1 s2.0 S0196890415009735 Main
1 s2.0 S0196890415009735 Main
a r t i c l e i n f o a b s t r a c t
Article history: Generally, off-grid fossil fuel generators provide energy supply to remote regions. The integration of pho-
Received 22 July 2015 tovoltaic (PV) plants to battery energy storage (BES) systems potentially increases reliability, the system
Accepted 16 October 2015 autonomy and lifetime, reducing the generator working hours and the system environmental impact. PV–
Available online 11 November 2015
BES–Diesel generator hybrid energy systems (HESs) offer technical, economic and environmental benefits
compared to traditional off-grid systems. This paper proposes a bi-objective design model for off-grid PV–
Keywords: BES–Diesel generator HESs. The aim is to identify the PV plant rated power, the BES system capacity and
Hybrid energy system
the technical configuration able to jointly reduce the levelised cost of the electricity ðLCOEÞ and the car-
Photovoltaic plant
Battery energy storage
bon footprint of energy ðCFOEÞ. Furthermore, the comparison of the LCOE and CFOE values of the HES
Diesel generator against a traditional diesel generator allows determining the economic and environmental advantages
Levelised cost of electricity coming from the described system. Despite the proposed model is general and suitable for any installa-
Carbon footprint of electricity tion site and HES configuration, this paper exemplifies its application designing a HES to be installed in a
remote village in Yakutsk, Russia. The model takes into account the hourly energy demand, the irradia-
tion and temperature profiles of the installation location calculating the hourly PV plant yield, the battery
charge–discharge processes and the required generator energy. Results highlight the technical, economic
and environmental feasibility of the system for a context with a medium irradiation level, i.e.
1400 kW h/(m2 year), and relatively low fuel cost, i.e. 0.7 €/l. For the best economic scenario LCOE
and CFOE reductions are of about 8% and 28%, respectively. Finally, the most effective trade-off between
economic and environmental performances leads to a CFOE decrease of about 48% and a slight decrease of
the economic performances (2%).
Ó 2015 Elsevier Ltd. All rights reserved.
http://dx.doi.org/10.1016/j.enconman.2015.10.051
0196-8904/Ó 2015 Elsevier Ltd. All rights reserved.
M. Bortolini et al. / Energy Conversion and Management 106 (2015) 1024–1038 1025
Nomenclature
frequent and, generally, it consists of the ex-post environmental between the system economic and environmental sustainability,
assessment of the previously designed system. Such a methodol- are rare and no tool, including HOMER software, implements
ogy is behind, also, some existing commercial tools, e.g. HOMER bi-objective approaches. This paper addresses this lack presenting
software [46]. In the system design phase, the adoption of a bi-objective design model for off-grid PV–BES–Diesel generator
bi-objective approaches, able to find good trade-off solutions HESs suitable for applications to a generic installation site. The
1026 M. Bortolini et al. / Energy Conversion and Management 106 (2015) 1024–1038
EA,h > 0
PV plant PV Inverter
Bidirectional
BES system inverter
EA,h > EL,h
Battery state of charge SOCB,h < KB-max
SOCB,h Battery not fully charged
diesel generator, the PV plant, the battery banks, the AC main and the BES system capacity, allows identifying the economic and
distribution unit, which is connected to the load and the electric environmental performances of each tested configuration.
