Chapter 4

Digital Transmission
 Digital Transmission

 The Information needs to be converted to either a digital

signal or an analog signal for transmission

Conversion
methods

Digital/Digital Analog/Digital Digital/Analog Analog/Analog

encoding encoding encoding encoding

Unipolar Polar Bipolar PCM DM ASK FSK PSK

AM FM PM
Multilevel Multitransition
QAM

Kyung Hee
University
2
4.1 DIGITAL-TO-DIGITAL CONVERSION

In this section, we see how we can represent

digital data by using digital signals. The
conversion involves three techniques: line
coding, block coding, and scrambling. Line
coding is always needed; block coding and
scrambling may or may not be needed.

Topics discussed in this section:

Line Coding
Line Coding Schemes
Block Coding
Scrambling
 Digital-to-Digital Conversion

 Converts sequence of bits to a digital signal

Figure 4.1 Line coding and decoding

Kyung Hee
University
4
 Characteristics of Line Coding
 Signal element vs. data element

 Data rate vs. bit rate

 dc components

 Self-synchronization

Kyung Hee
University
5
 Data element versus Signal element
 Data element – the smallest entity that can
represent a piece of information : this is the bit.

 Signal element – carries data element. A signal

element is the shortest unit of a digital signal.

Data elements are being carried; signal elements

are the carriers.

Kyung Hee
University
6
 Data element versus Signal element
Figure 4.2 Signal element versus data element

Kyung Hee
University
7
 Data Rate versus Signal Rate
 Data rate (bit rate) : the No. of data elements sent in 1s.(bps)

 Signal rate (pulse rate, modulation rate or baud rate) :

- the number of signal elements sent in 1s.(baud)

 Relationship between Data rate Vs Signal rate

S = c x N x 1/r (baud)
where S : No. of signal element, (baud)

c : case factor,

N : Data rate (bps),

r : No. of data elements carried by each signal element.

Kyung Hee
University
8
 Data Rate versus Signal Rate

Example 4.1
A signal is carrying data in which one data
element is encoded as one signal element ( r = 1).
If the bit rate is 100 kbps, what is the average
value of the baud rate if c is between 0 and 1?

Solution
We assume that the average value of c is 1/2 . The baud
rate is then

Kyung Hee
University
9
 Bandwidth

Note

Although the actual bandwidth of a

digital signal is infinite, the effective
bandwidth is finite.

* A digital signal that carries information is nonperiodic. So, bandwidth of

nonperiodic signal is continuous with an infinite range theoretically.

Kyung Hee
University
10
 Min. Bandwidth & Max. Data rate

The baud rate determines the required bandwidth

for a digital signal.

Minimum bandwidth

Bminimum = c x N x 1/r

Maximum Data rate

Nmaximum = (1/c) x B x r

Kyung Hee
University
11
 Min. Bandwidth & Max. Data rate
Example 4.2
The maximum data rate of a channel (see Chapter
3) is Nmax = 2 × B × log2 L (defined by the
Nyquist formula). Does this agree with the
previous formula for Nmax?
Solution
A signal with L levels actually can carry log2L bits per
level. If each level corresponds to one signal element
and we assume the average case (c = 1/2), then we have

Kyung Hee
University
12
 DC Components
 When the voltage level in a digital signal is constant for a
while, the spectrum creates very low frequencies.
These frequencies are around zero, called DC(direct current)
components.

 Some systems (such as transformer) will not allow passage

of DC component

 A telephone line cannot pass frequencies below 200Hz

Kyung Hee
University
13
 Self-Synchronization
 Receiver’s bit intervals must correspond exactly to
the sender’s bit intervals

 Self-synchronizing signal includes timing

information

 If the receiver’s clock is out of synchronization,

these alerting points can reset the clock.

Kyung Hee
University
14
 Self-Synchronization
Figure 4.3 Effect of lack of synchronization

Kyung Hee
University
15
 Self-Synchronization
Example 4.3
In a digital transmission, the receiver clock is 0.1 percent
faster than the sender clock. How many extra bits per
second does the receiver receive if the data rate is
1 kbps? How many if the data rate is 1 Mbps?
Solution
At 1 kbps, the receiver receives 1001 bps instead of 1000
bps.

At 1 Mbps, the receiver receives 1,001,000 bps instead of

1,000,000 bps.

