is a problem,
because it seems that they sometimes pronounce some of them, and one of these is g,
because in the word uexotzinco, although they write c, it seems that they pronounce g, and
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the same thing goes for the word cenca; and although it seems to some that for this reason
one should write g and not c, it seems to me that the pronunciation is not really g, nor
should it be so written; since the c, when it is placed after an n, tends to sound like a g when
in the same word, but in reality it is only the pronunciation of the c. And so, one should not
write nor pronounce cenga, but rather cenca.]
In this quote, we can see the role of the native speaker quite well. The Spanish
speakers hear a [g], but the Nahuas themselves write <c>; that is, they treat it as a
realización of /k/. Olmos identifies the role of a preceding nasal as the relevant
conditioning factor for a description of a phoneme which we would now describe
perhaps as follows in item and arrangement terms:
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PHONOLOGICAL DESCRIPTION IN NEW SPAIN 37
/k/: [g] / n_
[k] / elsewhere
He even recognizes that the voicing does not take place across word
boundaries. However, Olmos cannot quite accept that two different phonetic
sounds are phonologically equivalent, so he closes with a seeming contradiction by
saying that the apparent [g] is in reality only a pronunciation of <c> and that it
should neither be written nor pronounced like <g>.
6.2 Underdifferentiation
Of course, the phonological representations of the friars are not consistently
phonemic. There are many cases of underdifferentiation, that is, cases where
distinctive features of a language are not represented in the orthography. This is in
a sense what would be expected if the friars were truly unable to adapt to the new
sounds they encountered in the languages of New Spain. One of the main points of
this paper is that there is ample evidence that the friars were indeed able to learn to
distinguish, to represent, and to discuss explicitly, new sounds. However, they also
failed to recognize many distinctions. There is no point in listing all such failures,
since, as I announced at the beginning of this paper, my intention is to focus on the
achievements of the New Spain linguists, not to ridicule their failures. However, it
might be well to distinguish three types of underdifferentiation.
First, there are cases where certain characteristics were simply not recognized.
Here we might include tone in Otomi (Smith Stark 1992b) or the various types of
laryngealized vowels in Zapotec (Smith Stark 2003).
Second, there are cases where features are adequately recognized, but are not
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incorporated into the writing system. Such seems to be the case of stress in
Purepecha, for example, which Gilberti (1558) recognizes quite explicitly, but
does not choose to write (cf. §3.3.1).
Third, there are features which were apparently recognized, but which were
often ignored in practice. Here, one might include features such as the distinction
between lax and tense consonants in Zapotec, which Cordova (1578) distinguished
at times, but more often than not left undifferentiated (Smith Stark 2003).
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38 THOMAS C. SMITH-STARK
6.3 Overdifferentiation
More interesting in the present context are the cases of overdifferentiation,
where the friars register differences between sounds which are not contrastive. In
some cases, overdifferentiation can be attributed to distinctions which are pertinent
in Spanish but which are allophonic in the language being studied. A well-known
case is the use of both <o> and <u> in Nahuatl texts. Classical Nahuatl only had
four contrastive vowel qualities, as well as an opposition between long and short
vowels.
i o i: o:
e a e: a:
Table 3: Vowel qualities and quantities in Classical Nahuatl
However, the vowel quality of/o/ and /o:/ varied phonetically between [o] and
[u]. This fluctuation is registered in many early texts, although the friars were also
aware that the distinction was not very important. The Franciscan Andrés de
Olmos (1547), for instance, author of the earliest surviving grammar of an
American language, notes the following:
Y es de notar que entre estas dos vocales o, u, hazen muy poca diferencia en la
pronunciacion y escritura, porque una misma diccion unos la pronuncian con o, y otros con
u. Ex. vnos dizen: ocelotl, y otros dizen: ucelutl. Y para esto, quales se ayan de pronunciar
y escriuir con o, y quales con u, no se podra dar regla general. (1972[1547]:198)
[And it should be noted that they make very little difference in pronunciation and writing
between these two vowels, o and u, because some will pronounce one and the same word
sometimes with o and other times with u. For example, some say ocelotl "jaguar, ocelot"
while others say ucelutl. As to which should be pronounced and written with o and which
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PHONOLOGICAL DESCRIPTION IN NEW SPAIN 39
distinction, referred to above in §4.2.1, that the Franciscan Matutino Gilberti made
between <s> and <x>, which were allophones of /š/, and between <ts> and <ch>,
which were allophones of /č/.