conversion and control devices. The PV plant supplies the AC load,
through a PV inverter including the maximum power point 3.1. PV system analytic model
tracking (MPPT) device, the electric protections and the reactive
and exceeding power management. The battery charge/discharge Focusing on the PV system, the model quantifies the hourly
processes, the generator start/stop signals and the modulation of yield of the PV arrays, EA;h , according to Eq. (4) and considering
the power coming from the PV inverter are controlled through the effect of the efficiency decrease due to the PV module degrada-
the bidirectional inverter, which also protects the batteries from tion [47]
degradation avoiding the risks of overcharge and excessive
EA;h ¼ HI;h Aa gPV;h ð4Þ
discharge. In the case of a three-phase system, each phase is
controlled by a different bidirectional inverter. where Aa ¼ Po =ðgmodule HI;r Þ, Po refers to the standard test condi-
The BES system stores the energy excesses, best manages the tions, i.e. solar spectrum of AM 1.5, module temperature of 25 °C
diesel generator, e.g. pre-heating, cooling times and transient con- and HI;r equal to 1 kW/m2 [48]. The overall PV system efficiency
ditions, and it guarantees the energy supply during the generator depends on the reference module conversion efficiency, the electri-
failures and low irradiation periods. The diesel generator charges cal energy efficiency, the efficiency decrease due to the cell temper-
the BES system in the case of risk of low charge condition, only, ature and the progressive PV module degradation. Furthermore, the
i.e. the BES system state of charge goes below the minimum stor- DC/AC electric conversion is affected by the PV inverter efficiency
age capacity. This is a mandatory technical condition to prevent (see Eq. (5)).
the battery degradation. The BES system physical constraints are
defined in the following Eq. (1), for each working hour, h. The
gPV;h ¼ gmodule ge gtemp;h ginv ð1 ðj 1Þ gd Þ ð5Þ
hourly state of charge, SOC B;h , cannot exceed the maximum capac- The PV module efficiency decreases linearly with the temperature
ity, K max min
B , and it has to be higher than the minimum capacity, K B , respect to the reference condition of 25 °C, as defined in Eq. (6) [49].
defined through the so-called maximum allowable depth of
gtemp;h ¼ 1 b ðT c;h T c;ref Þ ð6Þ
discharge, DOD, according to Eq. (2).
where
K min
B 6 SOC B;h 6 K max
B ð1Þ
T c;h ¼ T a;h þ ½ðNOCT 20Þ=800 HI;h ð7Þ
K min
B ¼ ð1 DODÞ K max
B ð2Þ In Eqs. (6) and (7), b and NOCT depends on the considered PV
module type. The module manufacturers generally provide such
The system aims to satisfy the user load thanks to the PV plant, the
specifications.
energy stored in the BES system and the diesel generator, in case of
the PV–BES system is not able to fully supply the energy demand.
3.2. BES system analytic model
The hourly overall energy balance is in Eq. (3).
EL;h ¼ EA;h þ EB;h þ EG;h ð3Þ The BES system capacity is expressed by both the nominal
capacity, K B , and the number of autonomy hours, AH. AH is the
The PV system operates to meet the energy demand, while the number of hours that a fully charged battery is able to supply
energy surplus, if present, flows to the BES system, until it is fully the energy demand considering the average hourly user load, EL;a
charged. The energy excess is dissipated through the PV inverter. (see Eq. (8)).
The battery charging process is limited by the technical battery
limits in the charging power, Plim AH ¼ ðK B gbinv gdch DODÞ=EL;a ð8Þ
B;C . The charging power is controlled
by the bidirectional inverter and eventual energy excess is directly
The temperature has a significant impact on the electrical perfor-
dissipated by the PV inverter. On the contrary, in the case of low
mance of BES systems. Generally, the performances increase with
irradiance and during the night-time hours, BES system supplies
a temperature increase but, at the same time, aging and the self-
the energy deficit until the SOC B;h decreases to its minimum level
discharge processes are accelerated. The BES system available
or the required power overcomes the battery discharging power
capacity is affected, also, by the external temperature. A capacity
limit, P lim
B;D . In such two cases, the bidirectional inverter asks the decrease of 1% per Celsius degree occurs below 20 °C. For these
diesel generator to supply the load. The PV plant works in parallel reasons, BES systems are typically stored in 20–25 °C controlled
to the diesel generator and the BES system, while the battery rooms [50]. During the charging process, SOC B;h increases according
charge/discharge processes are stopped when the diesel generator to Eq. (9).
supplies the load.
The flow-chart in Fig. 2 summarises the management rules to SOC B;h ¼ minfSOC B;h1 ð1 rÞ þ ðEA;h EL;h Þ gbinv gch ; K max
B g
define, for each studied hour, h, the electric energy flows through ð9Þ
the system to supply the energy load. Such logic of control and
management is in accordance with the standard practice and it is Furthermore, the battery charging process is restricted by the
the basis to develop the HES system analytic model. maximum battery power charge limit, Plim
B;C , defined by the battery
START
No No
(SOCB,h -KB-min)>(EL,h - EA,h)/
EA,h > EL,h?