Kyung Hee
University
16
 Line Coding Schemes

Kyung Hee
University
17
 Line Coding Schemes

Figure 4.5 Unipolar NRZ scheme

 Unipolar encoding uses only one voltage level.

Kyung Hee
University
18
 Variations of Polar Schemes

Kyung Hee
University
19
 Polar Schemes
 Polar encoding uses two voltage levels

(positive and negative).

Kyung Hee
University
20
 NRZ-L and NRZ-I
 In Non-return to Zero-level (NRZ-L) the level of the signal is
dependent upon the state of the bit.

 In Non-return to Zero-Invert (NRZ-I) the signal is inverted if a 1

is encountered.

Figure 4.6 Polar NRZ-L and NRZ-I schemes r: average baud rate
s: signal rate

Kyung Hee
University
21
Note

In NRZ-L the level of the voltage

determines the value of the bit.
In NRZ-I the inversion
or the lack of inversion
determines the value of the bit.
Note

NRZ-L and NRZ-I both have an average

signal rate of N/2 Bd.
Note

NRZ-L and NRZ-I both have a DC

component problem.
 Example 4.4

A system is using NRZ-I to transfer 1 Mbps data. What

are the average signal rate and minimum bandwidth?

Solution
The average signal rate is S = N/2 = 500 kbaud. The
minimum bandwidth for this average baud rate is Bmin
= S = 500 kHz.
 RZ (Return-to-zero)

Figure 4.7 Polar RZ scheme

A good encoded digital signal must contain a provision for

synchronization.

Kyung Hee
University
26
 Biphase: Manchester & Differential Manchester

Figure 4.8 Polar biphase: Manchester and differential Manchester schemes

Kyung Hee
University
27
 Biphase: Manchester & Differential Manchester

In Manchester and differential

Manchester encoding, the transition
at the middle of the bit is used for
synchronization.

The minimum bandwidth of Manchester

and differential Manchester is 2 times
that of NRZ.

Kyung Hee
University
28
 Bipolar Schemes
 In bipolar encoding, we use three levels:

- positive, zero, and negative.

 Bipolar schemes: AMI and pseudoternary

Kyung Hee
University
29
 Multilevel Schemes
 The desire to increase the data speed or decrease the
required bandwidth has resulted in the creation of
many scheme.

 The goal is to increase the number of bits per baud by

encoding a pattern of m data elements into a pattern of
n signal elements.

In mBnL schemes, a pattern of m data

elements is encoded as a pattern of n
signal elements in which 2m ≤ Ln.

Kyung Hee
University
30
 Multilevel Schemes (cont’d)
Figure 4.10 Multilevel: 2B1Q scheme

Kyung Hee
University
31
 Multilevel Schemes (cont’d)

Figure 4.11 Multilevel: 8B6T scheme

• 8 bit code = 28 = 256

• 6 bit ternary = 36 = 729

Kyung Hee
University
32
 4.2 Block Coding
We need redundancy to endure synchronization
and to provide some kind of inherent error
detecting.

Block coding can give us redundancy to endure

Synchronization and improve the performance of
line coding.

Block coding is normally referred to as

mB/nB coding;
it replaces each m-bit group with an
n-bit group.
Kyung Hee
University
33
 Block Coding (cont’d)
 Steps in transmission
Step 1: Division
 divide sequence of bits into groups of m bits
Step 2: Substitution
 substitute an m-bit code for an n-bit group
Step 3: Line Coding
 create the signal

Kyung Hee
University
34
 Block Coding (cont’d)
Figure 4.14 Block coding concept

Kyung Hee
University
35
 Block Coding (cont’d)

Figure 4.15 Using block coding 4B/5B with NRZ-I line coding scheme

Ex) 100Base-FX

Kyung Hee
University
36
 Block Coding (cont’d)

Figure 4.16 Substitution in 4B/5B block coding

Kyung Hee
University
37
 Block Coding (cont’d)
Table 4.2 4B/5B mapping codes

Kyung Hee
University
38
 Scrambling
 Biphase and the other scheme are not suitable for long-
distance communication because of their wide bandwidth
requirement and DC component.

 Scrambling substitutes long zero-level pulses with a

combination of other levels to provide synchronization.

 Two common scrambling techniques are B8ZS and HDB3.