Not all cases of overdifferentiation can be attributed to Spanish influence,
however. Nahuatl provides an interesting example to the contrary. Syllable final HI
is voiceless in Nahuatl. Olmos (1547) proposes writing the voiceless /, which does
not contrast with voiced l, as <lh>, a suggestion which other authors did not
follow. However, /w/, like HI also devoices in syllable final position, a fact which
lead to the use of the digraph <uh>, as for example in the name of the last Aztec
emperor, Cuauhtemoc. In this case the overdifferentiated orthography was widely
used. The writing of these voiceless allophones cannot be attributed to Spanish
influence. Rather it simply reflects the salience of these pronunciations which
sounded somehow different and so attempts were made to represent these phonetic
impressions irrespective of their functional status.
Another interesting case of overdifferentiation is that provided by the Jesuit
analysis of vowel length and the glottal stop in Nahuatl. The Jesuit Antonio del
Rincón makes a distinction between long vowels in final syllables, which he
proposes writing with a grave accent 0), and long vowels in other syllables, which
he would mark with an accute accent ('): "An acute accent is that which, besides
lengthening the syllable, adds a tone which raises the pronunciation with a high-
pitched sound [...] a grave accent is that which, besides lengthening the syllable,
adds a grave sound which lowers the tone" ("Accento agudo es el que fuera de
alargar la syllaba le añade vn tono que leuanta la pronunciacion con sonido agudo
[...] accento graue es el que fuera de alargar la syllaba, añade vn sonido graue con
que la abaja el tono", 1595:63v [cf. 1967[1595]:61]). This suggested orthographic
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40 THOMAS C. SMITH-STARK
La C) es señal de la pronunciacion que suelen llamar saltillo, por que la vocal sobre que cae
este accento se pronuncia como con salto, è singulto, o reparo, y suspension [...] Del
accento (ˆ) vsaremos solamente en las vltimas vocales de todos los plurales de verbos, y
nombres, que acabaren en vocal, quando no se pronunciare immediatamente otra diccion
[...] Y esta pronunciacion tiene lugar quando tales nombres, verbos, advervios &c.
terminaren el periodo; y no se pronunciare inmediatamente otra <s>yllaba ni diccion. Por
que en tal caso [...] aquella tal vocal final tendra infaliblemente saltillo (Carochi
1983[1645]:2r)
[The grave accent f ) is a sign for the pronunciation that they are accustomed to call saltillo,
because the vowel upon which it falls is pronounced with a jump or hop or rest or
suspension [...] We will use the circumflex accent (ˆ) only on the final vowels of all the
plural forms of verbs and nouns which end in a vowel, when there is no immediately
following word [...] And this pronunciation applies when such nouns, verbs, adverbs etc.
end the period, and no other syllable or word is pronounced immediately afterwards,
because in such a case [...] the final vowel will unfailingly have a saltillo]
Notice that the final glottal stop becomes non-final if followed by another word
in the same phonological phrase.
Rincon not only distinguished between long and short vowels, but also
distinguished vowels of intermediate length which are neither long nor short
("syllaba ygual, que ni es larga ni es breue" [f. 63r]) and which he proposed
writing with a circumflex accent ("accento moderado" [f. 63v]). Carochi admits
that there are phonetically intermediate vowels, but treats them as variants of short
vowels, which he represented with an acute accent:
Por remate deste primer Capitulo, advierto, que si bien todas las syllabas no finales, sino
iniciales e intermedias, ö tienen saltillo, ö sin el son largas, o breues: con todo esto quando
vn bocablo es polisyllabo y ninguna de sus syllabas es larga parecen todas medias, ni
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breues ni largas [...] Pero no se puede negar que ay algunas syllabas que parecen medias
entre largas, y breues; y tales son ordinario las que despues de su vocal tienen dos
consonantes que en latin se dice ser largas positione (Carochi 1983[1645]:3r-v)
[To conclude this first chapter, let it be noted that although all syllables which are not final,
but rather initial or medial, either have a glottal stop or, being without a glottal stop, are
long or short: nonetheless, when a word is polysyllabic and none of its syllables is long,
they all appear to be of intermediate length, neither short nor long [...] But it cannot be
denied that there are some syllables which appear to be intermediate between long and
short, and such syllables are ordinarily those that have two consonants after their vowel,
which in Latin are said to be long by position.]