(ηbinv·ηdch)?
Yes
Yes
Supply the user energy
demand
No
EL,h (EL,h - EA,h)/(ηbinv·ηdch·∆t)
< PB,D-Lim ?
∆t=1h
No
Yes
Charge BES system SOCB,h = KB-max ?
Yes
END
Fig. 2. HES system flow chart for each studied hour, h, to supply the energy load.
System Life-Cycle
Electricity
Manufacturing Installation Operating Recycling
Raw
& Transportation & & &
Materials
Assembly Start-up Maintenance Waste Disposal Emissions
Model Boundaries
Auxiliary
Process Energy
resources
The following equations detail the emissions for each component 4.2. Load profile
according to the introduced notations.
The hourly load profile of the remote village is in Fig. 6. It shows
Po an1 average load of about 16 kW (the red dashed line), a base load of
Y PV ðPo Þ ¼ Am yPV ð22Þ
Pm 8–10 kW, a maximum load, Pmax , of 30 kW and a yearly energy
request of about 138 MW h.
Po
Y PVstr ðPo Þ ¼ Am yPVstr ð23Þ
Pm 4.3. Hybrid energy system architecture and parameters
30
25
20
15
10
Temperature [°C]
5
0
January February March April May June July August September October November December
-5
-10
-15
-20
-25
-30
-35
-40
900
800
700
Irradiation level [W/m2]
600
500
400
300
200
100
0
0 730 1460 2190 2920 3650 4380 5110 5840 6570 7300 8030 8760
Hours [h]
36
34
32
30
28
26
24
Load [kW]
22
20
18
Average load
16
14
12
10
8
6
4
2
0
0 730 1460 2190 2920 3650 4380 5110 5840 6570 7300 8030 8760
Hours [h]
Fig. 6. Hourly load profile for the remote village in Yakutsk, Russia.
1032 M. Bortolini et al. / Energy Conversion and Management 106 (2015) 1024–1038
Table 2 Table 3
PV plant installation costs [€/kWp]. Diesel generator maintenance program and cost.
PV plant Module Labor and Supporting Engineering PV plant Maintenance activity Maintenance Cost [€] Cost
rated installation structure total costs period [h] [€/h]
power
Oil, air and fuel filter replacement 1000 95 0.095
3 690 400 300 250 1640 Blower belt, distribution kit and valve 2500 295 0.118
10 690 400 300 115 1505 cover gasket replacement
35 670 400 300 85 1455 Complete generator revision 12,000 4150 0.346
75 640 400 300 85 1425
Total costs [€/h] 0.559 €/h
150 620 400 300 60 1380
Total costs [€/h], including 0.6 €/h
10% of labor cost
8 3 2
>
< 0:330 Pmax P G;h PG;h P G;h
P G;h P
G;h
þ 0:808 Pmax 0:605 Pmax þ 0:369 if 0:25 6 Pmax 61
f G;h ¼ G G G G
ð30Þ
P max >
: 0:263 P
G if 0 < Pmax
G;h
< 0:25
G
The transport costs of fuel and spare parts are not accounted in the maintenance replacements according to the HES behaviour experi-
analysis even if the remote position of the village may lead to sig- enced in the previous years and the bidirectional inverter power
nificant logistic costs, increasing the convenience and profitability limit. Further considerations deal with the significant cost and tech-
M. Bortolini et al. / Energy Conversion and Management 106 (2015) 1024–1038 1033
0.275
[kg/kWh]
0.265
PG,h
PGmax
0.255
0.235
0.225
0.215
0.00 0.10 0.20 0.30 0.40 0.50 0.60 0.70 0.80 0.90 1.00
PG,h
PGmax
0.28
0.27 Battery
capacity
AH [h]
0.26
1.0
1.5
LCOE [€/kWh]
0.25 2.0
2.5
3.0
0.24 LCOE [€/kWh]
Only diesel generator 4.0
5.0
0.23
6.0
7.0
0.22 8.0
0.21
10 15 20 25 30 35 40 45 50 55 60 65 70 75 80 85 90 95 100 105 110 115 120
PV Plant rated power [kWp]
Fig. 8. LCOE values for different PV rated power and BES system capacity.
nical difficulties concerning the transportation of fuel and spare incidence, i.e. about the 50% of the maintenance activity costs, con-
parts to such a remote area, not accounted in this analysis and firming the great opportunity of the PV–BES system integration.
strengthening the HES system.