Kyung Hee
University
39
 Scrambling (cont’d)

Figure 4.18 AMI used with scrambling

Kyung Hee
University
40
 Scrambling (cont’d)
Figure 4.19 Two cases of B8ZS scrambling technique

B8ZS substitutes eight consecutive

zeros with 000VB0VB.
Kyung Hee
University
41
 Scrambling (cont’d)
Figure 4.20 Different situations in HDB3 scrambling technique

HDB3 substitutes four consecutive zeros with

000V or B00V depending on the number of
nonzero
Kyung Hee pulses after the last substitution.
University
42
4.2 ANALOG-TO-DIGITAL CONVERSION

We have seen in Chapter 3 that a digital signal is

superior to an analog signal. The tendency today
is to change an analog signal to digital data. In
this section we describe two techniques, pulse
code modulation and delta modulation.

Topics discussed in this section:

Pulse Code Modulation (PCM)
Delta Modulation (DM)
 Pulse Code Modulation (PCM)
 To change an analog signal to digital data (digitization) is
called Pulse Code Modulation (PCM)

Figure 4.21 Components of PCM encoder

Kyung Hee
University
44
 Sampling
Pulse amplitude modulation has some applications,
but it is not used by itself in data communication.
However, it is the first step in another very popular
conversion method called pulse code modulation.

•Term sampling means measuring the amplitude of the signal

at equal intervals.

Kyung Hee
University
45
 Sampling (cont’d)
Figure 4.22 Three different sampling methods for PCM

Kyung Hee
University
46
 Sampling (cont’d)

Note

According to the Nyquist theorem, the

sampling rate must be
at least 2 times the highest frequency
contained in the signal.

Kyung Hee
University
47
 Sampling (cont’d)

Figure 4.23 Nyquist sampling rate for low-pass and bandpass signals

Kyung Hee
University
48
 Sampling (cont’d)
Example 4.6
For an intuitive example of the Nyquist theorem, let us
sample a simple sine wave at three sampling rates: fs = 4f
(2 times the Nyquist rate), fs = 2f (Nyquist rate), and
fs = f (one-half the Nyquist rate). Figure 4.24 shows the
sampling and the subsequent recovery of the signal.

It can be seen that sampling at the Nyquist rate can create

a good approximation of the original sine wave (part a).
Oversampling in part b can also create the same
approximation, but it is redundant and unnecessary.
Sampling below the Nyquist rate (part c) does not produce
a signal that looks like the original sine wave.
 Sampling (cont’d)
Figure 4.24 Recovery of a sampled sine wave for different sampling rates

Kyung Hee
University
50
 Sampling (cont’d)

Example 4.9
Telephone companies digitize voice by assuming a
maximum frequency of 4000 Hz. The sampling rate
therefore is 8000 samples per second.

Kyung Hee
University
51
 Quantization
 The result of sampling is a series of pulses with amplitude values
between the max. and min. amplitudes of the signal.

 These values cannot be used in the encoding process.

 The following are the steps in quantization:

Assume the original analog signal has instantaneous amplitudes
between Vmin and Vmax.
Divide the range into L zones, each of height Δ (delta)
Δ = (Vmax - Vmin) / L
Assign quantized values of 0 to L-1 to the midpoint of each zone
Approximate the value of the sample amplitude to the quantized values.

 Quantization Error

SNRdB = 6.02nb + 1.76 dB

Kyung Hee Nb : bits per sample

University
52
 Quantization (cont’d)
Figure 4.26 Quantization and encoding of a sampled signal

Kyung Hee
University
53
 Quantization (cont’d)

Example 4.13
A telephone subscriber line must have an SNRdB above 40.
What is the minimum number of bits per sample?

Solution
We can calculate the number of bits as

Telephone companies usually assign 7 or 8 bits per

sample.
Kyung Hee
University
54
 Encoding
 The last step in PCM is encoding.

 After each sample is quantized and the number of bits per

sample is decided, each sample can be changed to an nb-bit
code word.

 Bit Rate Formula

Bit rate = sampling rate x number of bits per sample = fs x nb
 Where No. of quantization level : L , No. of bits (nb )= log2 L

Kyung Hee
University
55
 Encoding (cont’d)

Example 4.14
We want to digitize the human voice. What is the bit rate,
assuming 8 bits per sample?