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PHONOLOGICAL DESCRIPTION IN NEW SPAIN 41
6.4 Displacement
In some cases, a phonological contrast was analyzed in terms of a secondary
conditioned feature rather than the primary conditioning feature. That is, the
graphic representation of the opposition is displaced from its primary locus to a
50
This produces a classic case of phonemic overlapping, but without loss of the opposition, of the
type Jakobson, Fant and Halle (1963[1952]:5-6) discuss for Danish. According to these authors, the
contrast [Ch] vs. [ ] / # corresponds to the contrast [ ] vs. [ ] / N V. Thus, | ] has two
different phonological values depending on its position.
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42 THOMAS C. SMITH-STARK
secondary one. Such was the case, for example, in the Dominican Juan de
Córdova's Zapotec orthography (Smith Stark 2003). Zapotec has a contrast
between tense and lax consonants which was apparently quite difficult for a
Spanish speaker to hear. Stressed vowels are phonetically short before a tense
consonant, as in the following examples.52
a. quéte "baxo [low]" °geté' "low"
b. níça "agua [water]" °nisa "water"
c. quicha "cabello [hair]" °gica "hair"
In these cases, Cordova usually writes a single stressed vowel and always uses
a non-lax consonantal grapheme for the tense consonant. Compare the following
examples which have a lax consonant following the stressed vowel, an environ
ment where the stressed vowel is also redundantly lengthened.
a. peezo "abeja [bee]" °bizu "bee, wasp"
b. yóogi "arena [sand]" °yuzi "sand"
c. quèeza "picietl [tobacco]" °geza "cigarette"
In these cases, the medial consonants are unambiguously written as lax.
However, the stressed vowel is also written double because of the phonetic
lengthening. This could be considered a case of overdifferentiation. However,
there are also cases such as the following where the tension of the post-tonic
consonant is not marked unambiguously53 and the doubling of the stressed vowel
becomes the sole indication of the fact that the following consonant is lax.
a. piáache "ciruela [hog plum]" "hog plum"
b. xoopa "mayz grano [grain of corn]" °zubá' "corn"
c. quijti "piel [skin]" °gidi "skin"
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51
This is a well-known phenomenon in the Cyrillic representation of Russian, where special vowel
graphemes are used to mark the presence or absence of palatalization on the preceding consonant.
52
I also give the cognate forms in Juchitan Zapotee (Pickett et al 1979[1959]) to help identify the
probable phonological representation of the forms written by Cordova. I modify Pickett et al.'s
orthography, using standard Americanist symbols for voiced segments to represent lax consonants,
a degree sign at the beginning of the stressed syllable, and an acute accent for high tone. Vowels
without accents have a low tone.
53
The graphemes <p, t, c/qu> are ambiguous since they are used by Córdova for tense as well as
the corresponding lax consonants.
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PHONOLOGICAL DESCRIPTION IN NEW SPAIN 43
7. Phonotactics
In addition to establishing the inventory of letters (i e., sounds) of a language,
some information is at times provided about the combinations of those letters
which are permitted. For example, the Franciscan Juan Baptista de Lagunas notes,
after presenting the sounds of Purepecha, that "They have all of them at the
beginning and in the middle of words, except for b, d, f, g, i, r, which do not have
words that begin with them, and they are totally lacking ƒ and l." ("Tienen las
todas en principio y medio de diction, sacando B, D, F, G, I, R. que no tienen
vocablos que comiencen en ellas: y totalmente carescen de F, L" 1987[1574],
Arte:l).