Concerning the economic best scenario, i.e. 0.214 €/kW h for 5.2. Environmental assessment
50 kWp–2.5 AH, the LCOE reduction is of about 8% compared to a
traditional diesel generator. The HES system installation is also Fig. 10 shows the CFOE values for PV rated powers up to
economically sustainable excluding the PV energy production dur- 250 kWp and BES capacity up to 8 AH (200 kW h). The results are
ing the winter period, when the snow and ice may cover the PV compared against the CFOE of a traditional diesel generator sys-
modules. Particularly the LCOE reduction is of about 7%, 6.5%, tem with the hypothesis of adopting the same generator type,
4.5%, 3% excluding the PV energy production in December–January, represented through the red line. The PV–BES module inclusion
November–December, from December to February and from introduces significant environmental benefits within the most of
November to February, respectively. Finally, Fig. 9 shows the the considered scenarios leading to CFOE reductions greater than
lifetime HES system cost distribution, discounted to year 0, in order 20%. The best environmental scenario occurs for a PV plant rated
to satisfy the remote village overall energy demand. power of 95 kWp and a BES system capacity of 200 kW h (8 AH).
The PV–BES turnkey cost covers about the 19% of the total cost, The CFOE is of 0.374 kgCO2eq/kW h (saving of about 50%).
while the cost due to the fuel consumption has the main incidence, Such environmental performances require high BES system
i.e. about 58%. Consequently, better conditions for the PV–BES capacity showing that, from the environmental viewpoint it is
modules, e.g. higher fuel cost or higher irradiation level, increase preferable to store energy in high capacity BES systems respect
the PV plant rated power and BES system capacity. The mainte- to using the backup generator and consuming fossil fuel and oil.
nance activities cause the remaining 24% of the total cost. Among Fig. 11 highlights such an evidence for the best environmental
them, the cost due to the generator operation has the larger scenario. The diesel generator has the largest impact (91%), while
1034 M. Bortolini et al. / Energy Conversion and Management 106 (2015) 1024–1038
PV Maintenance; 2.44%
Battery replacement;
Fuel ; 57.70% 3.79%
PV inverter
replacement; 3,09%
Bidirectional inverter
Maintenance replacements; 2.06%
activities; 23.68%
Generator maintenance;
12.30%
PV Plant; 12.78%
Bidirectional inverters;
1.33%
Fig. 9. HES system cost distribution for the best economic scenario.
0.8
0.75
CFOE [kgCO2eq/kWh] Battery
Only diesel generator capacity
0.7 AH [h]
1
CFOE [kgCO2eq/kWh]
0.65
1.5
0.6 2
2.5
0.55 3
4
0.5 5
6
0.45 7
8
0.4
0.35
10 20 30 40 50 60 70 80 90 100 110 120 130 140 150 160 170 180 190 200 210 220 230 240 250
PV plant rated power [kWp]
Fig. 10. CFOE values for different PV rated power and BES system capacity.
1.31% 0.97%
the remaining percentage is due to the PV module, the structures
5.23% 0.49% and wires (7.5%), the BES system (0.51%) and the electric conver-
0.51%
sion devices (0.49%).