Solution
The human voice normally contains frequencies from 0 to
4000 Hz. So the sampling rate and bit rate are calculated
as follows:

Kyung Hee
University
56
 Original Signal Recovery

Figure 4.27 Components of a PCM decoder

Kyung Hee
University
57
 PCM Bandwidth
 If we digitized the signal, what is the new bandwidth of the
channel ?

Bmin = c x N x 1/r = c x nb x fs x 1/r = c x nb x 2 Banalog x 1/r

 The minimum bandwidth (1/r = 1 for NRZ or bipolar, c= 1/2)

Bmin = nb x Banalog
 The maximum data rate of a Channel

Nmax = 2 x B x log 2 L (bps)

 The minimum bandwidth

Bmin = N / (2 x log 2 L) (Hz)

Kyung Hee
University
58
 PCM Bandwidth

Example 4.15
We have a low-pass analog signal of 4 kHz. If we send the
analog signal, we need a channel with a minimum
bandwidth of 4 kHz. If we digitize the signal and send 8
bits per sample, we need a channel with a minimum
bandwidth of 8 × 4 kHz = 32 kHz.

Kyung Hee
University
59
 Delta Modulation
 Delta Modulation (DM) techniques have been developed to
reduce the complexity of PCM.

 PCM finds the value of the signal amplitude for each sample;
DM finds the change from the previous sample.
Figure 4.28 The process of delta modulation

Kyung Hee
University
60
 Delta Modulation (cont’d)

Figure 4.29 Delta modulation components

Kyung Hee
University
61
 Delta Modulation (cont’d)
Figure 4.30 Delta demodulation components

Kyung Hee
University
62
4.3 TRANSMISSION MODES

The transmission of binary data across a link

can be accomplished in either parallel or serial
mode. In parallel mode, multiple bits are sent
with each clock tick. In serial mode, 1 bit is
sent with each clock tick. While there is only
one way to send parallel data, there are three
subclasses of serial transmission:
asynchronous, synchronous, and isochronous.
Topics discussed in this section:
Parallel Transmission
Serial Transmission
 Transmission Modes
Figure 4.31 Data transmission and modes

Kyung Hee
University
64
 Transmission Modes (cont’d)
Figure 4.32 Parallel transmission

Kyung Hee
University
65
 Transmission Modes (cont’d)
Figure 4.33 Serial transmission

Kyung Hee
University
66
 Transmission Modes (cont’d)

In asynchronous transmission, we send

1 start bit (0) at the beginning and 1 or
more stop bits (1s) at the end of each
byte. There may be a gap between
each byte.

Asynchronous here means

“asynchronous at the byte level,”
but the bits are still synchronized;
their durations are the same.
Kyung Hee
University
67
 Transmission Modes (cont’d)

Figure 4.34 Asynchronous transmission

Kyung Hee
University
68
 Transmission Modes (cont’d)

In synchronous transmission, we send

bits one after another without start or
stop bits or gaps. It is the responsibility
of the receiver to group the bits.

Kyung Hee
University
69
 Transmission Modes (cont’d)
Figure 4.35 Synchronous transmission

Kyung Hee
University
70
 Transmission Modes (cont’d)
 Isochronous transmission
In the real-time audio and video, in which uneven delays
between frames are not acceptable, synchronous transmission
fails.
TV images are broadcast at the rate of 30 images per second;
 They must be viewed at the same rate
 the entire stream of bits must be synchronized
The isochronous transmission guarantees that the data arrive at
a fixed rate

Kyung Hee
University
71
 Summary (1)
 Digital-to-digital conversion involves three techniques: line
coding, block coding and scrambling.

 The most common technique to change an analog signal to

digital date(digitization) is called pulse code modulation
(PCM).

 According to the Nyquist theorem, to reproduce the original

analog signal, one necessary condition is that the sampling
rate be at least twice the highest frequency in the original
signal.

 Other sampling techniques have been developed to reduce

the complexity of PCM, The simplest one is delta modulation.
PCM finds the value of the signal amplitude for each sample;
DM finds the change from the previous sample.
Kyung Hee
University
72
 Summary(2)
 There are three subclasses of serial transmission:
asynchronous, synchronous, and isochronous

Kyung Hee
University
73
 Q&A

Kyung Hee
University
74