It should really come as no surprise that the friars were attentive to possible
sequences of sounds and to syllable structure. Quintilian (c.30-c.l00) recom
mended that after teaching the names and shapes of the letters, the teacher should
then teach the syllables of the language: "As regards syllables, no short cut is
possible: they must all be learnt" ("Syllabis nullum compendium est; perdiscendae
omnes nec", book 1, ch. 1, 30, in Quintilianus 1920[ca. 90], I:35). This viewpoint
seems to be the inspiration of Lagunas' predecessor, Friar Maturini Gilberti, who
presents what he calls the ba be (1987[1558]:10r-11v), that is, a list of 92 CV and
2 CVC syllables in Purepecha, with a word illustrating each one. Unfortunately,
other authors did not take Quintilian's dictum so seriously.
8. Argumentation
The colonial grammars are in general of a practical nature, meant to aid others
in learning and using the Indian languages of New Spain. As a result, the analyses
are generally presented as given facts, with little attempt at argumentation or
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PHONOLOGICAL DESCRIPTION IN NEW SPAIN 45
55
This word refers to the female genitals. Pronouncing this pair of words properly was particularly
important since the first, tepiltzin, was used to refer to Jesus when talking about 'the father, the son
and the holy ghost'. Notice the use of Latin to disguise references to certain indelicate topics, a
technique also noted by García-Medall 2004 and first brought to my attention some 30 years ago by
Michael Silverstein (reiterated by correspondence in 2003), who has commented on the "gate
keeping protective quarantine" (and I would add, euphemistic) function of using languages
unintelligible to the uninitiated for translating possibly offensive language. He points out, for
example, that the Loeb Classical Library translates obscene passages in Greek authors into Latin
rather than English; that such passages in Latin authors are translated into Italian; and that Sapir
sometimes reverted to Latin to translate obscene expressions, as in his publication of Takelma texts
in 1909.
56
An /m/ regularly becomes [n] when left in final position in Nahuatl.
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46 THOMAS C. SMITH-STARK
represented by two, but the Hebrew language has it, and it is called tsade."
("Diras, que nōtza llamar, tiene dos consonantes, y con todo esto pierde la vltima
a. Respondo que no tiene mas de vna consonante, que en el alphabeto castellano se
suple con dos, pero tienela la lengua hebrea, y se llama tsade."). Even someone as
lucid as Carochi, though, feels the necessity of pointing out that this sound can be
represented by a single letter in Hebrew ( ), in order to prove that it can indeed be
considered to be a single unit.
Carochi derives a similar argument from the fact that the verb icuci "cook" has
the preterite form icucic: "Icuci "to cook" or "to ripen" has the preterite oicucic,
because, even though they write this verb this way, the first c is pronounced after
the u, and so comes to have two consonants in the penultimate syllable." ("Icuci,
cocerse, ô sazonarse algo, hace oicucic, porque aunque lo escriuen assi este verbo,
pero su primera c, se pronuncia mas despues de la u, y assi viene à tener dos
consonantes en la penultima", 1983[1645]:32r). We would currently say that this
verb stem is /ikwsi/, with a consonant cluster before the final vowel. Once again,
Carochi apparenly understands the phonological situation correctly, though he
feels obliged to finagle a consonant cluster rather than clearly recognizing cu as a
consonantal digraph.
A third type of argumentation has to do with whether semivowels should be
analyzed as consonants or as vowels. Olmos, as noted earlier (§6.3), points out that
there is little difference between o and u in Nahuatl. However he recommends
using u when it comes between two vowels, as in nitlaalaua "to slip", for the
following reason: "But it seems to me that when o should happen to be between
two vowels, it should best be pronounced and written with u rather than o, and the
reason that I say this is that in such words, Mexican and Texcocan women
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PHONOLOGICAL DESCRIPTION IN NEW SPAIN 47
some write them with a u before the a." ("porque algunos los escriuen con, u. antes
de la, a.", 1967[1595], f. 18v). That is, some people write poua and çoua,
suggesting that there may be a /w/ which will be left in final position, and
therefore devoiced, when the final vowel is deleted to form the preterite stem.