PV Modules
0.8
0.75
0.7
CFOE [kgCO2eq/kWh]
0.65
50 kWp - 2.5 AH
(0.214 €/kWh;0.546 kgCO2eq/kWh)
0.6
0.55
0.5
0.45
0.4
0.3
0.2 0.21 0.22 0.23 0.24 0.25 0.26 0.27 0.28 0.29 0.3 0.31 0.32 0.33 0.34 0.35 0.36 0.37 0.38
LCOE [€/kWh]
MO Solutions Pareto frontier min LCOE Solution min CFOE Solution ψ solution
Fig. 12. Pareto Frontier for the economic and environmental trade-off bi-objective analysis.
one worsens. Such points compose the so-called Pareto frontier LCOEðPo ; K B Þ CFOEðPo ; K B Þ
wðPo ; K B Þ ¼ ð33Þ
(in light brown in Fig. 12). Possible trade-off scenarios fall on min LCOEðPo ; K B Þ min CFOEðPo ; K B Þ
the Pareto frontier.
To drive the trade-off scenario selection, the Authors propose The scenario that minimises the introduced w function is a candi-
the following practical rule-of-thumb, based on the following date good trade-off between the economic and the environmental
wðPo ; K B Þ function, calculated for each Pareto point. performances. Fig. 13 depicts the trend of w highlighting the
1.5
1.45
1.4
1.35
1.3
ψ function
1.25
1.2
1.15
1.1
ψ Optimal solution
95 kWp - 8.0 AH
1.05 (0.228 €/kWh;0.394 kgCO2eq/kWh)
1
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43
Table 4
HES best scenarios, trade-off and benchmark.
trade-off system parameters further highlighted in green in environmental targets. The levelised cost of the electricity, LCOE,
previous Fig. 12. and the carbon footprint of electricity, CFOE, quantify the
Globally, the economic and environmental best scenarios economic and the environmental impact of the HES configuration.
present significant differences in the PV–BES system parameters. The proposed model is general and able to design HESs for any
The latter model suggests bigger PV and BES systems. PV rated installation site. In this paper, a case study applies the model to
power doubles (from 350 to 700 kWp) and BES capacity is almost supply the off-grid village of Yakutsk, Russia. Results highlight
the triple (from 487.5 kW h to 1200 kW h). Such a difference the technical, economic and environmental feasibility of HESs,
affects the system energy flow. In the LCOE best configuration, respect to fossil fuel solutions, for a context with a medium irradi-
energy production is two times the CFOE best configuration energy ation level, i.e. 1400 kW h/(m2 year), and a relatively low fuel
production. Furthermore, in the environmental model, the PV–BES cost, i.e. 0.7 €/l. Relevant savings in both the fuel and the oil cost
modules supply almost all the energy required by the load (94.7%). (7.8%) and emissions (51.0%) occur for the best economic and
Considering the system performance indices, the economic design environmental scenarios, compared to the benchmark case using
leads to a 43% increase of the CFOE respect to its optimal value, fossil fuel, only. Furthermore, a trade-off analysis allows balancing
whereas environmental model determines a 23% LCOE increase. the divergent trends of the economic and environmental functions
The proposed trade-off analysis looks for effective global scenario. leading to final savings of 1.7% and 48.4% for LCOE and CFOE,
Table 4 summarises the case study results and the identified respectively.
effective scenarios, together with the benchmark configuration Further research mainly deals with the inclusion to the model of
adopting fossil fuel, only. fuel and spare part shipment cost and impact, the application of
the model to multiple locations with different environmental
conditions and a sensitivity analysis on the load profiles to identify
6. Conclusions and further research
economic and environmental lower and upper feasibility limits on
the system size.
This paper presents the study of photovoltaic (PV) plant and
battery energy storage (BES) system integrated to traditional diesel
generators for off-grid applications. The development of the ana-
lytic technical, economic and environmental models for the design Appendix A
of hybrid energy systems (HESs) allows determining the PV system
rated power and the BES system capacity matching economic and See Tables A.1–A.5.
Table A.1
PV plant main parameters.
Table A.2
BES system parameters.
Table A.3
PV–BES system electric conversion device parameters.
Table A.4
Diesel generator input parameters.
P max
G
Generator maximum net power 33.3 kW See Fig. 6
yG Emissions to generate a kW h by diesel gen. 0.763 kgCO2eq/kW h [57]
qf Fuel density 0.835 kg/l
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