Currently we would say that such verbs are underlyingly /po:wa/ and /so:wa/, and
that the /w/ that appears in the preterite is part of the stem which is left in final
position when the final vowel is deleted.
9. Phonological processes
The last aspect of phonological analysis in the colonial grammars which I
would like to mention is the notion of phonological process. The colonial
grammarians were familiar with a variety of specialized terms for talking about
phonological processes of various sorts: syncope, aphaeresis, apocope, synaeresis,
synaloepha, prothesis, paragoge, and epenthesis are all mentioned by at least one
author (Smith Stark 2000b). It is also quite common to find discussion of what was
called the addition, loss and mutation or conversion of letters. That is, an item and
process terminology was usual for describing the phonological relationships
among linguistic forms.57
In Nahuatl, for instance, Olmos (1972[1547]: 199-202) recognizes a series of
phonological processes, which we might summarize as follows:
a. n→m / V (usually)
b. t → Ø / 1_1
c. n → Ø / c, tz, u, x, consonantal y
d. ch, x, z → Ø / c, tç, ch, x
The first process refers to cases where an <n> changes to an <m> before a
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48 THOMAS C. SMITH-STARK
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PHONOLOGICAL DESCRIPTION IN NEW SPAIN 49
[Wherever one of these four letters [tz, ch, x, ç] is found with another, or one of them with
another like itself, one should not pronounce two, but rather only one [...] where in all these
examples the preceding asperous letters are lost, and although the asperous letter is not
pronounced, twice the time, however, is spent on that vowel which is with it, as if the other
were pronounced]
This seems to be a clear description of compensatory lengthening of the
preceding vowel, instead of the gemination of the sibilant described by Andrews.
Rincón identifies another phonological process in Nahuatl, which he describes
as follows: "Note about h: whenever a word that begins with m or p follows, it
turns into m or p with the preceding u. For example, maimmochiua, for,
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58
Rincón gives this form as nicchipoloa, but it should of course be nicchippoloa. The correct form
is in fact given in Rincón's vocabulary (f. 81r[1967:76]).
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50 THOMAS C. SMITH-STARK
[Except that, for further information about the mechanical nouns, the cause of the
difference between the endings -ri and -ti is none other than the accent, as caràri "scribe"
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or "painter", mìtati "doorman". Because one has the penultimate a long and the other the
antepenultimate i.]
In other words, the suffix is -ri if immediately after the stressed syllable,61 but
9
As noted above (§6.3), aspirated stops are realized as voiceless unaspirated stops when occurring
after a nasal and before a vowel. Gilberti therefore seems to be mistaken, at least as far as the
modern language is concerned, when he says that <c> can never follow <n>. However, Cristina
Monzon informs me that she has not been able to find counterexamples to Gilberti's claim either in
Gilberti 1558 or in Lagunas 1573.
60
Gilberti does not gloss these forms. Cristina Monzon informs me that the third form is not
marked for the progressive.
61
Probably due to Latin influence, Lagunas wrongly refers to syllable length rather than stress.
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PHONOLOGICAL DESCRIPTION IN NEW SPAIN 51
[But it is to be noted that in all plurals that are not different from the singular either in the
word nor in the pronunciation, we will place an h. We don't do this because there is an h in
the pronunciation, but rather solely to denote the difference between singular and plural.
And it should be so understood with verbs as well as with nouns, when there is nothing else
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62
This process is somewhat reminiscent of Verner's law, which states that the position of stress in
Proto-Indoeuropean was a crucial factor in determining whether voiceless stops (p, t, k) became
voiced stops (b, d, g) (when neither initial nor immediatley preceded by the accented syllable, nor
second in a voiceless cluster) or became voiceless fricatives (when initial or immediately preceded
by the accented syllable) in Germanic (Anttila 1972:66-67).
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52 THOMAS C. SMITH-STARK
and it consists precisely of the presence of a glottal stop (or an /h/) at the end of the
plural forms. If Olmos didn't hear it, then how is it that he wrote it? It seems to me
likely that the native speakers themselves who wrote their language served as his
model. They wrote h because they heard it and pronounced it; Olmos simply
followed suit.
It really should come as no surprise that the Europeans had problems pro
nouncing and hearing the Indian languages properly. After all, they usually came
to New Spain as adults when they began to learn one or more Indian languages. It
seems unlikely that they could learn to speak them with native speaker
proficiency. Rather they probably depended on native speakers with whom they
could check their work and make sure they were using the language properly. At
times the presence of such advisors is overtly acknowledged, though they often
remain anonymous. For example, friars Domingo Guigelmo and Juan de
Villalobos say that, in order to evaluate Cordova's Vocabvlario, "we called
together four Indian interpreters, native Zapotecs, who seemed to us to be the most
able and appropriate that there could be" ("llamamos y juntamos quatro Indios
lenguas, naturales çapotecas los mas abiles que para ello nos parecio y pudieron
ser auidos", Cordova 1578b:iiiv).
Similarly, the Dominican friar Francisco Alvarado, author of a 16th century
Mixtec dictionary, notes in his prologue that he used material that his predecessors
had gathered, but that he himself had to go over it all with care. However, he gives
principal credit to the Mixtees themselves: "the very Indians who are the best
teachers and who, for that task, were and have been the authors" ("los mismos
Indios que son los mejores maestros que para esto eran, y an sido los autores",
Alvarado 1593, "Prologo al lector", 6v).
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In a few cases we actually have the names of individuals who helped the friars.
For example, one of the best informants for Andrés de Olmos "fué un indio
principal viejo de Texcuco llamado D. Andrés" ("was an aged Indian lord from
Texcoco named Sir Andrew", Mendieta 1945[1596]: 158). Hernandez de León-
Portilla (1996) has written about Hernando de Ribas (d. [Link].1597), a Texcocan
who helped various Franciscans: Alonso de Molina with his Nahuatl vocabulary
and grammar, Juan de Gaona in his Dialogos de la paz y la tranquilidad del alma
(1582), and Juan Baptista Viseo in various of his works. Ribas was among the first
students of the Royal Holy Cross College in the convent at Santiago Tlatelolco
and, according to Juan Baptista, was "very knowledgeable in Latin, and with much
ease translated anything from Latin and from Romance into the Mexican language,
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PHONOLOGICAL DESCRIPTION IN NEW SPAIN 53
attending more to the sense than to the letter" ("muy gran latino, y que con mucha
facilidad traduzia qualquiera cosa de Latin, y de Romance en la lengua Mexicana:
atendiendo mas al sentido, que ala letra", Viseo 1606, prologue; cf. Hernandez de
León-Portilla 1996:479). Also trained by the Franciscans at Tlatelolco and in
particular associated with the extraordinary ethnographic and doctrinal work by
the Franciscan Bernardino de Sahagún were other outstanding native Nahuatl
speakers like Antonio Valeriano of Azcapotzalco (governor of the Indians of
Mexico City from 1570-1605 and brother-in-law of the historian Fernando
Alvarado Tezozómoc), Alonso Vegerano and Pedro de San Buenaventura of
Cuauhtitlan, Martín Jacobita and Andrés Leonardo of Tlatelolco, and Juan
Badiano of Xochimilco (cf. Martínez 1981, León-Portilla 1986, de la Cruz
1991 [1552]). About Antonio Valeriano (d. 1605), in particular, Juan Baptista says
that he was:
vno delos mejores latinos, y rethoricos que del [dicho Colegio de Santa Cruz] salieron [...]
fue tan gran latino, que hablaua ex tempore (aun en los vltimos años de su vejez) con tanta
propriedad, y elegancia, que parecia vn Ciceron, o Quintiliano. [...] El qual me ayudo muy
bien, assi en cosas particulares que le consulté, como en la Ethimologia, y significacion de
muchos vocablos. (Viseo 1606, prologue)
[one of those most knowledgeable in Latin and one of the best rhetoricians produced by the
Holy Cross College [...] he was so good at Latin that he spoke it extemporaneously (even in
the last years of his life) with such propriety and elegance, that he resembled a Cicero or a
Quintilian [...] He helped me very much in specific things that I asked him about, as well as
the etymology and meaning of many words]
Juan Baptista also acknowledges the aid he received from Juan Berardo of
Huejotzingo (d. 1594), Diego Adriano and Pedro de Gante of Tlatelolco (d.
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54 THOMAS C. SMITH-STARK
11. Conclusion
In this paper, I have tried to present an evaluation of the accomplishments of
the phonological descriptions produced by the New Spain linguists. As a group,
and focusing specifically on their achievements rather than their failures, it is
possible to appreciate many good insights. In particular, they recognized, recorded
and to some degree described numerous types of sounds which were not found in
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PHONOLOGICAL DESCRIPTION IN NEW SPAIN 55
REFERENCES
A. Primary sources
Aluarado, Francisco de, et al, 1962[1593]. Vocabvlario en lengva misteca, hecho por los
padres dela Orden de Predicadores, que residen enella, y vltima mente recopilado, y
acabado por el Padre Fray Francisco de Aluarado, Vicario de Tamaçulapa, de la
misma Orden. Mexico: Pedro Balli. Reedition: Wigberto Jiménez Moreno, editor, Fray
Copyright © 2005. John Benjamins Publishing Company. All rights reserved.
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56 THOMAS C. SMITH-STARK
Missionary Linguistics II / Lingüística misionera II : Orthography and Phonology. Selected papers from the Second International
þÿ Conference on Missionary Linguistics, São Paulo, 10 13 March 2004, edited by Otto Zwartjes, and Cristina Altman, John Benjamins Publishing Company, 2005.
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PHONOLOGICAL DESCRIPTION IN NEW SPAIN 57
Facsimile; II. Spanish version with studies and commentaries by diverse authors.
Transcription and translation from Latin by angel María Garibay K. 2a ed. Mexico:
Fondo de Cultura Economica e Instituto Mexicano de Seguro Social. (la ed., Mexico:
Instituto Mexicano de Seguro Social, 1964.)
Gilberti, Maturino. 1987[1558]. Arte de la lengua de Michuacan. [Mexico]: Iuan Pablos.
Facsimilar edition: Maturino Gilberti, Arte de la lengua de Michuacan (1558), ed. by J.
Benedict Warren, who prepared an historical introduction, documentary appendix and
was responsible for the photographic preparation of the text, Morelia, Michoacan,
Mexico: Fimax Publicistas Editores.
Guzmán, Pantaleon de. 1984[1704]. Compendio de nombres en lengva cakchiqvel. Ms. in
the John Carter Brown Library. Edition: Pantaleon de Guzman, Compendio de nombres
en lengva cakchiqvel, ed. by Rene Acuna. Mexico, D. F.: Universidad Nacional
Autonoma de Mexico.
Lagunas, Iuan Baptista [Bravo] de. 2002[1574]. Arte y dictionario: con otras obras, en
lengua michuacana, Mexico: Pedro Balli. Facsimilar edition: Arte y dictionario con
otras obras en lengua michuacana, composed by Fray Juan Baptista de Lagunas, ed. by
J. Benedict Warren, who prepared the historical introduction with documentary appendix
and was responsible for the photographic preparation of text, Morelia, Michoacan,
Mexico: Fimax Publicistas Editores, 1983. The grammar was edited separately as Iuan
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PHONOLOGICAL DESCRIPTION IN NEW SPAIN 59
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þÿ Conference on Missionary Linguistics, São Paulo, 10 13 March 2004, edited by Otto Zwartjes, and Cristina Altman, John Benjamins Publishing Company, 2005.
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62 THOMAS C. SMITH-STARK
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þÿ Conference on Missionary Linguistics, São Paulo, 10 13 March 2004, edited by Otto Zwartjes, and Cristina Altman, John Benjamins Publishing Company, 2005.
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PHONOLOGICAL DESCRIPTION IN NEW SPAIN 63
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64 THOMAS C. SMITH-STARK
Missionary Linguistics II / Lingüística misionera II : Orthography and Phonology. Selected papers from the Second International
þÿ Conference on Missionary Linguistics, São Paulo, 10 13 March 2004, edited by Otto Zwartjes, and Cristina Altman, John Benjamins Publishing Company, 2005.
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